Rivernorth Capital Management

Rivernorth Capital Management as of March 31, 2019

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 234 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Div. Advantage Muni. Fund (NAD) 3.7 $56M 4.2M 13.57
Eaton Vance Limited Duration Income Fund (EVV) 3.6 $55M 4.3M 12.65
Western Asset Emerging Mrkts Dbt Fnd (EMD) 3.6 $55M 4.0M 13.64
Western Asst High Incm Opprtnty Fnd (HIO) 3.4 $52M 11M 4.83
Nuveen Insured Tax-Free Adv Munici (NEA) 3.0 $46M 3.4M 13.36
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 2.9 $43M 3.1M 13.89
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.8 $43M 5.5M 7.73
Invesco Van Kampen Senior Income Trust (VVR) 2.5 $38M 9.0M 4.20
Voya Prime Rate Trust sh ben int 2.5 $37M 7.8M 4.78
BlackRock Credit All Inc Trust IV (BTZ) 2.4 $37M 2.9M 12.41
Pgim Global Short Duration H (GHY) 2.4 $36M 2.6M 13.94
Western Asset Global High Income Fnd (EHI) 2.3 $35M 3.7M 9.39
Invesco Van Kampen Dyn Cr Opp Fund 2.1 $32M 3.0M 10.85
Templeton Global Income Fund (SABA) 2.1 $32M 5.1M 6.30
Legg Mason Bw Global Income (BWG) 2.0 $30M 2.7M 11.13
Barings Bdc (BBDC) 1.7 $26M 2.6M 9.81
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.4 $22M 2.0M 10.73
Pgim Short Duration High Yie (ISD) 1.4 $21M 1.5M 14.18
Blackrock Debt Strat (DSU) 1.3 $20M 1.8M 10.72
Nuveen CA Dividend Advantage Muni. Fund (NAC) 1.2 $19M 1.4M 13.78
Goldman Sachs Mlp Energy Ren 1.1 $17M 2.0M 8.25
Nuveen Mtg opportunity term (JLS) 1.1 $17M 721k 23.23
Nuveen Floating Rate Income Fund (JFR) 1.0 $16M 1.6M 9.63
Blackrock Multi-sector Incom other (BIT) 1.0 $15M 888k 16.59
Wells Fargo Adv Inc Opport Fund (EAD) 1.0 $15M 1.9M 7.88
Putnam Municipal Opportunities Trust (PMO) 1.0 $15M 1.2M 12.26
Allianzgi Nfj Divid Int Prem S cefs 1.0 $15M 1.2M 12.06
Lehman Brothers First Trust IOF (NHS) 0.9 $14M 1.3M 11.29
Eaton Vance Floating-Rate Income Trust (EFT) 0.9 $14M 1.1M 13.19
Western Asset Hgh Yld Dfnd (HYI) 0.9 $14M 936k 14.77
Fs Investment Corporation 0.9 $14M 2.3M 6.05
BlackRock Corporate High Yield Fund VI (HYT) 0.9 $13M 1.3M 10.26
Tortoise MLP Fund 0.8 $13M 919k 14.02
Advent Claymore Convertible Sec & Inc (AVK) 0.8 $13M 865k 14.76
Nuveen Insd Dividend Advantage (NVG) 0.8 $13M 834k 15.11
Invesco Van Kampen Muni Opp Trust (VMO) 0.8 $12M 1.0M 11.93
Eaton Vance Senior Floating Rate Fund (EFR) 0.8 $12M 938k 13.02
AllianceBernstein Global Hgh Incm (AWF) 0.8 $12M 1.0M 11.59
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.8 $11M 1.2M 9.66
Delaware Enhanced Glbl. Div. & Inc. Fund 0.7 $11M 1.2M 9.67
Franklin Templeton (FTF) 0.7 $11M 1.1M 9.63
Cornerstone Strategic Value (CLM) 0.7 $11M 897k 12.18
Western Asset High Incm Fd I (HIX) 0.7 $10M 1.6M 6.48
Spdr S&p 500 Etf (SPY) 0.6 $9.8M 35k 282.47
