Rivernorth Capital Management

Rivernorth Capital Management as of March 31, 2015

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 172 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Dynamic Credit Income other 5.6 $83M 4.1M 20.42
BlackRock Credit All Inc Trust IV (BTZ) 2.8 $42M 3.1M 13.46
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.5 $37M 4.1M 9.05
AllianceBernstein Income Fund 2.4 $35M 4.6M 7.72
Boulder Growth & Income Fund (STEW) 2.2 $33M 3.9M 8.57
American Capital 2.0 $30M 2.1M 14.79
Vanguard Emerging Markets ETF (VWO) 1.8 $27M 651k 40.87
Spdr S&p 500 Etf (SPY) 1.7 $25M 122k 206.43
Adams Express Company (ADX) 1.6 $25M 1.8M 13.96
Tri-Continental Corporation (TY) 1.6 $24M 1.1M 21.69
Templeton Global Income Fund 1.6 $24M 3.3M 7.19
iShares S&P 100 Index (OEF) 1.5 $23M 250k 90.26
PowerShares FTSE RAFI US 1000 1.5 $22M 241k 91.31
Liberty All-Star Equity Fund (USA) 1.5 $22M 3.8M 5.84
BlackRock Corporate High Yield Fund VI (HYT) 1.5 $22M 2.0M 11.16
Aberdeen Asia-Pacific Income Fund 1.4 $22M 4.0M 5.38
BlackRock Debt Strategies Fund 1.4 $21M 5.5M 3.73
Ubs Ag London Brh 2x lev lng lkd 1.4 $21M 929k 22.20
Royce Value Trust (RVT) 1.4 $20M 1.4M 14.32
Blackstone Gso Strategic (BGB) 1.4 $20M 1.3M 16.18
Blackrock Multi-sector Incom other (BIT) 1.3 $19M 1.1M 17.47
Vanguard Europe Pacific ETF (VEA) 1.3 $19M 483k 39.83
Nuveen Premium Income Muni Fund 2 1.3 $19M 1.4M 14.19
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.3 $19M 1.5M 12.46
Nuveen Long/short Commodity 1.2 $18M 1.1M 16.68
Morgan Stanley Emerging Markets Domestic (EDD) 1.2 $17M 1.9M 9.26
PowerShrs CEF Income Cmpst Prtfl 1.2 $17M 725k 23.85
Alpine Total Dyn Fd New cefs 1.1 $17M 1.9M 8.91
Nuveen Intermediate 1.1 $17M 1.3M 12.96
BlackRock Global Opportunities Equity Tr (BOE) 1.1 $17M 1.2M 13.88
Invesco Van Kampen Muni Opp Trust (VMO) 1.1 $16M 1.3M 12.96
Allianzgi Equity & Conv In 1.1 $16M 810k 19.81
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 1.0 $15M 713k 20.97
Putnam Premier Income Trust (PPT) 1.0 $15M 2.8M 5.27
MFS Multimarket Income Trust (MMT) 1.0 $14M 2.3M 6.35
Nexpoint Credit Strategies 1.0 $14M 1.9M 7.50
MFS Charter Income Trust (MCR) 0.9 $14M 1.6M 8.80
Rydex Russell Top 50 ETF 0.9 $13M 95k 140.33
Eaton Vance Limited Duration Income Fund (EVV) 0.9 $13M 922k 14.39
Invesco Van Kampen Municipal Trust (VKQ) 0.9 $13M 1.0M 12.80
First Tr High Income L/s (FSD) 0.9 $13M 802k 16.38
General American Investors (GAM) 0.9 $13M 371k 34.98
Templeton Emerging Markets Income Fund (TEI) 0.8 $12M 1.1M 10.77
Clearbridge Amern Energ M 0.8 $12M 775k 15.82
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.8 $12M 904k 13.35
Nuveen Global High (JGH) 0.8 $12M 706k 17.07
Nuveen Municipal Advantage Fund 0.8 $12M 849k 13.76
Nuveen Mtg opportunity term (JLS) 0.7 $11M 475k 23.29
Brookfield Mortg. Opportunity bond etf 0.7 $11M 661k 16.47
Diversified Real Asset Inc F 0.7 $11M 603k 18.10
Nuveen Munpl Markt Opp Fund 0.7 $10M 741k 13.70
LEGG MASON BW GLOBAL Income 0.7 $10M 629k 15.93
PowerShares FTSE RAFI Emerging MarketETF 0.7 $9.6M 521k 18.50
Wstrn Asst Emrgng Mrkts Incm Fnd 0.6 $9.5M 853k 11.11
Zweig Total Return 0.6 $9.5M 697k 13.68
