Palisade Capital Management

Palisade Capital Management as of March 31, 2020

Portfolio Holdings for Palisade Capital Management

Palisade Capital Management holds 420 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index (IWM) 4.4 $124M 1.1M 114.44
Ida (IDA) 1.4 $40M 456k 87.79
Zebra Technologies (ZBRA) 1.3 $38M 207k 183.60
Icon (ICLR) 1.2 $35M 259k 136.00
Apple (AAPL) 1.2 $35M 138k 254.29
Repligen Corporation (RGEN) 1.1 $32M 327k 96.54
Applied Industrial Technologies (AIT) 1.1 $31M 680k 45.72
Teledyne Technologies Incorporated (TDY) 1.0 $29M 99k 297.27
Danaher Corporation (DHR) 1.0 $29M 208k 138.41
Rli (RLI) 1.0 $29M 324k 87.93
WestAmerica Ban (WABC) 1.0 $27M 466k 58.78
Littelfuse (LFUS) 0.9 $27M 201k 133.42
Cousins Properties (CUZ) 0.9 $27M 911k 29.27
Quaker Chemical Corporation (KWR) 0.9 $26M 205k 126.28
EastGroup Properties (EGP) 0.9 $25M 240k 104.48
Raymond James Financial (RJF) 0.9 $25M 394k 63.20
HMS Holdings 0.9 $24M 954k 25.27
Ritchie Bros. Auctioneers Inco 0.9 $24M 705k 34.18
Healthcare Services (HCSG) 0.8 $24M 1.0M 23.91
John Wiley & Sons (WLY) 0.8 $24M 638k 37.49
HEICO Corporation (HEI.A) 0.8 $23M 362k 63.90
Syneos Health 0.8 $23M 586k 39.42
Amerisafe (AMSF) 0.8 $23M 357k 64.47
Semtech Corporation (SMTC) 0.8 $23M 599k 37.50
Renasant (RNST) 0.8 $22M 1.0M 21.84
Nic 0.8 $22M 964k 23.00
Bruker Corporation (BRKR) 0.8 $22M 605k 35.86
ACI Worldwide (ACIW) 0.8 $21M 888k 24.15
Barnes 0.7 $21M 506k 41.83
Centene Corporation (CNC) 0.7 $21M 351k 59.41
Mueller Industries (MLI) 0.7 $21M 865k 23.94
Amazon (AMZN) 0.7 $20M 10k 1949.69
Watts Water Technologies (WTS) 0.7 $20M 238k 84.65
Western Alliance Bancorporation (WAL) 0.7 $20M 653k 30.61
LKQ Corporation (LKQ) 0.7 $20M 973k 20.51
CoreLogic 0.7 $20M 646k 30.54
PolyOne Corporation 0.7 $19M 1.0M 18.97
Easterly Government Properti reit 0.6 $18M 745k 24.64
Prosperity Bancshares (PB) 0.6 $18M 376k 48.25
JPMorgan Chase & Co. (JPM) 0.6 $18M 200k 90.03
IAC/InterActive 0.6 $18M 100k 179.23
Fulton Financial (FULT) 0.6 $18M 1.5M 11.49
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.6 $18M 14k 1274.98
RealPage 0.6 $17M 329k 52.93
Burlington Stores (BURL) 0.6 $17M 107k 158.46
Ingevity (NGVT) 0.6 $17M 472k 35.20
Amphenol Corporation (APH) 0.6 $17M 227k 72.88
CoreSite Realty 0.6 $16M 141k 115.90
Woodward Governor Company (WWD) 0.6 $16M 275k 59.44
Performance Food (PFGC) 0.6 $16M 647k 24.72
Resources Connection (RGP) 0.6 $16M 1.4M 10.97
Prestige Brands Holdings (PBH) 0.6 $16M 431k 36.68
Visa (V) 0.6 $16M 98k 161.12
Acadia Healthcare (ACHC) 0.6 $16M 852k 18.35
WSFS Financial Corporation (WSFS) 0.5 $15M 616k 24.92
