Palisade Capital Management

Palisade Capital Management as of Sept. 30, 2019

Portfolio Holdings for Palisade Capital Management

Palisade Capital Management holds 425 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ida (IDA) 1.6 $53M 470k 112.67
Zebra Technologies (ZBRA) 1.4 $45M 218k 206.37
Littelfuse (LFUS) 1.1 $38M 212k 177.31
Icon (ICLR) 1.1 $38M 255k 147.34
HEICO Corporation (HEI.A) 1.1 $37M 379k 97.31
Raymond James Financial (RJF) 1.1 $36M 441k 82.46
Teledyne Technologies Incorporated (TDY) 1.1 $36M 112k 321.99
HMS Holdings 1.1 $36M 1.0M 34.47
ACI Worldwide (ACIW) 1.1 $35M 1.1M 31.32
Applied Industrial Technologies (AIT) 1.1 $35M 621k 56.80
Ingevity (NGVT) 1.1 $35M 409k 84.84
Cousins Properties (CUZ) 1.1 $34M 910k 37.59
Renasant (RNST) 1.0 $34M 976k 35.01
CoreLogic 1.0 $33M 704k 46.27
Danaher Corporation (DHR) 1.0 $32M 219k 144.43
Aaron's 1.0 $32M 494k 64.26
Rli (RLI) 1.0 $31M 338k 92.91
Apple (AAPL) 0.9 $31M 139k 223.97
Syneos Health 0.9 $31M 586k 53.21
LKQ Corporation (LKQ) 0.9 $31M 979k 31.45
Group 1 Automotive (GPI) 0.9 $31M 334k 92.31
Repligen Corporation (RGEN) 0.9 $31M 400k 76.69
Western Alliance Bancorporation (WAL) 0.9 $30M 656k 46.08
PolyOne Corporation 0.9 $30M 909k 32.65
EastGroup Properties (EGP) 0.9 $30M 238k 125.02
Semtech Corporation (SMTC) 0.8 $28M 566k 48.61
WestAmerica Ban (WABC) 0.8 $27M 441k 62.18
Bruker Corporation (BRKR) 0.8 $27M 609k 43.93
Ritchie Bros. Auctioneers Inco 0.8 $27M 666k 39.90
Performance Food (PFGC) 0.8 $27M 575k 46.01
Prosperity Bancshares (PB) 0.8 $26M 373k 70.63
IBERIABANK Corporation 0.8 $25M 327k 75.54
Watts Water Technologies (WTS) 0.8 $25M 262k 93.73
Cornerstone Ondemand 0.8 $24M 445k 54.82
Acadia Healthcare (ACHC) 0.8 $25M 789k 31.08
John Wiley & Sons (WLY) 0.7 $24M 552k 43.94
Amphenol Corporation (APH) 0.7 $24M 248k 96.50
IAC/InterActive 0.7 $23M 107k 217.97
Barnes 0.7 $24M 457k 51.54
Mueller Industries (MLI) 0.7 $23M 818k 28.68
Fulton Financial (FULT) 0.7 $24M 1.5M 16.18
Woodward Governor Company (WWD) 0.7 $24M 219k 107.83
Burlington Stores (BURL) 0.7 $24M 119k 199.82
JPMorgan Chase & Co. (JPM) 0.7 $23M 195k 117.69
Cullen/Frost Bankers (CFR) 0.7 $23M 258k 88.55
Quaker Chemical Corporation (KWR) 0.7 $23M 145k 158.14
RealPage 0.7 $23M 365k 62.86
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.7 $22M 15k 1517.20
Resources Connection (RGP) 0.7 $22M 1.3M 16.99
Amerisafe (AMSF) 0.7 $22M 338k 66.11
WSFS Financial Corporation (WSFS) 0.7 $22M 505k 44.10
Rlj Lodging Trust (RLJ) 0.7 $21M 1.3M 16.99
Old Dominion Freight Line (ODFL) 0.6 $21M 121k 169.97
Compass Minerals International (CMP) 0.6 $20M 357k 56.49
