Risk Paradigm as of Dec. 31, 2015
Portfolio Holdings for Risk Paradigm
Risk Paradigm holds 221 positions in its portfolio as reported in the December 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares S&P 500 Index (IVV) | 4.9 | $4.2M | 20k | 204.87 | |
| iShares MSCI Japan Index | 4.6 | $3.9M | 319k | 12.12 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 4.3 | $3.6M | 34k | 105.59 | |
| iShares MSCI ACWI Index Fund (ACWI) | 3.6 | $3.0M | 54k | 55.82 | |
| iShares S&P 500 Growth Index (IVW) | 3.2 | $2.7M | 24k | 115.80 | |
| iShares S&P SmallCap 600 Growth (IJT) | 3.1 | $2.7M | 21k | 124.31 | |
| iShares S&P SmallCap 600 Value Idx (IJS) | 3.1 | $2.7M | 25k | 108.16 | |
| iShares Dow Jones US Real Estate (IYR) | 2.9 | $2.5M | 33k | 75.08 | |
| SPDR Barclays Capital Intl Tresy Bd ETF (BWX) | 2.2 | $1.9M | 37k | 51.63 | |
| Spdr Series Trust equity (IBND) | 2.2 | $1.9M | 61k | 30.80 | |
| First Tr Exch Trd Alpha Fd I (FJP) | 2.2 | $1.9M | 40k | 47.16 | |
| First Trust Utilities AlphaDEX Fnd (FXU) | 2.2 | $1.9M | 84k | 22.39 | |
| Ssga Active Etf Tr blkstn gsosrln (SRLN) | 2.2 | $1.9M | 40k | 46.13 | |
| First Trust Cnsumer Stapl Alpha (FXG) | 2.2 | $1.8M | 41k | 44.45 | |
| First Trust Financials AlphaDEX (FXO) | 2.1 | $1.8M | 78k | 23.18 | |
| First Trust Cnsmer Disry Alpha Fnd (FXD) | 2.1 | $1.8M | 53k | 34.10 | |
| First Trust Tech AlphaDEX Fnd (FXL) | 2.1 | $1.8M | 54k | 33.24 | |
| iShares Lehman Aggregate Bond (AGG) | 1.9 | $1.6M | 15k | 108.01 | |
| iShares Lehman MBS Bond Fund (MBB) | 1.8 | $1.5M | 14k | 107.70 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 1.8 | $1.5M | 28k | 54.38 | |
| First Trust S&P REIT Index Fund (FRI) | 1.8 | $1.5M | 68k | 22.08 | |
| First Trust Large Cap Core Alp Fnd (FEX) | 1.7 | $1.5M | 34k | 43.26 | |
| Financial Select Sector SPDR (XLF) | 1.7 | $1.4M | 61k | 23.83 | |
| Consumer Discretionary SPDR (XLY) | 1.7 | $1.4M | 18k | 78.16 | |
| Consumer Staples Select Sect. SPDR (XLP) | 1.5 | $1.3M | 26k | 50.49 | |
| Industrial SPDR (XLI) | 1.5 | $1.3M | 24k | 53.01 | |
| Technology SPDR (XLK) | 1.5 | $1.3M | 30k | 42.83 | |
| Utilities SPDR (XLU) | 1.5 | $1.3M | 30k | 43.28 | |
| iShares Dow Jones US Healthcare (IYH) | 1.5 | $1.3M | 8.5k | 150.01 | |
| iShares S&P Europe 350 Index (IEV) | 1.4 | $1.2M | 30k | 40.11 | |
| iShares S&P MidCap 400 Value Index (IJJ) | 1.2 | $1.0M | 8.9k | 117.20 | |
| General Electric Company | 1.0 | $868k | 28k | 31.15 | |
| iShares S&P 500 Value Index (IVE) | 1.0 | $862k | 9.7k | 88.53 | |
| iShares S&P MidCap 400 Growth (IJK) | 1.0 | $859k | 5.3k | 160.96 | |
| Berkshire Hathaway (BRK.B) | 1.0 | $834k | 6.3k | 132.04 | |
| iShares S&P SmallCap 600 Index (IJR) | 1.0 | $841k | 7.6k | 110.11 | |
| iShares S&P MidCap 400 Index (IJH) | 0.8 | $696k | 5.0k | 139.32 | |
