PenderFund Capital Management

PenderFund Capital Management as of March 31, 2022

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 172 positions in its portfolio as reported in the March 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sangoma Technologies Corp Com New (SANG) 7.3 $30M 1.7M 17.78
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.6 $23M 20M 1.13
Precigen Note 3.500% 7/0 (Principal) 5.0 $20M 20M 1.00
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 4.8 $20M 30M 0.66
Maxar Technologies 3.8 $15M 314k 49.19
Opko Health Note 4.500% 2/1 (Principal) 3.6 $15M 10M 1.48
Burford Cap Ltd Ord Ord Shs (BUR) 3.6 $15M 1.3M 11.49
PAR Technology Corporation (PAR) 3.4 $14M 279k 50.43
Sunrun Note 2/0 Added (Principal) 3.2 $13M 13M 1.00
Tricida Note 3.500% 5/1 (Principal) 3.1 $13M 19M 0.64
Zillow Group Cl C Cap Stk (Z) 2.9 $12M 193k 61.62
Peloton Interactive Cl A Com (PTON) 2.8 $12M 348k 33.03
Sfl Corporation Note 4.875% 5/0 (Principal) 2.7 $11M 8.7M 1.29
Baidu Spon Adr Rep A (BIDU) 2.6 $11M 64k 165.40
Ss&c Technologies Holding (SSNC) 2.5 $10M 110k 93.79
Aviat Networks Com New (AVNW) 2.5 $10M 260k 38.47
Interactive Brokers Group In Com Cl A (IBKR) 2.2 $9.1M 111k 82.39
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 2.2 $8.9M 7.1M 1.25
Universal Technical Institute (UTI) 2.1 $8.7M 788k 11.06
Egain Corp Com New (EGAN) 2.0 $8.2M 565k 14.48
Kkr & Co (KKR) 2.0 $8.1M 111k 73.09
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 1.8 $7.5M 8.0M 0.94
Texas Pacific Land Corp (TPL) 1.8 $7.2M 4.3k 1690.40
Anterix Inc. Atex (ATEX) 1.7 $7.1M 98k 72.39
Jd.com Spon Adr Cl A (JD) 1.6 $6.6M 92k 72.35
Sierra Wireless 1.6 $6.6M 293k 22.57
Stitch Fix Com Cl A (SFIX) 1.6 $6.4M 511k 12.59
Howard Hughes 1.5 $6.3M 48k 129.52
Bausch Health Companies (BHC) 1.3 $5.5M 191k 28.56
SSR MNG Note 2.500% 4/0 (Principal) 1.3 $5.2M 3.0M 1.74
Block Cl A (SQ) 1.2 $5.0M 30k 169.53
Ebix Com New (EBIXQ) 1.1 $4.7M 113k 41.45
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 1.1 $4.6M 5.6M 0.83
Twitter 1.0 $4.1M 85k 48.37
Hello Group Note 1.250% 7/0 (Principal) 1.0 $4.0M 3.5M 1.13
Iac Interactivecorp Com New (IAC) 1.0 $3.9M 31k 125.36
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.7 $2.9M 42k 70.69
Northrop Grumman Corporation (NOC) 0.5 $2.0M 3.5k 558.97
Microstrategy Cl A New (MSTR) 0.4 $1.8M 3.0k 608.00
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.4 $1.6M 1.5M 1.08
Alibaba Group Hldg Sponsored Ads (BABA) 0.4 $1.6M 12k 135.98
Baozun Note 1.625% 5/0 (Principal) 0.3 $1.4M 1.1M 1.26
Kennedy-Wilson Holdings (KW) 0.3 $1.3M 44k 30.48
Lendingtree Note 0.500% 7/1 (Principal) 0.3 $1.3M 1.3M 1.03
Discovery Com Ser C 0.3 $1.2M 38k 31.22
Maxeon Solar Technologies Lt Note 6.500% 7/1 (Principal) 0.3 $1.0M 740k 1.40
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $1.0M 68k 15.02
Starwood Property Trust (STWD) 0.2 $996k 33k 30.23
Coinbase Global Com Cl A (COIN) 0.2 $973k 4.1k 237.32
Colliers Intl Group Sub Vtg Shs (CIGI) 0.2 $684k 4.2k 162.86
Firstservice Corp (FSV) 0.1 $597k 3.3k 180.91
Bottomline Technologies 0.1 $510k 7.2k 70.83
Mimecast Ord Shs 0.1 $497k 5.0k 99.40
