National Planning Corp as of Sept. 30, 2017
Portfolio Holdings for National Planning Corp
National Planning Corp holds 429 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 5.7 | $28M | 180k | 154.48 | |
| Chevron Corporation (CVX) | 3.9 | $19M | 162k | 117.82 | |
| Berkshire Hathaway (BRK.B) | 3.7 | $18M | 98k | 185.67 | |
| Procter & Gamble Company (PG) | 3.0 | $14M | 157k | 92.12 | |
| Fs Investment Corporation | 2.1 | $10M | 1.2M | 8.55 | |
| Amazon (AMZN) | 1.7 | $8.1M | 8.5k | 957.05 | |
| Nuveen Build Amer Bd (NBB) | 1.6 | $7.7M | 357k | 21.49 | |
| Exxon Mobil Corporation (XOM) | 1.6 | $7.6M | 92k | 81.77 | |
| Johnson & Johnson (JNJ) | 1.5 | $7.4M | 56k | 132.10 | |
| At&t (T) | 1.5 | $7.2M | 181k | 39.48 | |
| Facebook Inc cl a (META) | 1.3 | $6.3M | 37k | 169.96 | |
| Boeing Company (BA) | 1.2 | $6.1M | 24k | 255.46 | |
| Microsoft Corporation (MSFT) | 1.2 | $5.7M | 76k | 74.26 | |
| Alphabet Inc Class A cs (GOOGL) | 1.1 | $5.5M | 5.7k | 972.02 | |
| Seattle Genetics | 1.1 | $5.4M | 93k | 57.94 | |
| Altria (MO) | 1.1 | $5.3M | 84k | 63.37 | |
| Verizon Communications (VZ) | 1.0 | $4.8M | 97k | 49.85 | |
| 3M Company (MMM) | 1.0 | $4.7M | 22k | 214.55 | |
| Intercept Pharmaceuticals In | 1.0 | $4.7M | 71k | 65.76 | |
| Abbvie (ABBV) | 0.9 | $4.5M | 51k | 89.70 | |
| Healthcare Tr Amer Inc cl a | 0.9 | $4.4M | 147k | 29.77 | |
| McDonald's Corporation (MCD) | 0.9 | $4.3M | 27k | 156.86 | |
| Lockheed Martin Corporation (LMT) | 0.9 | $4.2M | 14k | 312.86 | |
| Chimera Investment Corp etf (CIM) | 0.8 | $4.2M | 218k | 19.08 | |
| Walt Disney Company (DIS) | 0.8 | $4.1M | 41k | 100.80 | |
| General Electric Company | 0.8 | $3.9M | 159k | 24.80 | |
| Pfizer (PFE) | 0.8 | $3.8M | 105k | 36.14 | |
| Intel Corporation (INTC) | 0.8 | $3.7M | 93k | 39.38 | |
| Starbucks Corporation (SBUX) | 0.7 | $3.6M | 67k | 53.99 | |
| Alphabet Inc Class C cs (GOOG) | 0.7 | $3.6M | 3.7k | 957.69 | |
| BP (BP) | 0.7 | $3.5M | 91k | 38.70 | |
| International Business Machines (IBM) | 0.7 | $3.5M | 24k | 146.78 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $3.2M | 33k | 97.35 | |
| Coca-Cola Company (KO) | 0.7 | $3.3M | 72k | 45.19 | |
| Mallinckrodt Pub | 0.7 | $3.2M | 85k | 37.60 | |
| Kimberly-Clark Corporation (KMB) | 0.6 | $3.1M | 27k | 115.58 | |
| Home Depot (HD) | 0.6 | $3.0M | 18k | 165.20 | |
| Duke Energy (DUK) | 0.6 | $2.7M | 32k | 83.84 | |
| Nuveen Preferred And equity (JPI) | 0.5 | $2.6M | 104k | 25.09 | |
| Consolidated Edison (ED) | 0.5 | $2.6M | 32k | 80.91 | |
| Visa (V) | 0.5 | $2.5M | 23k | 105.59 | |
| Selective Insurance (SIGI) | 0.5 | $2.5M | 45k | 54.89 | |
| Pimco Income Strategy Fund (PFL) | 0.5 | $2.4M | 199k | 12.20 | |
| Doubleline Income Solutions (DSL) | 0.5 | $2.5M | 115k | 21.46 | |
| Philip Morris International (PM) | 0.5 | $2.4M | 22k | 110.17 | |
| Costco Wholesale Corporation (COST) | 0.5 | $2.4M | 14k | 165.06 | |
| Pimco Dynamic Credit Income other | 0.5 | $2.4M | 102k | 23.24 | |
| Travelers Companies (TRV) | 0.5 | $2.3M | 19k | 123.68 | |
| Merck & Co (MRK) | 0.5 | $2.3M | 35k | 64.38 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.5 | $2.3M | 164k | 14.12 | |
| Taiwan Semiconductor Mfg (TSM) | 0.5 | $2.2M | 58k | 38.44 | |
| PS Business Parks | 0.5 | $2.2M | 16k | 136.00 | |
