Investors Capital Advisory Services

Investors Capital Advisory Services as of Sept. 30, 2011

Portfolio Holdings for Investors Capital Advisory Services

Investors Capital Advisory Services holds 456 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 2.2 $4.8M 13k 381.18
International Business Machines (IBM) 2.0 $4.3M 25k 174.87
iShares Barclays TIPS Bond Fund (TIP) 1.8 $3.7M 33k 114.30
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.7 $3.6M 30k 120.80
iShares MSCI EAFE Index Fund (EFA) 1.7 $3.6M 75k 47.78
McDonald's Corporation (MCD) 1.6 $3.4M 38k 87.82
Enterprise Products Partners (EPD) 1.6 $3.3M 82k 40.15
Vanguard Short Term Corporate Bond ETF (VCSH) 1.5 $3.3M 42k 77.63
USD.001 Investors Capital Holdings 1.4 $3.1M 595k 5.18
Exxon Mobil Corporation (XOM) 1.4 $3.0M 42k 72.63
iShares S&P SmallCap 600 Index (IJR) 1.2 $2.5M 43k 58.54
Sunoco Logistics Partners 1.1 $2.4M 28k 88.50
SPDR Gold Trust (GLD) 1.1 $2.4M 15k 158.06
Magellan Midstream Partners 1.1 $2.4M 40k 60.39
At&t (T) 1.1 $2.4M 84k 28.52
General Electric Company 1.1 $2.3M 148k 15.22
Verizon Communications (VZ) 1.0 $2.2M 59k 36.80
Enbridge Energy Partners 0.9 $1.9M 69k 27.47
Spdr S&p 500 Etf (SPY) 0.8 $1.8M 16k 113.15
Plains All American Pipeline (PAA) 0.8 $1.8M 31k 58.93
Altria (MO) 0.8 $1.8M 66k 26.81
Praxair 0.8 $1.8M 19k 93.50
United Technologies Corporation 0.8 $1.7M 24k 70.37
Energy Transfer Partners 0.8 $1.7M 40k 41.01
Potash Corp. Of Saskatchewan I 0.8 $1.7M 38k 43.22
Novartis (NVS) 0.8 $1.6M 29k 55.77
Vodafone 0.7 $1.5M 59k 25.65
Pfizer (PFE) 0.7 $1.5M 84k 17.68
Novo Nordisk A/S (NVO) 0.7 $1.5M 15k 99.52
Natural Resource Partners 0.7 $1.4M 57k 25.36
Johnson & Johnson (JNJ) 0.7 $1.4M 22k 63.69
Procter & Gamble Company (PG) 0.6 $1.4M 22k 63.18
SPDR S&P MidCap 400 ETF (MDY) 0.6 $1.3M 9.3k 142.14
Annaly Capital Management 0.6 $1.3M 77k 16.63
Aberdeen Asia-Pacific Income Fund 0.6 $1.3M 187k 6.89
Microsoft Corporation (MSFT) 0.6 $1.2M 50k 24.89
Teva Pharmaceutical Industries (TEVA) 0.6 $1.2M 33k 37.22
Automatic Data Processing (ADP) 0.6 $1.2M 26k 47.16
NuStar Energy 0.6 $1.2M 23k 52.25
iShares S&P US Pref Stock Idx Fnd (PFF) 0.6 $1.2M 34k 35.61
Silver Wheaton Corp 0.6 $1.2M 40k 29.45
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.6 $1.2M 14k 84.57
Philip Morris International (PM) 0.5 $1.2M 19k 62.38
Ford Motor Company (F) 0.5 $1.1M 118k 9.67
Caterpillar (CAT) 0.5 $1.1M 15k 73.84
Piedmont Office Realty Trust (PDM) 0.5 $1.1M 70k 16.17
iShares Russell 2000 Index (IWM) 0.5 $1.1M 17k 64.30
Chevron Corporation (CVX) 0.5 $1.1M 12k 92.59
ConocoPhillips (COP) 0.5 $1.1M 17k 63.32
Vanguard Emerging Markets ETF (VWO) 0.5 $1.1M 30k 35.83
Linn Energy 0.5 $1.0M 29k 35.66
Bristol Myers Squibb (BMY) 0.5 $1.0M 33k 31.38
AFLAC Incorporated (AFL) 0.5 $1.0M 29k 34.95
