Nine Masts Capital as of Dec. 31, 2017
Portfolio Holdings for Nine Masts Capital
Nine Masts Capital holds 164 positions in its portfolio as reported in the December 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Alphabet Inc Class A cs (GOOGL) | 20.3 | $157M | 149k | 1053.40 | |
| 1,000% Sina 01.12.2018 note | 13.9 | $108M | 97M | 1.12 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 6.1 | $47M | 539k | 87.26 | |
| Spdr S&p 500 Etf (SPY) | 4.8 | $37M | 139k | 266.86 | |
| Yahoo Inc note 12/0 | 4.4 | $34M | 25M | 1.35 | |
| Tata Motors | 3.8 | $29M | 859k | 33.99 | |
| Ctrip Com Intl Ltd Note 1.000% 7/0 bond | 3.6 | $28M | 27M | 1.06 | |
| Infosys Technologies (INFY) | 3.5 | $27M | 1.7M | 16.38 | |
| Ctrip.com Inter Ltd. conv | 2.7 | $21M | 18M | 1.18 | |
| Ctrip Com Intl Ltd note 1.250% 9/1 | 2.6 | $20M | 20M | 1.02 | |
| Sina Corporation | 2.0 | $16M | 157k | 100.31 | |
| ICICI Bank (IBN) | 1.6 | $13M | 1.3M | 9.85 | |
| H&R Block (HRB) | 1.6 | $12M | 44k | 280.00 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 1.3 | $10M | 87k | 116.09 | |
| Akorn | 1.2 | $9.6M | 298k | 32.23 | |
| Qudian (QD) | 1.2 | $9.3M | 739k | 12.54 | |
| Ctrip Com Intl Ltd note 1.990% 7/0 | 1.2 | $9.0M | 8.0M | 1.12 | |
| Sohu | 1.1 | $8.6M | 199k | 43.35 | |
| SPDR Barclays Capital High Yield B | 1.0 | $7.9M | 216k | 36.72 | |
| Bitauto Hldg | 0.8 | $6.2M | 196k | 31.80 | |
| NVIDIA Corporation (NVDA) | 0.8 | $6.0M | 31k | 193.52 | |
| Time Warner | 0.8 | $5.9M | 65k | 91.47 | |
| Caterpillar (CAT) | 0.8 | $5.8M | 2.5k | 2289.23 | |
| LG Display (LPL) | 0.7 | $5.5M | 396k | 14.01 | |
| Moneygram International | 0.7 | $5.6M | 425k | 13.18 | |
| Nxp Semiconductors N V (NXPI) | 0.7 | $5.5M | 47k | 117.10 | |
| New York Times Company (NYT) | 0.7 | $5.4M | 290k | 18.50 | |
| Fang Hldgs | 0.6 | $4.9M | 883k | 5.58 | |
| Spdr Short-term High Yield mf (SJNK) | 0.6 | $4.4M | 158k | 27.56 | |
| 0.5 | $4.1M | 4.5k | 903.87 | ||
| Nomura Holdings (NMR) | 0.5 | $4.0M | 670k | 5.91 | |
| Taiwan Semiconductor Mfg (TSM) | 0.5 | $3.9M | 99k | 39.65 | |
| PowerShares Emerging Markets Sovere | 0.4 | $3.4M | 114k | 29.54 | |
| Sumitomo Mitsui Financial Grp (SMFG) | 0.4 | $3.1M | 357k | 8.64 | |
| Jpm Em Local Currency Bond Etf | 0.4 | $3.0M | 159k | 18.98 | |
| Blackstone | 0.3 | $2.7M | 53k | 50.67 | |
| 51job | 0.3 | $2.6M | 43k | 60.86 | |
| Pimco Etf Tr 0-5 high yield (HYS) | 0.3 | $2.7M | 26k | 100.49 | |
| Gamco Global Gold Natural Reso (GGN) | 0.3 | $2.5M | 479k | 5.21 | |
| Kraft Heinz (KHC) | 0.3 | $2.4M | 31k | 77.76 | |