Bluerock Residential Gwt Rei Com Cl A 0.1 $478k 14k 33.19
Rogers Corporation (ROG) 0.1 $476k 1.4k 340.00
Citrix Systems 0.1 $467k 3.7k 126.22
Shaw Communications Cl B Conv 0.1 $462k 12k 38.76
Anaplan 0.1 $455k 5.6k 81.25
American National Group Com New 0.1 $410k 1.7k 236.31
Renewable Energy Group Com New 0.1 $409k 5.4k 75.74
Us Ecology 0.1 $389k 6.5k 59.85
Neophotonics Corp 0.1 $388k 20k 19.02
Alleghany Corporation 0.1 $371k 350.00 1060.00
South Jersey Industries 0.1 $359k 8.3k 43.15
Cerner Corporation 0.1 $357k 3.1k 117.05
Tenneco Cl A Vtg Com Stk 0.1 $357k 16k 22.88
Ferro Corporation 0.1 $342k 13k 27.18
Tcw Special Purpose Acqu Cor Com Cl A 0.1 $323k 27k 12.19
Elmira Savings Bank 0.1 $315k 11k 28.67
Meritor 0.1 $311k 7.0k 44.43
People's United Financial 0.1 $307k 12k 24.96
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.1 $301k 21k 14.61
Pershing Square Tontine Hldg Com Cl A 0.1 $296k 12k 24.87
Vy Global Growth Com Cl A 0.1 $296k 24k 12.38
Zynga Cl A 0.1 $262k 23k 11.54
Healthcare Tr Amer Cl A New 0.1 $255k 6.5k 39.23
Moneygram Intl Com New 0.1 $252k 19k 13.19
Ortho Clinical Diagnostics H Ord Shs 0.1 $247k 11k 23.30
Tristate Capital Hldgs 0.1 $245k 5.9k 41.53
Welbilt 0.1 $234k 7.9k 29.70
Prudential Ban 0.1 $226k 11k 20.55
National Security 0.1 $217k 11k 20.01
Flagstar Bancorp Com Par .001 0.1 $207k 3.9k 53.08
Spirit Of Tex Bancshares 0.0 $204k 6.2k 32.90
Level One Bancorp 0.0 $200k 4.0k 50.00
Exterran 0.0 $191k 25k 7.76
Vonage Holdings 0.0 $174k 6.9k 25.31
Spx Flow 0.0 $172k 1.6k 107.50
Intersect Ent 0.0 $172k 4.9k 35.10
IntriCon Corporation 0.0 $167k 5.6k 29.82
Cedar Realty Trust Com New 0.0 $152k 4.4k 34.55
Veoneer Incorporated 0.0 $134k 2.9k 46.21
Natera (NTRA) 0.0 $126k 2.5k 50.85
Hmh Holdings 0.0 $126k 4.8k 26.25
Spirit Airlines (SAVE) 0.0 $115k 4.2k 27.38
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $113k 57k 1.98
Soc Telemed Com Cl A 0.0 $111k 30k 3.74
E Merge Technology Acquisiti Com Cl A 0.0 $111k 9.0k 12.36
Go Acquisition Corp 0.0 $102k 8.3k 12.32
Altitude Acquisition Corp Com Cl A 0.0 $99k 8.0k 12.42
Social Cap Suvretta Hld Crpi Class A Ord Shs 0.0 $88k 7.1k 12.40
Cf Acquisition Corp Iv Com Cl A 0.0 $87k 7.1k 12.25
Hudson Executive Invs Corp I Com Cl A 0.0 $80k 6.5k 12.31
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $80k 6.5k 12.31
Ftac Hera Acquisition Corp Class A Ord Shs 0.0 $80k 6.5k 12.31
Landcadia Holdings Iv Class A Com 0.0 $80k 6.5k 12.31
Lazard Growth Acquisition Cl A Ord Shs 0.0 $80k 6.5k 12.31
Kkr Acquisition Holding I Com Class A 0.0 $80k 6.5k 12.31
Warburg Pincus Captal Corp I Shs Cl A 0.0 $80k 6.5k 12.31
Fusion Acquisition Corp Ii Com Cl A 0.0 $80k 6.5k 12.31
Dune Acquisition Corp Com Cl A 0.0 $80k 6.4k 12.50
Independence Holdings Corp Class A Ord Shs 0.0 $80k 6.5k 12.30
26 Capital Acquisition Corp Com Cl A 0.0 $79k 6.4k 12.34
Altimeter Growth Corp 2 Com Cl A 0.0 $79k 6.4k 12.34
Scion Tech Growth I Cl A Shs 0.0 $79k 6.4k 12.34
Churchill Capital Corp Vi Com Cl A 0.0 $79k 6.4k 12.34
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $79k 6.4k 12.34
Warburg Pincus Captal Corp I Shs Cl A 0.0 $79k 6.4k 12.29