CenturyLink 0.5 $1.0M 30k 33.12
Williams Partners 0.5 $1.0M 19k 54.24
PowerShares QQQ Trust, Series 1 0.5 $969k 19k 52.52
iShares S&P Global Telecommunicat. (IXP) 0.5 $989k 18k 54.30
PowerShares Fin. Preferred Port. 0.4 $938k 58k 16.15
Kinder Morgan Energy Partners 0.4 $908k 13k 68.38
Coca-Cola Company (KO) 0.4 $905k 13k 67.56
Energy Select Sector SPDR (XLE) 0.4 $863k 15k 58.51
VMware 0.4 $853k 11k 80.38
Vanguard Small-Cap ETF (VB) 0.4 $856k 14k 61.37
Pepsi (PEP) 0.4 $827k 13k 61.90
SandRidge Energy 0.4 $838k 151k 5.56
Vanguard Total Bond Market ETF (BND) 0.4 $829k 9.9k 83.74
BP Prudhoe Bay Royalty Trust (BPPTU) 0.4 $802k 7.6k 105.34
iShares Lehman Aggregate Bond (AGG) 0.4 $805k 7.3k 110.11
Cardinal Health (CAH) 0.4 $787k 19k 41.88
Becton, Dickinson and (BDX) 0.4 $788k 11k 73.32
Berkshire Hathaway (BRK.B) 0.3 $741k 10k 71.04
Illinois Tool Works (ITW) 0.3 $750k 18k 41.60
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $728k 6.8k 106.64
Vanguard Small-Cap Growth ETF (VBK) 0.3 $724k 11k 66.86
iShares Morningstar Large Core Idx (ILCB) 0.3 $722k 11k 64.17
PowerShares Dynamic Lg. Cap Value 0.3 $732k 43k 17.14
Wal-Mart Stores (WMT) 0.3 $711k 14k 51.90
E.I. du Pont de Nemours & Company 0.3 $702k 18k 39.97
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $707k 6.5k 108.93
iShares Dow Jones Select Dividend (DVY) 0.3 $711k 15k 48.24
John Hancock Tax-Advantage Dvd Incom (HTD) 0.3 $702k 45k 15.63
JPMorgan Chase & Co. (JPM) 0.3 $669k 22k 30.12
iShares Russell 1000 Value Index (IWD) 0.3 $670k 12k 56.59
American Capital Agency 0.3 $652k 24k 27.10
3M Company (MMM) 0.3 $641k 8.9k 71.79
Intel Corporation (INTC) 0.3 $629k 30k 21.33
Southern Company (SO) 0.3 $631k 15k 42.37
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $648k 7.8k 82.83
PowerShares Water Resources 0.3 $634k 42k 15.03
SPDR S&P Dividend (SDY) 0.3 $632k 13k 48.55
Vanguard Dividend Appreciation ETF (VIG) 0.3 $644k 13k 48.76
Alerian Mlp Etf 0.3 $632k 41k 15.24
Duke Energy Corporation 0.3 $625k 31k 19.99
Boeing Company (BA) 0.3 $617k 10k 60.51
Walgreen Company 0.3 $627k 19k 32.89
Baidu (BIDU) 0.3 $616k 5.8k 106.91
iShares Silver Trust (SLV) 0.3 $613k 21k 28.91
Mosaic (MOS) 0.3 $615k 13k 48.97
Merck & Co (MRK) 0.3 $597k 18k 32.70
iShares Russell Midcap Index Fund (IWR) 0.3 $601k 6.8k 88.25
Terra Nitrogen Company 0.3 $603k 4.2k 144.43
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $593k 5.7k 103.98
Abbott Laboratories (ABT) 0.3 $565k 11k 51.14
HCC Insurance Holdings 0.3 $573k 21k 27.05
Anworth Mortgage Asset Corporation 0.3 $565k 83k 6.80
Meridian Bioscience 0.3 $579k 37k 15.73
Yamana Gold 0.3 $576k 42k 13.66
Vanguard Growth ETF (VUG) 0.3 $571k 10k 55.94
iShares MSCI Emerging Markets Indx (EEM) 0.3 $552k 16k 35.10
