Palisade Capital Management

Palisade Capital Management as of Sept. 30, 2020

Portfolio Holdings for Palisade Capital Management

Palisade Capital Management holds 392 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 1.7 $58M 499k 115.81
Ishares Tr Russell 2000 Etf Put Option (IWM) 1.7 $56M 375k 149.79
Icon SHS (ICLR) 1.5 $51M 269k 191.09
Repligen Corporation (RGEN) 1.5 $50M 341k 147.54
Danaher Corporation (DHR) 1.3 $45M 208k 215.33
Emergent BioSolutions (EBS) 1.3 $44M 429k 103.33
Applied Industrial Technologies (AIT) 1.2 $39M 712k 55.10
Littelfuse (LFUS) 1.2 $39M 219k 177.34
Ritchie Bros. Auctioneers Inco 1.1 $38M 648k 59.25
Ida (IDA) 1.1 $36M 451k 79.90
Syneos Health Cl A 1.0 $35M 657k 53.16
Amazon (AMZN) 1.0 $34M 11k 3148.72
Semtech Corporation (SMTC) 1.0 $33M 629k 52.96
EastGroup Properties (EGP) 1.0 $32M 248k 129.33
Avient Corp (AVNT) 0.9 $30M 1.1M 26.46
Raymond James Financial (RJF) 0.9 $30M 411k 72.76
Quaker Chemical Corporation (KWR) 0.9 $29M 161k 179.71
ACI Worldwide (ACIW) 0.8 $29M 1.1M 26.13
Teledyne Technologies Incorporated (TDY) 0.8 $28M 91k 310.21
Rli (RLI) 0.8 $28M 338k 83.73
LKQ Corporation (LKQ) 0.8 $28M 1.0M 27.73
Ingevity (NGVT) 0.8 $27M 550k 49.44
Cousins Pptys Com New (CUZ) 0.8 $27M 938k 28.59
Heico Corp Cl A (HEI.A) 0.8 $27M 301k 88.66
WestAmerica Ban (WABC) 0.8 $27M 490k 54.35
Acadia Healthcare (ACHC) 0.8 $26M 893k 29.48
Amphenol Corp Cl A (APH) 0.8 $26M 240k 108.27
Biotelemetry 0.8 $26M 564k 45.58
Covetrus 0.8 $26M 1.0M 24.40
Trupanion (TRUP) 0.8 $26M 323k 78.90
Watts Water Technologies Cl A (WTS) 0.7 $25M 249k 100.15
Group 1 Automotive (GPI) 0.7 $25M 281k 88.39
Bruker Corporation (BRKR) 0.7 $25M 625k 39.75
Mueller Industries (MLI) 0.7 $25M 908k 27.06
Renasant (RNST) 0.7 $25M 1.1M 22.72
Microsoft Corporation (MSFT) 0.7 $24M 116k 210.33
HMS Holdings 0.7 $24M 996k 23.95
Primo Water (PRMW) 0.7 $23M 1.6M 14.20
Nic 0.7 $22M 1.1M 19.70
CoreLogic 0.7 $22M 325k 67.67
Performance Food (PFGC) 0.7 $22M 635k 34.62
Wiley John & Sons Cl A (WLY) 0.7 $22M 692k 31.71
Western Alliance Bancorporation (WAL) 0.6 $21M 677k 31.62
Texas Roadhouse (TXRH) 0.6 $21M 348k 60.79
Microchip Technology Note 1.625% 2/1 (Principal) 0.6 $21M 14M 1.54
Wells Fargo Perp Pfd Cnv A (WFC.PL) 0.6 $21M 16k 1355.99
Burlington Stores (BURL) 0.6 $21M 101k 206.09
Blackline (BL) 0.6 $21M 231k 89.63
Prosperity Bancshares (PB) 0.6 $21M 397k 51.83
WSFS Financial Corporation (WSFS) 0.6 $21M 759k 26.97
Centene Corporation (CNC) 0.6 $20M 346k 58.33
National Instruments 0.6 $20M 565k 35.70
Saia (SAIA) 0.6 $20M 159k 126.14
Altra Holdings 0.6 $20M 538k 36.97