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.6 $9.8M 769k 12.72
Invesco Van Kampen High Inc Trust II (VLT) 0.6 $9.3M 647k 14.34
First Tr High Income L/s (FSD) 0.6 $9.1M 625k 14.61
Nuveen Global High (JGH) 0.6 $9.1M 600k 15.16
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.6 $8.9M 400k 22.24
Blackrock Muniyield Insured Fund (MYI) 0.6 $8.8M 683k 12.93
Eaton Vance Municipal Bond Fund (EIM) 0.6 $8.7M 703k 12.40
Alliance California Municipal Income Fun 0.6 $8.6M 584k 14.78
Ares Dynamic Cr Allocation (ARDC) 0.6 $8.6M 582k 14.84
Allianzgi Con Incm 2024 Targ 0.6 $8.6M 956k 9.00
BlackRock Floating Rate Income Strat. Fn (FRA) 0.6 $8.5M 681k 12.50
Garrison Capital 0.6 $8.5M 1.2M 7.18
Kayne Anderson MLP Investment (KYN) 0.6 $8.3M 521k 16.03
BlackRock Floating Rate Income Trust (BGT) 0.6 $8.4M 687k 12.21
Morgan Stanley Emerging Markets Debt (MSD) 0.5 $8.1M 901k 8.99
Aberdeen Chile Fund (AEF) 0.5 $7.9M 1.1M 7.27
First Trust/Four Corners SFRI Fund II (FCT) 0.5 $7.8M 658k 11.82
Blackrock California Mun. Income Trust (BFZ) 0.5 $7.6M 592k 12.83
Sprott Focus Tr (FUND) 0.5 $7.6M 1.1M 6.81
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.5 $7.1M 677k 10.55
BlackRock Ltd. Duration Income Trust (BLW) 0.5 $7.0M 475k 14.70
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 0.5 $7.0M 61k 113.37
Templeton Emerging Markets Income Fund (TEI) 0.5 $6.8M 669k 10.24
Eaton Vance Senior Income Trust (EVF) 0.4 $6.7M 1.1M 6.15
Blackrock Muniyield California Ins Fund 0.4 $6.6M 489k 13.47
Western Asset Corporate Loan F 0.4 $6.1M 644k 9.47
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.4 $5.6M 430k 12.95
Pioneer Municipal High Income Trust (MHI) 0.4 $5.6M 470k 11.94
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.4 $5.6M 421k 13.25
Neuberger Ber. CA Intermediate Muni Fund 0.4 $5.4M 418k 13.03
Nuveen Mortgage opportunity trm fd2 0.4 $5.5M 245k 22.50
Nuveen Intermediate 0.4 $5.5M 419k 13.15
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.3 $4.9M 350k 13.92
Special Opp 3.5% Pfd Conv 0.3 $4.8M 191k 25.05
Virtus Total Return Fund cf 0.3 $4.7M 464k 10.05
Pioneer Floating Rate Trust (PHD) 0.3 $4.3M 416k 10.40
Cornerstone Total Rtrn Fd In (CRF) 0.3 $4.3M 356k 11.99
Lazard World Dividend & Income Fund 0.3 $4.0M 409k 9.91
Apollo Sr Floating Rate Fd I (AFT) 0.3 $4.1M 274k 14.83
One Madison Corp 0.3 $4.1M 398k 10.25
Nuveen Senior Income Fund 0.3 $4.0M 689k 5.80
BlackRock New York Insured Municipal 0.3 $3.9M 305k 12.85
Pensare Acquisition Corp 0.3 $4.0M 390k 10.27
Invesco Ftse Rafi Emerging Markets Etf etf (PXH) 0.3 $4.0M 188k 21.41
Exd - Eaton Vance Tax-advant 0.2 $3.9M 417k 9.26
Special Opportunities Fund (SPE) 0.2 $3.7M 274k 13.43
BlackRock Insured Municipal Income Trust (BYM) 0.2 $3.5M 264k 13.41