| China Mobile | 0.3 | $2.4M | 48k | 50.71 | |
| Tortoise Energy Infrastructure | 0.3 | $2.4M | 81k | 29.07 | |
| stock | 0.3 | $2.3M | 5.3k | 433.12 | |
| Alexion Pharmaceuticals | 0.3 | $2.2M | 19k | 119.58 | |
| Fireeye | 0.3 | $2.2M | 157k | 14.20 | |
| Mitsubishi UFJ Financial (MUFG) | 0.3 | $2.2M | 298k | 7.34 | |
| United States Steel Corporation (X) | 0.3 | $2.1M | 3.9k | 537.14 | |
| Noah Holdings (NOAH) | 0.3 | $2.1M | 45k | 46.27 | |
| General Electric Company | 0.3 | $2.0M | 117k | 17.45 | |
| iShares Russell 2000 Index (IWM) | 0.2 | $1.9M | 12k | 152.50 | |
| Cardinal Health (CAH) | 0.2 | $1.8M | 29k | 61.26 | |
| Axalta Coating Sys (AXTA) | 0.2 | $1.8M | 55k | 32.36 | |
| Fluor Corporation (FLR) | 0.2 | $1.7M | 1.2k | 1424.73 | |
| Dr. Reddy's Laboratories (RDY) | 0.2 | $1.7M | 44k | 37.93 | |
| China Uni | 0.2 | $1.7M | 129k | 13.52 | |
| Amgen (AMGN) | 0.2 | $1.6M | 9.3k | 173.88 | |
| D First Tr Exchange-traded (FPE) | 0.2 | $1.7M | 83k | 20.01 | |
| 58 Com Inc spon adr rep a | 0.2 | $1.6M | 2.3k | 710.42 | |
| Vaneck Vectors Etf Tr fallen angel hg (ANGL) | 0.2 | $1.6M | 54k | 29.94 | |
| Ishares Tr 0-5yr hi yl cp (SHYG) | 0.2 | $1.6M | 33k | 47.12 | |
| TD Ameritrade Holding | 0.2 | $1.5M | 10k | 146.34 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.2 | $1.4M | 288k | 4.88 | |
| Zai Lab (ZLAB) | 0.2 | $1.4M | 64k | 21.23 | |
| Mylan Nv | 0.2 | $1.3M | 14k | 93.33 | |
| Franklin Resources (BEN) | 0.2 | $1.3M | 29k | 43.33 | |
| IPG Photonics Corporation (IPGP) | 0.2 | $1.2M | 5.7k | 214.22 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $1.2M | 500.00 | 2316.00 | |
| Tortoise MLP Fund | 0.1 | $990k | 56k | 17.55 | |
| BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) | 0.1 | $1.0M | 47k | 22.33 | |
| First Tr Inter Duration Pfd & Income (FPF) | 0.1 | $1.0M | 42k | 24.38 | |
| Estee Lauder Companies (EL) | 0.1 | $938k | 7.4k | 127.22 | |
| Banco Itau Holding Financeira (ITUB) | 0.1 | $883k | 68k | 13.00 | |
| Yelp Inc cl a (YELP) | 0.1 | $842k | 20k | 41.96 | |
| Abbott Laboratories (ABT) | 0.1 | $799k | 14k | 57.07 | |
| Pfizer (PFE) | 0.1 | $797k | 22k | 36.23 | |
| Mattel (MAT) | 0.1 | $786k | 4.0k | 196.08 | |
| V.F. Corporation (VFC) | 0.1 | $792k | 11k | 74.02 | |
| Foot Locker (FL) | 0.1 | $761k | 3.9k | 195.00 | |
| Honda Motor (HMC) | 0.1 | $779k | 23k | 34.27 | |
| New Oriental Education & Tech | 0.1 | $760k | 8.1k | 93.94 | |
| Waste Management (WM) | 0.1 | $714k | 8.3k | 86.30 | |
| PT Telekomunikasi Indonesia (TLK) | 0.1 | $676k | 21k | 32.76 | |
