Manulife Asset Management

Manulife Asset Management as of Sept. 30, 2011

Portfolio Holdings for Manulife Asset Management

Manulife Asset Management holds 574 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Qualcomm (QCOM) 2.5 $238M 4.9M 48.63
Spdr S&p 500 Etf (SPY) 1.9 $188M 1.7M 113.17
Google 1.8 $175M 340k 514.38
Microsoft Corporation (MSFT) 1.8 $171M 6.9M 24.89
Amgen (AMGN) 1.7 $162M 3.0M 54.95
JPMorgan Chase & Co. (JPM) 1.6 $158M 5.2M 30.12
Bank of America Corporation (BAC) 1.6 $153M 25M 6.12
Apple (AAPL) 1.6 $153M 401k 381.18
Denbury Resources 1.2 $112M 9.8M 11.50
CVS Caremark Corporation (CVS) 1.1 $105M 3.1M 33.58
Pepsi (PEP) 1.1 $105M 1.7M 61.90
Amazon (AMZN) 0.9 $91M 418k 216.23
Prudential Financial (PRU) 0.9 $87M 1.9M 46.86
Medtronic 0.9 $86M 2.6M 33.24
MetLife (MET) 0.8 $82M 2.9M 28.01
Ecolab (ECL) 0.8 $81M 1.7M 48.89
Republic Services (RSG) 0.8 $81M 2.9M 28.06
Danaher Corporation (DHR) 0.8 $81M 1.9M 41.94
Suncor Energy (SU) 0.8 $81M 3.2M 25.44
Entergy Corporation (ETR) 0.8 $80M 1.2M 66.29
Wells Fargo & Company (WFC) 0.8 $80M 3.3M 24.12
FirstEnergy (FE) 0.8 $79M 1.8M 44.91
Cisco Systems (CSCO) 0.8 $78M 5.0M 15.49
U.S. Bancorp (USB) 0.8 $77M 3.3M 23.54
Ford Mtr Co Del note 4.250%11/1 0.8 $76M 58M 1.30
Schlumberger (SLB) 0.8 $75M 1.3M 59.73
Lowe's Companies (LOW) 0.8 $75M 3.9M 19.34
Delta Air Lines (DAL) 0.8 $76M 10M 7.50
Barrick Gold Corp (GOLD) 0.8 $75M 1.6M 47.76
Goldman Sachs (GS) 0.8 $73M 772k 94.55
Staples 0.8 $72M 5.4M 13.30
Progress Energy 0.7 $72M 1.4M 51.72
Pfizer (PFE) 0.7 $71M 4.0M 17.68
Nstar 0.7 $70M 1.6M 44.81
Intuit (INTU) 0.7 $69M 1.5M 47.44
Ppl Corp unit 99/99/9999 0.7 $69M 1.2M 55.40
Procter & Gamble Company (PG) 0.7 $65M 1.0M 63.18
Abbott Laboratories (ABT) 0.7 $63M 1.2M 51.14
DTE Energy Company (DTE) 0.7 $63M 1.3M 49.02
Charles Schwab Corporation (SCHW) 0.6 $62M 5.5M 11.27
Oge Energy Corp (OGE) 0.6 $62M 1.3M 47.79
Xcel Energy (XEL) 0.6 $59M 2.4M 24.69
At&t (T) 0.6 $57M 2.0M 28.52
Home Depot (HD) 0.6 $56M 1.7M 32.87
Avery Dennison Corporation (AVY) 0.6 $55M 2.2M 25.08
CH Energy 0.6 $55M 1.1M 52.17
Chevron Corporation (CVX) 0.6 $54M 584k 92.52
Barclays Bank Plc 8.125% Non C p 0.6 $54M 2.3M 23.11
Merck & Co (MRK) 0.6 $53M 1.6M 32.71
United Technologies Corporation 0.5 $53M 748k 70.36
ConocoPhillips (COP) 0.5 $51M 807k 63.32
Franklin Resources (BEN) 0.5 $51M 530k 95.64
Verizon Communications (VZ) 0.5 $46M 1.3M 36.80
Sirius XM Radio 0.5 $47M 31M 1.51
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 0.5 $46M 2.9M 15.99
PNC Financial Services (PNC) 0.5 $45M 940k 48.19
Moody's Corporation (MCO) 0.5 $46M 1.5M 30.45
Occidental Petroleum Corporation (OXY) 0.5 $46M 641k 71.50
Oracle Corporation (ORCL) 0.5 $45M 1.6M 28.74
Ual Corp note 6.000%10/1 0.5 $46M 19M 2.37
Exxon Mobil Corporation (XOM) 0.5 $44M 609k 72.63
T. Rowe Price (TROW) 0.5 $44M 917k 47.77
Apache Corp. 6% Mandatory Conv pfd cv 0.5 $43M 842k 51.17
Lazard Ltd-cl A shs a 0.4 $42M 2.0M 21.10
Iron Mountain Incorporated 0.4 $42M 1.3M 31.62
Ancestry 0.4 $42M 1.8M 23.50
Live Nation Entertainment (LYV) 0.4 $40M 4.9M 8.01
Textron (TXT) 0.4 $40M 2.3M 17.64
Hospira 0.4 $39M 1.0M 37.00
