Rivernorth Capital Management

Rivernorth Capital Management as of June 30, 2017

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 140 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Western Asset Emerging Mrkts Dbt Fnd (EMD) 5.0 $66M 4.2M 15.57
Nuveen Insured Tax-Free Adv Munici (NEA) 4.0 $52M 3.8M 13.69
Brookfield Real Assets Incom shs ben int (RA) 3.8 $50M 2.1M 23.18
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 3.5 $46M 4.3M 10.60
Eaton Vance Limited Duration Income Fund (EVV) 3.5 $45M 3.2M 14.10
Western Asst High Incm Opprtnty Fnd (HIO) 3.1 $40M 7.9M 5.07
BlackRock Credit All Inc Trust IV (BTZ) 3.0 $39M 2.9M 13.45
BlackRock Corporate High Yield Fund VI (HYT) 2.7 $35M 3.2M 10.96
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.5 $33M 3.8M 8.61
Ares Capital Corporation (ARCC) 2.4 $32M 1.9M 16.38
Liberty All-Star Equity Fund (USA) 2.3 $30M 5.2M 5.66
Nuveen Div. Advantage Muni. Fund (NAD) 2.2 $29M 2.1M 14.04
LEGG MASON BW GLOBAL Income 1.9 $26M 1.9M 13.23
Templeton Global Income Fund (SABA) 1.9 $25M 3.7M 6.72
Invesco Van Kampen Dyn Cr Opp Fund 1.9 $25M 2.0M 11.99
Prudential Gl Sh Dur Hi Yld 1.9 $24M 1.6M 14.86
Clough Global Equity Fund closed-end fund (GLQ) 1.8 $24M 1.9M 12.61
Western Asset Global High Income Fnd (EHI) 1.7 $22M 2.2M 10.06
Blackrock Debt Strat (DSU) 1.6 $21M 1.8M 11.54
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.6 $21M 1.9M 11.02
Invesco Van Kampen Senior Income Trust (VVR) 1.4 $19M 4.2M 4.56
Royce Value Trust (RVT) 1.4 $19M 1.3M 14.59
BlackRock Global Opportunities Equity Tr (BOE) 1.3 $17M 1.3M 13.25
Advent Claymore Convertible Sec & Inc (AVK) 1.3 $17M 1.0M 16.15
Templeton Emerging Markets Income Fund (TEI) 1.2 $16M 1.4M 11.22
Adams Express Company (ADX) 1.1 $15M 1.0M 14.29
Blackrock Multi-sector Incom other (BIT) 1.1 $14M 779k 18.13
Voya Prime Rate Trust sh ben int 1.1 $14M 2.5M 5.38
Morgan Stanley Emerging Markets Domestic (EDD) 1.0 $13M 1.7M 7.93
Ares Dynamic Cr Allocation (ARDC) 1.0 $13M 795k 16.35
Western Asset Hgh Yld Dfnd (HYI) 0.9 $12M 815k 15.28
Nuveen Mtg opportunity term (JLS) 0.9 $12M 479k 25.61
Blackstone Gso Strategic (BGB) 0.9 $12M 773k 15.92
Vanguard Emerging Markets ETF (VWO) 0.9 $12M 292k 40.83
Advent/Claymore Enhanced Growth & Income 0.9 $11M 1.3M 8.75
Nexpoint Credit Strategies Fund (NXDT) 0.9 $11M 514k 21.78
Alpine Total Dyn Fd New cefs 0.8 $11M 1.2M 8.69
PowerShares FTSE RAFI US 1000 0.8 $10M 101k 103.37
Tri-Continental Corporation (TY) 0.8 $10M 423k 24.35
Nuveen Global High (JGH) 0.8 $9.8M 583k 16.87
Allianzgi Nfj Divid Int Prem S cefs 0.7 $9.5M 727k 13.10
Sprott Focus Tr (FUND) 0.7 $9.4M 1.3M 7.37
Managed Duration Invtmt Grd Mun Fund 0.7 $9.1M 659k 13.80