| J.M. Smucker Company (SJM) | 0.1 | $672k | 4.9k | 136.67 | |
| Clearbridge Energy M | 0.1 | $669k | 58k | 11.61 | |
| H & Q Healthcare Fund equities (HQH) | 0.1 | $712k | 32k | 22.55 | |
| Costco Wholesale Corporation (COST) | 0.1 | $652k | 3.5k | 186.18 | |
| Deere & Company (DE) | 0.1 | $591k | 3.8k | 156.54 | |
| Qualcomm (QCOM) | 0.1 | $655k | 10k | 64.03 | |
| NetEase (NTES) | 0.1 | $628k | 1.8k | 345.07 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.1 | $654k | 70k | 9.38 | |
| Hasbro (HAS) | 0.1 | $566k | 6.2k | 90.85 | |
| United Rentals (URI) | 0.1 | $580k | 3.4k | 171.83 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $524k | 5.0k | 104.49 | |
| Dollar Tree (DLTR) | 0.1 | $509k | 4.7k | 107.30 | |
| Universal Display Corporation (OLED) | 0.1 | $568k | 2.2k | 260.00 | |
| Trinity Industries (TRN) | 0.1 | $568k | 906.00 | 626.67 | |
| Weight Watchers International | 0.1 | $459k | 10k | 44.23 | |
| Ciena Corporation (CIEN) | 0.1 | $500k | 24k | 20.95 | |
| Morgan Stanley China A Share Fund (CAF) | 0.1 | $454k | 19k | 23.40 | |
| Parker-Hannifin Corporation (PH) | 0.1 | $417k | 2.1k | 199.33 | |
| Stamps | 0.1 | $374k | 2.0k | 187.84 | |
| PowerShares QQQ Trust, Series 1 | 0.1 | $411k | 1.1k | 373.64 | |
| Eaton Vance Tax-advntg Glbl Di (ETG) | 0.1 | $407k | 24k | 17.32 | |
| Nuveen Energy Mlp Total Return etf | 0.1 | $378k | 33k | 11.39 | |
| Allianzgi Conv & Inc Fd taxable cef | 0.1 | $390k | 56k | 7.03 | |
| Cornerstone Strategic Value (CLM) | 0.1 | $377k | 24k | 15.45 | |
| Sherwin-Williams Company (SHW) | 0.0 | $273k | 667.00 | 409.73 | |
| Canon (CAJPY) | 0.0 | $343k | 9.2k | 37.28 | |
| Wynn Resorts (WYNN) | 0.0 | $293k | 1.7k | 168.84 | |
| EXACT Sciences Corporation (EXAS) | 0.0 | $345k | 6.6k | 52.50 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.0 | $278k | 27k | 10.33 | |
| Pimco Dynamic Incm Fund (PDI) | 0.0 | $294k | 9.8k | 30.00 | |
| Calamos (CCD) | 0.0 | $341k | 17k | 20.06 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $252k | 600.00 | 420.00 | |
| C.H. Robinson Worldwide (CHRW) | 0.0 | $255k | 2.9k | 89.25 | |
| Seagate Technology Com Stk | 0.0 | $249k | 1.3k | 188.68 | |
| athenahealth | 0.0 | $212k | 1.6k | 133.16 | |
| Nuveen Quality Pref. Inc. Fund II | 0.0 | $203k | 20k | 10.20 | |
| Duff & Phelps Global (DPG) | 0.0 | $262k | 17k | 15.50 | |
| Washington Prime (WB) | 0.0 | $264k | 1.4k | 186.44 | |
| NetApp (NTAP) | 0.0 | $179k | 3.2k | 55.24 | |
| Whirlpool Corporation (WHR) | 0.0 | $168k | 994.00 | 168.49 | |
