Rivernorth Capital Management

Rivernorth Capital Management as of Dec. 31, 2015

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 198 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Dynamic Credit Income other 7.0 $123M 6.8M 18.03
American Capital 4.2 $74M 5.3M 13.79
Fifth Street Finance 2.9 $51M 8.0M 6.38
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.4 $42M 4.1M 10.44
BlackRock Credit All Inc Trust IV (BTZ) 2.2 $38M 3.1M 12.34
AllianceBernstein Income Fund 2.1 $36M 4.7M 7.67
Aberdeen Asia-Pacific Income Fund 2.1 $36M 7.9M 4.57
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.9 $34M 4.3M 7.84
Liberty All-Star Equity Fund (USA) 1.8 $31M 5.9M 5.35
Boulder Growth & Income Fund (STEW) 1.7 $30M 3.9M 7.74
BlackRock Corporate High Yield Fund VI (HYT) 1.6 $29M 2.9M 9.78
Spdr S&p 500 Etf (SPY) 1.5 $27M 130k 203.87
Eaton Vance Limited Duration Income Fund (EVV) 1.5 $26M 2.0M 12.76
Templeton Global Income Fund 1.4 $25M 4.0M 6.35
Vanguard Emerging Markets ETF (VWO) 1.4 $25M 751k 32.71
Tri-Continental Corporation (TY) 1.3 $23M 1.2M 20.02
Adams Express Company (ADX) 1.3 $23M 1.8M 12.83
Royce Value Trust (RVT) 1.2 $21M 1.8M 11.77
Blackrock Multi-sector Incom other (BIT) 1.2 $21M 1.3M 15.81
PowerShares FTSE RAFI US 1000 1.2 $21M 241k 86.83
BlackRock Debt Strategies Fund 1.1 $20M 6.0M 3.37
Clough Global Equity Fund closed-end fund (GLQ) 1.1 $20M 1.6M 12.53
Blackstone Gso Strategic (BGB) 1.1 $20M 1.5M 13.37
Prudential Gl Sh Dur Hi Yld 1.1 $19M 1.3M 14.15
AllianceBernstein Global Hgh Incm (AWF) 1.1 $18M 1.7M 10.78
Vanguard Europe Pacific ETF (VEA) 1.0 $18M 483k 36.72
Calamos Conv. Opptys. & Income Fund (CHI) 0.9 $17M 1.7M 9.91
Invesco Van Kampen Dyn Cr Opp Fund 0.9 $16M 1.5M 10.55
PowerShrs CEF Income Cmpst Prtfl 0.9 $16M 735k 21.34
Alpine Total Dyn Fd New cefs 0.8 $15M 1.9M 7.68
Fifth Str Sr Floating Rate 0.8 $15M 1.7M 8.57
Templeton Emerging Markets Income Fund (TEI) 0.8 $14M 1.4M 9.97
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.8 $14M 1.3M 11.32
Kayne Anderson MLP Investment (KYN) 0.8 $14M 815k 17.29
Morgan Stanley Emerging Markets Domestic (EDD) 0.8 $14M 2.0M 6.80
First Tr High Income L/s (FSD) 0.8 $14M 972k 14.08
Medley Capital Corporation 0.8 $13M 1.8M 7.52
General American Investors (GAM) 0.7 $13M 406k 31.94
Allianzgi Conv & Income Fd I 0.7 $13M 2.5M 5.05
MFS Multimarket Income Trust (MMT) 0.7 $13M 2.3M 5.51
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.7 $13M 912k 13.73
Allianzgi Equity & Conv In 0.7 $12M 691k 17.96
MFS Charter Income Trust (MCR) 0.7 $12M 1.6M 7.62
Nuveen Municipal Advantage Fund 0.7 $12M 850k 13.85
Ares Dynamic Cr Allocation (ARDC) 0.7 $12M 882k 13.36
Rydex Russell Top 50 ETF 0.7 $12M 80k 144.58