General American Investors (GAM) 0.7 $9.0M 262k 34.35
Central Fd Cda Ltd cl a 0.7 $8.8M 713k 12.33
Boulder Growth & Income Fund (STEW) 0.7 $8.5M 872k 9.71
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.7 $8.5M 603k 14.04
Deutsche High Income Opport 0.7 $8.5M 568k 14.88
Zweig Fund 0.6 $8.1M 660k 12.24
Nuveen Mortgage opportunity trm fd2 0.6 $7.9M 320k 24.58
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.6 $7.7M 1.2M 6.23
BlackRock Ltd. Duration Income Trust (BLW) 0.6 $7.5M 477k 15.78
Garrison Capital 0.6 $7.2M 873k 8.26
MFS Charter Income Trust (MCR) 0.5 $7.0M 812k 8.64
Allianzgi Equity & Conv In 0.5 $6.7M 341k 19.75
Royce Micro Capital Trust (RMT) 0.5 $6.6M 767k 8.65
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.5 $6.6M 485k 13.69
Delaware Enhanced Glbl. Div. & Inc. Fund 0.5 $6.7M 583k 11.40
Eaton Vance Senior Income Trust (EVF) 0.5 $6.6M 986k 6.65
MFS Multimarket Income Trust (MMT) 0.5 $6.4M 1.0M 6.20
Swiss Helvetia Fund (SWZ) 0.5 $6.3M 499k 12.70
Morgan Stanley Emerging Markets Debt (MSD) 0.5 $6.5M 653k 9.89
Barington Hilco Acquisition 0.5 $6.4M 623k 10.31
PowerShares FTSE RAFI Emerging MarketETF 0.5 $6.1M 308k 19.85
Lehman Brothers First Trust IOF (NHS) 0.5 $6.1M 513k 11.89
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.4 $5.8M 512k 11.30
Tcg Bdc (CGBD) 0.4 $5.7M 315k 18.01
Wells Fargo Adv Inc Opport Fund (EAD) 0.4 $5.3M 623k 8.56
Invesco Van Kampen High Inc Trust II (VLT) 0.4 $5.3M 355k 14.92
Deutsche Multi-mkt Income Tr Shs cef 0.4 $5.3M 607k 8.80
Vanguard Europe Pacific ETF (VEA) 0.4 $5.2M 126k 41.31
Nuveen Int Dur Qual Mun Trm 0.4 $5.3M 406k 12.96
Pacific Spl Acquisition Corp 0.4 $5.0M 487k 10.25
Special Opp 3.5% Pfd Conv 0.4 $4.9M 191k 25.50
Nuveen Insd Dividend Advantage (NVG) 0.4 $4.7M 307k 15.15
First Trust/Aberdeen Global Opportunity (FAM) 0.4 $4.6M 399k 11.65
Blackrock Res & Commodities Strategy Tr (BCX) 0.3 $4.5M 559k 8.01
Morgan Stanley income sec 0.3 $4.2M 230k 18.22
Great Elm Cap 0.3 $4.2M 167k 25.37
Aberdeen Asia-Pacific Income Fund (FAX) 0.3 $3.9M 771k 5.00
Eaton Vance Short Duration Diversified I (EVG) 0.3 $3.8M 268k 14.05
LMP Capital and Income Fund (SCD) 0.3 $3.8M 269k 14.22
Cbre Clarion Global Real Estat re (IGR) 0.3 $3.8M 493k 7.74
Fifth Str Asset Mgmt 0.3 $3.5M 726k 4.85
AllianceBernstein Global Hgh Incm (AWF) 0.3 $3.4M 262k 12.94
Allianzgi Divers Inc & Cnv F 0.3 $3.5M 165k 20.96
Lazard Global Total Return & Income Fund (LGI) 0.2 $3.1M 191k 16.36
Nuveen Multi-Strategy Income & Growth (JPC) 0.2 $3.0M 290k 10.39
First Tr High Income L/s (FSD) 0.2 $3.0M 172k 17.24
Vaneck Vectors Gold Miners mutual (GDX) 0.2 $3.0M 136k 22.08
Western Asset Global Cp Defi (GDO) 0.2 $2.9M 163k 17.81