Compass Minerals International (CMP) 0.6 $20M 331k 59.35
RealPage 0.6 $19M 334k 57.64
Zebra Technologies Corporati Cl A (ZBRA) 0.6 $19M 76k 252.46
Barnes 0.6 $19M 532k 35.74
Healthcare Services (HCSG) 0.6 $19M 877k 21.53
Square Note 0.500% 5/1 (Principal) 0.6 $19M 8.6M 2.16
Amerisafe (AMSF) 0.5 $18M 320k 57.36
Visa Com Cl A (V) 0.5 $18M 90k 199.97
JPMorgan Chase & Co. (JPM) 0.5 $18M 186k 96.27
Resources Connection (RGP) 0.5 $18M 1.5M 11.55
Altair Engr Com Cl A (ALTR) 0.5 $18M 416k 41.98
CSG Systems International (CSGS) 0.5 $17M 426k 40.95
CoreSite Realty 0.5 $17M 145k 118.88
Intercontinental Exchange (ICE) 0.5 $17M 171k 100.05
Brooks Automation (AZTA) 0.5 $17M 369k 46.26
Bk Of America Corp 7.25%CNV PFD L (BAC.PL) 0.5 $17M 11k 1494.98
Match Group (MTCH) 0.5 $17M 151k 110.65
Exact Sciences Corp Note 1.000% 1/1 (Principal) 0.5 $16M 10M 1.55
Blackbaud (BLKB) 0.5 $16M 288k 55.83
Cornerstone Ondemand 0.5 $16M 441k 36.36
Iaa 0.5 $16M 307k 52.07
Fortive (FTV) 0.5 $16M 209k 76.21
Commercial Metals Company (CMC) 0.5 $16M 792k 19.98
Easterly Government Properti reit 0.5 $16M 700k 22.41
Buckle (BKE) 0.5 $16M 767k 20.39
Fulton Financial (FULT) 0.5 $16M 1.7M 9.33
Onto Innovation (ONTO) 0.4 $15M 497k 29.78
Horace Mann Educators Corporation (HMN) 0.4 $14M 433k 33.40
Fiserv (FI) 0.4 $14M 140k 103.05
Deckers Outdoor Corporation (DECK) 0.4 $14M 66k 220.01
Cullen/Frost Bankers (CFR) 0.4 $14M 224k 63.95
Fortive Corp Note 0.875% 2/1 (Principal) 0.4 $14M 14M 1.01
Msa Safety Inc equity (MSA) 0.4 $14M 104k 134.17
Johnson & Johnson (JNJ) 0.4 $14M 92k 148.88
Standard Motor Products (SMP) 0.4 $14M 305k 44.65
Prestige Brands Holdings (PBH) 0.4 $14M 374k 36.42
Independent Bank (INDB) 0.4 $13M 256k 52.38
Ametek (AME) 0.4 $13M 133k 99.40
Alphabet Cap Stk Cl C (GOOG) 0.4 $13M 8.8k 1469.65
Roper Industries (ROP) 0.4 $13M 32k 395.10
Mednax (MD) 0.4 $13M 774k 16.28
Splunk Note 0.500% 9/1 (Principal) 0.4 $13M 9.0M 1.39
Rlj Lodging Trust (RLJ) 0.4 $13M 1.4M 8.66
Woodward Governor Company (WWD) 0.4 $12M 154k 80.16
Heron Therapeutics (HRTX) 0.4 $12M 821k 14.82
Danaher Corporation 4.75 MND CV PFD 0.4 $12M 8.2k 1477.99
Livongo Health 0.4 $12M 85k 140.05
Franco-Nevada Corporation (FNV) 0.4 $12M 85k 139.58
Unisys Corp Com New (UIS) 0.4 $12M 1.1M 10.67
Ligand Pharmaceuticals Note 0.750% 5/1 (Principal) 0.3 $11M 13M 0.91
Pure Storage Note 0.125% 4/1 (Principal) 0.3 $11M 12M 0.96
Chegg Note 0.125% 3/1 (Principal) 0.3 $11M 7.3M 1.52
Home Depot (HD) 0.3 $11M 39k 277.70
K12 0.3 $11M 410k 26.34
Zoetis Cl A (ZTS) 0.3 $11M 65k 165.36
Gibraltar Industries (ROCK) 0.3 $11M 162k 65.14
Matthews Intl Corp Cl A (MATW) 0.3 $11M 471k 22.36