Brookfield Mortg. Opportunity bond etf 0.7 $11M 775k 14.75
Prudential Sht Duration Hg Y 0.6 $11M 775k 14.60
Nuveen Intermediate 0.6 $11M 872k 12.86
Western Asst High Incm Opprtnty Fnd (HIO) 0.6 $11M 2.3M 4.69
Nuveen Mtg opportunity term (JLS) 0.6 $11M 475k 22.71
Clearbridge Energy M 0.6 $11M 869k 12.31
Nuveen Global High (JGH) 0.6 $11M 764k 13.74
BlackRock Global Opportunities Equity Tr (BOE) 0.6 $10M 793k 12.76
Nuveen Munpl Markt Opp Fund 0.6 $10M 738k 13.79
MVC Capital 0.6 $10M 1.4M 7.37
Nexpoint Credit Strategies 0.6 $9.8M 478k 20.44
Western Asset Hgh Yld Dfnd (HYI) 0.6 $9.6M 683k 14.10
Invesco Van Kampen Senior Income Trust (VVR) 0.5 $9.6M 2.4M 4.04
Wstrn Asst Emrgng Mrkts Incm Fnd 0.5 $9.4M 967k 9.73
Zweig Total Return 0.5 $9.2M 757k 12.18
Ubs Ag London Brh 2x lev lng lkd 0.5 $9.1M 567k 15.98
Babson Cap Glb Sht Durhgh Yl 0.5 $9.1M 553k 16.49
Tortoise Energy Infrastructure 0.5 $9.0M 325k 27.82
Gsv Cap Corp 0.5 $9.0M 956k 9.37
Invesco Van Kampen Municipal Trust (VKQ) 0.5 $8.7M 684k 12.77
Neuberger Berman Real Estate Sec (NRO) 0.5 $8.4M 1.7M 5.01
Franklin Templeton (FTF) 0.5 $8.3M 774k 10.72
iShares S&P 100 Index (OEF) 0.5 $8.1M 89k 91.17
LEGG MASON BW GLOBAL Income 0.5 $8.1M 699k 11.58
Nuveen Senior Income Fund 0.4 $7.6M 1.3M 5.77
Nuveen Long/short Commodity 0.4 $7.7M 498k 15.54
Central Fd Cda Ltd cl a 0.4 $7.4M 738k 9.99
Western Asset Global High Income Fnd (EHI) 0.4 $7.4M 850k 8.72
PowerShares FTSE RAFI Emerging MarketETF 0.4 $7.3M 521k 13.94
Apollo Investment 0.4 $6.4M 1.2M 5.22
Eaton Vance Short Duration Diversified I (EVG) 0.4 $6.6M 490k 13.41
Nuveen Premium Income Municipal Fund 0.4 $6.4M 455k 14.10
Stone Hbr Emerg Mkts Tl 0.4 $6.5M 572k 11.37
Deutsche High Income Opport 0.4 $6.5M 499k 13.06
Western Asset Global Cp Defi (GDO) 0.4 $6.3M 400k 15.80
Brookfield Global Listed 0.4 $6.3M 537k 11.75
Allianzgi Divers Inc & Cnv F 0.4 $6.4M 350k 18.16
Nuveen Floating Rate Income Fund (JFR) 0.3 $6.1M 597k 10.24
Blackstone Gso Lng Shrt Cr I (BGX) 0.3 $6.1M 451k 13.48
Nuveen Insd Dividend Advantage (NVG) 0.3 $6.0M 416k 14.48
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.3 $6.0M 1.1M 5.55
Apollo Tactical Income Fd In (AIF) 0.3 $6.0M 434k 13.89
Ivy High Income Opportunities 0.3 $6.1M 489k 12.38
Western Asset Managed High Incm Fnd 0.3 $5.7M 1.3M 4.52
Morgan Stanley Emerging Markets Debt (MSD) 0.3 $5.8M 678k 8.57
LMP Capital and Income Fund (SCD) 0.3 $5.6M 454k 12.37
Lehman Brothers First Trust IOF (NHS) 0.3 $5.7M 561k 10.09
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $5.6M 541k 10.29
Deutsche Multi-mkt Income Tr Shs cef 0.3 $5.5M 725k 7.64
Global High Income Fund 0.3 $5.5M 645k 8.50