Horace Mann Educators Corporation (HMN) 0.5 $15M 412k 36.59
Microsoft Corporation (MSFT) 0.5 $15M 95k 157.71
K12 0.5 $15M 779k 18.86
Biotelemetry 0.5 $15M 377k 38.51
Franco-Nevada Corporation (FNV) 0.5 $15M 146k 99.52
CSG Systems International (CSGS) 0.5 $14M 344k 41.85
Onto Innovation (ONTO) 0.5 $14M 469k 29.67
Commercial Metals Company (CMC) 0.5 $14M 877k 15.79
Texas Roadhouse (TXRH) 0.5 $14M 332k 41.30
Intercontinental Exchange (ICE) 0.5 $14M 168k 80.75
Bank Of America Corporation preferred (BAC.PL) 0.5 $14M 11k 1284.87
IBERIABANK Corporation 0.5 $13M 371k 36.16
Fortive Corporation none 0.5 $13M 14M 0.93
Primo Water (PRMW) 0.5 $13M 1.5M 9.06
Blackbaud (BLKB) 0.5 $13M 237k 55.55
Msa Safety Inc equity (MSA) 0.5 $13M 129k 101.20
Becton, Dickinson and (BDX) 0.4 $13M 55k 229.78
Compass Minerals International (CMP) 0.4 $12M 317k 38.47
Cullen/Frost Bankers (CFR) 0.4 $12M 215k 55.79
Standard Motor Products (SMP) 0.4 $12M 288k 41.57
Roper Industries (ROP) 0.4 $12M 38k 311.81
Microchip Technology Inc sdcv 2.125%12/1 0.4 $12M 11M 1.03
Blackline (BL) 0.4 $12M 221k 52.61
Emergent BioSolutions (EBS) 0.4 $12M 201k 57.86
Group 1 Automotive (GPI) 0.4 $11M 254k 44.26
Saia (SAIA) 0.4 $11M 152k 73.54
Fiserv (FI) 0.4 $11M 117k 94.99
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.4 $11M 11M 0.98
Cornerstone Ondemand 0.4 $11M 335k 31.75
Unisys Corporation (UIS) 0.4 $11M 859k 12.35
Rlj Lodging Trust (RLJ) 0.4 $11M 1.4M 7.72
Johnson & Johnson (JNJ) 0.4 $11M 81k 131.12
Fortive (FTV) 0.4 $10M 186k 55.19
Aaron's 0.4 $10M 446k 22.78
Exact Sciences Corp convertible/ 0.4 $10M 9.3M 1.09
Buckle (BKE) 0.4 $10M 730k 13.71
National Instruments 0.3 $9.9M 298k 33.08
Altair Engr (ALTR) 0.3 $9.9M 372k 26.50
Berkshire Hathaway (BRK.B) 0.3 $9.8M 54k 182.82
Zoetis Inc Cl A (ZTS) 0.3 $9.8M 83k 117.69
Brooks Automation (AZTA) 0.3 $9.7M 317k 30.50
Nutanix Inc convertible security 0.3 $9.6M 12M 0.81
Square Inc note 0.500% 5/1 0.3 $9.5M 9.2M 1.03
Ii-vi Incorp convertible security 0.3 $9.4M 10M 0.92
Twitter Inc note 1.000% 9/1 0.3 $9.3M 9.8M 0.95
Pacira Pharmaceuticals Inc convertible security 0.3 $9.2M 9.6M 0.96
Pra Group Inc conv 0.3 $9.2M 9.3M 0.99
Broadcom 8 00 Manda Conv Srs A Prf 0.3 $9.2M 9.6k 954.38
Ametek (AME) 0.3 $9.1M 126k 72.02
Sensient Technologies Corporation (SXT) 0.3 $9.0M 207k 43.51
Dycom Inds Inc Note 0.750% 9/1 bond 0.3 $8.8M 10M 0.86
Dexcom Inc convertible security 0.3 $8.7M 5.0M 1.74
Alphabet Inc Class C cs (GOOG) 0.3 $8.7M 7.4k 1162.86
Mednax (MD) 0.3 $8.6M 741k 11.64
Verint Sys Inc note 1.5% 6/1 0.3 $8.6M 8.7M 0.98