Pdc Energy 0.3 $10M 838k 12.40
Cracker Barrel Old Country Store (CBRL) 0.3 $10M 90k 114.65
Starbucks Corporation (SBUX) 0.3 $10M 117k 85.92
Etsy Note 3/0 (Principal) 0.3 $10M 3.0M 3.36
Workday Note 0.250%10/0 (Principal) 0.3 $10M 6.5M 1.54
Applied Materials (AMAT) 0.3 $10M 168k 59.45
Cheesecake Factory Incorporated (CAKE) 0.3 $10M 359k 27.74
Nextera Energy (NEE) 0.3 $10M 36k 277.56
Interdigital Note 2.000% 6/0 (Principal) 0.3 $9.9M 9.6M 1.03
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.3 $9.8M 7.0M 1.40
Union Pacific Corporation (UNP) 0.3 $9.8M 50k 196.88
Ark Etf Tr Innovation Etf (ARKK) 0.3 $9.7M 105k 92.00
Becton, Dickinson and (BDX) 0.3 $9.7M 42k 232.68
New Mtn Fin Corp Note 5.750% 8/1 (Principal) 0.3 $9.4M 9.4M 1.00
Iac Interactive Ord 0.3 $9.3M 78k 119.78
Intuit (INTU) 0.3 $9.3M 29k 326.20
Ii-vi Note 0.250% 9/0 (Principal) 0.3 $9.3M 8.2M 1.13
Twilio Note 0.250% 6/0 (Principal) 0.3 $9.1M 2.6M 3.49
Costco Wholesale Corporation (COST) 0.3 $8.8M 25k 354.98
Revolve Group Cl A (RVLV) 0.3 $8.6M 521k 16.43
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.3 $8.5M 7.6M 1.13
Square Cl A (XYZ) 0.2 $8.3M 51k 162.54
New Relic Note 0.500% 5/0 (Principal) 0.2 $8.2M 8.6M 0.95
Nutanix Note 1/1 (Principal) 0.2 $8.2M 8.7M 0.94
Southwest Airls Note 1.250% 5/0 (Principal) 0.2 $8.1M 6.2M 1.31
Zendesk Note 0.250% 3/1 (Principal) 0.2 $8.1M 4.7M 1.71
New Mountain Finance Corp (NMFC) 0.2 $7.9M 831k 9.56
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.2 $7.9M 8.6M 0.92
Hanger Com New 0.2 $7.9M 499k 15.82
Verizon Communications (VZ) 0.2 $7.8M 131k 59.49
Advanced Micro Devices Note 2.125% 9/0 (Principal) 0.2 $7.7M 747k 10.25
Onespaworld Holdings Ltd onespaworld hold (OSW) 0.2 $7.6M 1.2M 6.50
Disney Walt Com Disney (DIS) 0.2 $7.4M 60k 124.07
RH Note 6/1 (Principal) 0.2 $7.4M 3.6M 2.05
Live Nation Entertainment In Note 2.500% 3/1 (Principal) 0.2 $7.3M 6.5M 1.11
Dexcom Note 0.750%12/0 (Principal) 0.2 $7.1M 2.8M 2.54
Snap Note 0.750% 8/0 (Principal) 0.2 $7.1M 5.1M 1.39
Facebook Cl A (META) 0.2 $7.1M 27k 261.91
Osi Systems Note 1.250% 9/0 (Principal) 0.2 $7.0M 6.9M 1.01
Monro Muffler Brake (MNRO) 0.2 $7.0M 172k 40.57
Black Knight 0.2 $6.9M 80k 87.06
Isis Pharmaceuticals Inc Del Note 1.000%11/1 (Principal) 0.2 $6.9M 6.6M 1.03
Mondelez Intl Cl A (MDLZ) 0.2 $6.8M 119k 57.45
Pacira Biosciences Note 2.375% 4/0 (Principal) 0.2 $6.8M 5.9M 1.14
Rambus Inc Del Note 1.375% 2/0 (Principal) 0.2 $6.8M 6.5M 1.05
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.2 $6.7M 32k 212.95
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.2 $6.7M 3.2M 2.07