Bank of America Corporation (BAC) 0.3 $556k 91k 6.12
Health Care REIT 0.3 $554k 12k 46.80
Freeport-McMoRan Copper & Gold (FCX) 0.3 $555k 18k 30.45
Eli Lilly & Co. (LLY) 0.2 $531k 14k 36.97
Cisco Systems (CSCO) 0.2 $525k 34k 15.49
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $533k 4.7k 112.32
iShares S&P MidCap 400 Growth (IJK) 0.2 $525k 5.8k 89.84
Vanguard Value ETF (VTV) 0.2 $539k 12k 47.05
Kraft Foods 0.2 $501k 15k 33.58
Frontier Communications 0.2 $510k 83k 6.11
ProShares Short S&P500 0.2 $518k 11k 46.10
Invesco Mortgage Capital 0.2 $509k 36k 14.13
Canadian Natl Ry (CNI) 0.2 $482k 7.2k 66.58
Chesapeake Energy Corporation 0.2 $488k 19k 25.55
iShares Russell Midcap Value Index (IWS) 0.2 $494k 13k 38.56
iShares S&P MidCap 400 Index (IJH) 0.2 $495k 6.3k 77.99
Home Depot (HD) 0.2 $452k 14k 32.87
Las Vegas Sands (LVS) 0.2 $438k 11k 38.34
iShares S&P 500 Index (IVV) 0.2 $442k 3.9k 113.68
Energy Transfer Equity (ET) 0.2 $437k 13k 34.78
Vanguard Small-Cap Value ETF (VBR) 0.2 $455k 8.2k 55.58
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $449k 4.3k 105.07
iShares S&P MidCap 400 Value Index (IJJ) 0.2 $455k 6.9k 66.01
Wells Fargo & Company (WFC) 0.2 $432k 18k 24.12
Nextera Energy (NEE) 0.2 $430k 8.0k 54.02
Google 0.2 $424k 825.00 514.39
Southern Copper Corporation (SCCO) 0.2 $420k 17k 24.99
BlackRock Global Opportunities Equity Tr (BOE) 0.2 $421k 30k 14.11
Atlantic Power Corporation 0.2 $420k 30k 14.19
Citigroup (C) 0.2 $426k 17k 25.62
Dow Chemical Company 0.2 $408k 18k 22.46
Visa (V) 0.2 $399k 4.7k 85.72
Ares Capital Corporation (ARCC) 0.2 $398k 29k 13.77
ProShares Short 20+ Year Treasury ETF (TBF) 0.2 $398k 12k 32.15
FirstEnergy (FE) 0.2 $387k 8.6k 44.91
Qualcomm (QCOM) 0.2 $391k 8.0k 48.63
Pepco Holdings 0.2 $388k 21k 18.92
iShares S&P SmallCap 600 Growth (IJT) 0.2 $382k 5.9k 64.46
SPDR Barclays Capital High Yield B 0.2 $392k 11k 36.19
Pimco Income Strategy Fund II (PFN) 0.2 $391k 45k 8.77
MarkWest Energy Partners 0.2 $361k 7.9k 45.95
Paccar (PCAR) 0.2 $360k 11k 33.82
Eaton Vance 0.2 $363k 16k 22.26
Chipotle Mexican Grill (CMG) 0.2 $362k 1.2k 302.95
iShares Gold Trust 0.2 $372k 24k 15.83
Us Natural Gas Fd Etf 0.2 $371k 41k 9.01
Corning Incorporated (GLW) 0.2 $348k 28k 12.36
Joy Global 0.2 $337k 5.4k 62.39
CSX Corporation (CSX) 0.2 $338k 18k 18.67
Monsanto Company 0.2 $347k 5.8k 60.04
Norfolk Southern (NSC) 0.2 $335k 5.5k 61.02
Consolidated Edison (ED) 0.2 $341k 6.0k 57.02
Cummins (CMI) 0.2 $336k 4.1k 81.66
Kimberly-Clark Corporation (KMB) 0.2 $341k 4.8k 71.00
Nordstrom 0.2 $338k 7.4k 45.68
TECO Energy 0.2 $331k 19k 17.13
Air Products & Chemicals (APD) 0.2 $346k 4.5k 76.38
Alcoa 0.2 $348k 36k 9.57
NuStar GP Holdings 0.2 $332k 11k 30.66
Amazon (AMZN) 0.2 $331k 1.5k 216.23
Utilities SPDR (XLU) 0.2 $343k 10k 33.62