Healthcare Services (HCSG) 0.6 $20M 813k 24.29
Bank Of America Corporation preferred (BAC.PL) 0.6 $19M 13k 1494.97
Blackbaud (BLKB) 0.6 $19M 209k 90.34
Visa (V) 0.6 $19M 108k 172.01
Deckers Outdoor Corporation (DECK) 0.6 $19M 126k 147.36
K12 0.6 $19M 707k 26.40
Amazon (AMZN) 0.6 $18M 11k 1735.92
Horace Mann Educators Corporation (HMN) 0.6 $18M 389k 46.33
Mednax (MD) 0.6 $18M 799k 22.62
CoreSite Realty 0.6 $18M 147k 121.85
Oil States International (OIS) 0.5 $18M 1.3M 13.30
Nic 0.5 $17M 835k 20.65
G-III Apparel (GIII) 0.5 $17M 660k 25.77
CSG Systems International (CSGS) 0.5 $17M 319k 51.68
Cott Corp 0.5 $16M 1.3M 12.47
Genesee & Wyoming 0.5 $16M 147k 110.51
Texas Roadhouse (TXRH) 0.5 $16M 296k 52.52
Intercontinental Exchange (ICE) 0.5 $15M 162k 92.27
Blackline (BL) 0.5 $15M 318k 47.81
Buckle (BKE) 0.4 $14M 692k 20.60
Commercial Metals Company (CMC) 0.4 $14M 829k 17.38
Easterly Government Properti reit 0.4 $14M 676k 21.30
Prestige Brands Holdings (PBH) 0.4 $14M 409k 34.69
SM Energy (SM) 0.4 $14M 1.5M 9.69
Biotelemetry 0.4 $14M 342k 40.73
New Mountain Finance Corp (NMFC) 0.4 $14M 1.0M 13.63
Msa Safety Inc equity (MSA) 0.4 $14M 127k 109.11
Jazz Investments I Ltd. conv 0.4 $14M 14M 1.00
Walt Disney Company (DIS) 0.4 $14M 104k 130.32
Sensient Technologies Corporation (SXT) 0.4 $13M 194k 68.65
Cracker Barrel Old Country Store (CBRL) 0.4 $13M 80k 162.65
Standard Motor Products (SMP) 0.4 $13M 270k 48.55
National Instruments 0.4 $13M 315k 41.99
Franco-Nevada Corporation (FNV) 0.4 $13M 143k 91.16
Rudolph Technologies 0.4 $13M 488k 26.36
Centene Corporation (CNC) 0.4 $13M 296k 43.26
Fiserv (FI) 0.4 $12M 119k 103.59
Cheesecake Factory Incorporated (CAKE) 0.4 $13M 301k 41.68
Fortive (FTV) 0.4 $12M 179k 68.56
Dycom Inds Inc Note 0.750% 9/1 bond 0.4 $12M 13M 0.96
Monro Muffler Brake (MNRO) 0.4 $12M 155k 79.01
Becton, Dickinson and (BDX) 0.4 $12M 46k 252.97
Carrizo Oil & Gas 0.4 $12M 1.4M 8.59
Microchip Technology Inc note 1.625% 2/1 0.4 $12M 6.2M 1.90
Microchip Technology Inc sdcv 2.125%12/1 0.4 $12M 9.3M 1.29
Verint Sys Inc note 1.5% 6/1 0.3 $11M 11M 1.01
Ametek (AME) 0.3 $11M 123k 91.82
Zoetis Inc Cl A (ZTS) 0.3 $11M 91k 124.59
Becton Dickinson & Co pfd shs conv a 0.3 $11M 172k 61.94
Johnson & Johnson (JNJ) 0.3 $10M 81k 129.38
Heron Therapeutics (HRTX) 0.3 $10M 541k 18.50
Pacira Pharmaceuticals Inc convertible security 0.3 $9.7M 9.7M 1.00
Tutor Perini Corp convertible security 0.3 $9.5M 10M 0.95
Nextera Energy (NEE) 0.3 $9.1M 39k 232.99
Pra Group Inc conv 0.3 $9.3M 9.4M 0.99
Square Inc note 0.500% 5/1 0.3 $9.1M 8.2M 1.11
Echo Global Logistics Inc note 2.500% 5/0 0.3 $8.9M 8.9M 1.00
