Rivernorth Capital Management

Rivernorth Capital Management as of March 31, 2016

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 171 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Dynamic Credit Income other 7.0 $113M 6.5M 17.44
American Capital 4.5 $74M 4.8M 15.24
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.7 $44M 4.6M 9.58
BlackRock Credit All Inc Trust IV (BTZ) 2.4 $38M 3.1M 12.52
AllianceBernstein Income Fund 2.3 $38M 4.8M 7.85
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.1 $34M 4.3M 7.91
Liberty All-Star Equity Fund (USA) 1.9 $31M 6.1M 4.97
Eaton Vance Limited Duration Income Fund (EVV) 1.8 $29M 2.2M 13.18
BlackRock Corporate High Yield Fund VI (HYT) 1.8 $29M 2.9M 9.97
Boulder Growth & Income Fund (STEW) 1.7 $28M 3.6M 7.85
Spdr S&p 500 Etf (SPY) 1.6 $27M 130k 205.52
Vanguard Emerging Markets ETF (VWO) 1.6 $26M 751k 34.58
Tri-Continental Corporation (TY) 1.5 $25M 1.2M 19.96
Royce Value Trust (RVT) 1.5 $25M 2.1M 11.71
Adams Express Company (ADX) 1.5 $24M 1.9M 12.65
Templeton Global Income Fund 1.4 $24M 3.6M 6.52
Invesco Van Kampen Senior Income Trust (VVR) 1.4 $23M 5.7M 4.04
PowerShares FTSE RAFI US 1000 1.3 $21M 241k 88.15
Blackrock Multi-sector Incom other (BIT) 1.3 $21M 1.3M 15.81
BlackRock Debt Strategies Fund 1.3 $21M 6.0M 3.47
Calamos Conv. Opptys. & Income Fund (CHI) 1.3 $20M 2.2M 9.49
Blackstone Gso Strategic (BGB) 1.2 $20M 1.5M 13.63
Aberdeen Asia-Pacific Income Fund 1.1 $19M 3.7M 5.00
AllianceBernstein Global Hgh Incm (AWF) 1.1 $18M 1.6M 11.66
Clough Global Equity Fund closed-end fund (GLQ) 1.1 $18M 1.6M 10.88
Vanguard Europe Pacific ETF (VEA) 1.1 $17M 483k 35.88
Alpine Total Dyn Fd New cefs 1.1 $17M 2.3M 7.50
Invesco Van Kampen Dyn Cr Opp Fund 1.0 $17M 1.5M 10.75
Prudential Gl Sh Dur Hi Yld 1.0 $16M 1.1M 14.88
Morgan Stanley Emerging Markets Domestic (EDD) 0.9 $16M 2.0M 7.64
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.9 $15M 1.3M 12.22
PowerShrs CEF Income Cmpst Prtfl 0.9 $15M 691k 21.59
General American Investors (GAM) 0.9 $15M 471k 31.23
Templeton Emerging Markets Income Fund (TEI) 0.9 $14M 1.4M 10.28
First Tr High Income L/s (FSD) 0.9 $14M 972k 14.62
Fifth Str Sr Floating Rate 0.9 $14M 1.8M 7.93
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.8 $13M 913k 14.52
MFS Multimarket Income Trust (MMT) 0.8 $13M 2.3M 5.83
MFS Charter Income Trust (MCR) 0.8 $13M 1.6M 8.13
Ares Dynamic Cr Allocation (ARDC) 0.7 $12M 885k 13.38
Rydex Russell Top 50 ETF 0.7 $12M 80k 145.34
Allianzgi Equity & Conv In 0.7 $12M 633k 18.19
Zweig Total Return 0.7 $11M 934k 11.99
Prudential Sht Duration Hg Y 0.7 $11M 732k 15.40
Brookfield Mortg. Opportunity bond etf 0.7 $11M 751k 14.64
Western Asst High Incm Opprtnty Fnd (HIO) 0.7 $11M 2.3M 4.69
MVC Capital 0.6 $11M 1.4M 7.46
Nuveen Global High (JGH) 0.6 $10M 741k 13.87
Franklin Templeton (FTF) 0.6 $9.9M 872k 11.34
Wstrn Asst Emrgng Mrkts Incm Fnd 0.6 $9.9M 968k 10.26
Nuveen Mtg opportunity term (JLS) 0.6 $9.9M 441k 22.48
Western Asset Hgh Yld Dfnd (HYI) 0.6 $9.5M 683k 13.94
Advent Claymore Convertible Sec & Inc (AVK) 0.6 $9.4M 710k 13.21