Western Asset Hgh Yld Dfnd (HYI) 0.6 $9.5M 579k 16.35
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.6 $9.2M 585k 15.75
Medley Capital Corporation 0.6 $8.9M 974k 9.15
Central Fd Cda Ltd cl a 0.6 $8.8M 738k 11.93
Franklin Templeton (FTF) 0.6 $8.7M 718k 12.17
Nuveen Div. Advantage Muni. Fund (NAD) 0.6 $8.5M 596k 14.32
Clearbridge Energy M 0.5 $8.1M 407k 19.89
Nuveen Premium Income Municipal Fund 0.5 $7.6M 541k 14.02
Clough Global Equity Fund closed-end fund (GLQ) 0.5 $7.7M 511k 15.03
Nuveen Build Amer Bd (NBB) 0.5 $7.6M 357k 21.24
Western Asset Global Cp Defi (GDO) 0.5 $7.5M 423k 17.69
Ares Dynamic Cr Allocation (ARDC) 0.5 $7.2M 446k 16.26
AllianceBernstein Global Hgh Incm (AWF) 0.5 $7.2M 573k 12.57
Deutsche High Income Opport 0.5 $7.2M 499k 14.36
Invesco Van Kampen Dyn Cr Opp Fund 0.5 $7.1M 590k 11.97
Apollo Tactical Income Fd In (AIF) 0.5 $7.0M 429k 16.32
Stone Hbr Emerg Mkts Tl 0.5 $6.9M 477k 14.47
Ivy High Income Opportunities 0.5 $6.9M 423k 16.23
Fifth Street Finance 0.4 $6.5M 892k 7.30
MVC Capital 0.4 $6.3M 660k 9.48
Eaton Vance Short Duration Diversified I (EVG) 0.4 $6.2M 431k 14.49
Morgan Stanley Emerging Markets Debt (MSD) 0.4 $6.3M 678k 9.27
Western Asst High Incm Opprtnty Fnd (HIO) 0.4 $6.1M 1.1M 5.32
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.4 $6.1M 541k 11.34
Blackstone Gso Lng Shrt Cr I (BGX) 0.4 $6.1M 378k 16.14
Goldman Sachs Mlp Inc Opp 0.4 $6.1M 365k 16.84
Western Asset Global High Income Fnd (EHI) 0.4 $5.9M 531k 11.11
Nuveen Insd Dividend Advantage (NVG) 0.4 $5.8M 398k 14.51
Nuveen Multi-Strategy Income & Growth (JPC) 0.4 $5.7M 600k 9.53
VIRTUS GLOBAL Multi-sec (VGI) 0.4 $5.6M 337k 16.71
Neuberger Berman Real Estate Sec (NRO) 0.4 $5.5M 1.0M 5.42
Nuveen Senior Income Fund 0.4 $5.5M 819k 6.66
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.3 $5.0M 739k 6.72
Pimco Income Strategy Fund II (PFN) 0.3 $4.8M 479k 10.04
Clough Global Allocation Fun (GLV) 0.3 $4.7M 312k 15.05
Nuveen Build Amer Bd Opptny 0.3 $4.6M 211k 21.72
Sprott Focus Tr (FUND) 0.3 $4.6M 634k 7.26
Putnam Master Int. Income (PIM) 0.3 $4.5M 910k 4.90
Strategic Global Income Fund 0.3 $4.5M 532k 8.43
LMP Real Estate Income Fund 0.3 $4.4M 337k 13.02
Western Asset Worldwide Income Fund 0.3 $4.3M 378k 11.34
Gsv Cap Corp 0.3 $4.4M 446k 9.80
Cornerstone Progressive Rtn 0.3 $4.3M 274k 15.83
Nuveen Insured Municipal Opp. Fund 0.3 $4.0M 270k 14.68
Lehman Brothers First Trust IOF (NHS) 0.3 $4.0M 323k 12.34
Market Vectors Gold Miners ETF 0.3 $3.8M 210k 18.24
Avenue Income Cr Strat 0.3 $3.8M 254k 15.14
iShares Russell 2000 Index (IWM) 0.2 $3.7M 30k 124.37
New America High Income Fund I 0.2 $3.7M 412k 9.05
Western Asset Managed High Incm Fnd 0.2 $3.7M 717k 5.17
Advent/Claymore Enhanced Growth & Income 0.2 $3.7M 392k 9.42
Nuveen Select Quality Municipal Fund 0.2 $3.7M 260k 14.09
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $3.6M 255k 14.19
Eaton Vance Senior Income Trust (EVF) 0.2 $3.4M 524k 6.51
Federated Enhanced Treasury 0.2 $3.5M 258k 13.51
Prudential Gl Sh Dur Hi Yld 0.2 $3.5M 218k 15.93
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.2 $3.3M 402k 8.21
Putnam Municipal Opportunities Trust (PMO) 0.2 $3.3M 267k 12.26