| Bank of America Corporation (BAC) | 0.4 | $2.1M | 83k | 25.86 | |
| Pepsi (PEP) | 0.4 | $2.1M | 20k | 109.11 | |
| British American Tobac (BTI) | 0.4 | $2.1M | 34k | 62.17 | |
| Southern Company (SO) | 0.4 | $2.0M | 41k | 48.79 | |
| Lamar Advertising Co-a (LAMR) | 0.4 | $2.0M | 29k | 67.45 | |
| Annaly Capital Management | 0.4 | $1.9M | 155k | 12.31 | |
| Wal-Mart Stores (WMT) | 0.4 | $1.9M | 24k | 79.23 | |
| Waste Management (WM) | 0.4 | $1.9M | 24k | 79.28 | |
| Ford Motor Company (F) | 0.4 | $1.9M | 155k | 12.34 | |
| General Mills (GIS) | 0.4 | $1.8M | 36k | 51.33 | |
| Bristol Myers Squibb (BMY) | 0.4 | $1.8M | 28k | 64.29 | |
| Axis Capital Holdings (AXS) | 0.4 | $1.8M | 31k | 57.21 | |
| Industries N shs - a - (LYB) | 0.4 | $1.8M | 18k | 99.76 | |
| Cisco Systems (CSCO) | 0.3 | $1.7M | 50k | 33.85 | |
| Celgene Corporation | 0.3 | $1.7M | 12k | 146.06 | |
| AFLAC Incorporated (AFL) | 0.3 | $1.6M | 19k | 82.21 | |
| Gilead Sciences (GILD) | 0.3 | $1.6M | 19k | 83.20 | |
| Pos (PKX) | 0.3 | $1.6M | 23k | 70.76 | |
| Siliconware Precision Industries | 0.3 | $1.6M | 200k | 7.94 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.3 | $1.6M | 118k | 13.80 | |
| Vareit, Inc reits | 0.3 | $1.6M | 189k | 8.48 | |
| Amgen (AMGN) | 0.3 | $1.6M | 8.4k | 187.21 | |
| Honeywell International (HON) | 0.3 | $1.5M | 11k | 142.69 | |
| United Technologies Corporation | 0.3 | $1.6M | 13k | 117.73 | |
| Wells Fargo & Company (WFC) | 0.3 | $1.5M | 28k | 55.59 | |
| Everest Re Group (EG) | 0.3 | $1.5M | 6.6k | 229.29 | |
| Alibaba Group Holding (BABA) | 0.3 | $1.5M | 8.6k | 178.56 | |
| Walgreen Boots Alliance (WBA) | 0.3 | $1.5M | 20k | 76.81 | |
| Blackstone | 0.3 | $1.4M | 44k | 33.24 | |
| Dowdupont | 0.3 | $1.4M | 21k | 70.38 | |
| MasterCard Incorporated (MA) | 0.3 | $1.4M | 10k | 143.06 | |
| Abbott Laboratories (ABT) | 0.3 | $1.4M | 26k | 53.76 | |
| PPL Corporation (PPL) | 0.3 | $1.4M | 38k | 37.46 | |
| Omega Healthcare Investors (OHI) | 0.3 | $1.4M | 45k | 31.70 | |
| SYSCO Corporation (SYY) | 0.3 | $1.4M | 26k | 53.75 | |
| Oracle Corporation (ORCL) | 0.3 | $1.4M | 28k | 48.67 | |
| Tesla Motors (TSLA) | 0.3 | $1.4M | 3.9k | 348.05 | |
| Lowe's Companies (LOW) | 0.3 | $1.3M | 16k | 81.34 | |
| ACADIA Pharmaceuticals (ACAD) | 0.3 | $1.3M | 34k | 38.86 | |
| Nuveen Quality Pref. Inc. Fund II | 0.3 | $1.3M | 128k | 10.45 | |
| ConocoPhillips (COP) | 0.3 | $1.3M | 26k | 49.23 | |
| FedEx Corporation (FDX) | 0.2 | $1.1M | 5.2k | 223.04 | |
| NVIDIA Corporation (NVDA) | 0.2 | $1.2M | 6.6k | 179.34 | |
| PIMCO Corporate Opportunity Fund (PTY) | 0.2 | $1.2M | 69k | 16.85 | |
| Royal Dutch Shell | 0.2 | $1.1M | 18k | 60.89 | |
| General Motors Company (GM) | 0.2 | $1.1M | 26k | 43.45 | |
| Delaware Inv Mn Mun Inc Fd I | 0.2 | $1.1M | 80k | 14.20 | |
| Eclipse Resources | 0.2 | $1.1M | 422k | 2.63 | |
| American Express Company (AXP) | 0.2 | $1.0M | 11k | 91.47 | |
| Eli Lilly & Co. (LLY) | 0.2 | $1.0M | 12k | 86.43 | |
| Vector (VGR) | 0.2 | $1.0M | 50k | 20.66 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.2 | $1.0M | 67k | 15.47 | |
| Micron Technology (MU) | 0.2 | $964k | 24k | 40.35 | |
| Central Fd Cda Ltd cl a | 0.2 | $977k | 75k | 13.07 | |
| Campbell Soup Company (CPB) | 0.2 | $941k | 20k | 46.20 | |
| Colgate-Palmolive Company (CL) | 0.2 | $942k | 13k | 72.45 | |