BlackRock Enhanced Capital and Income (CII) 0.2 $342k 29k 11.81
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.2 $332k 44k 7.64
BlackRock Insured Municipal Income Trust (BYM) 0.2 $333k 23k 14.29
CUBIST PHARM CONVERTIBLE security 0.2 $336k 245k 1.37
Nucor Corporation (NUE) 0.1 $319k 10k 31.64
Paychex (PAYX) 0.1 $312k 12k 26.37
Reynolds American 0.1 $316k 8.4k 37.48
Agrium 0.1 $312k 4.7k 66.66
Amgen (AMGN) 0.1 $322k 5.9k 54.95
Deere & Company (DE) 0.1 $314k 4.9k 64.57
General Mills (GIS) 0.1 $328k 8.5k 38.49
EMC Corporation 0.1 $325k 16k 20.99
Oracle Corporation (ORCL) 0.1 $317k 11k 28.74
Medical Properties Trust (MPW) 0.1 $309k 35k 8.95
Cree 0.1 $310k 12k 25.98
ING Global Equity Divid.&Premium Opp-ETF 0.1 $310k 33k 9.26
First Trust/Aberdeen Global Opportunity 0.1 $323k 20k 16.12
Eaton Vance Mun Bd Fd Ii 0.1 $318k 24k 13.28
BP (BP) 0.1 $301k 8.4k 36.07
Bristow Group Inc note 3.000% 6/1 0.1 $301k 301k 1.00
Raytheon Company 0.1 $293k 7.2k 40.87
Gilead Sciences (GILD) 0.1 $292k 7.5k 38.80
Hospitality Properties Trust 0.1 $300k 14k 21.23
Consolidated Communications Holdings 0.1 $291k 16k 18.05
Market Vectors Gold Miners ETF 0.1 $289k 5.2k 55.19
Market Vectors Junior Gold Miners ETF 0.1 $305k 11k 28.15
Eaton Vance Short Duration Diversified I (EVG) 0.1 $290k 18k 16.09
Sun Communities (SUI) 0.1 $296k 8.4k 35.19
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $299k 27k 10.95
Pittsburgh & West Virginia Railroad 0.1 $294k 24k 12.50
Goldman Sachs Group 0.1 $294k 316k 0.93
Molina Healthcare Inc note 3.750%10/0 0.1 $277k 291k 0.95
American Express Company (AXP) 0.1 $277k 6.2k 44.90
Peabody Energy Corporation 0.1 $275k 8.1k 33.88
United Parcel Service (UPS) 0.1 $276k 4.4k 63.16
Intuitive Surgical (ISRG) 0.1 $273k 748.00 364.28
New York Community Ban 0.1 $286k 24k 11.90
Green Mountain Coffee Roasters 0.1 $275k 3.0k 92.94
Senior Housing Properties Trust 0.1 $282k 13k 21.54
Financial Select Sector SPDR (XLF) 0.1 $284k 24k 11.81
Salix Pharmaceuticals Inc note 2.750% 5/1 0.1 $271k 271k 1.00
MV Oil Trust (MVO) 0.1 $283k 7.6k 37.12
Pioneer High Income Trust 0.1 $283k 17k 16.35
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $271k 5.2k 52.54
Nash Finch Co frnt 1.631% 3/1 0.1 $246k 558k 0.44
Trinity Inds Inc note 3.875% 6/0 0.1 $248k 276k 0.90
Waste Management (WM) 0.1 $262k 8.0k 32.56
Union Pacific Corporation (UNP) 0.1 $261k 3.2k 81.66
Exelon Corporation (EXC) 0.1 $258k 6.1k 42.61
BHP Billiton (BHP) 0.1 $256k 3.9k 66.44
Genesis Energy (GEL) 0.1 $248k 10k 24.21
McMoRan Exploration 0.1 $247k 25k 9.93
National Grid 0.1 $251k 5.1k 49.60
McCormick & Company, Incorporated (MKC) 0.1 $249k 5.4k 46.15
iShares S&P 500 Growth Index (IVW) 0.1 $258k 4.2k 61.24
Newpark Res Inc note 4.000%10/0 0.1 $256k 278k 0.92