Western Asset Global Cp Defi (GDO) 0.2 $3.5M 211k 16.46
Eagle Grwth & Income Oppty F 0.2 $3.5M 228k 15.37
Nuveen Int Dur Qual Mun Trm 0.2 $3.4M 257k 13.08
Dreyfus Strategic Muni. 0.2 $3.2M 403k 7.89
Neuberger Berman NY Int Mun Common 0.2 $3.2M 260k 12.42
Leisure Acquisition Corp 0.2 $3.1M 307k 10.05
Tkk Symphony Acquisition Cor unit 08/15/2023 0.2 $3.1M 300k 10.28
Graf Industrial Red Unt 0.2 $3.0M 300k 10.12
Schultze Special Purpose Acquisi Unt 0.2 $3.0M 300k 10.07
Dd3 Acquisition Corp unit 10/12/2023 0.2 $3.0M 300k 10.14
Andina Acquisition Corp Iii unit 09/24/2020 0.2 $3.0M 300k 10.10
First Tr Sr Floating Rate 20 0.2 $2.9M 330k 8.74
Vanguard Emerging Markets ETF (VWO) 0.2 $2.7M 64k 42.49
Nuveen Emerging Mkts Debt 20 0.2 $2.8M 316k 8.71
Trine Acquisition Corp unit 03/31/2021 0.2 $2.8M 275k 10.02
Tcp Cap Corp note 5.250%12/1 0.2 $2.5M 2.5M 1.01
Opes Acquisition Corp 0.2 $2.5M 250k 10.15
Tuscan Holdings Corp unit 99/99/9999 0.2 $2.6M 250k 10.42
India Fund (IFN) 0.2 $2.4M 114k 21.38
BlackRock MuniYield New York Insured Fnd (MYN) 0.2 $2.4M 194k 12.31
Big Rock Partners Acquisi 0.2 $2.5M 240k 10.35
8i Enterprises Acquisitin Co unit 99/99/9999 0.2 $2.4M 240k 10.04
Vanguard Europe Pacific ETF (VEA) 0.1 $2.3M 56k 40.88
Royce Value Trust (RVT) 0.1 $2.3M 168k 13.76
Liberty All-Star Growth Fund (ASG) 0.1 $2.3M 408k 5.56
Nuveen Fltng Rte Incm Opp 0.1 $2.3M 242k 9.59
Nuveen North Carol Premium Incom Mun 0.1 $2.2M 174k 12.74
Nuveen Conn Prem Income Mun sh ben int 0.1 $2.3M 189k 12.05
Nexpoint Credit Strategies Fund (NXDT) 0.1 $2.3M 106k 21.77
Pure Acquisition Corp cl a 0.1 $2.3M 225k 10.05
Twelve Seas Investment Compa 0.1 $2.3M 225k 10.03
Wealthbridge Acquisition Ltd unit 99/99/9999 0.1 $2.3M 225k 10.04
Liberty All-Star Equity Fund (USA) 0.1 $2.1M 341k 6.11
Cm Seven Star Acquisition 0.1 $2.2M 300k 7.31
Alberton Acquisition Corp unit 04/22/2020 0.1 $2.1M 200k 10.59
Nuveen California Municipal Value Fund (NCA) 0.1 $2.0M 211k 9.56
Oha Investment 0.1 $2.0M 1.6M 1.20
Black Ridge Acquisition Corp 0.1 $2.0M 191k 10.21
Legacy Acquisition Corp 0.1 $2.0M 200k 10.04
Mudrick Cap Acquisition Corp 0.1 $2.0M 200k 10.08
Chardan Healthcare Acquisition 0.1 $2.0M 200k 10.03
Boxwood Merger Unt 0.1 $2.0M 200k 10.07
Amci Acquisition Corp unit 01/07/2019 0.1 $2.0M 200k 10.12
Crescent Acquisition Corp unit 99/99/9999 0.1 $2.0M 200k 10.00
Hennessy Cap Acqustion Corp unit 99/99/9999 0.1 $2.0M 200k 10.08
Gordon Pointe Acquisition 0.1 $1.8M 175k 10.20
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.5M 124k 12.11
Nuveen Ny Divid Advntg Mun F (NAN) 0.1 $1.5M 109k 13.39
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $1.6M 195k 8.17
Mtech Acquisition Corp 0.1 $1.6M 155k 10.10
Trident Acquisitions Corp 0.1 $1.5M 150k 10.19
Vectoiq Acquisition Corp 0.1 $1.5M 150k 10.01