| Exxon Mobil Corporation (XOM) | 0.7 | $588k | 7.5k | 77.95 | |
| Vanguard Long Term Corporate Bond ETF (VCLT) | 0.6 | $526k | 6.3k | 84.18 | |
| Enterprise Products Partners (EPD) | 0.6 | $519k | 20k | 25.58 | |
| Apple (AAPL) | 0.6 | $497k | 4.7k | 105.26 | |
| Rydex S&P Equal Weight ETF | 0.5 | $441k | 5.7k | 76.64 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.5 | $401k | 5.0k | 80.58 | |
| Vanguard Malvern Fds strm infproidx (VTIP) | 0.5 | $395k | 8.2k | 48.35 | |
| United Development Funding closely held st | 0.5 | $388k | 35k | 11.00 | |
| Fidelity msci finls idx (FNCL) | 0.5 | $383k | 14k | 28.30 | |
| Proshares Tr pshs consmrgoods (UGE) | 0.4 | $373k | 3.5k | 105.50 | |
| ProShares Ultra Technology (ROM) | 0.4 | $360k | 4.6k | 78.74 | |
| ProShares Ultra Health Care (RXL) | 0.4 | $366k | 5.6k | 65.98 | |
| Fidelity msci hlth care i (FHLC) | 0.4 | $365k | 11k | 34.53 | |
| Proshares Tr pshs consmr svcs (UCC) | 0.4 | $354k | 3.3k | 106.68 | |
| iShares Dow Jones US Technology (IYW) | 0.4 | $347k | 3.2k | 107.03 | |
| Proshares Tr (UYG) | 0.4 | $339k | 4.8k | 71.00 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.4 | $341k | 3.2k | 105.78 | |
| Chevron Corporation (CVX) | 0.4 | $331k | 3.7k | 89.96 | |
| Proshares Tr pshs ultra indl (UXI) | 0.4 | $331k | 3.1k | 106.85 | |
| Ishares Trust Msci China msci china idx (MCHI) | 0.3 | $283k | 6.3k | 44.62 | |
| Consolidated Edison (ED) | 0.3 | $268k | 4.2k | 64.27 | |
| Starbucks Corporation (SBUX) | 0.3 | $273k | 4.6k | 60.03 | |
| Materials SPDR (XLB) | 0.2 | $214k | 4.9k | 43.42 | |
| Johnson & Johnson (JNJ) | 0.2 | $205k | 2.0k | 102.72 | |
| Pfizer (PFE) | 0.2 | $190k | 5.9k | 32.28 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.2 | $188k | 1.6k | 114.01 | |
| Duke Energy (DUK) | 0.2 | $187k | 2.6k | 71.39 | |
| Proshares Tr | 0.2 | $186k | 2.6k | 71.87 | |
| Altria (MO) | 0.2 | $182k | 3.1k | 58.21 | |
| Procter & Gamble Company (PG) | 0.2 | $181k | 2.3k | 79.41 | |
| ProShares Ultra Utilities (UPW) | 0.2 | $178k | 1.9k | 92.00 | |
| Microsoft Corporation (MSFT) | 0.2 | $166k | 3.0k | 55.48 | |
| Southern Company (SO) | 0.2 | $171k | 3.7k | 46.79 | |
| National Grid | 0.2 | $170k | 2.5k | 69.54 | |
| Alphabet Inc Class A cs (GOOGL) | 0.2 | $171k | 220.00 | 778.01 | |
| McDonald's Corporation (MCD) | 0.2 | $164k | 1.4k | 118.14 | |
| Biogen Idec (BIIB) | 0.2 | $158k | 517.00 | 306.35 | |
| Goldman Sachs (GS) | 0.2 | $155k | 860.00 | 180.23 | |
| Dow Chemical Company | 0.2 | $151k | 2.9k | 51.48 | |
| Philip Morris International (PM) | 0.2 | $155k | 1.8k | 87.91 | |
| Proshares Tr | 0.2 | $149k | 4.3k | 34.32 | |
| ConocoPhillips (COP) | 0.2 | $148k | 3.2k | 46.69 | |
| Royal Dutch Shell | 0.2 | $145k | 3.1k | 46.04 | |
| iShares Dow Jones US Industrial (IYJ) | 0.2 | $148k | 1.4k | 102.92 | |