Inphi Corp note 0.750% 9/0 0.3 $8.5M 5.7M 1.49
Jazz Investments I Ltd. conv 0.3 $8.4M 8.7M 0.96
Deckers Outdoor Corporation (DECK) 0.3 $8.4M 63k 134.01
Etsy Inc convertible security 0.3 $8.3M 6.6M 1.26
Encore Capital Group Inc note 0.3 $8.3M 9.0M 0.92
New Mountain Finance Corp (NMFC) 0.3 $8.3M 1.2M 6.80
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.3 $8.1M 9.2M 0.88
Nextera Energy (NEE) 0.3 $8.1M 34k 240.62
Splunk Inc note 0.500% 9/1 0.3 $8.1M 7.5M 1.08
Heron Therapeutics (HRTX) 0.3 $7.9M 670k 11.74
Lumentum Holdings Inc convertible security 0.3 $7.8M 5.8M 1.36
Becton Dickinson & Co pfd shs conv a 0.3 $7.8M 141k 55.09
Trupanion (TRUP) 0.3 $7.6M 293k 26.03
Osi Systems Inc convertible security 0.3 $7.6M 8.0M 0.95
Tutor Perini Corp convertible security 0.3 $7.6M 8.2M 0.92
Altra Holdings 0.3 $7.6M 433k 17.49
Biomarin Pharmaceutical Inc note 1.500%10/1 0.3 $7.6M 7.1M 1.06
Covetrus 0.3 $7.5M 916k 8.14
Intuit (INTU) 0.3 $7.4M 32k 230.00
Ligand Pharmaceuticals Inc note 0.750% 5/1 0.3 $7.3M 8.9M 0.83
Danaher Corporation 4.75 mnd cv p 0.3 $7.3M 6.9k 1053.62
Monro Muffler Brake (MNRO) 0.3 $7.2M 164k 43.81
Allscripts Healthcare So conv 0.3 $7.2M 7.3M 0.98
Cracker Barrel Old Country Store (CBRL) 0.3 $7.1M 86k 83.22
Synaptics Inc note 0.500% 6/1 0.3 $7.1M 6.8M 1.04
Iaa 0.3 $7.1M 237k 29.96
Fireeye Series A convertible security 0.2 $7.0M 7.1M 0.99
Union Pacific Corporation (UNP) 0.2 $7.0M 50k 141.05
Seacor Holdings Inc convertible security 0.2 $6.9M 8.6M 0.80
Spirit Rlty Cap Inc New Note cb 0.2 $6.9M 7.4M 0.94
Echo Global Logistics Inc note 2.500% 5/0 0.2 $6.9M 6.9M 1.00
Nuance Communications 0.2 $6.8M 6.5M 1.04
Ares Capital Corp convertible security 0.2 $6.7M 7.3M 0.91
Horizon Pharma Plc convertible security 0.2 $6.6M 5.6M 1.18
Costco Wholesale Corporation (COST) 0.2 $6.5M 23k 285.14
Rmbs 1 3/8 2/1/23 convertible bond 0.2 $6.5M 6.7M 0.97
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $6.4M 7.8M 0.82
Dish Network Corp note 3.375% 8/1 0.2 $6.3M 7.8M 0.81
Palo Alto Networks I note 0.750% 7/0 0.2 $6.2M 6.5M 0.96
Fireeye Inc note 0.875% 6/0 0.2 $6.2M 7.3M 0.84
Walt Disney Company (DIS) 0.2 $6.0M 62k 96.60
Pure Storage Inc note 0.125% 4/1 0.2 $5.9M 6.8M 0.87
Cheesecake Factory Incorporated (CAKE) 0.2 $5.9M 343k 17.08
Hercules Capital Inc dbcv 4.375% 2/0 0.2 $5.8M 6.4M 0.91
Hanger Orthopedic 0.2 $5.8M 373k 15.58
Mondelez Int (MDLZ) 0.2 $5.8M 116k 50.08
On Semiconductor Corp Note 1.000%12/0 bond 0.2 $5.8M 5.8M 1.00
Csg Sys Intl Inc note 4.250% 3/1 0.2 $5.8M 5.4M 1.07
Live Nation Entertainmen convertible security 0.2 $5.7M 5.9M 0.95
Neurocrine Biosciences Inc Note 2.250 5/1 0.2 $5.6M 4.4M 1.28
