Rivernorth Capital Management

Rivernorth Capital Management as of June 30, 2016

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 149 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Dynamic Credit Income other 6.7 $103M 5.4M 19.13
American Capital 3.7 $57M 3.6M 15.83
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.9 $45M 4.8M 9.33
BlackRock Credit All Inc Trust IV (BTZ) 2.7 $41M 3.2M 13.02
Ab Income Fund Acgyx (ACGYX) 2.5 $39M 4.8M 8.12
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.2 $34M 4.2M 8.08
Liberty All-Star Equity Fund (USA) 2.1 $33M 6.5M 5.02
Eaton Vance Limited Duration Income Fund (EVV) 2.0 $31M 2.3M 13.44
Spdr S&p 500 Etf (SPY) 2.0 $30M 145k 209.47
Royce Value Trust (RVT) 1.9 $30M 2.5M 11.77
BlackRock Corporate High Yield Fund VI (HYT) 1.8 $28M 2.7M 10.44
Boulder Growth & Income Fund (STEW) 1.7 $27M 3.3M 8.13
Vanguard Emerging Markets ETF (VWO) 1.7 $27M 751k 35.23
Invesco Van Kampen Senior Income Trust (VVR) 1.6 $25M 6.0M 4.18
Templeton Global Income Fund (SABA) 1.5 $23M 3.6M 6.36
BlackRock Debt Strategies Fund 1.5 $23M 6.5M 3.53
Tri-Continental Corporation (TY) 1.4 $22M 1.1M 20.54
Adams Express Company (ADX) 1.4 $22M 1.7M 12.67
PowerShares FTSE RAFI US 1000 1.4 $22M 241k 90.52
Invesco Van Kampen Dyn Cr Opp Fund 1.4 $21M 1.9M 11.02
Clough Global Equity Fund closed-end fund (GLQ) 1.4 $21M 2.0M 10.71
Blackstone Gso Strategic (BGB) 1.4 $21M 1.5M 14.39
Calamos Conv. Opptys. & Income Fund (CHI) 1.3 $21M 2.1M 9.83
Blackrock Multi-sector Incom other (BIT) 1.3 $20M 1.2M 16.55
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 1.2 $18M 1.4M 12.65
Alpine Total Dyn Fd New cefs 1.1 $18M 2.4M 7.26
Vanguard Europe Pacific ETF (VEA) 1.1 $17M 483k 35.36
Aberdeen Asia-Pacific Income Fund (FAX) 1.0 $16M 3.1M 5.01
Wstrn Asst Emrgng Mrkts Incm Fnd 1.0 $16M 1.4M 10.84
Morgan Stanley Emerging Markets Domestic (EDD) 1.0 $15M 2.0M 7.67
Prudential Gl Sh Dur Hi Yld 1.0 $15M 1.0M 15.01
Advent Claymore Convertible Sec & Inc (AVK) 1.0 $15M 1.1M 13.95
Templeton Emerging Markets Income Fund (TEI) 1.0 $15M 1.4M 10.47
First Tr High Income L/s (FSD) 0.9 $14M 972k 14.83
MFS Multimarket Income Trust (MMT) 0.9 $14M 2.3M 6.05
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.8 $13M 856k 15.38
LEGG MASON BW GLOBAL Income 0.8 $13M 1.0M 12.96
Ares Dynamic Cr Allocation (ARDC) 0.8 $13M 961k 13.75
Western Asst High Incm Opprtnty Fnd (HIO) 0.8 $13M 2.6M 4.90
Fifth Str Sr Floating Rate 0.8 $13M 1.6M 7.96
MFS Charter Income Trust (MCR) 0.8 $12M 1.4M 8.47
Neuberger Berman Real Estate Sec (NRO) 0.8 $12M 2.1M 5.68
Franklin Templeton (FTF) 0.8 $12M 1.0M 11.60
General American Investors (GAM) 0.8 $12M 379k 30.82
Nuveen Mtg opportunity term (JLS) 0.7 $11M 475k 23.10