| Halliburton Company (HAL) | 0.2 | $921k | 21k | 44.92 | |
| Royal Dutch Shell | 0.2 | $912k | 15k | 62.90 | |
| American Electric Power Company (AEP) | 0.2 | $926k | 13k | 70.25 | |
| LTC Properties (LTC) | 0.2 | $910k | 19k | 47.08 | |
| John Hancock Patriot Premium Div Fund II (PDT) | 0.2 | $943k | 56k | 16.87 | |
| Allianzgi Equity & Conv In | 0.2 | $938k | 45k | 20.75 | |
| Incyte Corporation (INCY) | 0.2 | $894k | 7.9k | 112.76 | |
| United Parcel Service (UPS) | 0.2 | $865k | 7.2k | 119.72 | |
| Enterprise Products Partners (EPD) | 0.2 | $854k | 33k | 26.00 | |
| Nuveen Div Adv Muni Fd 3 Ben Int (NZF) | 0.2 | $874k | 57k | 15.23 | |
| PIMCO High Income Fund (PHK) | 0.2 | $887k | 107k | 8.30 | |
| Eaton Vance Mun Income Term Tr (ETX) | 0.2 | $881k | 44k | 20.25 | |
| Raytheon Company | 0.2 | $835k | 4.4k | 188.33 | |
| Netflix (NFLX) | 0.2 | $822k | 4.6k | 179.08 | |
| Calavo Growers (CVGW) | 0.2 | $811k | 11k | 74.13 | |
| Magellan Midstream Partners | 0.2 | $826k | 12k | 71.18 | |
| Invesco Van Kampen Trust For Inv Grd Mun (VGM) | 0.2 | $849k | 64k | 13.37 | |
| Sprott Physical Silver Tr tr unit (PSLV) | 0.2 | $817k | 130k | 6.27 | |
| Eaton (ETN) | 0.2 | $810k | 11k | 77.49 | |
| BlackRock (BLK) | 0.2 | $779k | 1.7k | 450.58 | |
| Dominion Resources (D) | 0.2 | $763k | 10k | 75.92 | |
| Schlumberger (SLB) | 0.2 | $783k | 11k | 69.08 | |
| Xcel Energy (XEL) | 0.2 | $769k | 16k | 47.17 | |
| Realty Income (O) | 0.2 | $782k | 14k | 57.03 | |
| Calamos Conv. Opptys. & Income Fund (CHI) | 0.2 | $800k | 69k | 11.57 | |
| PIMCO Corporate Income Fund (PCN) | 0.2 | $761k | 45k | 17.09 | |
| Dws Municipal Income Trust | 0.2 | $786k | 62k | 12.74 | |
| Caterpillar (CAT) | 0.1 | $725k | 5.8k | 125.45 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $736k | 2.5k | 290.91 | |
| AmerisourceBergen (COR) | 0.1 | $753k | 9.1k | 82.89 | |
| Diageo (DEO) | 0.1 | $736k | 5.6k | 131.76 | |
| Nextera Energy (NEE) | 0.1 | $722k | 4.9k | 146.84 | |
| Endeavour Silver Corp (EXK) | 0.1 | $748k | 305k | 2.45 | |
| Invesco Van Kampen Cal Val Mun Inc Trust (VCV) | 0.1 | $729k | 56k | 13.15 | |
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.1 | $713k | 54k | 13.20 | |
| Wp Carey (WPC) | 0.1 | $728k | 11k | 68.04 | |
| First Tr Inter Duration Pfd & Income (FPF) | 0.1 | $713k | 29k | 24.67 | |
| Broad | 0.1 | $752k | 3.1k | 239.41 | |
| Corning Incorporated (GLW) | 0.1 | $682k | 23k | 30.31 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $671k | 4.4k | 152.60 | |
| Cummins (CMI) | 0.1 | $704k | 4.1k | 170.71 | |
| General Dynamics Corporation (GD) | 0.1 | $687k | 3.3k | 210.54 | |
| Ventas (VTR) | 0.1 | $697k | 11k | 63.72 | |
| Claymore Guggenheim Strategic (GOF) | 0.1 | $674k | 32k | 21.24 | |
| Doubleline Opportunistic Cr (DBL) | 0.1 | $684k | 29k | 23.67 | |
| Kraft Heinz (KHC) | 0.1 | $701k | 9.0k | 77.81 | |
| Paypal Holdings (PYPL) | 0.1 | $694k | 11k | 64.22 | |
| Energy Transfer Partners | 0.1 | $666k | 37k | 18.23 | |
| Comcast Corporation (CMCSA) | 0.1 | $653k | 17k | 38.33 | |
| Sonoco Products Company (SON) | 0.1 | $655k | 13k | 51.62 | |
| Union Pacific Corporation (UNP) | 0.1 | $637k | 5.5k | 114.84 | |
| Automatic Data Processing (ADP) | 0.1 | $621k | 5.6k | 110.70 | |
| Medical Properties Trust (MPW) | 0.1 | $646k | 49k | 13.17 | |