Novo Nordisk A/S (NVO) 0.2 $5.4M 90k 60.20
IntriCon Corporation 0.2 $5.3M 451k 11.77
Verizon Communications (VZ) 0.2 $5.2M 97k 53.73
Twilio Inc Note 0.250 6/0 bnd 0.2 $5.2M 3.7M 1.40
Microchip Technology Inc note 1.625% 2/1 0.2 $5.2M 3.6M 1.44
Starbucks Corporation (SBUX) 0.2 $5.2M 79k 65.74
Ttm Technologies Inc conv 0.2 $5.1M 4.5M 1.14
Marriott Vacation Worldw convertible security 0.2 $5.1M 6.4M 0.80
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.2 $5.1M 3.1M 1.65
Workday Inc note 0.250%10/0 0.2 $5.1M 4.6M 1.11
Xilinx 0.2 $5.1M 65k 77.94
Pepsi (PEP) 0.2 $5.0M 42k 120.11
Monmouth R.E. Inv 0.2 $5.0M 412k 12.05
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.2 $5.0M 4.9M 1.02
Hubspot convertible security 0.2 $4.9M 3.3M 1.49
Crown Castle Intl Corp New 6.875% con pfd a 0.2 $4.9M 3.8k 1298.16
McDonald's Corporation (MCD) 0.2 $4.9M 30k 165.36
Domino's Pizza (DPZ) 0.2 $4.9M 15k 324.04
American Elec Pwr Co Inc unit 03/15/2022 0.2 $4.8M 99k 48.63
Docusign Inc convertible security 0.2 $4.8M 3.4M 1.41
Istar Inc note 3.125% 9/1 0.2 $4.8M 4.9M 0.97
Teladoc Inc note 3.000%12/1 0.2 $4.8M 1.3M 3.54
Seacor Holdings Inc note 2.500%12/1 0.2 $4.8M 5.1M 0.93
Facebook Inc cl a (META) 0.2 $4.7M 28k 166.80
Calamp Corp convertible security 0.2 $4.7M 4.7M 0.99
Evolent Health Inc bond 0.2 $4.6M 5.3M 0.87
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.2 $4.6M 800k 5.74
Sempra Energy convertible preferred security 0.2 $4.6M 48k 95.69
Sarepta Therapeutics note 1.500% 11/1 0.2 $4.6M 2.9M 1.58
Repligen Corp note 0.375% 7/1 0.2 $4.5M 4.3M 1.06
Gds Hldgs Ltd note 0.2 $4.5M 3.5M 1.28
Black Knight 0.2 $4.4M 77k 58.06
Inovio Pharmaceuticals Inc note 6.500% 3/0 0.2 $4.4M 3.0M 1.48
Northrop Grumman Corporation (NOC) 0.2 $4.3M 14k 302.52
Adobe Systems Incorporated (ADBE) 0.2 $4.3M 13k 318.23
Priceline Grp Inc note 0.350% 6/1 0.1 $4.2M 3.8M 1.11
Silicon Laboratories Inc convertible security 0.1 $4.2M 3.8M 1.11
Novellus Systems, Inc. note 2.625% 5/1 0.1 $4.1M 550k 7.50
Guidewire Software convertible security 0.1 $4.1M 4.2M 0.98
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.1 $4.0M 3.8M 1.06
Weibo Corp note 1.250%11/1 0.1 $4.0M 4.7M 0.86
Ares Capital Corporation (ARCC) 0.1 $4.0M 371k 10.78
Home Depot (HD) 0.1 $4.0M 21k 186.70
Mercadolibre Inc convertible security 0.1 $3.9M 3.0M 1.30
Qualcomm (QCOM) 0.1 $3.9M 57k 67.64
Cardtronics Inc note 1.000%12/0 0.1 $3.8M 4.0M 0.96
Insmed Inc convertible security 0.1 $3.8M 4.6M 0.85
Fnf (FNF) 0.1 $3.8M 154k 24.88
Five9 Inc note 0.125% 5/0 0.1 $3.8M 2.0M 1.90
Ark Etf Tr innovation etf (ARKK) 0.1 $3.8M 86k 43.99