General Electric Company 0.4 $39M 2.6M 15.24
Integrys Energy 0.4 $39M 795k 48.62
Hewlett-Packard Company 0.4 $38M 1.7M 22.45
Robert Half International (RHI) 0.4 $38M 1.8M 21.22
Diageo (DEO) 0.4 $37M 488k 75.93
Alliant Energy Corporation (LNT) 0.4 $37M 949k 38.68
Berkshire Hathaway (BRK.B) 0.4 $36M 502k 71.04
Cullen/Frost Bankers (CFR) 0.4 $36M 785k 45.86
BB&T Corporation 0.4 $36M 1.7M 21.33
Target Corporation (TGT) 0.4 $35M 721k 49.04
Visa (V) 0.4 $36M 421k 85.72
Southwestern Energy Company 0.4 $36M 1.1M 33.33
Ivanhoe Energy 0.4 $36M 32M 1.12
Broadridge Financial Solutions (BR) 0.4 $35M 1.7M 20.14
Spectra Energy 0.3 $34M 1.4M 24.53
PPL Corporation (PPL) 0.3 $34M 1.2M 28.54
AllianceBernstein Holding (AB) 0.3 $34M 2.5M 13.65
News Corporation 0.3 $33M 2.1M 15.59
Dollar General (DG) 0.3 $33M 864k 37.76
Citigroup (C) 0.3 $33M 1.3M 25.62
Expeditors International of Washington (EXPD) 0.3 $32M 785k 40.55
UIL Holdings Corporation 0.3 $32M 963k 32.93
Ceva (CEVA) 0.3 $32M 1.3M 24.31
BlackRock 0.3 $31M 211k 148.01
Dominion Resources (D) 0.3 $31M 615k 50.77
Lennar Corporation (LEN) 0.3 $31M 2.3M 13.54
Honeywell International (HON) 0.3 $31M 708k 43.91
American Electric Power Company (AEP) 0.3 $31M 815k 38.02
Oneok (OKE) 0.3 $31M 465k 66.04
Canadian Natl Ry (CNI) 0.3 $30M 430k 70.03
Archer Daniels Midland Company (ADM) 0.3 $30M 1.2M 24.81
State Street Corporation (STT) 0.3 $29M 894k 32.16
Johnson & Johnson (JNJ) 0.3 $29M 454k 63.71
McKesson Corporation (MCK) 0.3 $29M 397k 72.70
Monsanto Company 0.3 $28M 460k 60.04
Zions Bancorporation (ZION) 0.3 $28M 2.0M 14.07
Agnico (AEM) 0.3 $28M 451k 61.95
Eldorado Gold Corp 0.3 $28M 1.5M 18.05
NiSource (NI) 0.3 $27M 1.3M 21.38
East West Ban (EWBC) 0.3 $27M 1.8M 14.91
Atmos Energy Corporation (ATO) 0.3 $27M 835k 32.45
Vectren Corporation 0.3 $27M 1.0M 27.08
Ppl Corporation 8.75% pfd cv 0.3 $27M 500k 54.39
Pulte (PHM) 0.3 $26M 6.6M 3.95
Air Products & Chemicals (APD) 0.3 $26M 344k 76.37
Novartis (NVS) 0.3 $26M 473k 55.77
Blue Nile 0.3 $26M 740k 35.28
AmSurg 0.3 $26M 1.1M 22.50
Quest Diagnostics Incorporated (DGX) 0.3 $26M 536k 49.36
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $26M 311k 82.73
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.3 $26M 25k 1033.06
Total (TTE) 0.3 $25M 576k 43.87
Rogers Communications -cl B (RCI) 0.3 $25M 708k 35.87
Black Hills Corporation (BKH) 0.3 $25M 828k 30.64
Warren Resources 0.3 $25M 11M 2.40
SPDR Barclays Capital High Yield B 0.3 $26M 704k 36.19
SVB Financial (SIVBQ) 0.2 $24M 646k 37.00
Philip Morris International (PM) 0.2 $24M 382k 62.38
Owens-Illinois 0.2 $24M 1.6M 15.12
Sun Life Financial (SLF) 0.2 $24M 968k 25.02
American Science & Engineering 0.2 $25M 402k 61.05
Carnival Corporation (CCL) 0.2 $23M 750k 30.30
Adobe Systems Incorporated (ADBE) 0.2 $23M 968k 24.17
Walgreen Company 0.2 $23M 704k 32.89
F.N.B. Corporation (FNB) 0.2 $23M 2.7M 8.57
Ultra Petroleum 0.2 $22M 803k 27.72
Southern Company (SO) 0.2 $22M 517k 42.37
Amr Corp note 6.250%10/1 0.2 $21M 36M 0.59
Equinix Inc note 4.750% 6/1 0.2 $21M 16M 1.28
Royal Dutch Shell 0.2 $22M 352k 61.52
Omni (OMC) 0.2 $22M 587k 36.84