Atlas Air Worldwide Hldgs In Note 2.250% 6/0 (Principal) 0.2 $6.6M 6.0M 1.09
American Elec Pwr Unit 03/15/2022 0.2 $6.5M 134k 48.70
Insight Enterprises Note 0.750% 2/1 (Principal) 0.2 $6.5M 6.2M 1.05
Zynga Note 0.250% 6/0 (Principal) 0.2 $6.5M 5.1M 1.27
Domino's Pizza (DPZ) 0.2 $6.5M 15k 425.30
Repligen Corp Note 0.375% 7/1 (Principal) 0.2 $6.4M 4.5M 1.43
Qualcomm (QCOM) 0.2 $6.4M 55k 117.68
Seacor Holdings Note 3.250% 5/1 (Principal) 0.2 $6.4M 8.5M 0.75
Neurocrine Biosciences Note 2.250% 5/1 (Principal) 0.2 $6.3M 4.6M 1.38
Pepsi (PEP) 0.2 $6.3M 45k 138.61
Teladoc Health Note 3.000%12/1 (Principal) 0.2 $6.3M 1.3M 4.99
Novo-nordisk A S Adr (NVO) 0.2 $6.3M 90k 69.43
Lendingtree Note 0.625% 6/0 (Principal) 0.2 $6.2M 3.9M 1.57
Adobe Systems Incorporated (ADBE) 0.2 $6.1M 13k 490.39
Xilinx 0.2 $6.1M 59k 104.24
Coupa Software Note 0.125% 6/1 (Principal) 0.2 $6.0M 3.3M 1.82
Twitter Note 1.000% 9/1 (Principal) 0.2 $6.0M 6.0M 1.00
Microchip Technology Note 1.625% 2/1 (Principal) 0.2 $5.9M 2.7M 2.23
McDonald's Corporation (MCD) 0.2 $5.9M 27k 219.47
Q2 HLDGS Note 0.750% 6/0 (Principal) 0.2 $5.9M 4.8M 1.22
Conmed Corp Note 2.625% 2/0 (Principal) 0.2 $5.9M 5.3M 1.12
On Semiconductor Corp Note 1.000%12/0 (Principal) 0.2 $5.9M 4.9M 1.20
Ttm Technologies Note 1.750%12/1 (Principal) 0.2 $5.8M 4.9M 1.19
IntriCon Corporation 0.2 $5.8M 473k 12.18
Ares Capital Corporation (ARCC) 0.2 $5.6M 401k 13.95
Csg Sys Intl Note 4.250% 3/1 (Principal) 0.2 $5.5M 5.3M 1.04
Abbvie (ABBV) 0.2 $5.4M 62k 87.59
Teradyne Note 1.250%12/1 (Principal) 0.2 $5.4M 2.1M 2.55
Novellus Sys Note 2.625% 5/1 (Principal) 0.2 $5.4M 514k 10.46
Insmed Note 1.750% 1/1 (Principal) 0.2 $5.3M 4.8M 1.09
Inphi Corp Note 0.750% 9/0 (Principal) 0.2 $5.2M 2.6M 2.01
Encore Cap Group Note 2.875% 3/1 (Principal) 0.2 $5.2M 5.2M 1.00
Blackline Note 0.125% 8/0 (Principal) 0.2 $5.1M 3.7M 1.38
Aerojet Rocketdyne Hldgs Note 2.250%12/1 (Principal) 0.2 $5.1M 3.2M 1.60
Silicon Laboratories Note 1.375% 3/0 (Principal) 0.1 $5.0M 4.2M 1.20
Nevro Corp Note 1.750% 6/0 (Principal) 0.1 $4.9M 3.3M 1.51
Liberty Media Corp Del Note 1.000% 1/3 (Principal) 0.1 $4.8M 4.0M 1.19
Fidelity National Financial Fnf Group Com (FNF) 0.1 $4.8M 153k 31.31
Docusign Note 0.500% 9/1 (Principal) 0.1 $4.7M 1.6M 3.02
Fireeye Note 0.875% 6/0 (Principal) 0.1 $4.7M 5.0M 0.94
Nextera Energy Unit 99/99/9999 0.1 $4.7M 100k 46.89
Fireeye Note 1.625% 6/0 (Principal) 0.1 $4.6M 4.8M 0.97
Guidewire Software Note 1.250% 3/1 (Principal) 0.1 $4.6M 4.1M 1.14
Northrop Grumman Corporation (NOC) 0.1 $4.6M 15k 315.46
Verint Sys Note 1.500% 6/0 (Principal) 0.1 $4.6M 4.5M 1.02