Altair Engr (ALTR) 0.3 $8.9M 258k 34.62
Caesars Entmt Corp note 5.000%10/0 0.3 $9.0M 5.3M 1.70
Alphabet Inc Class C cs (GOOG) 0.3 $8.6M 7.1k 1219.01
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.3 $8.4M 8.6M 0.98
Union Pacific Corporation (UNP) 0.2 $8.3M 51k 161.97
Plantronics 0.2 $8.3M 223k 37.32
IntriCon Corporation 0.2 $8.3M 425k 19.44
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.2 $8.3M 9.3M 0.89
Greenbrier Companies Inc convertible security 0.2 $8.2M 8.5M 0.96
Synaptics Inc note 0.500% 6/1 0.2 $8.0M 8.6M 0.93
Seacor Holdings Inc convertible security 0.2 $8.1M 8.6M 0.94
Splunk Inc note 0.500% 9/1 0.2 $8.1M 7.5M 1.08
Chevron Corporation (CVX) 0.2 $8.0M 67k 118.59
Encore Capital Group Inc note 0.2 $7.8M 7.9M 0.98
Ares Capital Corp convertible security 0.2 $7.7M 7.4M 1.04
Microsoft Corporation (MSFT) 0.2 $7.6M 55k 139.03
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $7.7M 7.8M 0.99
Spirit Rlty Cap Inc New Note cb 0.2 $7.7M 7.5M 1.03
Ligand Pharmaceuticals Inc note 0.750% 5/1 0.2 $7.5M 8.9M 0.84
Dish Network Corp note 3.375% 8/1 0.2 $7.1M 7.8M 0.92
Workday Inc note 0.250%10/0 0.2 $7.3M 5.6M 1.31
Covetrus 0.2 $7.2M 605k 11.89
Allscripts Healthcare So conv 0.2 $6.9M 7.0M 0.99
Nevro Corp note 1.750% 6/0 0.2 $6.8M 6.0M 1.14
Inphi Corp note 0.750% 9/0 0.2 $6.7M 5.4M 1.25
Guidewire Software convertible security 0.2 $6.8M 5.9M 1.15
Berkshire Hathaway (BRK.B) 0.2 $6.7M 32k 208.03
Monmouth R.E. Inv 0.2 $6.5M 451k 14.41
Colony Finl Inc note 5.00% 0.2 $6.5M 6.6M 0.98
Priceline Grp Inc note 0.350% 6/1 0.2 $6.5M 4.3M 1.50
Nuance Communications 0.2 $6.5M 6.5M 1.00
Horizon Pharma Plc convertible security 0.2 $6.6M 5.6M 1.17
Hercules Capital Inc dbcv 4.375% 2/0 0.2 $6.6M 6.4M 1.03
Pure Storage Inc note 0.125% 4/1 0.2 $6.6M 6.8M 0.98
Palo Alto Networks I note 0.750% 7/0 0.2 $6.6M 6.2M 1.06
Roper Industries (ROP) 0.2 $6.3M 18k 356.58
Trupanion (TRUP) 0.2 $6.1M 242k 25.42
Csg Sys Intl Inc note 4.250% 3/1 0.2 $6.1M 5.4M 1.13
Exact Sciences Corp convertible/ 0.2 $6.2M 4.4M 1.41
Exact Sciences convertible/ 0.2 $6.2M 5.7M 1.08
Xilinx 0.2 $5.8M 60k 95.90
Novellus Systems, Inc. note 2.625% 5/1 0.2 $5.7M 800k 7.16
Biomarin Pharmaceutical Inc note 1.500%10/1 0.2 $5.9M 5.7M 1.03
Lumentum Holdings Inc convertible security 0.2 $5.8M 5.0M 1.16
Teladoc note 1.375 5/1 0.2 $6.0M 4.0M 1.50
McDonald's Corporation (MCD) 0.2 $5.5M 26k 214.71
Verizon Communications (VZ) 0.2 $5.7M 94k 60.36
Pepsi (PEP) 0.2 $5.5M 40k 137.09
Mondelez Int (MDLZ) 0.2 $5.7M 103k 55.32
Paylocity Holding Corporation (PCTY) 0.2 $5.6M 57k 97.58
Fnf (FNF) 0.2 $5.5M 124k 44.41