Brookfield Mortg. Opportunity bond etf 0.7 $11M 729k 14.87
Nuveen Global High (JGH) 0.7 $11M 741k 14.39
Voya Prime Rate Trust sh ben int 0.7 $11M 2.1M 5.12
Zweig Total Return 0.7 $10M 858k 12.03
Central Fd Cda Ltd cl a 0.7 $10M 738k 13.90
Nexpoint Credit Strategies Fund (NXDT) 0.7 $10M 479k 21.31
Western Asset Hgh Yld Dfnd (HYI) 0.7 $10M 668k 15.02
Babson Cap Glb Sht Durhgh Yl 0.6 $9.8M 549k 17.86
Eaton Vance Short Duration Diversified I (EVG) 0.6 $9.6M 712k 13.50
Allianzgi Equity & Conv In 0.6 $9.4M 511k 18.39
Zweig Fund 0.6 $9.1M 727k 12.59
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.6 $8.8M 1.6M 5.52
MVC Capital 0.6 $8.7M 1.1M 8.04
PowerShares FTSE RAFI Emerging MarketETF 0.6 $8.5M 521k 16.25
AllianceBernstein Global Hgh Incm (AWF) 0.5 $8.3M 678k 12.28
Rydex Russell Top 50 ETF 0.5 $8.0M 54k 147.64
BlackRock Global Opportunities Equity Tr (BOE) 0.5 $7.7M 647k 11.85
LMP Capital and Income Fund (SCD) 0.5 $7.7M 589k 13.13
Deutsche Multi-mkt Income Tr Shs cef 0.5 $7.7M 944k 8.15
Sprott Focus Tr (FUND) 0.5 $7.8M 1.2M 6.42
Blackstone Gso Lng Shrt Cr I (BGX) 0.5 $7.4M 512k 14.45
Clearbridge Energy M 0.5 $7.3M 573k 12.80
Western Asset Managed High Incm Fnd 0.5 $7.1M 1.5M 4.72
Nuveen Long/short Commodity 0.5 $7.1M 477k 14.84
Western Asset Global Cp Defi (GDO) 0.5 $7.0M 410k 17.04
Nuveen Senior Income Fund 0.4 $6.8M 1.1M 6.04
Deutsche High Income Opport 0.4 $6.8M 499k 13.60
Brookfield Global Listed 0.4 $6.7M 507k 13.16
First Trust/Aberdeen Global Opportunity (FAM) 0.4 $6.5M 571k 11.44
Morgan Stanley Emerging Markets Debt (MSD) 0.4 $6.3M 676k 9.26
Eaton Vance Senior Income Trust (EVF) 0.4 $6.1M 1.0M 6.01
Lehman Brothers First Trust IOF (NHS) 0.4 $6.1M 561k 10.95
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.4 $6.0M 541k 11.11
Apollo Tactical Income Fd In (AIF) 0.4 $6.0M 418k 14.43
Allianzgi Divers Inc & Cnv F 0.4 $5.9M 331k 17.77
Vaneck Vectors Gold Miners mutual (GDX) 0.4 $5.8M 210k 27.71
Cbre Clarion Global Real Estat re (IGR) 0.4 $5.8M 701k 8.23
Credit Suisse AM Inc Fund (CIK) 0.3 $5.2M 1.8M 2.93
Gsv Cap Corp 0.3 $5.2M 1.0M 5.02
Advent/Claymore Enhanced Growth & Income 0.3 $5.1M 622k 8.19
Clough Global Allocation Fun (GLV) 0.3 $5.1M 437k 11.70
Virtus Total Return Fund Cef 0.3 $5.1M 1.1M 4.64
VIRTUS GLOBAL Multi-sec (VGI) 0.3 $5.0M 332k 15.16
Prudential Sht Duration Hg Y 0.3 $5.1M 321k 15.79
Avenue Income Cr Strat 0.3 $4.9M 408k 11.98
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $4.6M 348k 13.15
New America High Income Fund I (HYB) 0.3 $4.5M 528k 8.55
Ivy High Income Opportunities 0.3 $4.5M 327k 13.67
Western Asset Worldwide Income Fund 0.3 $4.4M 401k 10.99
Full Circle Cap Corp 0.3 $4.4M 1.6M 2.70
Deutsche High Income Tr 0.3 $4.3M 488k 8.78
Nuveen Floating Rate Income Fund (JFR) 0.3 $4.2M 408k 10.34