| Universal Health Realty Income Trust (UHT) | 0.1 | $618k | 8.1k | 76.37 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.1 | $632k | 45k | 14.07 | |
| Pembina Pipeline Corp (PBA) | 0.1 | $612k | 17k | 35.35 | |
| BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) | 0.1 | $656k | 29k | 22.62 | |
| Bluebird Bio (BLUE) | 0.1 | $658k | 5.2k | 127.52 | |
| Ekso Bionics Hldgs Inc Com cs | 0.1 | $620k | 521k | 1.19 | |
| Nanthealth | 0.1 | $656k | 139k | 4.73 | |
| Emerson Electric (EMR) | 0.1 | $583k | 9.2k | 63.38 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $603k | 12k | 49.82 | |
| Target Corporation (TGT) | 0.1 | $576k | 9.8k | 58.54 | |
| Enbridge (ENB) | 0.1 | $602k | 14k | 41.99 | |
| Novagold Resources Inc Cad (NG) | 0.1 | $586k | 141k | 4.15 | |
| BlackRock Inv. Quality Munic. Trust (BKN) | 0.1 | $587k | 39k | 15.05 | |
| Kinder Morgan (KMI) | 0.1 | $593k | 32k | 18.84 | |
| Mondelez Int (MDLZ) | 0.1 | $561k | 14k | 40.92 | |
| Colony Northstar | 0.1 | $583k | 46k | 12.63 | |
| Norfolk Southern (NSC) | 0.1 | $540k | 4.1k | 131.51 | |
| T. Rowe Price (TROW) | 0.1 | $555k | 6.1k | 90.94 | |
| Cincinnati Financial Corporation (CINF) | 0.1 | $516k | 6.7k | 77.21 | |
| McKesson Corporation (MCK) | 0.1 | $555k | 3.6k | 153.91 | |
| Deere & Company (DE) | 0.1 | $551k | 4.3k | 128.14 | |
| Nike (NKE) | 0.1 | $540k | 11k | 51.44 | |
| Biogen Idec (BIIB) | 0.1 | $560k | 1.8k | 317.28 | |
| Accenture (ACN) | 0.1 | $541k | 4.0k | 134.21 | |
| Donaldson Company (DCI) | 0.1 | $555k | 12k | 46.54 | |
| Baidu (BIDU) | 0.1 | $536k | 2.2k | 247.00 | |
| Flaherty & Crumrine/Claymore Preferred S (FFC) | 0.1 | $513k | 24k | 21.42 | |
| La Jolla Pharmaceuticl Com Par | 0.1 | $542k | 16k | 34.63 | |
| Nuveen Minn Mun Income (NMS) | 0.1 | $556k | 36k | 15.26 | |
| Welltower Inc Com reit (WELL) | 0.1 | $523k | 7.5k | 69.40 | |
| Goldman Sachs (GS) | 0.1 | $503k | 2.1k | 241.59 | |
| Starwood Property Trust (STWD) | 0.1 | $466k | 22k | 21.68 | |
| PNC Financial Services (PNC) | 0.1 | $489k | 3.6k | 134.27 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $493k | 3.3k | 148.67 | |
| AstraZeneca (AZN) | 0.1 | $491k | 14k | 34.24 | |
| Novartis (NVS) | 0.1 | $501k | 5.8k | 86.65 | |
| GlaxoSmithKline | 0.1 | $492k | 12k | 40.97 | |
| Hospitality Properties Trust | 0.1 | $467k | 16k | 28.40 | |
| priceline.com Incorporated | 0.1 | $469k | 251.00 | 1868.53 | |
| Whiting Petroleum Corporation | 0.1 | $471k | 86k | 5.47 | |
| Chemical Financial Corporation | 0.1 | $483k | 9.1k | 52.97 | |
| HCP | 0.1 | $471k | 17k | 27.03 | |
| AllianceBernstein Global Hgh Incm (AWF) | 0.1 | $469k | 36k | 13.05 | |
| Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) | 0.1 | $483k | 22k | 22.26 | |
| PIMCO Income Opportunity Fund | 0.1 | $470k | 18k | 26.27 | |
| Express Scripts Holding | 0.1 | $486k | 7.6k | 63.64 | |
| Wheaton Precious Metals Corp (WPM) | 0.1 | $486k | 25k | 19.40 | |
| Progressive Corporation (PGR) | 0.1 | $454k | 9.2k | 49.10 | |
| U.S. Bancorp (USB) | 0.1 | $461k | 8.6k | 53.50 | |
| Principal Financial (PFG) | 0.1 | $436k | 6.7k | 65.34 | |
| Psychemedics (PMD) | 0.1 | $456k | 25k | 18.19 | |
| Nucor Corporation (NUE) | 0.1 | $428k | 7.6k | 56.01 | |
| Las Vegas Sands (LVS) | 0.1 | $461k | 7.1k | 64.90 | |
| Valero Energy Corporation (VLO) | 0.1 | $460k | 5.9k | 77.52 | |
