Relative Value Partners

Relative Value Partners Group as of Sept. 30, 2018

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 144 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.6 $60M 460k 130.18
iShares Lehman 3-7 Yr Treasury Bond (IEI) 3.7 $34M 284k 119.07
iShares Lehman 1-3 Year Treas.Bond (SHY) 3.7 $33M 403k 83.09
Tri-Continental Corporation (TY) 3.6 $33M 1.2M 26.86
TCW Strategic Income Fund (TSI) 3.4 $31M 5.5M 5.56
Nuveen Mtg opportunity term (JLS) 3.3 $30M 1.3M 23.10
Ishares Tr cmn (GOVT) 3.2 $29M 1.2M 24.34
Allianzgi Nfj Divid Int Prem S cefs 3.2 $29M 2.3M 12.73
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 3.2 $29M 243k 118.77
Special Opportunities Fund (SPE) 3.1 $28M 1.9M 14.66
Special Opp 3.5% Pfd Conv 2.8 $25M 1.0M 24.60
Vanguard Total Stock Market ETF (VTI) 2.7 $25M 164k 150.36
BlackRock Credit All Inc Trust IV (BTZ) 2.5 $23M 1.9M 11.71
wisdomtreetrusdivd.. (DGRW) 2.5 $23M 512k 44.33
Eaton Vance Limited Duration Income Fund (EVV) 2.3 $21M 1.7M 12.10
General American Investors (GAM) 2.0 $18M 492k 36.97
Voya Prime Rate Trust sh ben int 2.0 $18M 3.7M 4.78
Vanguard Information Technology ETF (VGT) 1.9 $17M 83k 202.56
Deutsche Multi-mkt Income Tr Shs cef 1.8 $17M 1.9M 8.78
MFS Charter Income Trust (MCR) 1.8 $16M 2.2M 7.42
iShares Lehman Short Treasury Bond (SHV) 1.8 $16M 148k 110.44
First Trust/Four Corners SFRI Fund II (FCT) 1.8 $16M 1.3M 12.49
Templeton Emerging Markets (EMF) 1.7 $15M 1.1M 14.42
Eaton Vance Short Duration Diversified I (EVG) 1.6 $15M 1.1M 12.80
Nuveen Real (JRI) 1.6 $15M 930k 15.55
Western Asset Vrble Rate Strtgc Fnd 1.6 $14M 877k 15.98
Ishares Msci Japan (EWJ) 1.5 $14M 230k 60.23
Nuveen Muni Value Fund (NUV) 1.5 $14M 1.5M 9.39
Pioneer Floating Rate Trust (PHD) 1.4 $13M 1.2M 10.84
SPDR KBW Bank (KBE) 1.4 $12M 264k 46.57
MFS Government Markets Income Trust (MGF) 1.4 $12M 2.8M 4.43
Liberty All-Star Equity Fund (USA) 1.2 $11M 1.6M 6.81
MFS Intermediate Income Trust (MIN) 1.2 $11M 2.9M 3.59
Spdr Ser Tr shrt trsry etf (SPTS) 1.1 $9.7M 331k 29.45
Alerian Mlp Etf 1.0 $9.0M 846k 10.68
BlackRock Floating Rate Income Strat. Fn (FRA) 1.0 $9.0M 654k 13.79
THE GDL FUND Closed-End fund (GDL) 1.0 $8.9M 1.1M 8.42
Barings Bdc (BBDC) 0.9 $8.5M 889k 9.52
Vanguard FTSE All-World ex-US ETF (VEU) 0.8 $7.4M 141k 52.33
Eaton Vance Floating-Rate Income Trust (EFT) 0.8 $6.9M 495k 13.86
Nuveen Mortgage opportunity trm fd2 0.7 $5.9M 254k 23.11
Wisdomtree Tr blmbrg fl tr 0.6 $5.6M 222k 25.08
PennantPark Investment (PNNT) 0.6 $5.4M 712k 7.64
Dws Strategic Income Trust 0.6 $5.2M 455k 11.43
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.6 $5.0M 163k 30.74