Tpg Specialty Lending In conv 0.2 $5.5M 5.5M 1.01
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.2 $5.7M 1.5M 3.74
Fireeye Inc note 0.875% 6/0 0.2 $5.5M 5.8M 0.94
Ares Capital Corporation (ARCC) 0.2 $5.4M 289k 18.63
Seacor Holdings Inc note 2.500%12/1 0.2 $5.1M 5.1M 0.99
Ttm Technologies Inc conv 0.2 $5.3M 4.0M 1.33
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.2 $5.4M 4.9M 1.10
Teradyne Inc note 1.250%12/1 0.2 $5.2M 2.7M 1.90
Danaher Corporation 4.75 mnd cv p 0.2 $5.2M 4.6k 1152.31
Northrop Grumman Corporation (NOC) 0.1 $4.8M 13k 374.79
Simon Property (SPG) 0.1 $5.1M 33k 155.66
Facebook Inc cl a (META) 0.1 $4.9M 28k 178.07
Rti Intl Metals Inc note 1.625%10/1 0.1 $5.0M 5.0M 1.00
Rovi Corp Note 0.500% 3/0 bond 0.1 $4.9M 5.0M 0.98
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.1 $5.0M 5.0M 1.00
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $4.7M 5.2M 0.91
Black Knight 0.1 $4.8M 78k 61.05
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.1 $4.8M 2.4M 2.00
Silicon Laboratories Inc convertible security 0.1 $4.9M 3.8M 1.31
Wayfair Inc convertible security 0.1 $5.0M 4.0M 1.24
Marriott Vacation Worldw convertible security 0.1 $5.0M 5.0M 1.00
New Relic Inc note 0.500% 5/0 0.1 $4.8M 5.0M 0.95
Twitter Inc note 0.250% 6/1 0.1 $4.9M 4.6M 1.06
Honeywell International (HON) 0.1 $4.7M 28k 169.20
Novo Nordisk A/S (NVO) 0.1 $4.7M 90k 51.70
Cemex Sab De Cv conv 0.1 $4.5M 4.5M 1.00
Wright Med Group Inc note 2.000% 2/1 0.1 $4.7M 4.7M 1.00
Interdigital Inc 1.5% 3/1/20 convertible bond 0.1 $4.7M 4.7M 1.00
Calamp Corp convertible security 0.1 $4.6M 4.6M 0.99
Fireeye Series A convertible security 0.1 $4.5M 4.6M 0.98
Fireeye Series B convertible security 0.1 $4.6M 4.8M 0.95
Dermira Inc note 3.000% 5/1 0.1 $4.5M 5.4M 0.84
Evolent Health Inc bond 0.1 $4.7M 5.3M 0.88
Hubspot convertible security 0.1 $4.7M 2.8M 1.68
Nutanix Inc convertible security 0.1 $4.7M 4.9M 0.94
Mercadolibre Inc convertible security 0.1 $4.4M 3.0M 1.48
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.1 $4.3M 86k 50.25
At&t (T) 0.1 $4.1M 109k 37.84
Qualcomm (QCOM) 0.1 $4.2M 55k 76.29
Constellation Brands (STZ) 0.1 $4.4M 21k 207.27
Ak Steel Corp. conv 0.1 $4.3M 4.3M 1.00
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.1 $4.4M 3.9M 1.14
Allegheny Technologies Inc note 4.750% 7/0 0.1 $4.1M 2.6M 1.57
Teladoc Inc note 3.000%12/1 0.1 $4.1M 2.4M 1.72
Sempra Energy convertible preferred security 0.1 $4.1M 35k 118.11
Fortive Corporation convertible preferred security 0.1 $4.3M 4.7k 901.96
Sarepta Therapeutics note 1.500% 11/1 0.1 $4.1M 3.1M 1.32
Nike (NKE) 0.1 $4.0M 43k 93.92