Teleflex Inc note 3.875% 8/0 0.1 $250k 229k 1.09
PowerShares DB Agriculture Fund 0.1 $264k 8.9k 29.67
Wells Fargo Adv Global Dividend Opport (EOD) 0.1 $261k 33k 7.98
Spdr Series Trust dj ttl mkt etf (SPTM) 0.1 $250k 3.0k 84.18
Group 1 Automotive Inc frnt 2.250% 6/1 0.1 $234k 239k 0.98
Sunpower Corp dbcv 4.750% 4/1 0.1 $238k 274k 0.87
Massey Energy Co note 3.250% 8/0 0.1 $230k 258k 0.89
Enersys note 3.375% 6/0 0.1 $234k 252k 0.93
Goldman Sachs (GS) 0.1 $231k 2.4k 94.55
Walt Disney Company (DIS) 0.1 $245k 8.1k 30.16
Dominion Resources (D) 0.1 $245k 4.8k 50.77
V.F. Corporation (VFC) 0.1 $233k 1.9k 121.47
CVS Caremark Corporation (CVS) 0.1 $244k 7.3k 33.59
Lockheed Martin Corporation (LMT) 0.1 $231k 3.2k 72.64
Hewlett-Packard Company 0.1 $235k 11k 22.45
Honeywell International (HON) 0.1 $238k 5.4k 43.91
Total (TTE) 0.1 $242k 5.5k 43.87
Deluxe Corporation (DLX) 0.1 $226k 12k 18.60
PowerShares DB Com Indx Trckng Fund 0.1 $231k 9.0k 25.75
Titanium Metals Corporation 0.1 $239k 16k 14.98
Realty Income (O) 0.1 $225k 7.0k 32.24
Acacia Research Corporation (ACTG) 0.1 $235k 6.5k 35.99
Hatteras Financial 0.1 $238k 9.5k 25.16
iShares MSCI Brazil Index (EWZ) 0.1 $240k 4.6k 52.01
Sandisk Corp note 1.500% 8/1 0.1 $241k 232k 1.04
Tortoise Energy Infrastructure 0.1 $243k 7.2k 33.92
John Hancock Tax Adva Glbl Share. Yld 0.1 $241k 20k 12.25
iShares S&P/TOPIX 150 Index (JPXN) 0.1 $229k 5.7k 40.36
Cys Investments 0.1 $245k 20k 12.09
Chart Industries 2% conv 0.1 $242k 260k 0.93
Chemed Corp New note 1.875% 5/1 0.1 $222k 224k 0.99
Chesapeake Energy Corp note 2.750%11/1 0.1 $204k 196k 1.04
Equinix Inc note 3.000%10/1 0.1 $223k 212k 1.05
Costco Wholesale Corporation (COST) 0.1 $204k 2.5k 82.12
Range Resources (RRC) 0.1 $220k 3.8k 58.46
Nokia Corporation (NOK) 0.1 $221k 39k 5.66
AstraZeneca (AZN) 0.1 $213k 4.8k 44.36
Colgate-Palmolive Company (CL) 0.1 $206k 2.3k 88.66
Directv 0.1 $214k 5.1k 42.25
American Electric Power Company (AEP) 0.1 $210k 5.5k 38.02
Weyerhaeuser Company (WY) 0.1 $210k 14k 15.55
Solar Cap (SLRC) 0.1 $222k 11k 20.13
Saic 0.1 $206k 17k 11.81
BGC Partners 0.1 $217k 36k 6.03
Telecom Argentina (TEO) 0.1 $213k 11k 18.63
El Paso Pipeline Partners 0.1 $224k 6.3k 35.47
First Niagara Financial 0.1 $216k 24k 9.16
Navios Maritime Partners 0.1 $218k 16k 13.33
Oneok Partners 0.1 $211k 4.5k 46.62
Seaspan Corp 0.1 $213k 19k 11.47
Teekay Offshore Partners 0.1 $220k 8.9k 24.68
Inergy 0.1 $222k 8.9k 25.02
Agnico (AEM) 0.1 $214k 3.6k 59.52
Ennis (EBF) 0.1 $207k 16k 13.06
Golar Lng (GLNG) 0.1 $223k 7.0k 31.78
Apollo Investment 0.1 $217k 29k 7.52
Silvercorp Metals (SVM) 0.1 $209k 26k 7.91
iShares Russell 1000 Growth Index (IWF) 0.1 $209k 4.0k 52.58
IDT Corporation (IDT) 0.1 $206k 10k 20.40
Vanguard Total Stock Market ETF (VTI) 0.1 $218k 3.8k 57.73