Oha Investment 0.2 $2.9M 2.3M 1.27
Pacholder High Yield 0.2 $2.8M 351k 7.96
Special Opportunities Fund (SPE) 0.2 $2.8M 184k 15.20
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.2 $2.6M 192k 13.35
Eaton Vance Municipal Bond Fund (EIM) 0.2 $2.5M 197k 12.69
Lazard World Dividend & Income Fund 0.2 $2.4M 222k 11.02
Capitala Fin Corp 5.75% nt cv 2 0.2 $2.5M 98k 25.30
Kbl Merger Corp Iv unit 01/15/2024 0.2 $2.3M 230k 10.20
Modern Media Acquisition unit 99/99/9999 0.2 $2.4M 230k 10.26
Blackstone Gso Lng Shrt Cr I (BGX) 0.2 $2.2M 134k 16.14
Hennessy Cap Acquston Corp I unit 06/15/2024 0.2 $2.3M 225k 10.05
National Energy Services Reu (NESR) 0.2 $2.2M 230k 9.55
Stellar Acquisition Iii 0.1 $2.0M 200k 10.04
Forum Merger Corp - A 0.1 $1.9M 200k 9.71
Madison Covered Call Eq Strat (MCN) 0.1 $1.8M 227k 7.83
Prudential Sht Duration Hg Y 0.1 $1.6M 108k 15.27
THE GDL FUND Closed-End fund (GDL) 0.1 $1.4M 135k 10.26
Hunter Maritime Acquisition unit 99/99/9999 0.1 $1.5M 150k 9.89
Matlin & Partners Acquisitio cl a 0.1 $1.4M 150k 9.65
Alpine Global Dynamic 0.1 $1.3M 127k 10.23
Bison Cap Acquisition Corp unit 99/99/9999t 0.1 $1.3M 125k 10.20
MFS Investment Grade Municipal Trust (CXH) 0.1 $1.2M 117k 10.14
First Trust Strategic 0.1 $1.2M 86k 13.65
Singapore Fund 0.1 $1.2M 108k 11.07
Dws Global High Income Fund 0.1 $1.2M 141k 8.71
Fintech Acquisition Corp Ii 0.1 $1.2M 125k 9.80
Constellation Alpha Capital unit 99/99/9999 0.1 $1.2M 120k 10.14
Clough Global Allocation Fun (GLV) 0.1 $1.1M 80k 13.37
Madison Strategic Sector Premium Fund 0.1 $722k 60k 12.04
Gty Technology Holdings Inc cl a 0.1 $808k 80k 10.10
Source Capital (SOR) 0.1 $683k 18k 38.67
Federated Premier Intermediate Municipal 0.1 $597k 44k 13.66
Aberdeen Latin Amer Eqty 0.1 $692k 30k 23.15
Aberdeen Indonesia Fund 0.1 $664k 87k 7.60
MVC Capital 0.0 $533k 54k 9.87
Korea Equity Fund 0.0 $344k 49k 7.03
Aberdn Emring Mkts Telecomtions 0.0 $404k 29k 13.81
Delaware Investments Dividend And Income 0.0 $334k 32k 10.47
Easterly Acquisition 0.0 $212k 21k 10.07
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $75k 63k 1.20
Rosehill Resources Inc - A warrant 0.0 $132k 120k 1.10
National Energy Services Reu *w exp 05/05/202 0.0 $92k 230k 0.40
Forum Merger Corp right 06/01/2019 0.0 $70k 200k 0.35
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $75k 150k 0.50
Easterly Acquisition Corp *w exp 07/29/202 0.0 $31k 37k 0.85
Gty Technology Holdings Inc w exp 99/99/999 0.0 $48k 27k 1.80
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $64k 200k 0.32
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $23k 75k 0.31
Forum Merger Corp *w exp 06/01/202 0.0 $34k 100k 0.34