Liveperson Note 0.750% 3/0 (Principal) 0.1 $4.6M 3.0M 1.53
Kkr & Co (KKR) 0.1 $4.5M 132k 34.34
Proofpoint Note 0.250% 8/1 (Principal) 0.1 $4.5M 4.5M 1.00
Illumina Note 0.500% 6/1 (Principal) 0.1 $4.5M 3.5M 1.29
Nike CL B (NKE) 0.1 $4.3M 34k 125.53
Ares Capital Corp Note 3.750% 2/0 (Principal) 0.1 $4.3M 4.2M 1.02
Hubspot Note 0.250% 6/0 (Principal) 0.1 $4.2M 1.4M 3.08
Servicenow Note 6/0 (Principal) 0.1 $4.2M 1.2M 3.60
Jazz Investments I Note 1.875% 8/1 (Principal) 0.1 $4.1M 4.1M 1.01
Texas Instruments Incorporated (TXN) 0.1 $4.1M 29k 142.77
Oil States International (OIS) 0.1 $4.1M 1.5M 2.73
Rapid7 Note 1.250% 8/0 (Principal) 0.1 $4.1M 2.6M 1.56
Pluralsight Note 0.375% 3/0 (Principal) 0.1 $4.1M 4.6M 0.89
Cleveland-cliffs DBCV 1.500% 1/1 (Principal) 0.1 $4.1M 4.0M 1.03
Invitae Corp Note 2.000% 9/0 (Principal) 0.1 $4.1M 2.5M 1.65
On Semiconductor Corp Note 1.625%10/1 (Principal) 0.1 $4.0M 3.0M 1.32
Illumina Note 8/1 (Principal) 0.1 $4.0M 3.8M 1.06
Fti Consulting Note 2.000% 8/1 (Principal) 0.1 $4.0M 3.3M 1.23
New York Cmnty Cap Tr V Unit 11/01/2051 (FLG.PU) 0.1 $4.0M 92k 43.20
Okta Note 0.125% 9/0 (Principal) 0.1 $4.0M 3.0M 1.33
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 0.1 $3.8M 3.2M 1.21
Guess Note 2.000% 4/1 (Principal) 0.1 $3.8M 4.7M 0.81
Greenbrier Cos Note 2.875% 2/0 (Principal) 0.1 $3.8M 4.2M 0.91
Marriott Vactins Worldwid Note 1.500% 9/1 (Principal) 0.1 $3.7M 3.8M 0.99
Herbalife Note 2.625% 3/1 (Principal) 0.1 $3.7M 3.7M 1.00
Hercules Capital DBCV 4.375% 2/0 (Principal) 0.1 $3.6M 3.5M 1.01
Seacor Holdings Note 2.500%12/1 (Principal) 0.1 $3.5M 4.0M 0.89
Cardtronics Note 1.000%12/0 (Principal) 0.1 $3.5M 3.6M 0.99
Splunk Note 1.125% 9/1 (Principal) 0.1 $3.5M 2.4M 1.44
Wayfair Note 1.000% 8/1 (Principal) 0.1 $3.5M 1.7M 2.07
Patrick Inds DBCV 1.000% 2/0 (Principal) 0.1 $3.4M 3.5M 0.98
Vonage Hldgs Corp Note 1.750% 6/0 (Principal) 0.1 $3.4M 3.5M 0.98
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $3.4M 11k 294.00
Viavi Solutions Note 1.750% 6/0 (Principal) 0.1 $3.3M 3.0M 1.11
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 0.1 $3.2M 3.9M 0.83
Assurant 6.50% Conv Pfd D 0.1 $3.1M 26k 118.30
Encore Cap Group Note 3.250%10/0 (Principal) 0.1 $3.1M 2.7M 1.14
Colony Cap Note 3.875% 1/1 (Principal) 0.1 $3.0M 3.0M 1.00
Synaptics Note 0.500% 6/1 (Principal) 0.1 $3.0M 2.4M 1.24
Ship Finance International L Note 5.750%10/1 (Principal) 0.1 $3.0M 3.0M 0.98
Sherwin-Williams Company (SHW) 0.1 $2.9M 4.2k 696.67
Plantronics 0.1 $2.9M 247k 11.84
Ss&c Technologies Holding (SSNC) 0.1 $2.9M 48k 60.53
Akamai Technologies Note 0.375% 9/0 (Principal) 0.1 $2.9M 2.5M 1.15