iShares S&P Latin America 40 Index (ILF) 0.1 $207k 5.3k 38.88
Eaton Vance Tax-advntg Glbl Di (ETG) 0.1 $214k 18k 12.18
Energy Income and Growth Fund 0.1 $215k 8.5k 25.34
Chiquita Brands Intl Inc note 4.250% 8/1 0.1 $220k 247k 0.89
Eaton Vance Municipal Bond Fund (EIM) 0.1 $210k 17k 12.35
Echelon Corporation 0.1 $183k 26k 7.01
Emerson Electric (EMR) 0.1 $200k 4.9k 41.31
Valero Energy Corporation (VLO) 0.1 $194k 11k 17.78
Windstream Corporation 0.1 $190k 16k 11.66
NutriSystem 0.1 $182k 15k 12.10
Siliconware Precision Industries 0.1 $189k 40k 4.78
AK Steel Holding Corporation 0.1 $199k 31k 6.54
Ypf Sa (YPF) 0.1 $202k 5.9k 34.21
DDi 0.1 $200k 28k 7.24
Blackrock Muniholdings Insured Fund II (MUE) 0.1 $184k 14k 13.23
Gabelli Global Gold, Natural Res &Income 0.1 $182k 13k 14.31
Charles Riv Labs Intl Inc note 2.250% 6/1 0.1 $192k 196k 0.98
PIMCO Corporate Opportunity Fund (PTY) 0.1 $190k 12k 16.54
Pimco Municipal Income Fund II (PML) 0.1 $181k 16k 11.05
Invesco Insured Municipal Trust (IMT) 0.1 $193k 13k 14.88
Invesco Van Kampen Trust Fr Ins Mun 0.1 $195k 15k 13.03
Student Transn 0.1 $193k 34k 5.67
James River Coal 4.5% 2015 conv 0.1 $195k 257k 0.76
General Cable Corp Del New note 0.875%11/1 0.1 $173k 188k 0.92
Greatbatch Inc sdcv 2.250% 6/1 0.1 $179k 184k 0.97
Medicis Pharmaceutical Corp note 2.500% 6/0 0.1 $166k 128k 1.30
Orbital Sciences Corp note 2.438% 1/1 0.1 $177k 177k 1.00
Alcatel-Lucent 0.1 $179k 63k 2.83
Cushing MLP Total Return Fund 0.1 $170k 20k 8.74
Wave Systems 0.1 $169k 72k 2.34
Genco Shipping & Trading Ltd note 5.000% 8/1 0.1 $163k 226k 0.72
Nuveen Quality Pref. Inc. Fund II 0.1 $171k 23k 7.58
Rti Intl Metals Inc note 3.000%12/0 0.1 $172k 172k 1.00
Invesco Insured Municipal Income Trust (IIM) 0.1 $178k 12k 15.47
Hologic Inc frnt 2.000%12/1 0.1 $152k 162k 0.94
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $160k 158k 1.01
Fifth Third Ban (FITB) 0.1 $152k 15k 10.10
AllianceBernstein Holding (AB) 0.1 $139k 10k 13.65
Veolia Environnement (VEOEY) 0.1 $148k 10k 14.56
Prospect Capital Corporation (PSEC) 0.1 $143k 17k 8.41
Manulife Finl Corp (MFC) 0.1 $159k 14k 11.33
Nuveen Equity Premium Income Fund (BXMX) 0.1 $156k 15k 10.68
NFJ Dividend Interest & Premium Strategy 0.1 $154k 11k 14.76
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $140k 33k 4.22
Western Asset High Incm Fd I (HIX) 0.1 $145k 15k 9.45
PIMCO High Income Fund (PHK) 0.1 $147k 13k 11.39
BlackRock MuniHolding Insured Investm 0.1 $150k 11k 13.97
Nuveen Enhanced Mun Value 0.1 $153k 11k 14.03
BlackRock EcoSolutions Investment Trust 0.1 $145k 18k 8.04
Barrett Bill Corp note 5.000% 3/1 0.1 $131k 131k 1.00
Advanced Micro Devices Inc note 6.000% 5/0 0.1 $135k 138k 0.98
Anixter Intl Inc note 1.000% 2/1 0.1 $119k 117k 1.02