Texas Instruments Incorporated (TXN) 0.1 $3.8M 29k 129.24
Marathon Petroleum Corp (MPC) 0.1 $4.0M 66k 60.76
Vector Group Ltd note 1.75% 4/15 0.1 $3.8M 3.7M 1.04
Cardtronics Inc note 1.000%12/0 0.1 $4.0M 4.1M 0.98
On Semiconductor Corp Note 1.000%12/0 bond 0.1 $4.0M 3.4M 1.18
Inphi Corp note 1.125%12/0 0.1 $3.9M 2.5M 1.57
Zillow Group Inc note 2.000%12/0 0.1 $3.8M 3.9M 0.99
Realpage Inc note 1.500%11/1 0.1 $4.0M 2.6M 1.58
Pra Group Inc convertible security 0.1 $3.8M 3.8M 1.01
Ii-vi Incorp convertible security 0.1 $4.0M 3.8M 1.04
Rmbs 1 3/8 2/1/23 convertible bond 0.1 $3.8M 3.8M 0.99
Costco Wholesale Corporation (COST) 0.1 $3.5M 12k 288.13
Adobe Systems Incorporated (ADBE) 0.1 $3.5M 13k 276.24
Domino's Pizza (DPZ) 0.1 $3.6M 15k 244.59
Brooks Automation (AZTA) 0.1 $3.7M 99k 37.03
Micron Technology Inc note 2.125% 2/1 0.1 $3.5M 900k 3.91
Illumina Inc conv 0.1 $3.5M 2.6M 1.33
Wright Medical Group Nv 2.25 20211115 0.1 $3.5M 3.0M 1.17
Radius Health Inc note 3.000% 9/0 0.1 $3.7M 4.0M 0.92
Avantor Inc 6.25 pfd cnv sr 0.1 $3.5M 65k 53.38
Insulet Corp note 1.375%11/1 0.1 $3.7M 2.0M 1.84
Akamai Technologies Inc note 0.125% 5/0 0.1 $3.7M 3.3M 1.15
Gds Hldgs Ltd note 0.1 $3.6M 3.5M 1.04
Twilio Inc Note 0.250 6/0 bnd 0.1 $3.5M 2.1M 1.67
Rh convertible security 0.1 $3.7M 3.4M 1.08
Intuit (INTU) 0.1 $3.4M 13k 265.96
Forestar Group Inc note 0.1 $3.2M 3.2M 1.00
Molina Healthcare Inc. conv 0.1 $3.3M 1.2M 2.69
Clovis Oncology Inc note 2.500% 9/1 0.1 $3.2M 3.6M 0.87
Ship Finance International L Note 5.75010/1 0.1 $3.1M 3.0M 1.04
Crown Castle Intl Corp New 6.875% con pfd a 0.1 $3.4M 2.7k 1264.03
Kkr & Co (KKR) 0.1 $3.3M 125k 26.85
New Mtn Fin Corp note 5.750% 8/1 0.1 $3.2M 3.0M 1.05
Servicenow Inc note 6/0 0.1 $3.3M 1.7M 1.92
Redfin Corp convertible security 0.1 $3.1M 3.4M 0.92
Huazhu Group Ltd convertible security 0.1 $3.2M 3.0M 1.05
Herbalife Ltd convertible security 0.1 $3.3M 3.5M 0.93
Live Nation Entertainmen convertible security 0.1 $3.1M 2.6M 1.18
Hartford Financial Services (HIG) 0.1 $3.1M 51k 60.61
Philip Morris International (PM) 0.1 $2.8M 38k 75.94
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.1 $3.1M 79k 38.82
Allegion Plc equity (ALLE) 0.1 $3.1M 30k 103.64
Square Inc cl a (XYZ) 0.1 $2.8M 46k 61.95
Western Asset Mtg Cap Corp note 6.750%10/0 0.1 $3.0M 3.0M 1.01
Dexcom Inc dbcv 0.750% 5/1 0.1 $2.8M 1.8M 1.59
Assurant Inc convertible preferred security 0.1 $2.8M 23k 125.13
Insmed Inc convertible security 0.1 $3.0M 3.6M 0.84
Osi Systems Inc convertible security 0.1 $2.8M 2.5M 1.12
Neurocrine Biosciences Inc Note 2.250 5/1 0.1 $2.9M 2.1M 1.37
Zendesk Inc convertible security 0.1 $3.1M 2.4M 1.32