Ark Etf Tr Next Gnrtn Inter (ARKW) 0.1 $2.9M 26k 108.61
Redfin Corp Note 1.750% 7/1 (Principal) 0.1 $2.8M 1.6M 1.74
8X8 Note 0.500% 2/0 (Principal) 0.1 $2.8M 3.0M 0.93
Nuance Communications Debt 1.500%11/0 (Principal) 0.1 $2.8M 1.7M 1.65
Priceline Grp Note 0.900% 9/1 (Principal) 0.1 $2.8M 2.6M 1.07
Akamai Technologies Note 0.125% 5/0 (Principal) 0.1 $2.8M 2.1M 1.29
Wellpoint Note 2.750%10/1 (Principal) 0.1 $2.7M 728k 3.76
Weibo Corp Note 1.250%11/1 (Principal) 0.1 $2.6M 2.7M 0.95
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.1 $2.6M 2.3M 1.14
Apellis Pharmaceuticals Note 3.500% 9/1 (Principal) 0.1 $2.6M 2.4M 1.08
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $2.6M 8.00 320000.00
Pra Group Note 3.500% 6/0 (Principal) 0.1 $2.6M 2.3M 1.09
Western Asset Mtg Cap Corp Note 6.750%10/0 (Principal) 0.1 $2.5M 2.9M 0.85
Evolent Health Note 1.500%10/1 (Principal) 0.1 $2.5M 3.2M 0.78
Radius Health Note 3.000% 9/0 (Principal) 0.1 $2.5M 3.0M 0.82
Spirit Rlty Cap Note 3.750% 5/1 (Principal) 0.1 $2.5M 2.4M 1.02
Twitter Note 0.250% 6/1 (Principal) 0.1 $2.4M 2.2M 1.11
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.1 $2.4M 2.5M 0.97
Insulet Corp Note 1.375%11/1 (Principal) 0.1 $2.4M 942k 2.56
Constellation Brands Cl A (STZ) 0.1 $2.4M 13k 189.49
Monmouth Real Estate Invt Cl A 0.1 $2.3M 170k 13.85
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.1 $2.3M 2.4M 0.94
Thermo Fisher Scientific (TMO) 0.1 $2.3M 5.1k 441.56
Alteryx Note 0.500% 8/0 (Principal) 0.1 $2.3M 2.3M 1.00
Vocera Communications Note 1.500% 5/1 (Principal) 0.1 $2.2M 2.0M 1.12
Altair Engr Note 0.250% 6/0 (Principal) 0.1 $2.2M 2.0M 1.11
Elanco Animal Health Unit 02/01/2023t 0.1 $2.2M 50k 44.54
Ironwood Pharmaceuticals DBCV 2.250% 6/1 (Principal) 0.1 $2.2M 2.1M 1.04
Change Healthcare Unit 99/99/9999 0.1 $2.2M 41k 53.09
Inovio Pharmaceuticals Note 6.500% 3/0 (Principal) 0.1 $2.2M 1.0M 2.15
Norwegian Cruise Line Hldg L SHS Call Option (NCLH) 0.1 $2.1M 125k 17.10
Knowles Corp Note 3.250%11/0 (Principal) 0.1 $2.1M 2.0M 1.06
Biomarin Pharmaceutical Note 0.599% 8/0 (Principal) 0.1 $2.1M 2.0M 1.04
Realpage Note 1.500% 5/1 (Principal) 0.1 $2.1M 2.0M 1.03
Workiva Note 1.125% 8/1 (Principal) 0.1 $2.0M 2.0M 1.00
Philip Morris International (PM) 0.1 $2.0M 27k 74.99
Kaman Corp Note 3.250% 5/0 (Principal) 0.1 $2.0M 2.0M 0.99
Comcast Corp Cl A (CMCSA) 0.1 $1.9M 40k 46.26
Infinera Corp Note 2.125% 9/0 (Principal) 0.1 $1.8M 1.9M 0.93
Theravance Note 2.125% 1/1 (Principal) 0.1 $1.8M 1.8M 0.96
Incyte Corp Note 1.250%11/1 (Principal) 0.1 $1.7M 996k 1.75
Alphabet Cap Stk Cl A (GOOGL) 0.1 $1.7M 1.2k 1465.41