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.1 $3.8M 86k 43.50
Vector Group Ltd note 1.75% 4/15 0.1 $3.7M 3.7M 1.02
Servicenow Inc note 6/0 0.1 $3.7M 1.7M 2.14
New Relic Inc note 0.500% 5/0 0.1 $3.7M 4.3M 0.85
Akamai Technologies Inc note 0.125% 5/0 0.1 $3.6M 3.3M 1.12
Nevro Corp note 1.750% 6/0 0.1 $3.6M 3.0M 1.20
Wayfair Inc convertible security 0.1 $3.5M 4.5M 0.79
Realpage Inc note 1.500%11/1 0.1 $3.5M 2.6M 1.37
Abbvie (ABBV) 0.1 $3.5M 46k 76.20
Fortive Corporation convertible preferred security 0.1 $3.5M 4.7k 731.04
Micron Technology Inc note 2.125% 2/1 0.1 $3.5M 900k 3.84
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.1 $3.4M 4.9M 0.70
Conmed Corp none 0.1 $3.4M 3.7M 0.93
Greenbrier Companies Inc convertible security 0.1 $3.4M 4.2M 0.81
Pra Group Inc convertible security 0.1 $3.3M 3.8M 0.88
Clovis Oncology Inc note 2.500% 9/1 0.1 $3.3M 3.6M 0.91
Liberty Media Corporation convertible security 0.1 $3.3M 3.5M 0.95
Nextera Energy Inc unit 99/99/9999 0.1 $3.3M 75k 43.60
Viavi Solutions Inc Note 1.750 6/0 bnd 0.1 $3.2M 3.0M 1.07
Illumina Inc conv 0.1 $3.2M 2.6M 1.22
Radius Health Inc note 3.000% 9/0 0.1 $3.2M 4.0M 0.79
Kkr & Co (KKR) 0.1 $3.1M 134k 23.47
Texas Instruments Incorporated (TXN) 0.1 $3.1M 31k 99.92
Redfin Corp convertible security 0.1 $3.1M 3.4M 0.91
Envestnet Inc note 1.750% 6/0 0.1 $3.1M 3.0M 1.03
Onespaworld Holdings Ltd onespaworld hold (OSW) 0.1 $3.1M 763k 4.06
Teradyne Inc note 1.250%12/1 0.1 $3.1M 1.7M 1.79
Avantor Inc 6.25 pfd cnv sr 0.1 $3.0M 65k 46.55
Oil States International (OIS) 0.1 $2.9M 1.4M 2.03
Huazhu Group Ltd convertible security 0.1 $2.9M 3.0M 0.97
Herbalife Ltd convertible security 0.1 $2.8M 3.5M 0.81
Cree Inc note 0.875% 9/0 0.1 $2.8M 3.0M 0.93
Zendesk Inc convertible security 0.1 $2.8M 2.4M 1.19
Ship Finance International L Note 5.75010/1 0.1 $2.8M 3.0M 0.92
Twitter Inc note 0.250% 6/1 0.1 $2.8M 3.1M 0.89
Splunk Inc note 1.125% 9/1 0.1 $2.8M 2.5M 1.10
Rh convertible security 0.1 $2.7M 3.4M 0.80
Thrx 2 1/8 01/15/23 0.1 $2.7M 2.9M 0.93
Nike (NKE) 0.1 $2.7M 33k 82.74
Square Inc cl a (XYZ) 0.1 $2.7M 51k 52.37
Paratek Pharmaceuticals Inc note 4.750% 5/0 0.1 $2.7M 3.8M 0.71
Jazz Investments I Ltd note 1.500% 8/1 0.1 $2.6M 3.0M 0.87
8x8 Inc New note 0.500% 2/0 0.1 $2.6M 3.0M 0.86
Ptc Therapeutics Inc conv bd us 0.1 $2.6M 2.3M 1.12
New Mtn Fin Corp note 5.750% 8/1 0.1 $2.5M 3.0M 0.84
Wellpoint Inc Note cb 0.1 $2.5M 782k 3.17
Patrick Inds Inc dbcv 1.000% 2/0 0.1 $2.5M 3.1M 0.80
At&t (T) 0.1 $2.4M 84k 29.15
Fireeye Series B convertible security 0.1 $2.4M 2.6M 0.95