Central European Distribution 0.1 $133k 19k 7.01
Clearwire Corporation 0.1 $121k 52k 2.33
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.1 $130k 12k 10.92
Nuveen Quality Preferred Income Fund 0.1 $129k 17k 7.53
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $133k 17k 8.00
Nuveen Mult Curr St Gv Incm 0.1 $133k 10k 13.01
Arris Group Inc note 2.000%11/1 0.1 $97k 95k 1.02
Two Harbors Investment 0.1 $105k 12k 8.83
Xerox Corporation 0.1 $106k 15k 6.97
Dryships/drys 0.1 $98k 42k 2.34
Key (KEY) 0.1 $113k 19k 5.93
Kulicke and Soffa Industries (KLIC) 0.1 $101k 14k 7.46
MEMC Electronic Materials 0.1 $108k 21k 5.24
MFA Mortgage Investments 0.1 $111k 16k 7.02
Chimera Investment Corporation 0.1 $116k 42k 2.77
Cohen & Steers Quality Income Realty (RQI) 0.1 $97k 13k 7.67
Provident Energy 0.1 $116k 14k 8.16
Nuvasive Inc. conv 0.1 $103k 123k 0.84
Conmed Corp note 2.500%11/1 0.0 $77k 77k 1.00
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.0 $85k 89k 0.95
Ttm Technologies Inc note 3.250% 5/1 0.0 $90k 90k 1.00
Kinross Gold Corp note 1.750% 3/1 0.0 $90k 92k 0.98
Amerigroup Corp note 2.000% 5/1 0.0 $95k 90k 1.06
Boston Scientific Corporation (BSX) 0.0 $91k 15k 5.91
LSI Corporation 0.0 $84k 16k 5.18
Ashford Hospitality Trust 0.0 $84k 12k 7.02
Advanced Micro Devices (AMD) 0.0 $89k 18k 5.08
Hecla Mining Company (HL) 0.0 $83k 15k 5.36
SatCon Technology Corporation 0.0 $88k 93k 0.95
AVI BioPharma 0.0 $80k 72k 1.12
MIPS Technologies 0.0 $93k 19k 4.84
Aurizon Mines 0.0 $90k 18k 5.07
Inland Real Estate Corporation 0.0 $75k 10k 7.30
Magnum Hunter Resources Corporation 0.0 $83k 25k 3.31
Nasdaq Omx Group Inc note 2.500% 8/1 0.0 $82k 80k 1.02
Putnam Premier Income Trust (PPT) 0.0 $78k 15k 5.35
Boulder Growth & Income Fund (STEW) 0.0 $77k 14k 5.46
Credit Suisse High Yield Bond Fund (DHY) 0.0 $82k 28k 2.95
MFS Government Markets Income Trust (MGF) 0.0 $79k 12k 6.66
Dreyfus High Yield Strategies Fund 0.0 $96k 23k 4.26
Aastrom Biosciences 0.0 $81k 36k 2.25
Pengrowth Energy Corp 0.0 $93k 10k 8.99
Cal Dive Intl Inc note 3.250%12/1 0.0 $57k 58k 0.98
Radisys Corp note 2.750% 2/1 0.0 $73k 79k 0.92
Sandisk Corp note 1.000% 5/1 0.0 $66k 68k 0.97
Spartan Stores Inc note 3.375% 5/1 0.0 $62k 67k 0.93
Stillwater Mng Co note 1.875% 3/1 0.0 $65k 70k 0.93
Jds Uniphase Corp note 1.000% 5/1 0.0 $64k 65k 0.98
Aar Corp note 1.750% 2/0 0.0 $62k 65k 0.96
Sprint Nextel Corporation 0.0 $61k 20k 3.04
MFS Intermediate Income Trust (MIN) 0.0 $61k 10k 6.00
Sothebys note 3.125% 6/1 0.0 $71k 63k 1.13
Micron Technology (MU) 0.0 $70k 14k 5.04
Parker Drilling Company 0.0 $60k 14k 4.39
Novagold Resources Inc Cad (NG) 0.0 $71k 11k 6.45
Openwave Systems 0.0 $73k 47k 1.56
Maui Land & Pineapple (MLP) 0.0 $63k 14k 4.39
Mindspeed Technologies 0.0 $54k 10k 5.20
Celsion Corporation 0.0 $62k 25k 2.50