Barclays Bank 0.2 $22M 1.0M 21.14
Medco Health Solutions 0.2 $20M 427k 46.89
Tellabs 0.2 $20M 4.7M 4.29
Deere & Company (DE) 0.2 $21M 319k 64.57
Bce (BCE) 0.2 $20M 518k 39.29
Magna Intl Inc cl a (MGA) 0.2 $21M 594k 34.64
National Grid 0.2 $20M 411k 49.60
Transalta Corp (TAC) 0.2 $20M 870k 22.81
SPECTRUM BRANDS Hldgs 0.2 $20M 846k 23.62
Ameren Corporation (AEE) 0.2 $19M 635k 29.77
Consolidated Edison (ED) 0.2 $20M 346k 57.02
FactSet Research Systems (FDS) 0.2 $20M 222k 88.97
Atwood Oceanics 0.2 $20M 572k 34.36
Independent Bank (INDB) 0.2 $20M 908k 21.74
Sycamore Networks 0.2 $20M 1.1M 18.05
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.2 $20M 350k 56.56
Owens Corning (OC) 0.2 $18M 841k 21.68
Suntrust Banks Inc $1.00 Par Cmn 0.2 $18M 1.0M 17.95
M&T Bank Corporation (MTB) 0.2 $19M 269k 69.90
Apache Corporation 0.2 $19M 232k 80.24
Fifth Third Ban (FITB) 0.2 $19M 1.9M 10.10
Bk Nova Cad (BNS) 0.2 $19M 356k 52.72
Hancock Holding Company (HWC) 0.2 $19M 698k 26.78
Ual Corp note 4.500% 6/3 0.2 $18M 20M 0.88
International Business Machines (IBM) 0.2 $18M 100k 175.03
Citigroup Inc unit 0.2 $18M 223k 79.63
TCF Financial Corporation 0.2 $18M 1.9M 9.16
Goldcorp 0.2 $17M 369k 47.19
Us Airways Group Inc note 7.250% 5/1 0.2 $17M 12M 1.45
FedEx Corporation (FDX) 0.2 $17M 245k 67.68
United Parcel Service (UPS) 0.2 $17M 261k 63.15
National-Oilwell Var 0.2 $16M 314k 51.22
Public Service Enterprise (PEG) 0.2 $16M 480k 33.37
Chemtura Corporation 0.2 $17M 1.7M 10.03
CBS Corporation 0.2 $15M 747k 20.38
Freeport-McMoRan Copper & Gold (FCX) 0.2 $15M 503k 30.45
DSW 0.2 $15M 328k 46.18
MDC PARTNERS INC CL A SUB Vtg 0.2 $15M 1.1M 14.42
Rbc Cad (RY) 0.2 $15M 318k 48.06
Exide Technologies frnt 9/1 0.1 $15M 17M 0.87
McDonald's Corporation (MCD) 0.1 $14M 163k 87.82
Comerica Incorporated (CMA) 0.1 $15M 643k 22.97
AbitibiBowater 0.1 $14M 949k 15.00
Swift Transportation Company 0.1 $15M 2.3M 6.44
Bankrate 0.1 $15M 977k 15.21
Lear Corporation (LEA) 0.1 $13M 309k 42.90
MB Financial 0.1 $14M 938k 14.72
CONSOL Energy 0.1 $13M 389k 33.93
Berkshire Hills Ban (BHLB) 0.1 $14M 745k 18.47
Iamgold Corp (IAG) 0.1 $14M 680k 19.80
Boeing Company (BA) 0.1 $13M 212k 60.51
Emerson Electric (EMR) 0.1 $12M 292k 41.31
GlaxoSmithKline 0.1 $12M 301k 41.29
Ford Motor Company (F) 0.1 $13M 1.3M 9.67
Janus Capital 0.1 $13M 2.1M 6.00
Rex Energy Corporation 0.1 $12M 970k 12.65
Iconix Brand 0.1 $12M 774k 15.80
Travelzoo 0.1 $13M 587k 21.99
Imax Corp Cad (IMAX) 0.1 $12M 846k 14.48
Tor Dom Bk Cad (TD) 0.1 $13M 169k 74.58
Stewart Information Services Corporation (STC) 0.1 $11M 1.3M 8.84
Comcast Corporation (CMCSA) 0.1 $11M 542k 20.90
Becton, Dickinson and (BDX) 0.1 $12M 161k 73.32
Vodafone 0.1 $12M 455k 25.65
International Speedway Corporation 0.1 $12M 524k 22.84
Hexcel Corporation (HXL) 0.1 $12M 519k 22.16
American Water Works (AWK) 0.1 $11M 369k 30.18
Invesco Mortgage Capital 0.1 $12M 811k 14.13
General Mtrs Co jr pfd cnv srb 0.1 $11M 318k 35.08
BP (BP) 0.1 $10M 288k 36.07
Northern Trust Corporation (NTRS) 0.1 $10M 290k 34.98
Safeway 0.1 $11M 641k 16.63
WellPoint 0.1 $10M 159k 65.28
TJX Companies (TJX) 0.1 $11M 191k 55.47