Global High Income Fund 0.2 $3.3M 381k 8.75
Nuveen Mortgage opportunity trm fd2 0.2 $3.3M 146k 22.62
Cbre Clarion Global Real Estat re (IGR) 0.2 $3.2M 362k 8.95
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.2 $3.1M 210k 14.94
Kayne Anderson Mdstm Energy 0.2 $3.2M 97k 32.78
THE GDL FUND Closed-End fund (GDL) 0.2 $3.2M 310k 10.33
Nuveen Int Dur Qual Mun Trm 0.2 $3.2M 247k 12.98
Aberdn Emring Mkts Telecomtions 0.2 $3.0M 238k 12.57
Central Europe and Russia Fund (CEE) 0.2 $3.1M 149k 20.50
Blackrock Kelso Capital 0.2 $2.6M 283k 9.06
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $2.6M 547k 4.74
Eaton Vance Fltg Rate In 0.2 $2.6M 152k 17.00
Blackstone Gso Flting Rte Fu (BSL) 0.2 $2.5M 142k 17.25
Nuveen Premier Mun Income 0.2 $2.5M 177k 13.90
Dreyfus Mun Bd Infrastructure 0.2 $2.3M 182k 12.78
Oha Investment 0.2 $2.5M 466k 5.27
Nuveen Qual Preferred Inc. Fund III 0.1 $2.3M 265k 8.66
Cohen & Steers REIT/P (RNP) 0.1 $2.0M 104k 19.45
MFS InterMarket Income Trust I 0.1 $2.0M 231k 8.48
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.9M 153k 12.56
Central Securities (CET) 0.1 $1.8M 80k 21.80
Invesco Van Kampen Bond Fund (VBF) 0.1 $1.7M 93k 18.70
Saratoga Investment (SAR) 0.1 $1.8M 116k 15.85
Special Opportunities Fund (SPE) 0.1 $1.8M 119k 15.42
Ares Multi Strategy Cr Fd In 0.1 $1.7M 87k 20.10
Dws Global High Income Fund 0.1 $1.7M 206k 8.38
Nuveen Floating Rate Income Fund (JFR) 0.1 $1.7M 147k 11.31
MFS Intermediate High Income Fund (CIF) 0.1 $1.7M 604k 2.75
Montgomery Street Income Securities 0.1 $1.5M 88k 16.89
Nuveen Performance Plus Municipal Fund 0.1 $1.5M 101k 14.87
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.6M 87k 17.82
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $1.3M 93k 13.90
Deutsche High Income Tr 0.1 $1.4M 159k 8.88
iShares Russell 1000 Value Index (IWD) 0.1 $1.2M 12k 103.09
Voya Prime Rate Trust sh ben int 0.1 $1.1M 206k 5.54
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $1.1M 67k 15.79
Nuveen Diversified Commodty 0.1 $1.1M 91k 11.89
Fort Dearborn Income Securities 0.1 $1.0M 73k 14.38
Prudential Sht Duration Hg Y 0.1 $997k 61k 16.28
Voya Emerging Markets High I etf (IHD) 0.1 $1.0M 99k 10.09
First Trust New Opportunities 0.1 $1.1M 65k 17.10
Pioneer Floating Rate Trust (PHD) 0.1 $840k 72k 11.63
Madison Strategic Sector Premium Fund 0.1 $961k 80k 12.04
Brookfield High Income Fd In 0.1 $852k 97k 8.82
Prospect Capital Corporation (PSEC) 0.1 $705k 83k 8.45
Nuveen Dividend Advantage Municipal Fd 2 0.1 $808k 57k 14.19
Nuveen Sht Dur Cr Opp 0.1 $818k 48k 17.15
Nuveen Quality Income Municipal Fund 0.0 $550k 39k 14.05
Royce Global Value Tr (RGT) 0.0 $585k 73k 8.05
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $461k 52k 8.81
Credit Suisse AM Inc Fund (CIK) 0.0 $512k 160k 3.21
Eaton Vance Municipal Bond Fund (EIM) 0.0 $400k 31k 12.89
THL Credit 0.0 $255k 21k 12.27
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $364k 27k 13.46
Stellus Capital Investment (SCM) 0.0 $370k 31k 12.06
Goldmansachsbdc (GSBD) 0.0 $327k 16k 20.66
LMP Corporate Loan Fund 0.0 $114k 10k 11.14
Nuveen Insured Quality Muncipal Fund 0.0 $173k 13k 13.40
Blackrock Science & (BST) 0.0 $180k 10k 17.82