Rivernorth Capital Management

Rivernorth Capital Management as of June 30, 2019

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 243 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
New Mtn Fin Corp note 5.750% 8/1 22.6 $518M 5.0M 103.58
Tcp Cap Corp note 5.250%12/1 11.0 $252M 2.5M 100.74
Western Asst High Incm Opprtnty Fnd (HIO) 2.8 $63M 12M 5.12
Nuveen Div. Advantage Muni. Fund (NAD) 2.5 $58M 4.2M 14.00
Eaton Vance Limited Duration Income Fund (EVV) 2.5 $58M 4.6M 12.65
Western Asset Emerging Mrkts Dbt Fnd (EMD) 2.4 $56M 3.9M 14.32
Nuveen Insured Tax-Free Adv Munici (NEA) 1.9 $45M 3.2M 13.81
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 1.9 $44M 3.2M 13.81
Invesco Van Kampen Dyn Cr Opp Fund 1.7 $40M 3.6M 11.15
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.7 $39M 4.9M 7.92
Invesco Van Kampen Senior Income Trust (VVR) 1.6 $37M 8.7M 4.31
Voya Prime Rate Trust sh ben int 1.6 $38M 7.9M 4.76
Pgim Global Short Duration H (GHY) 1.6 $37M 2.6M 14.45
Western Asset Global High Income Fnd (EHI) 1.6 $37M 3.7M 9.93
Templeton Global Income Fund 1.5 $35M 5.5M 6.34
BlackRock Credit All Inc Trust IV (BTZ) 1.5 $35M 2.7M 12.97
Legg Mason Bw Global Income (BWG) 1.5 $35M 3.0M 11.74
Barings Bdc (BBDC) 1.3 $30M 3.0M 9.84
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.2 $27M 2.4M 11.19
Pgim Short Duration High Yie (ISD) 0.9 $22M 1.5M 14.63
Nuveen Mtg opportunity term (JLS) 0.7 $17M 729k 23.22
Goldman Sachs Mlp Energy Ren 0.7 $17M 2.0M 8.34
Nuveen Floating Rate Income Fund (JFR) 0.7 $16M 1.6M 9.85
Allianzgi Nfj Divid Int Prem S cefs 0.7 $15M 1.2M 12.40
Lehman Brothers First Trust IOF (NHS) 0.7 $15M 1.3M 11.70
Putnam Municipal Opportunities Trust (PMO) 0.7 $15M 1.2M 12.66
Blackrock Debt Strat (DSU) 0.6 $15M 1.4M 10.77
Western Asset High Incm Fd I (HIX) 0.6 $14M 2.0M 6.95
Cornerstone Strategic Value (CLM) 0.6 $14M 1.2M 11.64
Eaton Vance Floating-Rate Income Trust (EFT) 0.6 $14M 1.0M 13.48
Western Asset Hgh Yld Dfnd (HYI) 0.6 $13M 898k 14.97
Wells Fargo Adv Inc Opport Fund (EAD) 0.6 $13M 1.6M 8.24
Blackrock Multi-sector Incom other (BIT) 0.5 $13M 714k 17.45
Eaton Vance Senior Floating Rate Fund (EFR) 0.5 $12M 912k 13.09
Invesco Van Kampen Muni Opp Trust (VMO) 0.5 $12M 962k 12.30
Advent Claymore Convertible Sec & Inc (AVK) 0.5 $11M 740k 15.06
AllianceBernstein Global Hgh Incm (AWF) 0.5 $11M 951k 11.78
Invesco Van Kampen High Inc Trust II (VLT) 0.5 $11M 762k 14.51
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.5 $11M 759k 14.48
First Tr High Income L/s (FSD) 0.5 $11M 734k 15.02
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.5 $11M 1.2M 9.35
Spdr S&p 500 Etf (SPY) 0.4 $10M 35k 293.10
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $9.9M 770k 12.83
Kayne Anderson MLP Investment (KYN) 0.4 $9.1M 593k 15.31
Delaware Enhanced Glbl. Div. & Inc. Fund 0.4 $9.2M 928k 9.90
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.4 $9.3M 710k 13.09
Nuveen Global High (JGH) 0.4 $9.3M 600k 15.47