Cintas Corporation (CTAS) 0.1 $10M 370k 28.14
Coventry Health Care 0.1 $11M 377k 28.81
KVH Industries (KVHI) 0.1 $10M 1.3M 7.91
Cardtronics 0.1 $10M 448k 22.92
Norfolk Southern (NSC) 0.1 $10M 164k 61.02
TECO Energy 0.1 $9.8M 570k 17.13
PICO Holdings 0.1 $9.7M 473k 20.51
VeriFone Systems 0.1 $9.5M 272k 35.02
Mednax (MD) 0.1 $9.5M 152k 62.64
Hsbc Hldgs Plc adr a 1/40pf a 0.1 $10M 441k 22.77
Cavium 0.1 $10M 372k 27.01
Citizens Republic Bancorp In 0.1 $10M 1.4M 6.92
Caterpillar (CAT) 0.1 $8.3M 113k 73.84
Texas Instruments Incorporated (TXN) 0.1 $8.3M 310k 26.65
EMC Corporation 0.1 $9.1M 432k 20.99
Darling International (DAR) 0.1 $8.9M 704k 12.59
Ares Capital Corporation (ARCC) 0.1 $8.6M 621k 13.77
Copa Holdings Sa-class A (CPA) 0.1 $8.5M 140k 61.27
WestAmerica Ban (WABC) 0.1 $8.5M 221k 38.32
PNM Resources (TXNM) 0.1 $9.2M 558k 16.43
Simon Property (SPG) 0.1 $8.3M 75k 109.98
Felcor Lodging Trust Inc. pfd cv a $1.95 0.1 $8.3M 411k 20.11
Chesapeake Energy Corp note 2.250%12/1 0.1 $7.4M 8.7M 0.85
American Express Company (AXP) 0.1 $7.3M 162k 44.90
Stanley Black & Decker (SWK) 0.1 $8.1M 165k 49.10
Automatic Data Processing (ADP) 0.1 $7.9M 167k 47.15
BE Aerospace 0.1 $7.3M 222k 33.11
Linear Technology Corporation 0.1 $8.0M 291k 27.65
Glacier Ban (GBCI) 0.1 $7.7M 823k 9.37
BroadSoft 0.1 $7.7M 254k 30.35
Charter Communications 0.1 $7.4M 159k 46.84
Bryn Mawr Bank 0.1 $7.7M 464k 16.57
Avalon Rare Metals Inc C ommon 0.1 $7.9M 2.8M 2.77
Tms International Cl A 0.1 $7.5M 1.0M 7.28
Continental Airls Inc note 4.500% 1/1 0.1 $6.6M 5.2M 1.25
Lumber Liquidators Holdings 0.1 $7.1M 474k 15.10
Thoratec Corporation 0.1 $6.5M 200k 32.64
Tidewater 0.1 $7.1M 168k 42.05
Celestica 0.1 $7.2M 940k 7.61
Concur Technologies 0.1 $7.1M 192k 37.22
Ultimate Software 0.1 $6.9M 147k 46.72
Synovus Financial 0.1 $6.6M 6.2M 1.07
Trex Company (TREX) 0.1 $7.2M 449k 16.03
AMN Healthcare Services (AMN) 0.1 $7.0M 1.8M 4.01
Flushing Financial Corporation (FFIC) 0.1 $6.6M 611k 10.80
Group Cgi Cad Cl A 0.1 $6.6M 337k 19.71
Teleflex Incorporated (TFX) 0.1 $6.4M 119k 53.77
Monotype Imaging Holdings 0.1 $7.2M 594k 12.13
TriCo Bancshares (TCBK) 0.1 $7.1M 580k 12.27
Lufkin Industries 0.1 $6.5M 123k 53.21
Open Text Corp (OTEX) 0.1 $6.9M 126k 54.78
Washington Trust Ban (WASH) 0.1 $6.9M 348k 19.78
Albemarle Corporation (ALB) 0.1 $6.5M 160k 40.40
iRobot Corporation (IRBT) 0.1 $6.4M 254k 25.16
Ypf Sa (YPF) 0.1 $6.6M 193k 34.21
WSFS Financial Corporation (WSFS) 0.1 $7.0M 222k 31.57
Pmi Group Inc note 4.500% 4/1 0.1 $6.4M 21M 0.31
Seacube Container Leasing 0.1 $6.5M 532k 12.13
note 5.500% 7/1 0.1 $6.6M 8.2M 0.81
Huntington Bancshares Incorporated (HBAN) 0.1 $5.9M 1.2M 4.80
Discover Financial Services (DFS) 0.1 $5.9M 259k 22.94
Ameriprise Financial (AMP) 0.1 $6.0M 152k 39.36
Baxter International (BAX) 0.1 $5.5M 98k 56.14
Newmont Mining Corporation (NEM) 0.1 $6.0M 95k 62.90
V.F. Corporation (VFC) 0.1 $6.2M 51k 121.53
AFLAC Incorporated (AFL) 0.1 $5.9M 167k 34.95
Morgan Stanley (MS) 0.1 $6.0M 446k 13.50
Cenovus Energy (CVE) 0.1 $5.4M 167k 32.08
Nextera Energy (NEE) 0.1 $5.4M 100k 54.02
Praxair 0.1 $6.2M 66k 93.48
Union First Market Bankshares 0.1 $5.9M 551k 10.72