Five9 Inc note 0.125% 5/0 0.1 $2.9M 2.0M 1.45
Abbvie (ABBV) 0.1 $2.5M 33k 75.71
Wellpoint Inc Note cb 0.1 $2.6M 782k 3.34
Knowles Corp note 3.250%11/0 0.1 $2.6M 2.0M 1.30
Etsy Inc convertible security 0.1 $2.6M 1.6M 1.68
Paratek Pharmaceuticals Inc note 4.750% 5/0 0.1 $2.7M 3.8M 0.72
Momo Inc note 1.250% 7/0 0.1 $2.6M 2.9M 0.91
Repligen Corp note 0.375% 7/1 0.1 $2.5M 2.5M 0.99
Splunk Inc note 1.125% 9/1 0.1 $2.8M 2.5M 1.10
Arbor Rlty Tr Inc note 5.250% 7/0 0.1 $2.7M 2.5M 1.07
CBS Corporation 0.1 $2.3M 56k 40.36
Sherwin-Williams Company (SHW) 0.1 $2.2M 4.0k 549.75
Enterprise Products Partners (EPD) 0.1 $2.3M 80k 28.58
Redwood Trust, Inc note 5.625 11/1 0.1 $2.4M 2.3M 1.01
Twitter Inc note 1.000% 9/1 0.1 $2.4M 2.4M 0.98
Ptc Therapeutics Inc conv bd us 0.1 $2.4M 2.3M 1.04
Silver Standard Resources Inc note 2.875 2/0 0.1 $2.4M 2.3M 1.04
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.1 $2.4M 2.9M 0.83
Lendingtree Inc convertible security 0.1 $2.4M 1.5M 1.60
Endologix 0.1 $2.4M 599k 3.97
Ringcentral Inc convertible security 0.1 $2.2M 1.4M 1.62
Newpark Res Inc Note 4.00012/0 bnd 0.1 $2.3M 2.0M 1.13
Cree Inc note 0.875% 9/0 0.1 $2.2M 2.0M 1.09
Exxon Mobil Corporation (XOM) 0.1 $2.0M 28k 70.61
Home Depot (HD) 0.1 $1.8M 7.8k 232.00
Raytheon Company 0.1 $2.0M 10k 196.20
Altria (MO) 0.1 $1.9M 46k 40.91
World Wrestling Entertainment 0.1 $1.8M 26k 71.16
Ss&c Technologies Holding (SSNC) 0.1 $1.9M 37k 51.57
Alibaba Group Holding (BABA) 0.1 $1.8M 11k 167.25
Welltower Inc Com reit (WELL) 0.1 $1.9M 21k 90.64
Medicines Company conv 0.1 $2.1M 1.4M 1.52
Biomarin Pharma Inc convertible/ 0.1 $2.0M 2.0M 0.98
Redwood Tr Inc note 4.750% 8/1 0.1 $2.0M 2.0M 1.00
Carbonite Inc note 2.500% 4/0 0.1 $1.9M 2.0M 0.95
Patrick Inds Inc dbcv 1.000% 2/0 0.1 $1.8M 2.0M 0.90
Altair Engr Inc note 0.250% 6/0 0.1 $2.0M 2.0M 1.01
Vocera Communications Inc note 1.500% 5/1 0.1 $2.1M 2.0M 1.05
Huntington Bancshares Incorporated (HBAN) 0.1 $1.8M 125k 14.27
Comcast Corporation (CMCSA) 0.1 $1.8M 39k 45.07
Macquarie Infrastructure Company 0.1 $1.7M 42k 39.47
Altra Holdings 0.1 $1.6M 56k 27.70
Incyte Corp. note 1.250 11/1 0.1 $1.6M 1.1M 1.50
Cypress Semiconductor Corp note 4.500% 1/1 0.1 $1.5M 883k 1.74
Infinera Corporation note 2.125% 9/0 0.1 $1.5M 1.7M 0.87
Team Inc note 5.000% 8/0 0.1 $1.5M 1.4M 1.11
Intl F & F convertible preferred security 0.1 $1.5M 33k 46.92
American Elec Pwr Co Inc unit 03/15/2022 0.1 $1.7M 30k 55.13
Western Digital Corp note 1.500% 2/0 0.1 $1.5M 1.5M 0.97
Northern Trust Corporation (NTRS) 0.0 $1.3M 14k 93.29
Thermo Fisher Scientific (TMO) 0.0 $1.2M 4.1k 291.22