| Intel Corporation (INTC) | 0.2 | $132k | 3.8k | 34.45 | |
| AstraZeneca (AZN) | 0.2 | $134k | 4.0k | 33.95 | |
| Kinder Morgan (KMI) | 0.2 | $138k | 9.2k | 14.92 | |
| Mondelez Int (MDLZ) | 0.2 | $133k | 3.0k | 44.84 | |
| Ventas (VTR) | 0.1 | $130k | 2.3k | 56.43 | |
| At&t (T) | 0.1 | $118k | 3.4k | 34.41 | |
| Pepsi (PEP) | 0.1 | $122k | 1.2k | 99.92 | |
| British American Tobac (BTI) | 0.1 | $118k | 1.1k | 110.45 | |
| Bank of America Corporation (BAC) | 0.1 | $111k | 6.6k | 16.83 | |
| Verizon Communications (VZ) | 0.1 | $100k | 2.2k | 46.22 | |
| SPDR Gold Trust (GLD) | 0.1 | $100k | 988.00 | 101.46 | |
| iShares Dow Jones US Utilities (IDU) | 0.1 | $100k | 926.00 | 107.92 | |
| Schwab Strategic Tr us lrg cap etf (SCHX) | 0.1 | $99k | 2.0k | 48.57 | |
| Reynolds American | 0.1 | $90k | 2.0k | 46.15 | |
| Jp Morgan Alerian Mlp Index (AMJ) | 0.1 | $96k | 3.3k | 28.97 | |
| iShares Dow Jones US Energy Sector (IYE) | 0.1 | $90k | 2.7k | 33.86 | |
| Factorshares Tr ise cyber sec | 0.1 | $89k | 3.5k | 25.90 | |
| Coca-Cola Company (KO) | 0.1 | $88k | 2.0k | 42.96 | |
| Home Depot (HD) | 0.1 | $86k | 651.00 | 132.25 | |
| Amgen (AMGN) | 0.1 | $81k | 500.00 | 162.33 | |
| GlaxoSmithKline | 0.1 | $89k | 2.2k | 40.35 | |
| Honeywell International (HON) | 0.1 | $87k | 837.00 | 103.57 | |
| American Electric Power Company (AEP) | 0.1 | $84k | 1.4k | 58.27 | |
| Northwest Natural Gas | 0.1 | $82k | 1.6k | 50.61 | |
| Zoetis Inc Cl A (ZTS) | 0.1 | $82k | 1.7k | 47.92 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $74k | 1.1k | 66.03 | |
| Wells Fargo & Company (WFC) | 0.1 | $77k | 1.4k | 54.36 | |
| Merck & Co (MRK) | 0.1 | $73k | 1.4k | 52.82 | |
| Target Corporation (TGT) | 0.1 | $79k | 1.1k | 72.61 | |
| United Technologies Corporation | 0.1 | $77k | 796.00 | 96.07 | |
| Visa (V) | 0.1 | $79k | 1.0k | 77.55 | |
| Public Service Enterprise (PEG) | 0.1 | $77k | 2.0k | 38.69 | |
| American International (AIG) | 0.1 | $75k | 1.2k | 61.97 | |
| Dean Foods Company | 0.1 | $76k | 4.4k | 17.15 | |
| 3M Company (MMM) | 0.1 | $64k | 423.00 | 150.64 | |
| International Paper Company (IP) | 0.1 | $69k | 1.8k | 37.70 | |
| Ford Motor Company (F) | 0.1 | $69k | 4.9k | 14.09 | |
| Clorox Company (CLX) | 0.1 | $64k | 505.00 | 126.83 | |
| MetLife (MET) | 0.1 | $69k | 1.4k | 48.21 | |
| iShares Silver Trust (SLV) | 0.1 | $69k | 5.2k | 13.19 | |
| General Motors Company (GM) | 0.1 | $64k | 1.9k | 34.01 | |
| Coach | 0.1 | $57k | 1.8k | 32.73 | |
| Spectra Energy | 0.1 | $59k | 2.4k | 23.94 | |
| E.I. du Pont de Nemours & Company | 0.1 | $58k | 863.00 | 66.60 | |
| Emerson Electric (EMR) | 0.1 | $56k | 1.2k | 47.83 | |
| Valero Energy Corporation (VLO) | 0.1 | $57k | 812.00 | 70.71 | |
| Novartis (NVS) | 0.1 | $63k | 737.00 | 86.04 | |
| International Business Machines (IBM) | 0.1 | $59k | 429.00 | 137.62 | |