Bally Technologies 0.1 $5.5M 204k 26.98
Energy Xxi 0.1 $5.9M 275k 21.45
New York Community Ban 0.1 $5.6M 467k 11.90
Evercore Partners (EVR) 0.1 $5.9M 257k 22.80
Align Technology (ALGN) 0.1 $5.7M 376k 15.17
Brigham Exploration Company 0.1 $5.5M 219k 25.26
iGATE Corporation 0.1 $5.9M 515k 11.54
Walter Investment Management 0.1 $5.6M 243k 22.93
CenterState Banks 0.1 $5.8M 1.1M 5.23
Northwest Natural Gas 0.1 $5.8M 133k 44.10
Wilshire Ban 0.1 $5.5M 2.0M 2.74
Teck Resources Ltd cl b (TECK) 0.1 $5.9M 192k 30.92
1st United Ban 0.1 $5.4M 1.1M 4.93
Heritage Oaks Ban 0.1 $5.7M 1.7M 3.34
Ameris Ban (ABCB) 0.1 $6.0M 687k 8.71
E Commerce China Dangdang 0.1 $5.7M 1.1M 4.94
Goodyear Tire Rubr Pfd 5.875% p 0.1 $5.3M 137k 38.95
Hasbro (HAS) 0.1 $4.9M 150k 32.61
Digital Realty Trust (DLR) 0.1 $4.7M 86k 55.16
Helmerich & Payne (HP) 0.1 $5.3M 130k 40.60
Plum Creek Timber 0.1 $4.7M 136k 34.71
Weyerhaeuser Company (WY) 0.1 $4.4M 280k 15.55
Canadian Natural Resources (CNQ) 0.1 $5.3M 172k 30.77
Imperial Oil (IMO) 0.1 $4.5M 119k 37.64
American Capital 0.1 $5.2M 766k 6.82
Par Pharmaceutical Companies 0.1 $5.0M 190k 26.62
Cash America International 0.1 $4.9M 95k 51.16
Graham Corporation (GHM) 0.1 $5.0M 303k 16.64
WesBan (WSBC) 0.1 $4.6M 264k 17.31
Carpenter Technology Corporation (CRS) 0.1 $4.8M 107k 44.89
Precision Drilling Corporation 0.1 $5.1M 579k 8.73
First Defiance Financial 0.1 $4.7M 352k 13.40
Bank Of America Corporation preferred (BAC.PL) 0.1 $4.4M 5.8k 766.01
TechTarget (TTGT) 0.1 $4.6M 805k 5.71
Jns 3.25% 7/15/2014 note 0.1 $5.0M 5.1M 0.97
Old Republic Intl Corp note 0.1 $4.5M 5.0M 0.90
Rpx Corp 0.1 $4.6M 221k 20.71
Xo Group 0.1 $4.4M 538k 8.17
Shaw Communications Inc cl b conv 0.0 $3.9M 184k 21.26
Agrium 0.0 $4.0M 57k 69.75
Atmel Corporation 0.0 $4.2M 525k 8.07
Chinacast Education Corporation (CAST) 0.0 $4.1M 1.1M 3.69
Impax Laboratories 0.0 $4.2M 234k 17.91
Key (KEY) 0.0 $3.8M 633k 5.93
iShares MSCI EMU Index (EZU) 0.0 $3.7M 135k 27.32
G-III Apparel (GIII) 0.0 $4.0M 175k 22.86
Obagi Medical Products 0.0 $3.9M 435k 9.07
Tempur-Pedic International (TPX) 0.0 $4.1M 78k 52.62
Pacific Continental Corporation 0.0 $3.9M 549k 7.09
Buffalo Wild Wings 0.0 $3.4M 58k 59.80
McDermott International 0.0 $3.5M 323k 10.76
SonoSite 0.0 $4.3M 142k 30.34
Triumph (TGI) 0.0 $4.2M 87k 48.74
Apollo Investment 0.0 $3.7M 496k 7.52
Quanex Building Products Corporation (NX) 0.0 $4.3M 394k 10.95
Rosetta Stone 0.0 $4.3M 468k 9.15
Fortinet (FTNT) 0.0 $4.2M 251k 16.80
Global Education and Technology (GEDU) 0.0 $4.1M 868k 4.73
Kaiser Federal Financial (KFFG) 0.0 $3.7M 310k 11.80
KEYW Holding 0.0 $4.0M 565k 7.11
Sierra Ban (BSRR) 0.0 $3.7M 400k 9.15
Teleflex Inc note 3.875% 8/0 0.0 $3.5M 3.2M 1.09
Citizens South Banking 0.0 $4.1M 979k 4.14
Hingham Institution for Savings (HIFS) 0.0 $3.8M 80k 47.60
Northeast Community Ban 0.0 $3.9M 634k 6.15
Heritage Commerce (HTBK) 0.0 $4.2M 1.1M 3.85
Demand Media 0.0 $3.9M 485k 8.00
Solar Senior Capital 0.0 $4.1M 287k 14.29
Teavana Hldgs 0.0 $4.1M 204k 20.34
D R Horton Inc note 2.000% 5/1 0.0 $3.0M 3.0M 1.01
Chesapeake Energy Corp note 2.500% 5/1 0.0 $3.0M 3.2M 0.95