International Flavors&fragra Unit 09/15/2021 0.0 $1.7M 37k 44.55
Exact Sciences Corp Note 0.375% 3/0 (Principal) 0.0 $1.6M 1.5M 1.09
Istar Note 3.125% 9/1 (Principal) 0.0 $1.6M 1.5M 1.06
Procter & Gamble Company (PG) 0.0 $1.6M 12k 139.03
Raytheon Technologies Corp (RTX) 0.0 $1.5M 26k 57.55
Hartford Financial Services (HIG) 0.0 $1.4M 39k 36.86
Avaya Hldgs Corp Note 2.250% 6/1 (Principal) 0.0 $1.4M 1.5M 0.94
Retrophin Note 2.500% 9/1 (Principal) 0.0 $1.4M 1.6M 0.85
Nuvasive Note 2.250% 3/1 (Principal) 0.0 $1.4M 1.4M 1.03
Clovis Oncology Note 2.500% 9/1 (Principal) 0.0 $1.4M 1.5M 0.93
Quotient Technology Note 1.750%12/0 (Principal) 0.0 $1.4M 1.4M 0.95
Biomarin Pharmaceutical Note 1.500%10/1 (Principal) 0.0 $1.4M 1.4M 1.00
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.0 $1.4M 1.4M 0.96
Enterprise Products Partners (EPD) 0.0 $1.3M 80k 15.78
KBR Note 2.500%11/0 (Principal) 0.0 $1.2M 1.1M 1.13
Colony Starwood Homes Note 3.500% 1/1 (Principal) 0.0 $1.2M 915k 1.30
Realpage Note 1.500%11/1 (Principal) 0.0 $1.2M 806k 1.47
Air Products & Chemicals (APD) 0.0 $1.2M 3.9k 297.93
Chevron Corporation (CVX) 0.0 $1.1M 15k 71.98
Encore Cap Group Note 3.250% 3/1 (Principal) 0.0 $1.1M 1.0M 1.09
Air Transport Services Grp I Note 1.125%10/1 (Principal) 0.0 $1.1M 1.0M 1.06
Ezcorp Note 2.875% 7/0 (Principal) 0.0 $1.1M 1.2M 0.88
Electronic Arts (EA) 0.0 $1.1M 8.1k 130.37
Huntington Bancshares Incorporated (HBAN) 0.0 $1.0M 113k 9.17
Northern Trust Corporation (NTRS) 0.0 $1.0M 13k 78.00
Applied Optoelectronics Note 5.000% 3/1 (Principal) 0.0 $920k 1.0M 0.92
Brickell Biotech 0.0 $859k 951k 0.90
Tyson Foods Cl A (TSN) 0.0 $830k 14k 59.50
Bank of America Corporation (BAC) 0.0 $820k 34k 24.08
Jd.com Spon Adr Cl A (JD) 0.0 $811k 10k 77.64
TransDigm Group Incorporated (TDG) 0.0 $808k 1.7k 475.29
Activision Blizzard 0.0 $754k 9.3k 80.99
Seagate Technology SHS 0.0 $665k 14k 49.26
Regeneron Pharmaceuticals (REGN) 0.0 $659k 1.2k 559.42
International Business Machines (IBM) 0.0 $637k 5.2k 121.59
Altria (MO) 0.0 $624k 16k 38.66
Vistra Energy (VST) 0.0 $610k 32k 18.87
CenterPoint Energy (CNP) 0.0 $599k 31k 19.35
ConocoPhillips (COP) 0.0 $591k 18k 32.85
Consolidated Edison (ED) 0.0 $583k 7.5k 77.73
Nxp Semiconductors N V (NXPI) 0.0 $577k 4.6k 124.89
Infinera 0.0 $554k 90k 6.16
Masco Corporation (MAS) 0.0 $551k 10k 55.10
Cree 0.0 $542k 8.5k 63.76
Ishares Tr Core S&p500 Etf (IVV) 0.0 $539k 1.6k 336.24
Allete Com New (ALE) 0.0 $517k 10k 51.70
Citrix Systems 0.0 $516k 3.8k 137.60
Hercules Technology Growth Capital (HTGC) 0.0 $514k 45k 11.56
Verint Systems (VRNT) 0.0 $506k 11k 48.19
Juniper Networks (JNPR) 0.0 $473k 22k 21.50