Franklin Templeton (FTF) 0.4 $8.9M 927k 9.63
Blackrock Muniyield Insured Fund (MYI) 0.4 $9.0M 683k 13.20
Ares Dynamic Cr Allocation (ARDC) 0.4 $8.8M 580k 15.13
Fs Investment Corporation 0.4 $8.2M 1.4M 5.96
Nuveen Ohio Quality Income M 0.3 $8.1M 542k 14.91
Morgan Stanley Emerging Markets Debt (MSD) 0.3 $8.0M 855k 9.32
Nuveen Insd Dividend Advantage (NVG) 0.3 $7.8M 489k 15.87
Pioneer Floating Rate Trust (PHD) 0.3 $7.5M 699k 10.69
Tortoise MLP Fund 0.3 $7.6M 563k 13.49
Garrison Capital 0.3 $7.6M 1.1M 6.90
Blackrock California Mun. Income Trust (BFZ) 0.3 $7.4M 562k 13.25
BlackRock Ltd. Duration Income Trust (BLW) 0.3 $7.1M 475k 15.00
Cornerstone Total Rtrn Fd In (CRF) 0.3 $7.1M 627k 11.32
Western Asset Corporate Loan F 0.3 $7.2M 748k 9.57
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 0.3 $7.2M 61k 116.64
Eaton Vance Senior Income Trust (EVF) 0.3 $6.8M 1.1M 6.22
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.3 $6.8M 498k 13.65
Allianzgi Con Incm 2024 Targ 0.3 $6.4M 697k 9.23
BlackRock Corporate High Yield Fund VI (HYT) 0.3 $6.2M 575k 10.72
Blackrock Muniyield California Ins Fund 0.3 $5.9M 414k 14.20
Neuberger Ber. CA Intermediate Muni Fund 0.3 $6.0M 440k 13.59
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $5.8M 430k 13.45
Eaton Vance Municipal Bond Fund (EIM) 0.2 $5.8M 471k 12.43
BlackRock New York Insured Municipal 0.2 $5.2M 395k 13.28
New America High Income Fund I 0.2 $5.0M 562k 8.87
First Trust/Four Corners SFRI Fund II (FCT) 0.2 $5.0M 417k 11.99
Templeton Emerging Markets Income Fund (TEI) 0.2 $5.0M 489k 10.22
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $5.1M 459k 11.03
Nuveen North Carol Premium Incom Mun 0.2 $5.1M 379k 13.33
BlackRock Floating Rate Income Trust (BGT) 0.2 $4.8M 385k 12.42
Nuveen Mortgage opportunity trm fd2 0.2 $4.8M 214k 22.49
Nuveen Ga Div Adv Mun Fd 2 0.2 $4.8M 388k 12.37
Special Opp 3.5% Pfd Conv 0.2 $4.8M 191k 25.31
Nuveen Senior Income Fund 0.2 $4.7M 794k 5.88
Exd - Eaton Vance Tax-advant 0.2 $4.6M 492k 9.42
Nuveen Conn Prem Income Mun sh ben int 0.2 $4.6M 354k 12.97
Neuberger Berman NY Int Mun Common 0.2 $4.4M 357k 12.26
Alliance California Municipal Income Fun 0.2 $4.3M 288k 15.05
Special Opportunities Fund (SPE) 0.2 $4.3M 309k 13.75
Aberdeen Chile Fund (AEF) 0.2 $4.4M 601k 7.31
Invesco Ftse Rafi Emerging Markets Etf etf (PXH) 0.2 $4.1M 188k 21.60
Sprott Focus Tr (FUND) 0.2 $3.8M 568k 6.74
Nuveen Fltng Rte Incm Opp 0.2 $3.6M 372k 9.74
BlackRock Insured Municipal Income Trust (BYM) 0.2 $3.6M 264k 13.76
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.2 $3.6M 249k 14.60
Western Asset Global Cp Defi (GDO) 0.2 $3.6M 209k 17.15
Lazard World Dividend & Income Fund 0.2 $3.7M 373k 9.95
Nuveen Intermediate 0.1 $3.6M 265k 13.43
Nuveen Int Dur Qual Mun Trm 0.1 $3.4M 257k 13.31
Pioneer Municipal High Income Trust (MHI) 0.1 $3.3M 269k 12.20
Eagle Grwth & Income Oppty F 0.1 $3.3M 216k 15.36
Leisure Acquisition Corp 0.1 $3.1M 307k 10.17