Allegheny Technologies Inc note 4.750% 7/0 0.1 $2.4M 2.6M 0.92
Quotient Technology Inc convertible security 0.1 $2.4M 2.6M 0.93
Assurant Inc convertible preferred security 0.1 $2.4M 23k 105.50
Pdc Energy 0.1 $2.4M 384k 6.21
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.1 $2.4M 2.9M 0.82
Plantronics 0.1 $2.4M 236k 10.06
Momo Inc note 1.250% 7/0 0.1 $2.3M 2.9M 0.80
Vishay Intertechnology convertible security 0.1 $2.3M 2.5M 0.90
Caesars Entmt Corp note 5.000%10/0 0.1 $2.3M 2.1M 1.08
Lendingtree Inc convertible security 0.1 $2.3M 2.0M 1.12
Alibaba Group Holding (BABA) 0.1 $2.2M 12k 194.50
Berkshire Hathaway (BRK.A) 0.1 $2.2M 8.00 272000.00
Constellation Brands (STZ) 0.1 $2.1M 15k 143.37
Biomarin Pharma Inc convertible/ 0.1 $2.1M 2.0M 1.04
Kbr Inc none 0.1 $2.1M 2.0M 1.06
Knowles Corp note 3.250%11/0 0.1 $2.1M 2.0M 1.04
Evolent Health Inc convertible security 0.1 $2.1M 3.2M 0.65
Vocera Communications Inc note 1.500% 5/1 0.1 $2.0M 2.0M 0.99
Philip Morris International (PM) 0.1 $2.0M 27k 72.95
Sherwin-Williams Company (SHW) 0.1 $1.9M 4.2k 459.52
Kaman Corp convertible security 0.1 $1.9M 2.0M 0.95
Insulet Corp note 1.375%11/1 0.1 $1.8M 1.0M 1.84
Altair Engr Inc note 0.250% 6/0 0.1 $1.8M 2.0M 0.88
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.1 $1.7M 2.4M 0.70
Colony Finl Inc note 5.00% 0.1 $1.7M 2.1M 0.80
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.1 $1.7M 79k 20.97
Incyte Corp. note 1.250 11/1 0.1 $1.6M 1.1M 1.48
Allegion Plc equity (ALLE) 0.1 $1.6M 17k 92.01
Raytheon Company 0.1 $1.6M 12k 131.18
Exact Sciences Corp note 0.375% 3/0 0.1 $1.6M 2.0M 0.79
Change Healthcare Inc unit 99/99/9999 0.1 $1.5M 35k 42.37
Thermo Fisher Scientific (TMO) 0.1 $1.5M 5.1k 283.51
Infinera Corporation note 2.125% 9/0 0.1 $1.4M 1.7M 0.85
Ss&c Technologies Holding (SSNC) 0.1 $1.4M 32k 43.82
Western Asset Mtg Cap Corp note 6.750%10/0 0.0 $1.4M 3.0M 0.47
Alphabet Inc Class A cs (GOOGL) 0.0 $1.4M 1.2k 1162.07
Comcast Corporation (CMCSA) 0.0 $1.4M 40k 34.39
Elanco Animal Health Inc unit 02/01/2023t 0.0 $1.4M 31k 44.39
Hartford Financial Services (HIG) 0.0 $1.4M 39k 35.25
Western Digital Corp note 1.500% 2/0 0.0 $1.3M 1.5M 0.89
Retrophin Inc note 2.500% 9/1 0.0 $1.3M 1.7M 0.79
Allergan 0.0 $1.3M 7.6k 177.16
Ark Etf Tr web x.o etf (ARKW) 0.0 $1.3M 25k 52.71
Procter & Gamble Company (PG) 0.0 $1.3M 12k 109.99
Intl F & F convertible preferred security 0.0 $1.3M 33k 38.58
Rapid7 Inc convertible security 0.0 $1.2M 1.0M 1.21
Cheniere Energy Inc note 4.250% 3/1 0.0 $1.2M 1.8M 0.67
Redwood Tr Inc note 4.750% 8/1 0.0 $1.2M 2.0M 0.60
Avaya Holdings Corp convertible security 0.0 $1.2M 1.5M 0.80
