Mizuho Securities USA

Mizuho Securities Usa as of Dec. 31, 2019

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 160 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Spdr S&p 500 Etf (SPY) 81.2 $2.8B 8.6M 322.03
SPDR Dow Jones Industrial Average ETF (DIA) 2.3 $79M 278k 285.22
Legacy Acquisition Corp 0.7 $22M 2.1M 10.30
Pure Acquisition Corp cl a 0.6 $22M 2.1M 10.37
Microchip Technology Inc note 1.625% 2/1 0.6 $22M 10M 2.15
Leo Holdings Corp 0.4 $15M 1.4M 10.34
Consumer Discretionary SPDR (XLY) 0.4 $14M 113k 125.42
Alberton Acquisition Corp ord 0.4 $14M 1.3M 10.35
Health Care SPDR (XLV) 0.4 $13M 126k 101.86
On Semiconductor Corp Note 1.000%12/0 bond 0.4 $12M 9.1M 1.36
Opes Acquisition Corp 0.4 $12M 1.2M 10.53
Tesla Inc note 2.000% 5/1 0.4 $12M 8.1M 1.51
Okta Inc cl a 0.3 $12M 5.0M 2.42
Proficient Alpha Acqustn Cor 0.3 $12M 1.2M 10.06
Gordon Pointe Acquisition 0.3 $12M 1.1M 10.55
Technology SPDR (XLK) 0.3 $11M 124k 91.67
Allegro Merger Corp 0.3 $11M 1.1M 10.22
Silver Spike Acquisition Cor cl a 0.3 $11M 1.1M 9.91
Invesco Qqq Trust Series 1 (QQQ) 0.3 $11M 50k 212.70
Mosaic Acquisition Corp 0.3 $10M 994k 10.28
Scorpio Tankers Inc note 3.000% 5/1 0.3 $9.2M 7.5M 1.23
Replay Acquisition Corp 0.3 $9.3M 927k 10.03
Chegg Inc note 0.250% 5/1 0.3 $8.9M 5.9M 1.51
Zendesk Inc convertible security 0.2 $7.9M 5.8M 1.37
Industrial SPDR (XLI) 0.2 $7.7M 94k 81.47
Tkk Symphony Acquistion Cor 0.2 $7.3M 715k 10.21
8i Enterprises Acquisitin 0.2 $7.3M 730k 10.02
Horizon Pharma Plc convertible security 0.2 $6.7M 5.0M 1.33
Tenzing Acquisition Corp ord 0.2 $6.7M 638k 10.46
Wealthbridge Acquisition 0.2 $6.7M 656k 10.14
Nextera Energy Inc unit 09/01/2022s 0.2 $6.7M 132k 51.03
Andina Acquisition Corp Iii 0.2 $6.6M 648k 10.15
Hubspot convertible security 0.2 $6.2M 3.6M 1.73
Hl Acquisitions Corp 0.2 $6.2M 600k 10.33
Megalith Finl Acquisition Co cl a 0.2 $6.0M 585k 10.26
Neurocrine Biosciences Inc Note 2.250 5/1 0.2 $5.7M 3.7M 1.53
Insulet Corp note 1.375%11/1 0.2 $5.9M 3.1M 1.90
Bank Of America Corporation preferred (BAC.PL) 0.2 $5.6M 3.9k 1448.88
Spartan Energy Acquisition Cl A Ord 0.2 $5.6M 547k 10.17
Fellazo 0.1 $5.2M 520k 9.96
Nuvasive Inc note 2.250% 3/1 0.1 $4.7M 3.5M 1.33
Tottenham Acquisition I 0.1 $4.9M 467k 10.48
Kbl Merger Corp Iv 0.1 $4.5M 422k 10.64
Nio Inc spon ads (NIO) 0.1 $4.0M 1.0M 4.02
Longevity Acquisition Corp ord 0.1 $3.9M 377k 10.41
South Mtn Merger Corp 0.1 $4.1M 415k 9.87
Sc Health Corp 0.1 $4.2M 427k 9.94
Nuance Communications Inc Dbcv 1.00012/1 0.1 $3.8M 3.8M 1.00
Twilio Inc Note 0.250 6/0 bnd 0.1 $3.8M 2.5M 1.53
Leisure Acquisition Corp 0.1 $3.2M 312k 10.42
Euronet Worldwide (EEFT) 0.1 $3.1M 20k 157.54