| Air Products & Chemicals (APD) | 0.1 | $443k | 2.9k | 153.23 | |
| Exelon Corporation (EXC) | 0.1 | $428k | 11k | 37.80 | |
| Total (TTE) | 0.1 | $440k | 8.2k | 53.86 | |
| Clorox Company (CLX) | 0.1 | $424k | 3.3k | 129.94 | |
| Prudential Financial (PRU) | 0.1 | $456k | 4.2k | 107.85 | |
| Southwest Airlines (LUV) | 0.1 | $454k | 7.8k | 58.54 | |
| Unilever (UL) | 0.1 | $437k | 7.6k | 57.70 | |
| Oclaro | 0.1 | $450k | 52k | 8.73 | |
| Oneok (OKE) | 0.1 | $444k | 7.9k | 56.25 | |
| Putnam Managed Municipal Income Trust (PMM) | 0.1 | $435k | 58k | 7.55 | |
| Broadwind Energy (BWEN) | 0.1 | $436k | 111k | 3.91 | |
| Epr Properties (EPR) | 0.1 | $419k | 6.0k | 70.14 | |
| Sirius Xm Holdings (SIRI) | 0.1 | $417k | 75k | 5.60 | |
| Columbia Ppty Tr | 0.1 | $418k | 19k | 21.58 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $443k | 16k | 28.42 | |
| Medtronic (MDT) | 0.1 | $453k | 5.8k | 78.05 | |
| CVB Financial (CVBF) | 0.1 | $367k | 15k | 24.20 | |
| People's United Financial | 0.1 | $400k | 22k | 18.13 | |
| CSX Corporation (CSX) | 0.1 | $413k | 7.9k | 52.08 | |
| Continental Resources | 0.1 | $397k | 10k | 38.32 | |
| Public Storage (PSA) | 0.1 | $407k | 1.9k | 213.09 | |
| Comerica Incorporated (CMA) | 0.1 | $396k | 5.2k | 76.14 | |
| Allstate Corporation (ALL) | 0.1 | $387k | 4.2k | 92.12 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $397k | 27k | 14.63 | |
| TJX Companies (TJX) | 0.1 | $402k | 5.4k | 73.91 | |
| Bce (BCE) | 0.1 | $403k | 8.6k | 46.90 | |
| Old Republic International Corporation (ORI) | 0.1 | $406k | 21k | 19.85 | |
| salesforce (CRM) | 0.1 | $383k | 4.0k | 95.34 | |
| Edison International (EIX) | 0.1 | $404k | 5.2k | 77.07 | |
| Lam Research Corporation (LRCX) | 0.1 | $401k | 2.2k | 184.71 | |
| AmeriGas Partners | 0.1 | $404k | 9.0k | 44.74 | |
| Jack Henry & Associates (JKHY) | 0.1 | $368k | 3.6k | 103.60 | |
| Rockwell Automation (ROK) | 0.1 | $377k | 2.1k | 180.99 | |
| KKR & Co | 0.1 | $390k | 19k | 20.25 | |
| Calamos Convertible & Hi Income Fund (CHY) | 0.1 | $395k | 33k | 11.90 | |
| Eaton Vance Tax Managed Buy Write Opport (ETV) | 0.1 | $367k | 24k | 15.31 | |
| Nuveen CA Dividend Advantage Muni. Fund (NAC) | 0.1 | $385k | 26k | 14.92 | |
| SELECT INCOME REIT COM SH BEN int | 0.1 | $393k | 16k | 23.93 | |
| Nuveen Nasdaq 100 Dynamic Over (QQQX) | 0.1 | $406k | 18k | 22.28 | |
| Wec Energy Group (WEC) | 0.1 | $368k | 5.8k | 63.24 | |
| Agnc Invt Corp Com reit (AGNC) | 0.1 | $403k | 19k | 21.77 | |
| Huntington Bancshares Incorporated (HBAN) | 0.1 | $322k | 23k | 13.90 | |
| MB Financial | 0.1 | $338k | 7.4k | 45.69 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $350k | 6.5k | 53.85 | |
| Digital Realty Trust (DLR) | 0.1 | $319k | 2.7k | 116.38 | |
| Mercury General Corporation (MCY) | 0.1 | $326k | 5.7k | 56.93 | |
| Transocean (RIG) | 0.1 | $329k | 32k | 10.28 | |
| Becton, Dickinson and (BDX) | 0.1 | $352k | 1.8k | 193.73 | |
| Danaher Corporation (DHR) | 0.1 | $348k | 4.0k | 86.50 | |
| Illinois Tool Works (ITW) | 0.1 | $364k | 2.4k | 149.67 | |
| Sempra Energy (SRE) | 0.1 | $338k | 3.0k | 114.00 | |
| Pioneer Floating Rate Trust (PHD) | 0.1 | $359k | 30k | 11.92 | |
| Delta Air Lines (DAL) | 0.1 | $348k | 6.8k | 51.30 | |
| Mueller Water Products (MWA) | 0.1 | $340k | 26k | 12.89 | |