Clearbridge Energy Mlp Opp F 0.3 $5.5M 436k 12.67
Eaton Vance Senior Income Trust (EVF) 0.3 $5.2M 908k 5.77
New America High Income Fund I 0.3 $5.0M 654k 7.66
Clough Global Allocation Fun (GLV) 0.3 $4.9M 367k 13.47
Sprott Focus Tr (FUND) 0.3 $5.0M 858k 5.80
Strategic Global Income Fund 0.3 $4.7M 532k 8.76
VIRTUS GLOBAL Multi-sec (VGI) 0.3 $4.8M 337k 14.13
Tortoise MLP Fund 0.3 $4.5M 261k 17.36
Cbre Clarion Global Real Estat re (IGR) 0.3 $4.6M 605k 7.64
Oha Investment 0.3 $4.6M 1.2M 3.80
Solar Cap (SLRC) 0.2 $4.3M 264k 16.43
Advent Claymore Convertible Sec & Inc (AVK) 0.2 $4.3M 320k 13.52
Cohen & Steers REIT/P (RNP) 0.2 $4.3M 235k 18.44
Clearbridge Amern Energ M 0.2 $4.4M 536k 8.19
Saratoga Investment (SAR) 0.2 $4.2M 274k 15.42
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $4.1M 321k 12.90
LMP Real Estate Income Fund 0.2 $4.2M 323k 13.04
Nuveen Build Amer Bd Opptny 0.2 $4.3M 211k 20.29
Full Circle Cap Corp 0.2 $4.2M 1.7M 2.47
Avenue Income Cr Strat 0.2 $4.2M 367k 11.35
Blackstone Gso Flting Rte Fu (BSL) 0.2 $3.8M 256k 14.85
Western Asset Worldwide Income Fund 0.2 $3.9M 387k 10.08
Morgan Stanley income sec 0.2 $3.9M 230k 16.87
THE GDL FUND Closed-End fund (GDL) 0.2 $3.9M 387k 10.01
Deutsche High Income Tr 0.2 $3.9M 488k 7.95
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $3.7M 255k 14.36
Nuveen Select Quality Municipal Fund 0.2 $3.7M 260k 14.05
Pioneer Floating Rate Trust (PHD) 0.2 $3.6M 329k 10.85
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $3.5M 237k 14.58
Advent/Claymore Enhanced Growth & Income 0.2 $3.4M 414k 8.27
iShares Russell 1000 Value Index (IWD) 0.2 $3.3M 34k 97.85
iShares Russell 2000 Index (IWM) 0.2 $3.4M 30k 112.63
Nuveen Mortgage opportunity trm fd2 0.2 $3.2M 146k 22.29
Stone Hbr Emerg Mrkts (EDF) 0.2 $3.4M 280k 12.05
Nuveen Sht Dur Cr Opp 0.2 $3.4M 227k 14.83
Eaton Vance Floating-Rate Income Trust (EFT) 0.2 $3.1M 246k 12.64
Calamos Global Dynamic Income Fund (CHW) 0.2 $3.1M 435k 7.16
Nuveen Fltng Rte Incm Opp 0.2 $3.0M 310k 9.80
Credit Suisse AM Inc Fund (CIK) 0.2 $3.1M 1.1M 2.78
MFS Intermediate High Income Fund (CIF) 0.2 $2.9M 1.3M 2.32
Market Vectors Gold Miners ETF 0.2 $2.9M 210k 13.72
Western Asset Glbl Partners Incm Fnd 0.2 $2.9M 373k 7.73
Managed High Yield Plus Fund 0.2 $2.8M 1.6M 1.76
Aberdn Emring Mkts Telecomtions 0.1 $2.7M 248k 10.86
First Trust/Aberdeen Global Opportunity 0.1 $2.6M 259k 10.13
First Trust Strategic 0.1 $2.7M 239k 11.13
Nexpoint Residential Tr (NXRT) 0.1 $2.6M 198k 13.09
Central Europe and Russia Fund (CEE) 0.1 $2.3M 136k 16.63
Kcap Financial 0.1 $2.0M 499k 4.07
Kkr Income Opportunities (KIO) 0.1 $2.2M 157k 13.87
Nuveen Build Amer Bd (NBB) 0.1 $1.9M 93k 20.09