Health Care SPDR (XLV) 0.5 $4.6M 48k 95.16
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.5 $4.4M 550k 8.01
Ares Capital Corporation (ARCC) 0.5 $4.2M 246k 17.19
Rivernorth Doubleline Strate (OPP) 0.5 $4.1M 262k 15.70
Pennantpark Floating Rate Capi (PFLT) 0.5 $4.0M 305k 13.24
Ladder Capital Corp Class A (LADR) 0.5 $4.0M 235k 17.26
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.5 $4.0M 478k 8.47
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.4 $3.7M 37k 101.16
Ares Coml Real Estate (ACRE) 0.4 $3.8M 267k 14.26
BlackRock Ltd. Duration Income Trust (BLW) 0.4 $3.4M 260k 13.17
Granite Pt Mtg Tr (GPMT) 0.4 $3.4M 176k 19.28
Oaktree Strategic Income Cor 0.3 $3.2M 366k 8.65
BlackRock Enhanced Government Fund (EGF) 0.3 $2.5M 192k 13.10
Tortoise Pwr & Energy (TPZ) 0.3 $2.4M 126k 19.07
Vanguard Short-Term Bond ETF (BSV) 0.2 $2.3M 29k 78.03
iShares S&P 500 Index (IVV) 0.2 $2.2M 7.4k 294.03
Equity Commonwealth (EQC) 0.2 $2.1M 67k 32.09
Blackrock Debt Strat (DSU) 0.2 $1.9M 204k 9.18
iShares MSCI EAFE Index Fund (EFA) 0.2 $1.8M 26k 67.97
MFA Mortgage Investments 0.2 $1.7M 227k 7.35
Blackrock Tcp Cap Corp (TCPC) 0.2 $1.6M 115k 14.23
Williams Companies (WMB) 0.2 $1.5M 55k 27.18
Microsoft Corporation (MSFT) 0.1 $1.3M 12k 114.33
iShares Russell 1000 Growth Index (IWF) 0.1 $1.3M 8.4k 156.40
SPDR S&P Dividend (SDY) 0.1 $1.2M 12k 97.96
Aberdeen Chile Fund (AEF) 0.1 $1.1M 165k 6.45
Loews Corporation (L) 0.1 $911k 18k 50.22
Trupanion (TRUP) 0.1 $866k 24k 35.72
Eagle Pt Cr (ECC) 0.1 $901k 50k 17.89
Vanguard REIT ETF (VNQ) 0.1 $788k 9.8k 80.66
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $834k 88k 9.49
Nuveen Multi-mkt Inc Income (JMM) 0.1 $769k 109k 7.05
Johnson & Johnson (JNJ) 0.1 $721k 5.2k 138.12
Chevron Corporation (CVX) 0.1 $682k 5.6k 122.33
Intel Corporation (INTC) 0.1 $686k 15k 47.31
Vanguard Emerging Markets ETF (VWO) 0.1 $692k 17k 41.45
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $688k 25k 27.70
Spdr S&p 500 Etf (SPY) 0.1 $608k 2.1k 290.49
iShares S&P 500 Value Index (IVE) 0.1 $604k 5.2k 116.49
SPDR S&P Emerging Markets (SPEM) 0.1 $593k 17k 34.83
Bank of America Corporation (BAC) 0.1 $530k 18k 29.44
New Germany Fund (GF) 0.1 $559k 31k 18.19
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $575k 16k 37.11
Spdr Euro Stoxx 50 Etf (FEZ) 0.1 $537k 14k 38.26
Templeton Emerging Markets Income Fund (TEI) 0.1 $503k 66k 7.57
Citigroup (C) 0.1 $552k 7.7k 71.69
Ihs Markit 0.1 $564k 11k 53.92
Cisco Systems (CSCO) 0.1 $477k 9.8k 48.67
Utilities SPDR (XLU) 0.1 $463k 8.8k 52.61
Vanguard Small-Cap ETF (VB) 0.1 $451k 2.8k 163.41