CVB Financial (CVBF) 0.0 $2.5M 328k 7.69
Cabot Oil & Gas Corporation (CTRA) 0.0 $2.5M 40k 61.90
Hologic (HOLX) 0.0 $2.6M 172k 15.21
AmerisourceBergen (COR) 0.0 $2.8M 76k 37.27
WellCare Health Plans 0.0 $2.6M 69k 37.98
Aetna 0.0 $2.8M 78k 36.35
ArthroCare Corporation 0.0 $3.3M 114k 28.77
Encana Corp 0.0 $3.3M 165k 19.95
Ascent Media Corporation 0.0 $3.1M 80k 39.32
Cenveo 0.0 $3.3M 1.1M 3.01
Research In Motion 0.0 $3.4M 158k 21.36
Zimmer Holdings (ZBH) 0.0 $2.8M 52k 53.51
Louisiana-Pacific Corporation (LPX) 0.0 $2.8M 555k 5.10
Invesco (IVZ) 0.0 $2.9M 190k 15.51
First Horizon National Corporation (FHN) 0.0 $3.0M 504k 5.96
Rock-Tenn Company 0.0 $2.8M 57k 48.68
iShares MSCI Japan Index 0.0 $2.5M 269k 9.46
Pioneer Drilling Company 0.0 $3.4M 469k 7.18
Assured Guaranty (AGO) 0.0 $3.0M 270k 10.99
Carrizo Oil & Gas 0.0 $3.0M 140k 21.55
Clayton Williams Energy 0.0 $3.2M 75k 42.81
LSB Industries (LXU) 0.0 $3.2M 113k 28.67
Talisman Energy Inc Com Stk 0.0 $2.6M 201k 12.88
Gildan Activewear Inc Com Cad (GIL) 0.0 $3.4M 123k 27.20
Trustmark Corporation (TRMK) 0.0 $3.3M 180k 18.15
City Holding Company (CHCO) 0.0 $2.8M 105k 26.99
Sun Bancorp 0.0 $2.7M 1.0M 2.65
M.D.C. Holdings 0.0 $2.5M 145k 16.94
Heritage Financial Corporation (HFWA) 0.0 $3.0M 276k 11.04
Manulife Finl Corp (MFC) 0.0 $3.2M 270k 11.94
Home Federal Ban 0.0 $2.7M 346k 7.82
Bar Harbor Bankshares (BHB) 0.0 $2.7M 97k 27.76
Cae (CAE) 0.0 $2.7M 279k 9.83
GulfMark Offshore 0.0 $2.9M 80k 36.33
Kodiak Oil & Gas 0.0 $3.3M 632k 5.21
Heritage Financial 0.0 $2.8M 270k 10.40
Park Sterling Bk Charlott 0.0 $2.8M 825k 3.42
Monarch Financial Holdings I perp conv ser b 0.0 $2.5M 99k 25.01
Hca Holdings (HCA) 0.0 $3.4M 167k 20.16
Dendreon Corp note 0.0 $2.9M 4.0M 0.72
Homeaway 0.0 $3.2M 96k 33.62
Prologis Inc note 3.250% 3/1 0.0 $2.9M 2.9M 0.99
Cardinal Health (CAH) 0.0 $1.7M 40k 41.87
Cameco Corporation (CCJ) 0.0 $2.4M 125k 19.24
First Financial Holdings 0.0 $1.8M 452k 4.01
Pioneer Natural Resources 0.0 $2.2M 33k 65.78
Precision Castparts 0.0 $1.5M 9.3k 155.48
Allscripts Healthcare Solutions (MDRX) 0.0 $1.6M 88k 18.02
Broadcom Corporation 0.0 $1.5M 46k 33.29
Washington Banking Company 0.0 $1.9M 198k 9.73
McMoRan Exploration 0.0 $1.9M 190k 9.93
First Commonwealth Financial (FCF) 0.0 $2.0M 550k 3.70
Peoples Ban (PEBO) 0.0 $1.9M 177k 11.00
Dendreon Corporation 0.0 $2.0M 222k 9.00
Sandy Spring Ban (SASR) 0.0 $2.3M 155k 14.63
First Merchants Corporation (FRME) 0.0 $1.8M 261k 7.05
PowerShares QQQ Trust, Series 1 0.0 $1.9M 36k 52.52
Bridge Capital Holdings 0.0 $1.5M 153k 10.06
First Ban (FNLC) 0.0 $1.8M 147k 12.59
Joe's Jeans 0.0 $1.5M 2.3M 0.63
Northrim Ban (NRIM) 0.0 $1.5M 77k 19.34
Kimco Realty Corporation (KIM) 0.0 $1.9M 127k 15.03
Thomson Reuters Corp 0.0 $1.6M 55k 28.40
First California Financial 0.0 $1.7M 563k 3.01
LodgeNet Interactive 0.0 $1.8M 1.1M 1.69
American Pacific Corporation (APFC) 0.0 $1.9M 261k 7.33
General Growth Properties 0.0 $2.1M 174k 12.10
CoreSite Realty 0.0 $1.5M 103k 14.35
iShares MSCI United Kingdom Index 0.0 $1.6M 107k 14.77
Horizon Ban (HBNC) 0.0 $1.7M 66k 26.47
Developers Diversified Rlty note 1.750%11/1 0.0 $2.3M 2.5M 0.92