| Cognex Corporation (CGNX) | 0.1 | $330k | 2.9k | 114.74 | |
| Exelixis (EXEL) | 0.1 | $351k | 14k | 24.42 | |
| New Jersey Resources Corporation (NJR) | 0.1 | $349k | 8.1k | 42.85 | |
| Hanover Insurance (THG) | 0.1 | $361k | 3.7k | 97.89 | |
| Independent Bank (INDB) | 0.1 | $332k | 4.4k | 76.08 | |
| Otter Tail Corporation (OTTR) | 0.1 | $338k | 7.6k | 44.40 | |
| Senior Housing Properties Trust | 0.1 | $334k | 17k | 19.59 | |
| Prospect Capital Corporation (PSEC) | 0.1 | $322k | 48k | 6.74 | |
| Barclays Bk Plc Ipsp croil etn | 0.1 | $355k | 68k | 5.23 | |
| BlackRock Enhanced Capital and Income (CII) | 0.1 | $337k | 22k | 15.63 | |
| Eaton Vance Enhanced Equity Incm. Fd. II (EOS) | 0.1 | $326k | 22k | 15.10 | |
| Liberty All-Star Equity Fund (USA) | 0.1 | $352k | 59k | 6.01 | |
| Nuveen Equity Premium Income Fund (BXMX) | 0.1 | $351k | 25k | 13.97 | |
| First Majestic Silver Corp (AG) | 0.1 | $318k | 47k | 6.84 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.1 | $324k | 31k | 10.56 | |
| Blackrock Health Sciences Trust (BME) | 0.1 | $354k | 9.6k | 36.88 | |
| BlackRock MuniHoldings Fund (MHD) | 0.1 | $364k | 21k | 17.36 | |
| Invesco Van Kampen Penn Vl MI Trust (VPV) | 0.1 | $344k | 28k | 12.29 | |
| Sprott Physical Gold Trust (PHYS) | 0.1 | $364k | 35k | 10.36 | |
| Citigroup (C) | 0.1 | $334k | 4.5k | 74.07 | |
| Phillips 66 (PSX) | 0.1 | $362k | 3.9k | 93.54 | |
| Allianzgi Conv & Inc Fd taxable cef | 0.1 | $328k | 46k | 7.14 | |
| Xenia Hotels & Resorts (XHR) | 0.1 | $346k | 17k | 20.98 | |
| Microchip Technology (MCHP) | 0.1 | $279k | 3.1k | 90.73 | |
| Polaris Industries (PII) | 0.1 | $292k | 2.8k | 106.07 | |
| Sherwin-Williams Company (SHW) | 0.1 | $314k | 840.00 | 373.81 | |
| Ross Stores (ROST) | 0.1 | $316k | 4.9k | 64.97 | |
| Rockwell Collins | 0.1 | $317k | 2.4k | 132.03 | |
| Aetna | 0.1 | $316k | 1.9k | 163.14 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $279k | 1.00 | 279000.00 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $306k | 3.6k | 84.32 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $270k | 4.2k | 63.91 | |
| Stryker Corporation (SYK) | 0.1 | $294k | 2.0k | 143.70 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $293k | 3.3k | 90.07 | |
| UnitedHealth (UNH) | 0.1 | $299k | 1.5k | 198.41 | |
| Williams Companies (WMB) | 0.1 | $276k | 9.1k | 30.24 | |
| Hershey Company (HSY) | 0.1 | $294k | 2.7k | 107.65 | |
| Dover Corporation (DOV) | 0.1 | $273k | 2.9k | 93.14 | |
| AllianceBernstein Holding (AB) | 0.1 | $288k | 12k | 24.53 | |
| DTE Energy Company (DTE) | 0.1 | $313k | 2.9k | 106.46 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $298k | 1.3k | 227.65 | |
| Alexion Pharmaceuticals | 0.1 | $269k | 1.9k | 141.36 | |
| Chicago Bridge & Iron Company | 0.1 | $299k | 18k | 16.67 | |
| Skyworks Solutions (SWKS) | 0.1 | $311k | 3.0k | 102.49 | |
| Church & Dwight (CHD) | 0.1 | $293k | 6.2k | 47.31 | |
| National Retail Properties (NNN) | 0.1 | $294k | 7.0k | 41.94 | |
| Regency Centers Corporation (REG) | 0.1 | $315k | 5.1k | 62.35 | |
| BlackRock Global Opportunities Equity Tr (BOE) | 0.1 | $291k | 21k | 13.60 | |
| Piedmont Office Realty Trust (PDM) | 0.1 | $274k | 14k | 20.16 | |
| Pimco Income Strategy Fund II (PFN) | 0.1 | $274k | 26k | 10.75 | |
| Nuveen Mun High Income Opp F (NMZ) | 0.1 | $281k | 21k | 13.57 | |