Nuveen Municipal Advantage Fund 0.6 $9.2M 642k 14.35
Babson Cap Glb Sht Durhgh Yl 0.6 $9.3M 556k 16.69
Nexpoint Credit Strategies Fund (NXDT) 0.6 $9.0M 500k 18.05
Neuberger Berman Real Estate Sec (NRO) 0.6 $9.0M 1.8M 5.09
Central Fd Cda Ltd cl a 0.5 $8.8M 738k 11.99
LEGG MASON BW GLOBAL Income 0.5 $8.6M 700k 12.35
PowerShares FTSE RAFI Emerging MarketETF 0.5 $8.1M 521k 15.58
iShares S&P 100 Index (OEF) 0.5 $8.0M 88k 91.37
Nuveen Senior Income Fund 0.5 $7.7M 1.3M 5.90
BlackRock Global Opportunities Equity Tr (BOE) 0.5 $7.7M 647k 11.88
Nuveen Long/short Commodity 0.5 $7.7M 508k 15.06
Eaton Vance Short Duration Diversified I (EVG) 0.4 $7.1M 536k 13.34
Clearbridge Energy M 0.4 $7.1M 688k 10.38
Brookfield Global Listed 0.4 $6.6M 581k 11.35
Stone Hbr Emerg Mkts Tl 0.4 $6.7M 542k 12.35
Deutsche High Income Opport 0.4 $6.7M 499k 13.33
Western Asset Global High Income Fnd (EHI) 0.4 $6.4M 711k 9.04
Western Asset Global Cp Defi (GDO) 0.4 $6.6M 398k 16.49
LMP Capital and Income Fund (SCD) 0.4 $6.3M 506k 12.37
Blackstone Gso Lng Shrt Cr I (BGX) 0.4 $6.1M 451k 13.60
Ivy High Income Opportunities 0.4 $6.2M 489k 12.73
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.4 $5.9M 1.1M 5.43
Lehman Brothers First Trust IOF (NHS) 0.4 $5.9M 561k 10.61
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.4 $6.0M 541k 11.06
Morgan Stanley Emerging Markets Debt (MSD) 0.4 $6.0M 678k 8.78
Allianzgi Conv & Income Fd I 0.4 $6.1M 1.2M 4.88
Sprott Focus Tr (FUND) 0.4 $6.0M 987k 6.09
Nuveen Floating Rate Income Fund (JFR) 0.4 $5.9M 585k 10.07
Apollo Tactical Income Fd In (AIF) 0.4 $5.9M 434k 13.61
Allianzgi Divers Inc & Cnv F 0.4 $5.9M 329k 17.78
Nuveen Munpl Markt Opp Fund 0.3 $5.8M 405k 14.22
Gsv Cap Corp 0.3 $5.7M 1.0M 5.60
Deutsche Multi-mkt Income Tr Shs cef 0.3 $5.7M 725k 7.93
New America High Income Fund I 0.3 $5.6M 691k 8.07
Eaton Vance Senior Income Trust (EVF) 0.3 $5.4M 941k 5.79
Western Asset Managed High Incm Fnd 0.3 $5.6M 1.3M 4.43
Global High Income Fund 0.3 $5.6M 645k 8.69
Medley Capital Corporation 0.3 $5.5M 833k 6.60
Oha Investment 0.3 $5.5M 1.6M 3.39
Apollo Investment 0.3 $5.1M 916k 5.55
Nuveen Fltng Rte Incm Opp 0.3 $5.0M 504k 9.89
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $4.8M 369k 13.07
Strategic Global Income Fund 0.3 $4.7M 532k 8.91
Clough Global Allocation Fun (GLV) 0.3 $4.7M 408k 11.61
Cbre Clarion Global Real Estat re (IGR) 0.3 $4.8M 614k 7.81
VIRTUS GLOBAL Multi-sec (VGI) 0.3 $4.8M 337k 14.17
Saratoga Investment (SAR) 0.3 $4.6M 295k 15.68
Full Circle Cap Corp 0.3 $4.6M 1.8M 2.58
Cohen & Steers REIT/P (RNP) 0.3 $4.4M 235k 18.92
LMP Real Estate Income Fund 0.3 $4.4M 323k 13.64
Avenue Income Cr Strat 0.3 $4.4M 404k 10.96
Kcap Financial 0.3 $4.4M 1.2M 3.60
Market Vectors Gold Miners ETF 0.3 $4.2M 210k 19.97
Western Asset Worldwide Income Fund 0.2 $4.0M 387k 10.39
Morgan Stanley income sec 0.2 $4.0M 230k 17.51
Deutsche High Income Tr 0.2 $4.1M 488k 8.48
First Trust/Aberdeen Global Opportunity 0.2 $3.9M 358k 10.96
THE GDL FUND Closed-End fund (GDL) 0.2 $3.9M 387k 10.03
Clearbridge Amern Energ M 0.2 $3.7M 535k 6.99