Comerica Inc *w exp 11/14/201 0.0 $2.3M 493k 4.75
Citigroup Inc Com Us cmn 0.0 $1.7M 3.8M 0.44
Anchor Bancorp 0.0 $1.6M 250k 6.21
Apollo Global Management 'a' 0.0 $1.5M 143k 10.24
Kior Inc. Cl A 0.0 $1.7M 80k 20.74
Gilead Sciences conv 0.0 $2.3M 2.1M 1.08
Federal-Mogul Corporation 0.0 $510k 35k 14.76
Range Resources (RRC) 0.0 $643k 11k 58.49
Eli Lilly & Co. (LLY) 0.0 $628k 17k 36.94
Comcast Corporation 0.0 $668k 32k 20.71
Bed Bath & Beyond 0.0 $543k 9.5k 57.30
Cummins (CMI) 0.0 $792k 9.7k 81.62
Polaris Industries (PII) 0.0 $999k 20k 49.97
Union Pacific Corporation (UNP) 0.0 $708k 8.7k 81.71
Intel Corporation (INTC) 0.0 $558k 26k 21.33
Johnson Controls 0.0 $940k 36k 26.36
Tiffany & Co. 0.0 $623k 10k 60.82
Pall Corporation 0.0 $937k 22k 42.40
Regions Financial Corporation (RF) 0.0 $950k 285k 3.33
Darden Restaurants (DRI) 0.0 $867k 20k 42.73
Mylan 0.0 $956k 56k 17.00
Newfield Exploration 0.0 $1.4M 35k 39.69
Potash Corp. Of Saskatchewan I 0.0 $1.1M 23k 45.48
THQ 0.0 $1.4M 829k 1.73
Red Hat 0.0 $1.0M 24k 42.26
Anadarko Petroleum Corporation 0.0 $946k 15k 63.07
Stryker Corporation (SYK) 0.0 $1.0M 21k 47.11
Telefonica (TEF) 0.0 $853k 45k 19.12
First Midwest Ban 0.0 $1.4M 193k 7.32
Williams Companies (WMB) 0.0 $755k 31k 24.35
Shire 0.0 $1.1M 12k 93.92
EOG Resources (EOG) 0.0 $994k 14k 71.00
Patterson-UTI Energy (PTEN) 0.0 $1.3M 75k 17.33
Alliance Data Systems Corporation (BFH) 0.0 $1.1M 12k 92.68
FelCor Lodging Trust Incorporated 0.0 $733k 315k 2.33
Amphenol Corporation (APH) 0.0 $1.1M 27k 40.79
Walter Energy 0.0 $965k 16k 60.03
IntercontinentalEx.. 0.0 $643k 5.4k 118.33
Enbridge (ENB) 0.0 $967k 29k 33.46
Exide Technologies 0.0 $649k 162k 4.00
Amedisys (AMED) 0.0 $1.2M 82k 14.82
Camden National Corporation (CAC) 0.0 $1.0M 37k 27.22
DiamondRock Hospitality Company (DRH) 0.0 $1.2M 173k 6.99
FMC Corporation (FMC) 0.0 $591k 8.5k 69.16
GameStop (GME) 0.0 $790k 34k 23.11
Gulfport Energy Corporation 0.0 $1.2M 50k 24.18
Nexen 0.0 $793k 49k 16.30
Oil States International (OIS) 0.0 $499k 9.8k 50.97
Park National Corporation (PRK) 0.0 $1.4M 26k 52.90
Renasant (RNST) 0.0 $1.3M 105k 12.73
Rovi Corporation 0.0 $581k 14k 42.99
Abb (ABBNY) 0.0 $872k 51k 17.09
BorgWarner (BWA) 0.0 $573k 9.5k 60.57
Panera Bread Company 0.0 $545k 5.2k 104.01
Riverbed Technology 0.0 $543k 27k 19.96
F5 Networks (FFIV) 0.0 $933k 13k 71.06
FirstMerit Corporation 0.0 $679k 60k 11.36
Geron Corporation (GERN) 0.0 $636k 300k 2.12
Chindex International 0.0 $954k 108k 8.81
Allegheny Technologies Incorporated (ATI) 0.0 $625k 17k 36.98
Cameron International Corporation 0.0 $659k 16k 41.55
Hooker Furniture Corporation (HOFT) 0.0 $1.0M 115k 9.05
AVI BioPharma 0.0 $946k 844k 1.12
Pinnacle Airlines 0.0 $957k 327k 2.93
Allied Nevada Gold 0.0 $1.1M 32k 35.79
Silvercorp Metals (SVM) 0.0 $1.3M 160k 8.29
Thompson Creek Metals 0.0 $797k 127k 6.30
Ingersoll-rand Global Hldg C debt 0.0 $600k 375k 1.60
Beazer Homes Usa Inc. unit 99/99/99 0.0 $862k 100k 8.62
Moly 0.0 $635k 19k 32.85
Bank of Marin Ban (BMRC) 0.0 $1.1M 33k 33.05
Bravo Brio Restaurant 0.0 $702k 42k 16.63
Excel Trust 0.0 $1.1M 112k 9.62