| BlackRock Core Bond Trust (BHK) | 0.1 | $273k | 19k | 14.07 | |
| Blackrock Build America Bond Trust (BBN) | 0.1 | $296k | 13k | 23.48 | |
| American Tower Reit (AMT) | 0.1 | $301k | 2.2k | 136.45 | |
| Ares Coml Real Estate (ACRE) | 0.1 | $280k | 21k | 13.51 | |
| Allergan | 0.1 | $270k | 1.3k | 210.12 | |
| Lincoln National Corporation (LNC) | 0.1 | $255k | 3.5k | 73.91 | |
| Discover Financial Services (DFS) | 0.1 | $240k | 3.6k | 65.84 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $247k | 542.00 | 455.72 | |
| Great Plains Energy Incorporated | 0.1 | $236k | 7.7k | 30.50 | |
| Ameren Corporation (AEE) | 0.1 | $227k | 3.9k | 57.95 | |
| FirstEnergy (FE) | 0.1 | $244k | 7.9k | 31.04 | |
| V.F. Corporation (VFC) | 0.1 | $250k | 3.9k | 64.15 | |
| MDU Resources (MDU) | 0.1 | $261k | 9.8k | 26.67 | |
| CenturyLink | 0.1 | $259k | 13k | 20.18 | |
| eBay (EBAY) | 0.1 | $259k | 6.7k | 38.74 | |
| Rio Tinto (RIO) | 0.1 | $241k | 5.0k | 48.30 | |
| PG&E Corporation (PCG) | 0.1 | $258k | 3.8k | 68.27 | |
| New York Community Ban (NYCB) | 0.1 | $223k | 17k | 12.93 | |
| Fastenal Company (FAST) | 0.1 | $237k | 5.2k | 45.89 | |
| J.M. Smucker Company (SJM) | 0.1 | $255k | 2.4k | 104.29 | |
| Alliant Energy Corporation (LNT) | 0.1 | $228k | 5.5k | 41.42 | |
| MetLife (MET) | 0.1 | $236k | 4.5k | 52.44 | |
| Suburban Propane Partners (SPH) | 0.1 | $222k | 8.5k | 26.00 | |
| Ametek (AME) | 0.1 | $226k | 3.4k | 66.28 | |
| American Water Works (AWK) | 0.1 | $221k | 2.7k | 81.79 | |
| Dreyfus Strategic Municipal Bond Fund | 0.1 | $262k | 31k | 8.52 | |
| Eaton Vance Senior Floating Rate Fund (EFR) | 0.1 | $241k | 16k | 14.85 | |
| Antares Pharma | 0.1 | $235k | 65k | 3.63 | |
| Barclays Bk Plc etn djubs copr37 (JJCTF) | 0.1 | $231k | 6.9k | 33.60 | |
| Eaton Vance Risk Managed Diversified (ETJ) | 0.1 | $250k | 27k | 9.43 | |
| Blackrock Muniyield Ariz | 0.1 | $232k | 15k | 15.06 | |
| Blackrock Muniyield California Ins Fund | 0.1 | $221k | 14k | 15.38 | |
| Columbia Seligm Prem Tech Gr (STK) | 0.1 | $229k | 10k | 22.57 | |
| Sarepta Therapeutics (SRPT) | 0.1 | $242k | 4.9k | 49.16 | |
| Intrexon | 0.1 | $252k | 13k | 19.45 | |
| American Airls (AAL) | 0.1 | $226k | 4.5k | 50.47 | |
| Voya Prime Rate Trust sh ben int | 0.1 | $232k | 44k | 5.24 | |
| Transenterix | 0.1 | $236k | 159k | 1.48 | |
| Under Armour Inc Cl C (UA) | 0.1 | $224k | 15k | 15.24 | |
| Waste Connections (WCN) | 0.1 | $251k | 3.6k | 70.68 | |
| Compass Minerals International (CMP) | 0.0 | $208k | 3.1k | 66.31 | |
| Ecolab (ECL) | 0.0 | $208k | 1.6k | 130.41 | |
| Monsanto Company | 0.0 | $210k | 1.8k | 119.59 | |
| Praxair | 0.0 | $203k | 1.4k | 142.66 | |
| NewMarket Corporation (NEU) | 0.0 | $217k | 500.00 | 434.00 | |
| Applied Materials (AMAT) | 0.0 | $210k | 4.1k | 51.83 | |
| Marathon Oil Corporation (MRO) | 0.0 | $192k | 14k | 13.76 | |
| Advanced Micro Devices (AMD) | 0.0 | $173k | 13k | 13.42 | |
| Hecla Mining Company (HL) | 0.0 | $205k | 39k | 5.21 | |
| Trinity Industries (TRN) | 0.0 | $202k | 5.8k | 35.01 | |
| Capstead Mortgage Corporation | 0.0 | $218k | 22k | 9.79 | |
| Celldex Therapeutics | 0.0 | $173k | 58k | 3.00 | |
| Templeton Global Income Fund (SABA) | 0.0 | $184k | 27k | 6.77 | |
| ZIOPHARM Oncology | 0.0 | $214k | 34k | 6.34 | |