Voya Prime Rate Trust sh ben int 0.2 $3.7M 729k 5.04
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $3.5M 240k 14.78
Advent/Claymore Enhanced Growth & Income 0.2 $3.6M 437k 8.21
Nuveen Sht Dur Cr Opp 0.2 $3.6M 239k 15.12
Eaton Vance Floating-Rate Income Trust (EFT) 0.2 $3.3M 254k 13.16
Credit Suisse AM Inc Fund (CIK) 0.2 $3.4M 1.2M 2.87
Cornerstone Strategic Value (CLM) 0.2 $3.3M 228k 14.64
Pioneer Floating Rate Trust (PHD) 0.2 $3.3M 296k 11.19
iShares Russell 2000 Index (IWM) 0.2 $3.3M 30k 110.63
Nuveen Insd Dividend Advantage (NVG) 0.2 $3.2M 212k 15.17
Western Asset Glbl Partners Incm Fnd 0.2 $3.2M 398k 8.02
Calamos Convertible & Hi Income Fund (CHY) 0.2 $3.1M 301k 10.39
Calamos Global Dynamic Income Fund (CHW) 0.2 $3.1M 441k 7.03
Nuveen Mortgage opportunity trm fd2 0.2 $3.1M 144k 21.72
Allianzgi Nfj Divid Int Prem S cefs 0.2 $3.1M 255k 12.26
Aberdn Emring Mkts Telecomtions 0.2 $2.9M 248k 11.63
MFS Intermediate High Income Fund (CIF) 0.2 $2.9M 1.3M 2.34
Apollo Sr Floating Rate Fd I (AFT) 0.2 $2.8M 187k 15.20
Kkr Income Opportunities (KIO) 0.2 $2.9M 199k 14.41
Managed High Yield Plus Fund 0.2 $2.7M 1.5M 1.78
First Trust Strategic 0.2 $2.8M 244k 11.37
Virtus Total Return Fund Cef 0.2 $2.8M 655k 4.25
iShares Russell 1000 Value Index (IWD) 0.2 $2.5M 26k 98.80
Clearbridge Energy Mlp Opp F 0.2 $2.6M 234k 11.27
Allianzgi Conv & Inc Fd taxable cef 0.2 $2.6M 478k 5.54
Nexpoint Residential Tr (NXRT) 0.2 $2.7M 203k 13.09
Solar Cap (SLRC) 0.1 $2.4M 138k 17.28
Tortoise Energy Infrastructure 0.1 $2.5M 101k 24.60
Central Europe and Russia Fund (CEE) 0.1 $2.5M 133k 18.72
Nuveen Build Amer Bd Opptny 0.1 $2.4M 114k 21.52
Tortoise MLP Fund 0.1 $2.2M 136k 16.34
Special Opportunities Fund (SPE) 0.1 $2.1M 160k 13.07
Zweig Fund 0.1 $2.1M 161k 12.88
Voya Emerging Markets High I etf (IHD) 0.1 $2.1M 276k 7.73
LMP Corporate Loan Fund 0.1 $1.9M 200k 9.76
Brookfield High Income Fd In 0.1 $2.0M 286k 7.02
Klr Energy Acquisition Corp unit 0.1 $2.0M 200k 10.06
Invesco Van Kampen High Inc Trust II (VLT) 0.1 $1.8M 135k 13.24
Madison Strategic Sector Premium Fund 0.1 $1.7M 149k 11.26
Stone Hbr Emerg Mrkts (EDF) 0.1 $1.7M 132k 12.78
Dws Global High Income Fund 0.1 $1.6M 206k 7.72
Central Securities (CET) 0.1 $1.5M 80k 19.14
Putnam High Income Securities Fund 0.1 $1.5M 201k 7.32
Crossroads Cap 0.1 $1.5M 579k 2.62
Dws Strategic Income Trust 0.1 $1.3M 114k 11.07
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $1.1M 152k 7.57
Nuveen Select Quality Municipal Fund 0.1 $1.1M 72k 14.67
Garrison Capital 0.1 $1.1M 107k 10.73
Putnam Master Int. Income (PIM) 0.1 $972k 221k 4.40
First Trust Active Dividend Income Fund 0.1 $738k 85k 8.65
Royce Global Value Tr (RGT) 0.1 $832k 113k 7.37
Nuveen Diversified Commodty 0.0 $606k 68k 8.91
Goldman Sachs Mlp Inc Opp 0.0 $485k 63k 7.68
Alpine Global Dynamic 0.0 $431k 51k 8.53
Nuveen Dividend Advantage Municipal Fd 2 0.0 $263k 18k 14.83
Gabelli mutual funds - (GGZ) 0.0 $350k 33k 10.57
TICC Capital 0.0 $206k 43k 4.80
TCW Strategic Income Fund (TSI) 0.0 $205k 39k 5.21
American Cap Sr Floating 0.0 $235k 24k 10.01