Wix Com Ltd note 7/0 0.0 $1.2M 1.2M 0.99
Nuvasive Inc note 2.250% 3/1 0.0 $1.2M 1.1M 1.05
Chevron Corporation (CVX) 0.0 $1.2M 16k 72.47
Enterprise Products Partners (EPD) 0.0 $1.1M 80k 14.30
Brickell Biotech 0.0 $1.1M 951k 1.19
Broadcom (AVGO) 0.0 $1.1M 4.6k 237.17
Team Inc note 5.000% 8/0 0.0 $1.0M 1.4M 0.75
Spdr S&p 500 Etf (SPY) 0.0 $1.0M 4.0k 257.75
On Semiconductor Corp note 1.625%10/1 0.0 $998k 1.0M 1.00
Macquarie Infrastructure Company 0.0 $992k 39k 25.24
Northern Trust Corporation (NTRS) 0.0 $981k 13k 75.46
Illumina Inc note 8/1 0.0 $970k 1.0M 0.97
Ezcorp Inc note 2.875% 7/0 0.0 $957k 1.2M 0.80
Huntington Bancshares Incorporated (HBAN) 0.0 $925k 113k 8.21
Encore Cap Group Inc note 3.250% 3/1 0.0 $901k 1.0M 0.90
Air Transport Services Grp I note 1.125%10/1 0.0 $863k 1.0M 0.86
Tyson Foods (TSN) 0.0 $862k 15k 57.85
Colony Starwood Homes convertible security 0.0 $849k 794k 1.07
Okta Inc cl a 0.0 $831k 325k 2.56
iShares S&P SmallCap 600 Index (IJR) 0.0 $813k 15k 56.12
Electronic Arts (EA) 0.0 $811k 8.1k 100.12
Air Products & Chemicals (APD) 0.0 $772k 3.9k 199.48
Bank of America Corporation (BAC) 0.0 $765k 36k 21.22
Applied Optoelectronics Inc note 5.000 3/1 0.0 $745k 1.0M 0.74
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.0 $740k 8.8k 84.57
Regeneron Pharmaceuticals (REGN) 0.0 $673k 1.4k 488.39
Servicenow (NOW) 0.0 $630k 2.2k 286.36
Exxon Mobil Corporation (XOM) 0.0 $629k 17k 37.99
Altria (MO) 0.0 $624k 16k 38.66
Seagate Technology Com Stk 0.0 $610k 13k 48.80
Allete (ALE) 0.0 $608k 10k 60.67
Consolidated Edison (ED) 0.0 $585k 7.5k 78.00
Nxp Semiconductors N V (NXPI) 0.0 $574k 6.9k 82.95
ConocoPhillips (COP) 0.0 $567k 18k 30.78
Activision Blizzard 0.0 $554k 9.3k 59.51
TransDigm Group Incorporated (TDG) 0.0 $544k 1.7k 320.00
Infinera 0.0 $543k 103k 5.30
International Business Machines (IBM) 0.0 $535k 4.8k 110.93
Verint Systems (VRNT) 0.0 $494k 12k 42.96
Vistra Energy (VST) 0.0 $492k 31k 15.96
Palo Alto Networks (PANW) 0.0 $492k 3.0k 164.00
CenterPoint Energy (CNP) 0.0 $478k 31k 15.44
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $449k 9.4k 47.84
KLA-Tencor Corporation (KLAC) 0.0 $446k 3.1k 143.87
NVIDIA Corporation (NVDA) 0.0 $436k 1.7k 263.76
Tpg Specialty Lnding Inc equity 0.0 $433k 31k 13.92
Jd (JD) 0.0 $423k 10k 40.50
L3harris Technologies (LHX) 0.0 $414k 2.3k 180.00
Juniper Networks (JNPR) 0.0 $412k 22k 19.16
Lennar Corporation (LEN) 0.0 $396k 10k 38.21
Target Corporation (TGT) 0.0 $395k 4.3k 92.94
Citigroup (C) 0.0 $378k 9.0k 42.07
Hercules Technology Growth Capital (HTGC) 0.0 $370k 49k 7.63