Procter & Gamble Company (PG) 0.0 $1.5M 12k 124.42
Cheniere Energy Inc note 4.250% 3/1 0.0 $1.4M 1.8M 0.78
Alphabet Inc Class A cs (GOOGL) 0.0 $1.4M 1.2k 1221.47
Veeco Instrs Inc Del note 2.700% 1/1 0.0 $1.2M 1.3M 0.89
Nuvasive Inc note 2.250% 3/1 0.0 $1.2M 1.0M 1.18
On Semiconductor Corp note 1.625%10/1 0.0 $1.2M 1.0M 1.21
Retrophin Inc note 2.500% 9/1 0.0 $1.3M 1.7M 0.77
Change Healthcare Inc unit 99/99/9999 0.0 $1.4M 30k 47.63
Wix Com Ltd note 7/0 0.0 $1.3M 1.2M 1.11
Avaya Holdings Corp convertible security 0.0 $1.3M 1.5M 0.85
Rapid7 Inc convertible security 0.0 $1.3M 1.0M 1.30
Electronic Arts (EA) 0.0 $1.1M 11k 97.78
Air Products & Chemicals (APD) 0.0 $859k 3.9k 221.96
ConocoPhillips (COP) 0.0 $1.1M 19k 56.98
CenterPoint Energy (CNP) 0.0 $1.0M 34k 30.19
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $826k 3.3k 250.61
Allete (ALE) 0.0 $874k 10k 87.40
B&G Foods (BGS) 0.0 $917k 49k 18.91
Citigroup (C) 0.0 $828k 12k 69.09
Navient Corporation equity (NAVI) 0.0 $860k 67k 12.80
Ark Etf Tr web x.o etf (ARKW) 0.0 $915k 19k 48.67
Ark Etf Tr innovation etf (ARKK) 0.0 $828k 19k 42.90
Allergan 0.0 $1.1M 6.8k 168.29
Colony Starwood Homes convertible security 0.0 $1.1M 794k 1.33
Encore Cap Group Inc note 3.250% 3/1 0.0 $1.0M 1.0M 1.01
Kaman Corp convertible security 0.0 $1.1M 1.0M 1.14
Air Transport Services Grp I note 1.125%10/1 0.0 $950k 1.0M 0.95
Ezcorp Inc note 2.875% 7/0 0.0 $1.1M 1.2M 0.95
Anchiano Therapeutics 0.0 $850k 370k 2.30
Illumina Inc note 8/1 0.0 $1.1M 1.0M 1.11
Vishay Intertechnology convertible security 0.0 $940k 1.0M 0.94
Bank of America Corporation (BAC) 0.0 $741k 25k 29.17
Pfizer (PFE) 0.0 $747k 21k 35.91
Martin Marietta Materials (MLM) 0.0 $624k 2.3k 274.29
Consolidated Edison (ED) 0.0 $709k 7.5k 94.53
KB Home (KBH) 0.0 $587k 17k 33.99
Lennar Corporation (LEN) 0.0 $630k 11k 55.88
Spdr S&p 500 Etf (SPY) 0.0 $519k 1.8k 296.57
AFLAC Incorporated (AFL) 0.0 $565k 11k 52.31
Starbucks Corporation (SBUX) 0.0 $775k 8.8k 88.37
Activision Blizzard 0.0 $493k 9.3k 52.95
Synaptics, Incorporated (SYNA) 0.0 $599k 15k 39.93
Infinera 0.0 $600k 110k 5.45
Southwest Airlines (LUV) 0.0 $650k 12k 53.97
TransDigm Group Incorporated (TDG) 0.0 $521k 1.0k 521.00
Hercules Technology Growth Capital (HTGC) 0.0 $525k 39k 13.36
Nxp Semiconductors N V (NXPI) 0.0 $504k 4.6k 109.09
American Airls (AAL) 0.0 $743k 28k 26.97
Paypal Holdings (PYPL) 0.0 $667k 6.4k 103.59
New York Mtg Tr Inc note 6.250% 1/1 0.0 $765k 750k 1.02
Okta Inc cl a 0.0 $683k 325k 2.10
Blackstone Group Inc Com Cl A (BX) 0.0 $615k 13k 48.77
Goldman Sachs (GS) 0.0 $340k 1.6k 207.32
MGIC Investment (MTG) 0.0 $209k 17k 12.59