| AmerisourceBergen (COR) | 0.0 | $184k | 2.0k | 92.04 | |
| Tyson Foods (TSN) | 0.0 | $190k | 3.3k | 58.55 | |
| Raytheon Company | 0.0 | $193k | 1.0k | 188.35 | |
| Red Hat | 0.0 | $159k | 1.3k | 120.59 | |
| ConocoPhillips (COP) | 0.0 | $177k | 3.2k | 54.84 | |
| Calamos Conv. Opptys. & Income Fund (CHI) | 0.0 | $120k | 11k | 11.21 | |
| Eaton Vance Tax Managed Buy Write Opport (ETV) | 0.0 | $137k | 8.9k | 15.39 | |
| BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) | 0.0 | $172k | 26k | 6.52 | |
| Blackrock Build America Bond Trust (BBN) | 0.0 | $128k | 5.5k | 23.27 | |
| Fiat Chrysler Auto | 0.0 | $165k | 9.2k | 17.89 | |
| Momo | 0.0 | $169k | 51k | 3.33 | |
| Xerox | 0.0 | $121k | 1.0k | 116.28 | |
| Cme (CME) | 0.0 | $86k | 1.6k | 55.00 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $43k | 386.00 | 111.11 | |
| McDonald's Corporation (MCD) | 0.0 | $63k | 50.00 | 1260.00 | |
| Cummins (CMI) | 0.0 | $82k | 462.00 | 177.42 | |
| Molson Coors Brewing Company (TAP) | 0.0 | $68k | 828.00 | 82.41 | |
| Boeing Company (BA) | 0.0 | $104k | 312.00 | 333.33 | |
| Tiffany & Co. | 0.0 | $71k | 659.00 | 106.92 | |
| Western Digital (WDC) | 0.0 | $95k | 1.2k | 79.17 | |
| AstraZeneca (AZN) | 0.0 | $94k | 368.00 | 255.43 | |
| Biogen Idec (BIIB) | 0.0 | $107k | 331.00 | 322.58 | |
| Advanced Micro Devices (AMD) | 0.0 | $102k | 9.9k | 10.30 | |
| Huntsman Corporation (HUN) | 0.0 | $57k | 1.8k | 31.58 | |
| FMC Corporation (FMC) | 0.0 | $86k | 6.3k | 13.70 | |
| Allianzgi Conv & Income Fd I | 0.0 | $73k | 12k | 6.19 | |
| Grubhub | 0.0 | $60k | 837.00 | 72.08 | |
| Medtronic (MDT) | 0.0 | $65k | 1.3k | 50.00 | |
| Tractor Supply Company (TSCO) | 0.0 | $17k | 226.00 | 76.92 | |
| United Parcel Service (UPS) | 0.0 | $34k | 2.3k | 14.71 | |
| Newmont Mining Corporation (NEM) | 0.0 | $36k | 140.00 | 257.14 | |
| Verisign (VRSN) | 0.0 | $10k | 10.00 | 1000.00 | |
| McKesson Corporation (MCK) | 0.0 | $24k | 20.00 | 1200.00 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $20k | 333.00 | 60.61 | |
| Procter & Gamble Company (PG) | 0.0 | $21k | 400.00 | 52.50 | |
| Royal Dutch Shell | 0.0 | $37k | 1.6k | 23.26 | |
| Murphy Oil Corporation (MUR) | 0.0 | $2.0k | 450.00 | 4.44 | |
| Kellogg Company (K) | 0.0 | $14k | 100.00 | 140.00 | |
| CF Industries Holdings (CF) | 0.0 | $2.0k | 200.00 | 10.00 | |
| Valeant Pharmaceuticals Int | 0.0 | $4.4k | 1.9k | 2.35 | |
| Pvh Corporation (PVH) | 0.0 | $0 | 63.00 | 0.00 | |
| Alibaba Group Holding (BABA) | 0.0 | $2.0k | 1.0k | 1.96 |