Ezcorp Inc note 2.375% 5/0 0.0 $370k 500k 0.74
American Tower Reit (AMT) 0.0 $366k 1.7k 217.47
Paypal Holdings (PYPL) 0.0 $348k 3.6k 95.63
Masco Corporation (MAS) 0.0 $346k 10k 34.60
iShares S&P 500 Index (IVV) 0.0 $342k 1.3k 258.50
Smiledirectclub (SDCCQ) 0.0 $334k 72k 4.67
AFLAC Incorporated (AFL) 0.0 $325k 9.5k 34.21
Lam Research Corporation 0.0 $324k 1.4k 240.00
Tilray Inc convertible security 0.0 $315k 1.0M 0.32
American Express Company (AXP) 0.0 $312k 3.7k 85.48
Wells Fargo & Company (WFC) 0.0 $301k 11k 28.67
Vertiv Holdings Llc vertiv holdings (VRT) 0.0 $297k 34k 8.65
Anchiano Therapeutics 0.0 $291k 370k 0.79
Tivo Corp 0.0 $283k 40k 7.08
Booking Holdings (BKNG) 0.0 $283k 210.00 1347.62
Ferrari Nv Ord (RACE) 0.0 $282k 1.9k 152.43
Alleghany Corporation 0.0 $276k 500.00 552.00
Gilead Sciences (GILD) 0.0 $273k 3.7k 74.79
Ribbon Communication (RBBN) 0.0 $273k 90k 3.03
Teradyne (TER) 0.0 $271k 5.0k 54.20
Western Digital (WDC) 0.0 $271k 6.5k 41.69
Verisign (VRSN) 0.0 $270k 1.5k 180.00
American Electric Power Company (AEP) 0.0 $269k 3.4k 80.06
Sunpower Corp dbcv 4.000% 1/1 0.0 $257k 300k 0.86
Navient Corporation equity (NAVI) 0.0 $250k 33k 7.58
Seacor Holding Inc note 3.000 11/1 0.0 $248k 250k 0.99
Viacomcbs (PARA) 0.0 $245k 18k 14.00
SVB Financial (SIVBQ) 0.0 $242k 1.6k 151.25
United Rentals (URI) 0.0 $242k 2.4k 102.98
Goldman Sachs (GS) 0.0 $235k 1.5k 154.61
Seattle Genetics 0.0 $231k 2.0k 115.50
Micron Technology (MU) 0.0 $231k 5.5k 42.00
Abbott Laboratories (ABT) 0.0 $225k 2.9k 78.95
Jacobs Engineering 0.0 $221k 2.8k 79.21
Intel Corporation (INTC) 0.0 $219k 4.1k 54.07
Luckin Coffee (LKNCY) 0.0 $218k 8.0k 27.25
I3 Verticals (IIIV) 0.0 $210k 11k 19.09
Clovis Oncology Inc note 1.250% 5/0 0.0 $206k 330k 0.62
Blackstone Mtg Tr (BXMT) 0.0 $186k 10k 18.60
UMH Properties (UMH) 0.0 $185k 17k 10.88
Avantor (AVTR) 0.0 $185k 15k 12.47
MGIC Investment (MTG) 0.0 $184k 29k 6.34
Evolent Health (EVH) 0.0 $181k 33k 5.42
Synchronoss Technologies 0.0 $160k 53k 3.05
Evolus (EOLS) 0.0 $158k 38k 4.16
Colony Cap Inc New cl a 0.0 $147k 84k 1.75
Fireeye 0.0 $127k 12k 10.58
Tutor Perini Corporation (TPC) 0.0 $124k 19k 6.70
Bed Bath & Beyond 0.0 $120k 29k 4.21
Clovis Oncology 0.0 $102k 16k 6.38
Cemex SAB de CV (CX) 0.0 $101k 48k 2.13
General Electric Company 0.0 $91k 12k 7.91
Western Asset Mortgage cmn 0.0 $88k 39k 2.29
New York Mortgage Trust 0.0 $66k 43k 1.55
Paratek Pharmaceuticals 0.0 $56k 18k 3.15
Amarin Corporation 0.0 $54k 14k 4.00
Ocwen Financial Corporation 0.0 $27k 55k 0.49
Encore Cap Group Inc note 3.000% 7/0 0.0 $15k 15k 1.00
Palatin Technologies 0.0 $8.0k 19k 0.42