FedEx Corporation (FDX) 0.0 $218k 1.5k 145.33
Abbott Laboratories (ABT) 0.0 $238k 2.9k 83.51
Dominion Resources (D) 0.0 $245k 3.0k 81.13
Kimberly-Clark Corporation (KMB) 0.0 $264k 1.9k 142.24
Wells Fargo & Company (WFC) 0.0 $303k 6.0k 50.50
Boeing Company (BA) 0.0 $266k 700.00 380.00
Charles River Laboratories (CRL) 0.0 $384k 2.9k 132.41
Western Digital (WDC) 0.0 $268k 4.5k 59.56
Masco Corporation (MAS) 0.0 $417k 10k 41.70
Diageo (DEO) 0.0 $202k 1.2k 163.56
International Business Machines (IBM) 0.0 $461k 3.2k 145.33
Williams Companies (WMB) 0.0 $361k 15k 24.07
Gilead Sciences (GILD) 0.0 $231k 3.7k 63.29
Jacobs Engineering 0.0 $283k 3.1k 91.59
UMH Properties (UMH) 0.0 $239k 17k 14.06
Public Service Enterprise (PEG) 0.0 $230k 3.7k 62.16
Applied Materials (AMAT) 0.0 $266k 5.3k 49.99
Varian Medical Systems 0.0 $273k 2.3k 119.11
Micron Technology (MU) 0.0 $386k 9.0k 42.89
salesforce (CRM) 0.0 $289k 2.0k 148.21
iShares Russell 2000 Index (IWM) 0.0 $378k 2.5k 151.20
Lam Research Corporation 0.0 $312k 1.4k 231.11
Medicines Company 0.0 $375k 7.5k 50.00
Align Technology (ALGN) 0.0 $479k 2.7k 180.75
Synchronoss Technologies 0.0 $231k 43k 5.40
Molina Healthcare (MOH) 0.0 $208k 1.9k 109.47
VMware 0.0 $263k 1.8k 150.29
Verint Systems (VRNT) 0.0 $214k 5.0k 42.80
Hldgs (UAL) 0.0 $420k 4.8k 88.42
York Water Company (YORW) 0.0 $201k 4.6k 43.70
American Tower Reit (AMT) 0.0 $372k 1.7k 221.03
Fireeye 0.0 $187k 14k 13.36
Jd (JD) 0.0 $299k 11k 28.22
Tree (TREE) 0.0 $310k 1.0k 310.00
Seacor Holding Inc note 3.000 11/1 0.0 $248k 250k 0.99
Lumentum Hldgs (LITE) 0.0 $402k 7.5k 53.60
Tivo Corp 0.0 $190k 25k 7.60
Sunpower Corp dbcv 4.000% 1/1 0.0 $279k 300k 0.93
Vistra Energy (VST) 0.0 $450k 17k 26.74
Delphi Automotive Inc international 0.0 $274k 3.1k 87.26
Broadcom (AVGO) 0.0 $331k 1.2k 275.83
Evolus (EOLS) 0.0 $484k 31k 15.61
Guardant Health (GH) 0.0 $367k 5.8k 63.83
Element Solutions (ESI) 0.0 $316k 31k 10.19
L3harris Technologies (LHX) 0.0 $313k 1.5k 208.67
Avantor (AVTR) 0.0 $203k 14k 14.73
Crowdstrike Hldgs Inc cl a (CRWD) 0.0 $259k 4.5k 58.20
Ezcorp Inc note 2.375% 5/0 0.0 $400k 500k 0.80
General Electric Company 0.0 $152k 17k 8.94
Cemex SAB de CV (CX) 0.0 $39k 10k 3.90
Palatin Technologies 0.0 $17k 19k 0.89
Clovis Oncology 0.0 $71k 18k 3.92
Retrophin 0.0 $156k 14k 11.55
Encore Cap Group Inc note 3.000% 7/0 0.0 $15k 15k 1.00
Dermira 0.0 $74k 12k 6.38
Senseonics Hldgs (SENS) 0.0 $25k 25k 1.00
Nanthealth 0.0 $29k 41k 0.71
Colony Cap Inc New cl a 0.0 $118k 20k 6.02
Clovis Oncology Inc note 1.250% 5/0 0.0 $139k 330k 0.42
Smiledirectclub (SDCCQ) 0.0 $139k 10k 13.90