Viacomcbs CL B (PARA) 0.0 $434k 16k 28.00
Goldman Sachs (GS) 0.0 $426k 2.1k 200.94
Anchiano Therapeutics Sponsored Ads 0.0 $421k 370k 1.14
American Tower Reit (AMT) 0.0 $407k 1.7k 241.83
Paypal Holdings (PYPL) 0.0 $402k 2.0k 197.16
Illumina (ILMN) 0.0 $402k 1.3k 309.23
Tilray Note 5.000%10/0 (Principal) 0.0 $400k 1.0M 0.40
Sixth Street Specialty Lending (TSLX) 0.0 $397k 23k 17.19
eHealth (EHTH) 0.0 $395k 5.0k 79.00
Ezcorp Note 2.375% 5/0 (Principal) 0.0 $394k 500k 0.79
Wix SHS (WIX) 0.0 $382k 1.5k 254.67
Newmont Mining Corporation (NEM) 0.0 $381k 6.0k 63.50
Vmware Cl A Com 0.0 $374k 2.6k 143.85
American Express Company (AXP) 0.0 $370k 3.7k 100.30
Macquarie Infrastructure Company 0.0 $354k 13k 26.92
Booking Holdings (BKNG) 0.0 $351k 205.00 1712.20
American Electric Power Company (AEP) 0.0 $351k 4.3k 81.72
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.0 $335k 1.0k 335.00
Ribbon Communication (RBBN) 0.0 $310k 80k 3.88
Abbott Laboratories (ABT) 0.0 $310k 2.9k 108.77
I3 Verticals Com Cl A (IIIV) 0.0 $306k 12k 25.29
Dominion Resources (D) 0.0 $304k 3.9k 78.94
Sunpower Corp DBCV 4.000% 1/1 (Principal) 0.0 $284k 300k 0.95
Teradyne (TER) 0.0 $278k 3.5k 79.43
Sonic Automotive Cl A (SAH) 0.0 $260k 6.5k 40.09
Jacobs Engineering 0.0 $259k 2.8k 92.83
Gw Pharmaceuticals Ads 0.0 $253k 2.6k 97.31
Liberty Media Corp Del Com Ser C Frmla 0.0 $251k 6.9k 36.20
Western Digital (WDC) 0.0 $247k 6.8k 36.59
Wells Fargo & Company (WFC) 0.0 $241k 10k 23.51
Elanco Animal Health (ELAN) 0.0 $237k 8.5k 27.88
Proofpoint 0.0 $237k 2.3k 105.33
AFLAC Incorporated (AFL) 0.0 $233k 6.4k 36.41
Omeros Corporation (OMER) 0.0 $232k 23k 10.12
Gilead Sciences (GILD) 0.0 $231k 3.7k 63.29
Clovis Oncology Note 1.250% 5/0 (Principal) 0.0 $229k 330k 0.69
BioMarin Pharmaceutical (BMRN) 0.0 $228k 3.0k 76.00
Ptc (PTC) 0.0 $227k 2.8k 82.55
Apollo Global Mgmt Com Cl A 0.0 $224k 5.0k 44.80
Vertiv Holdings Com Cl A (VRT) 0.0 $216k 13k 17.31
L3harris Technologies (LHX) 0.0 $212k 1.3k 169.60
Micron Technology (MU) 0.0 $211k 4.5k 46.89
Public Service Enterprise (PEG) 0.0 $203k 3.7k 54.86
Telephone & Data Sys Com New (TDS) 0.0 $203k 11k 18.45
Oshkosh Corporation (OSK) 0.0 $202k 2.8k 73.37
MGIC Investment (MTG) 0.0 $195k 22k 8.86
Synchronoss Technologies 0.0 $135k 45k 3.00
Smiledirectclub Cl A Com (SDCCQ) 0.0 $134k 12k 11.70
Colony Cap Cl A Com 0.0 $102k 37k 2.73
Tutor Perini Corp Note 2.875% 6/1 (Principal) 0.0 $21k 21k 1.00
Fireeye Note 1.000% 6/0 (Principal) 0.0 $14k 15k 0.93
Dycom Inds Note 0.750% 9/1 (Principal) 0.0 $14k 15k 0.93
Palatin Technologies Com Par $ .01 0.0 $9.0k 19k 0.47