Brookfield High Income Fd In 0.1 $2.0M 286k 6.88
Voya Emerging Markets High I etf (IHD) 0.1 $1.9M 259k 7.40
LMP Corporate Loan Fund 0.1 $1.8M 185k 9.88
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $1.8M 247k 7.45
Special Opportunities Fund (SPE) 0.1 $1.8M 138k 13.20
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $1.8M 254k 7.11
Crossroads Cap 0.1 $1.8M 553k 3.21
Central Securities (CET) 0.1 $1.5M 80k 19.02
Jp Morgan Alerian Mlp Index 0.1 $1.6M 57k 28.98
Western Asset High Incm Fd I (HIX) 0.1 $1.6M 254k 6.31
Invesco Van Kampen High Inc Trust II (VLT) 0.1 $1.6M 125k 12.85
Nuveen Dividend Advantage Municipal Fd 2 0.1 $1.6M 116k 14.16
Duff & Phelps Global (DPG) 0.1 $1.7M 113k 14.73
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $1.6M 74k 21.57
Dws Global High Income Fund 0.1 $1.6M 206k 7.55
Calamos (CCD) 0.1 $1.5M 85k 18.06
Dreyfus Mun Bd Infrastructure 0.1 $1.4M 116k 12.38
Putnam Master Int. Income (PIM) 0.1 $1.3M 288k 4.55
Nuveen Quality Income Municipal Fund 0.1 $1.2M 82k 14.18
Madison Strategic Sector Premium Fund 0.1 $1.3M 118k 10.77
Calamos Convertible & Hi Income Fund (CHY) 0.1 $1.1M 103k 10.51
Putnam High Income Securities Fund 0.1 $1.1M 150k 7.31
Source Capital 0.1 $975k 15k 66.24
Goldman Sachs Mlp Inc Opp 0.1 $1.1M 131k 8.23
Dws Strategic Income Trust 0.1 $1.1M 105k 10.51
Nuveen Premium Income Muni Fund 2 0.1 $905k 63k 14.47
Nuveen Qual Preferred Inc. Fund III 0.1 $828k 98k 8.49
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $893k 98k 9.16
Allianzgi Nfj Divid Int Prem S cefs 0.1 $848k 68k 12.40
Royce Global Value Tr (RGT) 0.1 $817k 110k 7.45
Ubs Ag London Brh etracs mth 2xlv 0.1 $862k 56k 15.35
Ares Capital Corporation (ARCC) 0.0 $764k 54k 14.26
MFS High Income Municipal Trust (CXE) 0.0 $638k 130k 4.91
Diversified Real Asset Inc F 0.0 $664k 43k 15.50
Invesco Van Kampen Bond Fund (VBF) 0.0 $604k 34k 17.56
Nuveen Diversified Commodty 0.0 $614k 68k 9.02
First Trust Active Dividend Income Fund 0.0 $609k 72k 8.46
Apollo Sr Floating Rate Fd I (AFT) 0.0 $449k 30k 15.14
Voya Prime Rate Trust sh ben int 0.0 $463k 91k 5.06
Aberdeen Global Income Fund (FCO) 0.0 $384k 50k 7.69
Pimco Income Strategy Fund (PFL) 0.0 $382k 39k 9.73
Alpine Global Dynamic 0.0 $285k 32k 8.85
Gabelli mutual funds - (GGZ) 0.0 $344k 33k 10.39
Nuveen Insured Quality Muncipal Fund 0.0 $195k 14k 13.63
Thl Cr Sr Ln 0.0 $232k 15k 15.83
American Cap Sr Floating 0.0 $98k 10k 9.80
RMR Asia Pacific Real Estate Fund 0.0 $24k 1.3k 18.99
Nuveen Global Value Opportunities Fund 0.0 $43k 4.0k 10.85
Invesco Quality Municipal Inc Trust (IQI) 0.0 $49k 3.9k 12.68
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $21k 1.5k 14.27
Zweig Fund 0.0 $24k 1.8k 13.33