| Alerian Mlp Etf | 0.1 | $57k | 4.7k | 12.05 | |
| Nuveen Div Adv Muni Fd 3 Ben Int (NZF) | 0.1 | $57k | 4.0k | 14.36 | |
| Vanguard Mega Cap 300 Value Index ETF (MGV) | 0.1 | $59k | 997.00 | 59.03 | |
| Vanguard Admiral Fds Inc cmn (IVOO) | 0.1 | $58k | 615.00 | 93.83 | |
| Chuys Hldgs (CHUY) | 0.1 | $56k | 1.8k | 31.34 | |
| Time Warner Cable | 0.1 | $54k | 289.00 | 185.59 | |
| Time Warner | 0.1 | $50k | 777.00 | 64.67 | |
| United Parcel Service (UPS) | 0.1 | $50k | 518.00 | 96.23 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $51k | 400.00 | 127.30 | |
| Boeing Company (BA) | 0.1 | $54k | 372.00 | 144.59 | |
| General Mills (GIS) | 0.1 | $54k | 932.00 | 57.66 | |
| Rockwell Automation (ROK) | 0.1 | $51k | 492.00 | 102.61 | |
| United Fire & Casualty (UFCS) | 0.1 | $54k | 1.4k | 38.31 | |
| Eversource Energy (ES) | 0.1 | $51k | 1.0k | 51.07 | |
| Air Products & Chemicals (APD) | 0.1 | $39k | 301.00 | 130.11 | |
| Nextera Energy (NEE) | 0.1 | $45k | 433.00 | 103.89 | |
| Western Asset Mrtg Defined Oppn Fund (DMO) | 0.1 | $42k | 1.8k | 23.55 | |
| Hci (HCI) | 0.1 | $44k | 1.3k | 34.85 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $44k | 1.4k | 32.26 | |
| AGL Resources | 0.0 | $33k | 513.00 | 63.81 | |
| Automatic Data Processing (ADP) | 0.0 | $37k | 440.00 | 84.72 | |
| International Flavors & Fragrances (IFF) | 0.0 | $36k | 300.00 | 119.64 | |
| EMC Corporation | 0.0 | $31k | 1.2k | 25.68 | |
| Energy Transfer Equity (ET) | 0.0 | $30k | 2.2k | 13.74 | |
| Celgene Corporation | 0.0 | $36k | 300.00 | 119.76 | |
| Vanguard European ETF (VGK) | 0.0 | $33k | 664.00 | 49.88 | |
| Dreyfus Strategic Muni. | 0.0 | $34k | 4.0k | 8.54 | |
| Vanguard Mega Cap 300 Growth Index ETF (MGK) | 0.0 | $31k | 378.00 | 83.04 | |
| Phillips 66 (PSX) | 0.0 | $31k | 384.00 | 81.80 | |
| Facebook Inc cl a (META) | 0.0 | $31k | 300.00 | 104.66 | |
| BP (BP) | 0.0 | $28k | 885.00 | 31.26 | |
| Travelers Companies (TRV) | 0.0 | $22k | 194.00 | 112.86 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $24k | 403.00 | 58.72 | |
| Entergy Corporation (ETR) | 0.0 | $27k | 400.00 | 68.36 | |
| Invesco Mortgage Capital | 0.0 | $27k | 2.2k | 12.39 | |
| PowerShares Emerging Markets Sovere | 0.0 | $28k | 1.0k | 27.31 | |
| Vanguard Intmdte Tm Govt Bd ETF (VGIT) | 0.0 | $29k | 445.00 | 64.44 | |
| POWERSHARES ETF TRUST II KBW HG Yld Fin | 0.0 | $21k | 1.0k | 21.00 | |
| Western Ast Clymr Infl Lkd Sc & Incm (WIA) | 0.0 | $22k | 2.0k | 10.57 | |
| Linkedin Corp | 0.0 | $23k | 103.00 | 225.08 | |
| Proshares Tr Ii vix strmfut etf | 0.0 | $25k | 1.9k | 13.33 | |
| 0.0 | $22k | 950.00 | 23.14 | ||
| Annaly Capital Management | 0.0 | $20k | 2.1k | 9.38 | |
| Hartford Financial Services (HIG) | 0.0 | $17k | 400.00 | 43.46 | |
| State Street Corporation (STT) | 0.0 | $21k | 316.00 | 66.36 | |