Thunder Bridge Acquisition L shs class a 0.1 $1.5M 150k 10.20
Megalith Finl Acquisition Co unit 09/30/2025 0.1 $1.5M 150k 10.25
Cf Fin Acquisition Corp unit 04/30/2025 0.1 $1.5M 150k 10.20
Fintech Acquisition Corp Iii unit 12/01/2023 0.1 $1.5M 150k 10.19
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.1 $1.3M 94k 13.77
Mexico Equity and Income Fund (MXE) 0.1 $1.3M 127k 10.62
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $1.4M 124k 11.02
Tiberius Acquisition Corp 0.1 $1.3M 125k 10.08
Hl Acquisitions Corp 0.1 $1.2M 125k 9.97
Tottenham Acquisition I 0.1 $1.2M 118k 10.10
Tenzing Acquisition Corp unit 08/24/2024 0.1 $1.3M 125k 10.22
New America High Income Fund I (HYB) 0.1 $1.0M 119k 8.50
Nuveen Ohio Quality Income M 0.1 $1.1M 75k 14.47
Eaton Vance California Mun. Income Trust (CEV) 0.1 $1.1M 91k 12.00
BlackRock MuniHoldings New York Insured (MHN) 0.1 $1.1M 85k 12.92
Nuveen Ga Div Adv Mun Fd 2 0.1 $990k 83k 11.92
Lf Cap Acquisition Corp cl a 0.1 $1.0M 100k 10.06
Allegro Merger Corp 0.1 $998k 100k 9.98
Longevity Acquisition Corp unit 08/29/2024 0.1 $1.0M 100k 10.25
Chaserg Technlgy Acquisitn C unit 09/30/2023 0.1 $1.0M 100k 10.10
Edtechx Holdings Acquisition unit 12/31/2025 0.1 $1.0M 100k 10.23
Pivotal Acquisition Cl A Red Unt 0.1 $1.0M 100k 10.30
Insurance Acquisition Corp unit 03/31/2024 0.1 $1.0M 100k 10.10
Eaton Vance Short Duration Diversified I (EVG) 0.1 $934k 72k 12.97
Trinity Merger Corp 0.1 $981k 96k 10.22
Blackrock Ny Mun Income Tr I 0.1 $779k 57k 13.60
Mfs Calif Mun 0.1 $740k 65k 11.39
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $704k 47k 15.08
BlackRock Muni New York Intr. Dur. Fnd. 0.1 $790k 58k 13.60
Greenland Acquisitin Corpora 0.1 $755k 75k 10.07
Monocle Acquisition Corp unit 99/99/9999 0.1 $753k 75k 10.04
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $587k 49k 12.05
New Mountain Finance Corp conv 0.0 $626k 626k 1.00
Churchill Cap Corp Com Cl A 0.0 $672k 50k 13.44
Dreyfus Municipal Income 0.0 $429k 51k 8.40
Far Pt Acquisition Corp cl a founders sh 0.0 $497k 50k 9.94
Blackrock Muniyield Quality Fund II (MQT) 0.0 $329k 27k 12.31
Voya Emerging Markets High I etf (IHD) 0.0 $272k 34k 7.94
One Madison Corp w exp 99/99/999 0.0 $238k 200k 1.19
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $291k 175k 1.66
Highland Global mf closed and mf open (HGLB) 0.0 $251k 19k 12.94
National Energy Services Reu *w exp 05/05/202 0.0 $225k 197k 1.14
Pensare Acquisition Corp right 0.0 $105k 350k 0.30
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $90k 300k 0.30
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $99k 300k 0.33
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $84k 240k 0.35
Leisure Acquisition Corp *w exp 12/05/201 0.0 $81k 153k 0.53