Morgan Stanley income sec 0.3 $4.2M 230k 18.35
THE GDL FUND Closed-End fund (GDL) 0.2 $3.8M 387k 9.93
Oha Investment 0.2 $3.9M 2.0M 1.94
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $3.7M 240k 15.25
MFS Intermediate High Income Fund (CIF) 0.2 $3.7M 1.5M 2.47
Western Asset Glbl Partners Incm Fnd 0.2 $3.7M 437k 8.56
Apollo Sr Floating Rate Fd I (AFT) 0.2 $3.6M 230k 15.80
Nuveen Sht Dur Cr Opp 0.2 $3.6M 232k 15.72
Clearbridge Amern Energ M 0.2 $3.6M 416k 8.65
iShares Russell 2000 Index (IWM) 0.2 $3.4M 30k 114.97
Calamos Convertible & Hi Income Fund (CHY) 0.2 $3.3M 314k 10.61
Brookfield High Income Fd In 0.2 $3.4M 475k 7.21
Pioneer Floating Rate Trust (PHD) 0.2 $3.3M 293k 11.27
Aberdn Emring Mkts Telecomtions 0.2 $3.2M 269k 12.06
Western Asset Global High Income Fnd (EHI) 0.2 $3.3M 337k 9.71
Nuveen Mortgage opportunity trm fd2 0.2 $3.3M 146k 22.30
Pacholder High Yield 0.2 $2.9M 411k 7.08
First Trust Strategic 0.2 $2.9M 244k 11.96
Garrison Capital 0.2 $3.0M 294k 10.09
Nuveen Fltng Rte Incm Opp 0.2 $2.6M 253k 10.26
Calamos Global Dynamic Income Fund (CHW) 0.2 $2.7M 383k 7.02
Nuveen Global Value Opportunities Fund 0.2 $2.4M 206k 11.67
Invesco Van Kampen High Inc Trust II (VLT) 0.2 $2.5M 182k 13.76
Nuveen Munpl Markt Opp Fund 0.2 $2.4M 161k 15.08
Special Opportunities Fund (SPE) 0.1 $2.4M 172k 13.75
Stone Hbr Emerg Mkts Tl 0.1 $2.4M 178k 13.20
Western Asset Corporate Loan F 0.1 $2.2M 217k 10.35
Putnam High Income Securities Fund 0.1 $2.1M 276k 7.67
Central Europe and Russia Fund (CEE) 0.1 $2.2M 122k 18.32
Kkr Income Opportunities (KIO) 0.1 $2.2M 148k 15.06
Saratoga Investment (SAR) 0.1 $1.9M 115k 16.90
Klr Energy Acquisition Corp unit 0.1 $2.0M 200k 10.14
Madison Strategic Sector Premium Fund 0.1 $1.9M 166k 11.50
Dws Strategic Income Trust 0.1 $1.8M 159k 11.48
Voya Emerging Markets High I etf (IHD) 0.1 $1.7M 237k 7.35
Dws Global High Income Fund 0.1 $1.7M 206k 8.13
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $1.6M 197k 7.90
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $1.6M 205k 7.70
Alpine Global Dynamic 0.1 $1.5M 173k 8.46
Nuveen Build Amer Bd Opptny 0.1 $1.2M 54k 22.69
Crossroads Cap 0.1 $1.2M 579k 2.06
Putnam Premier Income Trust (PPT) 0.1 $1.0M 219k 4.70
Royce Global Value Tr (RGT) 0.1 $895k 118k 7.60
Easterly Acquisition Corp. equities 0.1 $731k 73k 10.01
Putnam Master Int. Income (PIM) 0.0 $682k 158k 4.33
Nuveen Insd Dividend Advantage (NVG) 0.0 $624k 38k 16.26
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $623k 39k 15.91
Central Securities (CET) 0.0 $416k 21k 19.63
BlackRock Income Trust 0.0 $401k 61k 6.62
Nuveen Diversified Commodty 0.0 $455k 46k 9.81
Madison Covered Call Eq Strat (MCN) 0.0 $482k 63k 7.66
Gabelli mutual funds - (GGZ) 0.0 $344k 33k 10.39