| Ace Limited Cmn | 0.0 | $19k | 165.00 | 116.85 | |
| Blackstone | 0.0 | $14k | 468.00 | 29.24 | |
| Health Care SPDR (XLV) | 0.0 | $16k | 225.00 | 72.03 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.0 | $16k | 127.00 | 125.83 | |
| Walt Disney Company (DIS) | 0.0 | $20k | 187.00 | 105.07 | |
| Bristol Myers Squibb (BMY) | 0.0 | $13k | 190.00 | 68.79 | |
| Cisco Systems (CSCO) | 0.0 | $16k | 575.00 | 27.15 | |
| Morgan Stanley (MS) | 0.0 | $16k | 508.00 | 31.81 | |
| Colgate-Palmolive Company (CL) | 0.0 | $20k | 300.00 | 66.62 | |
| Schlumberger (SLB) | 0.0 | $14k | 200.00 | 69.75 | |
| Unilever | 0.0 | $13k | 300.00 | 43.32 | |
| Exelon Corporation (EXC) | 0.0 | $14k | 500.00 | 27.77 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $17k | 2.6k | 6.77 | |
| Kellogg Company (K) | 0.0 | $15k | 200.00 | 72.27 | |
| Rite Aid Corporation | 0.0 | $20k | 2.5k | 7.84 | |
| Under Armour (UAA) | 0.0 | $16k | 200.00 | 80.61 | |
| Transcanada Corp | 0.0 | $14k | 440.00 | 32.59 | |
| BHP Billiton (BHP) | 0.0 | $18k | 691.00 | 25.76 | |
| HCP | 0.0 | $19k | 503.00 | 38.24 | |
| Market Vectors Gold Miners ETF | 0.0 | $19k | 1.4k | 13.72 | |
| Oil-Dri Corporation of America (ODC) | 0.0 | $18k | 500.00 | 36.83 | |
| Danaher Corp Del debt | 0.0 | $14k | 5.0k | 2.70 | |
| iShares S&P 100 Index (OEF) | 0.0 | $14k | 149.00 | 91.17 | |
| American Capital Agency | 0.0 | $14k | 805.00 | 17.34 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.0 | $20k | 2.5k | 7.84 | |
| Clearbridge Energy M | 0.0 | $21k | 1.4k | 15.18 | |
| BlackRock Debt Strategies Fund | 0.0 | $15k | 4.5k | 3.37 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.0 | $14k | 274.00 | 50.08 | |
| Flaherty & Crumrine Pref. Incme Opp (PFO) | 0.0 | $13k | 1.3k | 10.67 | |
| Northern Tier Energy | 0.0 | $13k | 500.00 | 25.86 | |
| Goldman Sachs Group | 0.0 | $16k | 600.00 | 26.19 | |
| Corts Aon Cap (KTN) | 0.0 | $18k | 572.00 | 30.55 | |
| Tier Reit | 0.0 | $17k | 1.1k | 14.75 | |
| Care Cap Properties | 0.0 | $16k | 530.00 | 30.57 | |
| Fluor Corporation (FLR) | 0.0 | $10k | 212.00 | 47.22 | |
| Nike (NKE) | 0.0 | $13k | 200.00 | 62.50 | |
| Textron (TXT) | 0.0 | $12k | 277.00 | 42.01 | |
| Energy Transfer Partners | 0.0 | $12k | 340.00 | 33.73 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $13k | 2.8k | 4.57 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.0 | $12k | 140.00 | 84.36 | |
| SPDR Barclays Capital High Yield B | 0.0 | $10k | 300.00 | 33.91 | |
| WisdomTree Intl. LargeCap Div (DOL) | 0.0 | $13k | 290.00 | 43.16 | |
| Barclays Bank | 0.0 | $12k | 470.00 | 25.97 | |
| Aegon 6 1/2 | 0.0 | $11k | 425.00 | 25.86 | |
| Duff & Phelps Global (DPG) | 0.0 | $12k | 792.00 | 14.73 | |
| Deutsche Strategic Municipal Income Trust | 0.0 | $12k | 930.00 | 13.20 | |
| Green Ban | 0.0 | $12k | 1.2k | 10.48 |