| DNP Select Income Fund (DNP) | 0.0 | $174k | 15k | 11.35 | |
| Eaton Vance Tax-Managed Global Buy-Write (ETW) | 0.0 | $195k | 17k | 11.84 | |
| MFS Municipal Income Trust (MFM) | 0.0 | $173k | 24k | 7.20 | |
| PIMCO Strategic Global Government Fund (RCS) | 0.0 | $190k | 20k | 9.76 | |
| Pioneer Municipal High Income Trust (MHI) | 0.0 | $188k | 16k | 12.05 | |
| Nuveen Ins Ca Tx Fr Adv Mun (NKX) | 0.0 | $187k | 12k | 15.85 | |
| LRAD Corporation | 0.0 | $193k | 96k | 2.01 | |
| Quintiles Transnatio Hldgs I | 0.0 | $200k | 2.1k | 95.24 | |
| Catchmark Timber Tr Inc cl a | 0.0 | $203k | 16k | 12.65 | |
| Ing Global Advantage And Premium Opportunity Fund (IGA) | 0.0 | $191k | 17k | 11.33 | |
| Eversource Energy (ES) | 0.0 | $214k | 3.6k | 60.16 | |
| Hubbell (HUBB) | 0.0 | $212k | 1.8k | 117.32 | |
| Chubb (CB) | 0.0 | $210k | 1.4k | 144.93 | |
| Virtus Global Divid Income F (ZTR) | 0.0 | $174k | 13k | 13.18 | |
| Arconic | 0.0 | $206k | 7.9k | 26.08 | |
| RadNet (RDNT) | 0.0 | $160k | 14k | 11.60 | |
| Valley National Ban (VLY) | 0.0 | $163k | 14k | 12.07 | |
| Rite Aid Corporation | 0.0 | $157k | 75k | 2.11 | |
| BioCryst Pharmaceuticals (BCRX) | 0.0 | $168k | 32k | 5.25 | |
| Energy Recovery (ERII) | 0.0 | $148k | 19k | 7.90 | |
| New America High Income Fund I (HYB) | 0.0 | $125k | 13k | 9.92 | |
| Enerplus Corp (ERF) | 0.0 | $160k | 17k | 9.59 | |
| Invesco Van Kampen Dyn Cr Opp Fund | 0.0 | $163k | 14k | 11.95 | |
| Nuveen Core Equity Alpha Fund (JCE) | 0.0 | $164k | 11k | 15.49 | |
| Pimco CA Muni. Income Fund II (PCK) | 0.0 | $123k | 12k | 10.17 | |
| MFS High Yield Municipal Trust (CMU) | 0.0 | $160k | 34k | 4.77 | |
| John Hancock Tax Adva Glbl Share. Yld (HTY) | 0.0 | $139k | 15k | 9.21 | |
| Retail Properties Of America | 0.0 | $138k | 10k | 13.26 | |
| Chesapeake Energy Corporation | 0.0 | $78k | 18k | 4.26 | |
| Banco Santander (SAN) | 0.0 | $114k | 17k | 6.78 | |
| Oasis Petroleum | 0.0 | $112k | 12k | 9.07 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $110k | 22k | 5.10 | |
| THL Credit | 0.0 | $96k | 10k | 9.37 | |
| Putnam High Income Securities Fund | 0.0 | $105k | 12k | 8.92 | |
| Western Asset High Incm Fd I (HIX) | 0.0 | $98k | 14k | 7.25 | |
| Dreyfus High Yield Strategies Fund | 0.0 | $85k | 24k | 3.54 | |
| Oxford Lane Cap Corp (OXLC) | 0.0 | $115k | 11k | 10.36 | |
| Tahoe Resources | 0.0 | $92k | 17k | 5.35 | |
| Blackrock Res & Commodities Strategy Tr (BCX) | 0.0 | $95k | 11k | 9.00 | |
| Sprott Phys Platinum & Palladi (SPPP) | 0.0 | $106k | 13k | 8.42 | |
| Qualcomm (QCOM) | 0.0 | $34k | 10k | 3.33 | |
| Investors Real Estate Trust | 0.0 | $69k | 11k | 6.03 | |
| TCW Strategic Income Fund (TSI) | 0.0 | $71k | 12k | 5.75 | |
| Glu Mobile | 0.0 | $59k | 16k | 3.80 | |
| Agenus (AGEN) | 0.0 | $46k | 10k | 4.60 | |
| Synergy Pharmaceuticals | 0.0 | $32k | 10k | 3.20 | |
| Trevena | 0.0 | $53k | 21k | 2.48 | |
| Nymox Pharmaceutical (NYMXF) | 0.0 | $42k | 11k | 3.82 | |
| Cognizant Technology Solutions (CTSH) | 0.0 | $9.3k | 4.7k | 2.00 | |
| CVS Caremark Corporation (CVS) | 0.0 | $0 | 16k | 0.00 | |
| Golden Star Cad | 0.0 | $8.0k | 11k | 0.73 | |
| Novavax | 0.0 | $14k | 12k | 1.13 | |
| Athersys | 0.0 | $22k | 10k | 2.20 | |
| Egalet | 0.0 | $13k | 10k | 1.30 | |
| Paramount Gold Nev (PZG) | 0.0 | $21k | 14k | 1.46 |