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $110k 200k 0.55
Mtech Acquisition Corp warrants 0.0 $99k 155k 0.64
Pure Acquisition Corp *w exp 04/17/202 0.0 $125k 113k 1.11
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $108k 150k 0.72
Collier Creek Holdings unit 99/99/9999 0.0 $206k 20k 10.30
Churchill Cap Corp *w exp 09/11/202 0.0 $82k 25k 3.28
Gty Technology Holdings Inc w exp 99/99/999 0.0 $16k 27k 0.60
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $38k 75k 0.51
Modern Media Acquisition right 99/99/9999 0.0 $62k 230k 0.27
Modern Media Acquisition w exp 05/17/202 0.0 $40k 115k 0.35
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $25k 230k 0.11
Kbl Merger Corp Iv right 03/22/2019 0.0 $53k 230k 0.23
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $14k 120k 0.12
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $13k 63k 0.21
Bison Cap Acquisition Corp right 03/20/2019 0.0 $44k 125k 0.35
Constellation Alpha Cap Corp right 99/99/9999 0.0 $14k 120k 0.12
Pensare Acquisition Corp *w exp 07/27/202 0.0 $35k 175k 0.20
Black Ridge Acquisition Corp right 07/10/2019 0.0 $35k 100k 0.35
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $27k 150k 0.18
Haymaker Acquisition Corp *w exp 10/27/202 0.0 $68k 28k 2.41
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $22k 120k 0.18
Legacy Acquisition Corp wt 0.0 $60k 200k 0.30
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $67k 175k 0.38
Opes Acquisition Corp w exp 01/15/202 0.0 $60k 250k 0.24
Trinity Merger Corp *w exp 05/11/202 0.0 $32k 96k 0.33
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $65k 150k 0.43
Far Pt Acquisition Corp w exp 06/01/202 0.0 $23k 17k 1.38
Tiberius Acquisition Corp w exp 02/28/202 0.0 $55k 125k 0.44
Trident Acquisitions Corp *w exp 05/09/202 0.0 $20k 150k 0.13
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $39k 100k 0.39
Falcon Minerals Corp *w exp 07/21/202 0.0 $72k 88k 0.82
Twelve Seas Investment Compa right 12/22/2019 0.0 $61k 225k 0.27
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $59k 225k 0.26
Greenland Acquisitin Corpora *w exp 03/03/202 0.0 $8.3k 75k 0.11
Tottenham Acquisition I Ltd *w exp 05/06/202 0.0 $19k 118k 0.16
Allegro Merger Corp *w exp 01/06/202 0.0 $27k 100k 0.27
Greenland Acquisitin Corpora right 04/27/2025 0.0 $19k 75k 0.25
Hl Acquisitions Corp *w exp 06/21/202 0.0 $31k 125k 0.25
Hl Acquisitions Corp right 07/17/2023 0.0 $41k 125k 0.33
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $38k 118k 0.32
Allegro Merger Corp right 12/31/2023 0.0 $31k 100k 0.31
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $63k 70k 0.90
Bioceres Crop Solutions Corp (BIOX) 0.0 $69k 13k 5.23
Bioceres Crop Solutions Corp bioceres crop solutions-cw25 0.0 $54k 200k 0.27