Vanguard REIT ETF (VNQ) 0.1 $3.1M 33k 92.79
Greenbrier Companies Inc convertible security 0.1 $3.2M 3.3M 0.96
Workday Inc note 0.250%10/0 0.1 $3.2M 2.5M 1.27
Dd3 Acquisition Corp 0.1 $3.1M 303k 10.22
Schultze Special Purpose Acquisi Ord 0.1 $3.1M 309k 10.11
Tuscan Holdings Corp 0.1 $3.1M 313k 9.96
Agba Acquisition 0.1 $2.9M 290k 10.10
New Providence Acquisitin 0.1 $3.0M 308k 9.87
Greenvision Acquisition Corp 0.1 $2.9M 300k 9.83
Select Sector Spdr Tr Communic etfeqty (XLC) 0.1 $2.8M 53k 53.62
Southern Co unit 08/01/2022 0.1 $2.7M 50k 53.62
Union Acquisition Corp Ii 0.1 $2.7M 275k 9.85
Tesla Motors Inc bond 0.1 $2.6M 2.0M 1.28
Becton Dickinson & Co pfd shs conv a 0.1 $2.5M 38k 65.44
Lf Cap Acquisition Corp cl a 0.1 $2.4M 232k 10.36
Edtechx Hldgs Acquisition 0.1 $2.4M 237k 10.27
Huazhu Group Ltd convertible security 0.1 $2.2M 2.0M 1.12
Amci Acquisition Corp class a 0.1 $2.4M 238k 10.12
Splunk Inc note 0.500% 9/1 0.1 $2.4M 2.0M 1.20
Extra Space Storage (EXR) 0.1 $2.2M 21k 105.61
Jazz Investments I Ltd. conv 0.1 $2.0M 2.0M 1.02
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.1 $2.0M 2.0M 0.98
Silver Standard Resources Inc note 2.875 2/0 0.1 $2.0M 2.0M 1.00
Forum Merger Ii Corp cl a 0.1 $2.1M 208k 10.21
Tuscan Holdings Ii Acq Corp 0.1 $1.9M 195k 9.86
Netfin Acquisition Corp shs cl a 0.1 $2.2M 217k 9.95
Dexcom Inc convertible security 0.1 $2.0M 1.3M 1.48
Boeing Company (BA) 0.1 $1.7M 5.3k 325.81
Apple (AAPL) 0.1 $1.5M 5.3k 293.74
UnitedHealth (UNH) 0.1 $1.5M 5.3k 293.93
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.1 $1.7M 40k 42.25
Viavi Solutions Inc convertible security 0.1 $1.8M 1.4M 1.29
Wayfair Inc convertible security 0.1 $1.5M 1.4M 1.09
Nutanix Inc convertible security 0.1 $1.7M 1.8M 0.99
Switchback Energy Acquisitio 0.1 $1.6M 166k 9.80
Dte Energy Co convertible preferred security 0.1 $1.5M 30k 51.27
Orisun Acquisition Corp 0.1 $1.8M 184k 9.95
Goldman Sachs (GS) 0.0 $1.2M 5.3k 229.98
Exxon Mobil Corporation (XOM) 0.0 $1.3M 19k 69.76
Chevron Corporation (CVX) 0.0 $1.5M 12k 120.53
Proofpoint 0.0 $1.5M 13k 114.81
Vectoiq Acquisition Corp 0.0 $1.3M 124k 10.32
Insurance Acquisition Corp cl a 0.0 $1.3M 129k 10.00
Juniper Indl Hldgs Inc unit 11/13/2026 0.0 $1.5M 148k 10.20
McDonald's Corporation (MCD) 0.0 $1.0M 5.3k 197.53
Home Depot (HD) 0.0 $1.2M 5.3k 218.41
3M Company (MMM) 0.0 $930k 5.3k 176.47
Visa (V) 0.0 $990k 5.3k 187.86
iShares Dow Jones US Real Estate (IYR) 0.0 $1.0M 11k 93.07
Q2 Holdings (QTWO) 0.0 $973k 12k 81.08
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $1.0M 2.1k 485.24
Pure Acquisition Corp *w exp 04/17/202 0.0 $1.1M 1.2M 0.99
Fti Consulting Inc note 2.000% 8/1 0.0 $933k 746k 1.25