Eaton Vance Enhanced Equity Income Fund (EOI) 0.1 $447k 28k 16.03
Putnam Municipal Opportunities Trust (PMO) 0.1 $470k 41k 11.46
Lazard World Dividend & Income Fund 0.1 $465k 45k 10.43
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $450k 9.3k 48.40
Royce Global Value Tr (RGT) 0.1 $439k 42k 10.51
Exxon Mobil Corporation (XOM) 0.0 $356k 4.2k 84.96
Wal-Mart Stores (WMT) 0.0 $376k 4.0k 94.00
Union Pacific Corporation (UNP) 0.0 $326k 2.0k 163.00
Merck & Co (MRK) 0.0 $321k 4.5k 71.33
WisdomTree India Earnings Fund (EPI) 0.0 $351k 15k 24.14
European Equity Fund (EEA) 0.0 $396k 42k 9.38
General Motors Company (GM) 0.0 $381k 11k 33.63
Vanguard Utilities ETF (VPU) 0.0 $384k 3.3k 117.79
WisdomTree Japan Total Dividend (DXJ) 0.0 $350k 6.0k 57.90
Swiss Helvetia Fund (SWZ) 0.0 $330k 25k 13.43
BlackRock New York Insured Municipal 0.0 $399k 32k 12.47
Macquarie Global Infr Total Rtrn Fnd 0.0 $376k 18k 21.26
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.0 $363k 28k 12.82
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $337k 24k 14.02
Schwab Strategic Tr 0 (SCHP) 0.0 $336k 6.2k 53.92
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $347k 6.2k 56.40
Anchor Bancorp 0.0 $324k 12k 28.29
Japan Equity Fund ietf (JEQ) 0.0 $337k 40k 8.39
Bank Ozk (OZK) 0.0 $366k 9.6k 37.95
Eli Lilly & Co. (LLY) 0.0 $268k 2.5k 107.20
Pfizer (PFE) 0.0 $273k 6.2k 44.03
Unum (UNM) 0.0 $264k 6.8k 39.11
Southside Bancshares (SBSI) 0.0 $270k 7.7k 34.86
iShares S&P 500 Growth Index (IVW) 0.0 $282k 1.6k 177.58
Vanguard Mid-Cap ETF (VO) 0.0 $263k 1.6k 165.10
Vanguard European ETF (VGK) 0.0 $285k 5.1k 56.42
SPDR Barclays Capital High Yield B 0.0 $299k 8.3k 36.05
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $255k 23k 11.20
Ellsworth Fund (ECF) 0.0 $301k 29k 10.30
Ishares Tr hdg msci eafe (HEFA) 0.0 $268k 8.9k 29.97
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $242k 13k 18.54
Aberdeen Global Dynamic Divd F (AGD) 0.0 $287k 28k 10.42
iShares MSCI Emerging Markets Indx (EEM) 0.0 $217k 5.0k 43.00
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $200k 155.00 1290.32
ConocoPhillips (COP) 0.0 $209k 2.7k 77.41
iShares Gold Trust 0.0 $186k 16k 11.46
Vanguard Small-Cap Value ETF (VBR) 0.0 $196k 1.4k 140.00
iShares Barclays TIPS Bond Fund (TIP) 0.0 $207k 1.9k 110.34
Abbvie (ABBV) 0.0 $190k 2.0k 94.48
Great Wastern Ban 0.0 $192k 4.6k 42.20
Genworth Financial (GNW) 0.0 $92k 22k 4.16
Anworth Mortgage Asset Corporation 0.0 $116k 25k 4.64
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $128k 10k 12.80
Elements Rogers Intl Commodity Etn etf 0.0 $124k 22k 5.62