ARMOUR Residential REIT 0.0 $75k 11k 6.80
Alpine Total Dynamic Dividend Fund 0.0 $68k 15k 4.51
Calamos Global Dynamic Income Fund (CHW) 0.0 $72k 10k 7.08
Barnes Group Inc note 3.375% 3/1 0.0 $42k 42k 1.00
Linear Technology Corp note 3.000% 5/0 0.0 $49k 48k 1.02
Eastman Kodak Company 0.0 $41k 52k 0.78
Powerwave Technologies 0.0 $43k 25k 1.72
Cemex SAB de CV (CX) 0.0 $33k 11k 3.16
Coinstar Inc note 4.000% 9/0 0.0 $39k 31k 1.25
Level 3 Communications 0.0 $43k 29k 1.49
Mueller Water Products (MWA) 0.0 $49k 20k 2.48
Sirius XM Radio 0.0 $41k 27k 1.51
Taseko Cad (TGB) 0.0 $38k 15k 2.55
Novavax 0.0 $42k 26k 1.61
Repligen Corporation (RGEN) 0.0 $42k 13k 3.27
FuelCell Energy 0.0 $33k 39k 0.84
Extreme Networks (EXTR) 0.0 $39k 15k 2.65
Microvision 0.0 $49k 72k 0.68
PowerShares Fin. Preferred Port. 0.0 $43k 2.7k 16.15
ING Prime Rate Trust 0.0 $51k 10k 5.12
Adept Technology 0.0 $51k 16k 3.25
Comtech Telecommunications Cor conv 0.0 $53k 50k 1.05
Lincare Hldgs Inc note 2.750%11/0 0.0 $41k 40k 1.03
RF MICRO DEVICE CONVERTIBLE security 0.0 $40k 37k 1.07
Alere Inc note 3.000% 5/1 0.0 $48k 55k 0.87
Quantum Fuel Systems Technolog 0.0 $38k 15k 2.50
Sunpower Corp conv 0.0 $38k 45k 0.85
Plug Power (PLUG) 0.0 $35k 19k 1.83
D R Horton Inc note 2.000% 5/1 0.0 $23k 23k 1.01
E M C Corp Mass note 1.750%12/0 0.0 $30k 21k 1.41
National Retail Properties I note 5.125% 6/1 0.0 $21k 18k 1.16
On Semiconductor Corp note 2.625%12/1 0.0 $13k 12k 1.06
Amgen Inc note 0.375% 2/0 0.0 $16k 16k 0.98
Dryships Inc. note 5.000%12/0 0.0 $22k 35k 0.62
L-3 Communications Corp debt 3.000% 8/0 0.0 $30k 31k 0.95
Fei Co note 2.875% 6/0 0.0 $12k 10k 1.19
Chesapeake Energy Corp note 2.500% 5/1 0.0 $16k 17k 0.95
Albany Intl Corp note 2.250% 3/1 0.0 $18k 18k 0.97
Archer Daniels Midland Co note 0.875% 2/1 0.0 $14k 14k 1.00
Office Depot 0.0 $22k 11k 2.06
Boston Propert 2.875 2/15/37c v deb 0.0 $23k 23k 1.00
Lifepoint Hospitals Inc sdcv 3.250% 8/1 0.0 $17k 17k 1.01
Usec 0.0 $25k 16k 1.61
Capstone Turbine Corporation 0.0 $14k 14k 1.00
Flow International Corporation 0.0 $28k 13k 2.21
Urologix (ULGX) 0.0 $20k 20k 0.99
Newmont Mining Corp note 1.250% 7/1 0.0 $20k 14k 1.46
Agco Corp note 1.250%12/1 0.0 $29k 26k 1.11
Nanophase Technologies Corporation (SLSN) 0.0 $30k 44k 0.68
Health Care Reit Inc note 3.000%12/0 0.0 $16k 15k 1.06
Minco Gold Corporation 0.0 $16k 20k 0.81
INSTRS INC Stemcells 0.0 $30k 15k 2.02
Euronet Worldwide Inc note 3.500%10/1 0.0 $9.9k 10k 0.99
Exide Technologies frnt 9/1 0.0 $10k 12k 0.87
Cyclacel Pharmaceuticals 0.0 $6.3k 14k 0.44
Hemispherx BioPharma 0.0 $5.3k 17k 0.31
PowerShares Water Resources 0.0 $8.3k 550.00 15.04
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $10k 18k 0.56
Mf Global Hldgs Ltd note 1.875% 2/0 0.0 $8.0k 10k 0.80