Howard Hughes 0.0 $1.4M 34k 42.11
O'reilly Automotive (ORLY) 0.0 $750k 11k 66.65
Univest Corp. of PA (UVSP) 0.0 $740k 56k 13.33
Pure Cycle Corporation (PCYO) 0.0 $968k 395k 2.45
iShares MSCI Germany Index Fund (EWG) 0.0 $682k 37k 18.28
Evans Bancorp (EVBN) 0.0 $1.4M 129k 11.09
HudBay Minerals (HBM) 0.0 $840k 86k 9.77
NewBridge Ban 0.0 $765k 199k 3.85
DNB Financial Corp 0.0 $751k 79k 9.57
Kinder Morgan (KMI) 0.0 $544k 21k 25.90
Mf Global Hldgs Ltd note 1.875% 2/0 0.0 $800k 1.0M 0.80
Solazyme 0.0 $1.0M 109k 9.61
Pvh Corporation (PVH) 0.0 $574k 9.9k 58.24
Nuvasive Inc. conv 0.0 $840k 1.0M 0.84
EXCO Resources 0.0 $322k 30k 10.73
Hologic Inc frnt 2.000%12/1 0.0 $47k 50k 0.94
Petroleo Brasileiro SA (PBR) 0.0 $474k 21k 22.45
Vale (VALE) 0.0 $237k 10k 22.76
LG Display (LPL) 0.0 $148k 18k 8.16
Borgwarner Inc note 3.500% 4/1 0.0 $481k 260k 1.85
Taiwan Semiconductor Mfg (TSM) 0.0 $210k 18k 11.43
Teva Pharmaceutical Industries (TEVA) 0.0 $387k 10k 37.20
Walt Disney Company (DIS) 0.0 $406k 14k 30.15
Beazer Homes USA 0.0 $27k 18k 1.50
Koninklijke Philips Electronics NV (PHG) 0.0 $189k 11k 17.92
Sanofi-Aventis SA (SNY) 0.0 $217k 6.6k 32.77
Mbia (MBI) 0.0 $136k 19k 7.25
St. Joe Company (JOE) 0.0 $205k 14k 14.96
Vornado Realty Trust (VNO) 0.0 $331k 4.4k 74.60
WABCO Holdings 0.0 $439k 12k 37.87
Cresud (CRESY) 0.0 $146k 14k 10.81
Frontier Communications 0.0 $352k 58k 6.11
Old Republic International Corporation (ORI) 0.0 $103k 12k 8.92
USA Mobility 0.0 $289k 22k 13.20
Pos (PKX) 0.0 $217k 2.8k 76.17
Hersha Hospitality Trust 0.0 $187k 54k 3.46
Boise 0.0 $366k 71k 5.17
Alpha Natural Resources 0.0 $212k 12k 17.72
Plains Exploration & Production Company 0.0 $397k 18k 22.69
Quanta Services (PWR) 0.0 $228k 12k 18.77
Green Mountain Coffee Roasters 0.0 $461k 5.0k 92.94
US Airways 0.0 $61k 11k 5.55
PMC-Sierra 0.0 $124k 21k 6.00
Key Energy Services 0.0 $380k 40k 9.50
Alaska Communications Systems 0.0 $361k 55k 6.56
BHP Billiton (BHP) 0.0 $323k 4.9k 66.53
Essex Property Trust (ESS) 0.0 $234k 2.0k 120.00
Global Industries 0.0 $396k 50k 7.92
Jefferies 0.0 $127k 10k 12.39
Thomas Properties 0.0 $123k 54k 2.29
Duke Realty Corporation 0.0 $189k 18k 10.50
Smith & Nephew (SNN) 0.0 $240k 5.4k 44.69
Sasol (SSL) 0.0 $239k 5.9k 40.60
FuelCell Energy 0.0 $59k 70k 0.84
Gasco Energy 0.0 $48k 250k 0.19
Sunstone Hotel Investors (SHO) 0.0 $122k 22k 5.67
Double Eagle Petroleum 0.0 $255k 40k 6.38
Federal Realty Inv. Trust 0.0 $247k 3.0k 82.33
Vantage Drilling Company ord (VTGDF) 0.0 $41k 33k 1.24
Macerich Company (MAC) 0.0 $239k 5.6k 42.67
Boston Properties (BXP) 0.0 $340k 3.8k 88.98
Dex One Corporation 0.0 $82k 146k 0.56
Udr (UDR) 0.0 $232k 11k 22.10
Beazer Homes 7.5% 01/15/1 3 nt sub 7.5% 0.0 $9.0k 100k 0.09
Tesla Motors (TSLA) 0.0 $419k 17k 24.41
Ford Mtr Co Del *w exp 01/01/201 0.0 $38k 17k 2.21
Platinum Group Metals 0.0 $400k 354k 1.13
Eastern Virginia Bankshares 0.0 $163k 70k 2.33
Mitel Networks Corp 0.0 $59k 28k 2.11
Ossen Innovation 0.0 $44k 30k 1.47
ECB Ban 0.0 $326k 27k 11.98
Valley Natl Bancorp *w exp 11/14/201 0.0 $154k 96k 1.60
Southcoast Financial cmn 0.0 $390k 223k 1.75
Prologis (PLD) 0.0 $386k 16k 24.26