Summer Infant Com New 0.0 $79k 5.4k 14.57
Revolution Healthcar Aq Corp Class A Com 0.0 $79k 6.5k 12.20
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $79k 6.4k 12.29
Compute Health Acquisitin Com Cl A 0.0 $79k 6.5k 12.15
Mason Industrial Technolgy I Com Cl A 0.0 $79k 6.5k 12.15
Austerlitz Acquisition Corp Com Cl A 0.0 $79k 6.5k 12.15
Slam Corp Cl A Shs (SLAM) 0.0 $79k 6.5k 12.15
Accelerate Acquisition Corp Com Cl A 0.0 $79k 6.5k 12.15
Hudson Executive Inves Iii Com Cl A 0.0 $79k 6.5k 12.15
B Riley Prin 250 Merger Corp Class A Com 0.0 $79k 6.5k 12.15
Ares Acquisition Corporation Com Cl A 0.0 $78k 6.4k 12.19
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $78k 6.4k 12.19
Jaws Mustang Acquisition Cor Shs Cl A (JWSM) 0.0 $78k 6.4k 12.19
Apollo Strategic Grwt Cptl I Shs Cl A 0.0 $78k 6.4k 12.19
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $78k 6.4k 12.19
Social Cap Suvretta Hlds Cp Class A Ord Shs 0.0 $78k 6.4k 12.19
Fortress Value Acquisi Corp Com Cl A 0.0 $78k 6.4k 12.19
Elliott Opportunity Ii Corp Shs Cl A 0.0 $78k 6.4k 12.19
Msd Acquisition Corp Class A Ord Shs 0.0 $77k 6.3k 12.22
Vector Acquisition Corp Ii Cl A Shs 0.0 $77k 6.3k 12.13
Altc Acquisition Corp Com Cl A (ALCC) 0.0 $77k 6.3k 12.13
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $75k 49k 1.55
Health Assurn Acquisition Com Cl A 0.0 $72k 5.9k 12.24
Partners Bancorp 0.0 $71k 6.1k 11.55
Magnachip Semiconductor Corp (MX) 0.0 $59k 2.8k 21.07
Nexgen Energy (NXE) 0.0 $59k 8.4k 7.02
Gulfport Energy Corp Common Shares (GPOR) 0.0 $56k 500.00 112.00
Virgin Group Acquisit Corp I Shs Cl A 0.0 $54k 4.4k 12.27
Cohn Robbins Holdings Corp Com Cl A 0.0 $50k 4.0k 12.50
Oaktree Acquisition Corp Ii Cl A Shs 0.0 $50k 4.0k 12.50
Uniti Group Inc Com reit (UNIT) 0.0 $48k 2.8k 17.14
Highland Transcend Partners Com Cl A 0.0 $48k 3.9k 12.31
Shockwave Med (SWAV) 0.0 $41k 160.00 256.25
Cedar Fair Depositry Unit (FUN) 0.0 $41k 600.00 68.33
5 01 Acquisition Corp Com Cl A 0.0 $41k 3.3k 12.39
Rmg Acquisition Corp Iii Cl A Shs (RMGC) 0.0 $39k 3.2k 12.36
TreeHouse Foods (THS) 0.0 $28k 700.00 40.00
Avanti Acquisition Corp Shs Cl A 0.0 $26k 2.1k 12.38
Pontem Corporation Shs Cl A 0.0 $26k 2.1k 12.38
Cc Neuberger Prin Hldgs Ii Shs Cl A 0.0 $25k 2.0k 12.50
Lux Health Tech Acquisition *w Exp 11/30/202 0.0 $17k 33k 0.52
Bluescape Opportunities Acqu SHS 0.0 $16k 1.3k 12.31
Velo3d *w Exp 12/01/202 (VLD.WS) 0.0 $13k 5.0k 2.60
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $12k 10k 1.16
Fortress Capital Acquisition Shs Cl A 0.0 $4.0k 335.00 11.94
Jaws Hurricane Acquisitn Cor *w Exp 03/26/202 0.0 $2.0k 2.5k 0.80
Primavera Capital Acquist *w Exp 01/19/202 0.0 $1.0k 2.5k 0.40
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 0.0 $1.0k 2.5k 0.40
Tritium Dcfc *w Exp 01/13/202 Added (DCFCW) 0.0 $999.999000 333.00 3.00
One Equity Partners Open Wtr *w Exp 01/14/202 0.0 $999.933200 1.7k 0.60
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
Science Strategic Acq Alpha *w Exp 01/20/202 0.0 $0 1.7k 0.00
Corner Growth Acquisitn Corp Class A Ord Shs (TRON) 0.0 $0 10.00 0.00
Pear Therapeutics *w Exp 12/03/202 (PERWQ) 0.0 $0 333.00 0.00