Gx Acquisition Corp 0.0 $1.1M 113k 9.95
Amplitude Hlthcre Aqustin Co unit 12/01/2026 0.0 $1.0M 102k 10.07
Microsoft Corporation (MSFT) 0.0 $831k 5.3k 157.69
JPMorgan Chase & Co. (JPM) 0.0 $735k 5.3k 139.47
American Express Company (AXP) 0.0 $656k 5.3k 124.48
Caterpillar (CAT) 0.0 $778k 5.3k 147.63
Wal-Mart Stores (WMT) 0.0 $626k 5.3k 118.79
Johnson & Johnson (JNJ) 0.0 $769k 5.3k 145.92
Walt Disney Company (DIS) 0.0 $762k 5.3k 144.59
Travelers Companies (TRV) 0.0 $722k 5.3k 137.00
International Business Machines (IBM) 0.0 $706k 5.3k 133.97
Nike (NKE) 0.0 $534k 5.3k 101.33
Procter & Gamble Company (PG) 0.0 $658k 5.3k 124.86
United Technologies Corporation 0.0 $789k 5.3k 149.72
Utilities SPDR (XLU) 0.0 $775k 12k 64.58
Palo Alto Networks (PANW) 0.0 $694k 3.0k 231.33
Colony Starwood Homes convertible security 0.0 $675k 500k 1.35
Graf Industrial Corp 0.0 $715k 70k 10.19
Cf Fin Acquisition Corp 0.0 $526k 51k 10.24
Fintech Acquisition Corp Iii 0.0 $554k 55k 10.11
Acamar Partners Acqsition Co cl a 0.0 $759k 76k 9.99
B Riley Principal Merger Cor cl a 0.0 $619k 62k 10.02
Landcadia Hldgs Ii Inc cl a 0.0 $840k 85k 9.88
Osprey Technlgy Aquistion Co unit 10/30/2024 0.0 $810k 80k 10.18
Galileo Acquisition Corp 0.0 $549k 56k 9.80
Coca-Cola Company (KO) 0.0 $292k 5.3k 55.41
Ecolab (ECL) 0.0 $201k 1.0k 193.08
Pfizer (PFE) 0.0 $206k 5.3k 39.09
Cisco Systems (CSCO) 0.0 $253k 5.3k 48.01
Noble Energy 0.0 $310k 13k 24.86
Intel Corporation (INTC) 0.0 $315k 5.3k 59.77
Verizon Communications (VZ) 0.0 $324k 5.3k 61.48
Air Products & Chemicals (APD) 0.0 $215k 915.00 234.97
Merck & Co (MRK) 0.0 $479k 5.3k 90.89
Financial Select Sector SPDR (XLF) 0.0 $277k 9.0k 30.78
Walgreen Boots Alliance (WBA) 0.0 $311k 5.3k 59.01
Blackstone Mtg Tr Inc note 4.375% 5/0 0.0 $493k 469k 1.05
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.0 $237k 194k 1.22
Sea Ltd Adr Isin Us81141r1005 (SE) 0.0 $463k 12k 40.26
Linde 0.0 $475k 2.2k 213.10
Collier Creek Holdings unit 99/99/9999 0.0 $215k 20k 10.75
Arya Sciences Acquisition-a shs cl a 0.0 $250k 24k 10.41
Dow (DOW) 0.0 $457k 8.3k 54.75
Crescent Acquisition Corp 0.0 $289k 29k 10.01
Hennessy Cap Acqustion Corp Cl A 0.0 $175k 17k 10.13
Tortoise Acquisition Corp cl a 0.0 $187k 19k 10.00
Gigcapital2 Acq Corp 0.0 $397k 40k 9.94
Haymaker Acquisition Corp Ii 0.0 $503k 50k 10.06
Fellazo 0.0 $468k 46k 10.11
Osprey Technlgy Aquistion 0.0 $352k 36k 9.75
Teradyne Inc note 1.250%12/1 0.0 $46k 21k 2.19
Legacy Acquisition Corp wt 0.0 $17k 31k 0.55
Trident Acquisitions Corp *w exp 05/09/202 0.0 $10k 100k 0.10
Brooge Hldgs (BROG) 0.0 $145k 16k 8.84
Fellazo Inc *w exp 05/15/202 0.0 $2.0k 50k 0.04
Orisun Acquisition Corp *w exp 05/31/202 0.0 $2.9k 49k 0.06