Proficient Alpha Acqustn Cor unit 04/30/2026 (PAACU) 0.1 $3.3M 325k 10.05
BlackRock MuniYield New York Insured Fnd (MYN) 0.1 $3.1M 242k 12.71
DTF Tax Free Income (DTF) 0.1 $3.0M 219k 13.84
Tkk Symphony Acquisition Cor unit 08/15/2023 0.1 $3.1M 300k 10.27
Graf Industrial Red Unt 0.1 $3.1M 300k 10.29
Schultze Special Purpose Acquisi Unt 0.1 $3.0M 300k 10.15
Dd3 Acquisition Corp unit 10/12/2023 0.1 $3.1M 300k 10.24
Andina Acquisition Corp Iii unit 09/24/2020 0.1 $3.1M 300k 10.28
Churchill Cap Corp Ii unit 99/99/9999 0.1 $3.0M 300k 10.15
Vanguard Emerging Markets ETF (VWO) 0.1 $2.7M 64k 42.53
Dreyfus Strategic Muni. 0.1 $2.7M 336k 8.17
Trine Acquisition Corp unit 03/31/2021 0.1 $2.8M 275k 10.10
Tuscan Holdings Corp unit 99/99/9999 0.1 $2.7M 250k 10.60
Big Rock Partners Acquisi 0.1 $2.5M 240k 10.53
Opes Acquisition Corp 0.1 $2.6M 250k 10.30
8i Enterprises Acquisitin Co unit 99/99/9999 0.1 $2.5M 240k 10.55
Agba Acquistion 0.1 $2.5M 250k 10.02
Vanguard Europe Pacific ETF (VEA) 0.1 $2.3M 56k 41.72
Royce Value Trust (RVT) 0.1 $2.3M 168k 13.92
Apollo Sr Floating Rate Fd I (AFT) 0.1 $2.3M 154k 14.95
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $2.4M 293k 8.18
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $2.2M 95k 23.23
Pure Acquisition Corp cl a 0.1 $2.3M 225k 10.14
Twelve Seas Investment Compa 0.1 $2.3M 225k 10.15
Wealthbridge Acquisition Ltd unit 99/99/9999 0.1 $2.3M 225k 10.15
BlackRock MuniHoldings New York Insured (MHN) 0.1 $2.0M 151k 13.16
Black Ridge Acquisition Corp 0.1 $2.0M 191k 10.25
Legacy Acquisition Corp 0.1 $2.0M 200k 10.10
Mudrick Cap Acquisition Corp 0.1 $2.0M 200k 10.18
Leo Holdings Corp 0.1 $2.1M 200k 10.27
Chardan Healthcare Acquisition 0.1 $2.0M 200k 10.19
Boxwood Merger Unt 0.1 $2.1M 200k 10.30
Amci Acquisition Corp unit 01/07/2019 0.1 $2.0M 200k 10.17
Alberton Acquisition Corp unit 04/22/2020 0.1 $2.1M 200k 10.46
Crescent Acquisition Corp unit 99/99/9999 0.1 $2.0M 200k 10.05
Hennessy Cap Acqustion Corp unit 99/99/9999 0.1 $2.1M 200k 10.40
Gigcapital2 Inc unit 02/28/2026 0.1 $2.0M 200k 10.03
Gx Acquisiton Unt 0.1 $2.0M 200k 10.05
South Mountain Merger Unt 0.1 $2.1M 214k 10.00
India Fund (IFN) 0.1 $1.8M 85k 21.28
Oha Investment 0.1 $1.8M 1.6M 1.10
Gordon Pointe Acquisition 0.1 $1.8M 175k 10.33
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.5M 124k 12.41
Eaton Vance California Mun. Income Trust (CEV) 0.1 $1.6M 132k 12.38
Nuveen Ny Divid Advntg Mun F (NAN) 0.1 $1.5M 109k 13.86
Trident Acquisitions Corp 0.1 $1.6M 150k 10.34
Vectoiq Acquisition Corp 0.1 $1.5M 150k 10.13
Thunder Bridge Acquisition L shs class a 0.1 $1.6M 150k 10.43
Megalith Finl Acquisition Co unit 09/30/2025 0.1 $1.6M 150k 10.36
Cf Fin Acquisition Corp unit 04/30/2025 0.1 $1.6M 150k 10.35
Fintech Acquisition Corp Iii unit 12/01/2023 0.1 $1.6M 150k 10.71
B Riley Principal Merger Cor unit 99/99/9999 0.1 $1.5M 150k 9.98
Replay Acquisition Unt 0.1 $1.5M 150k 10.02
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.1 $1.5M 117k 12.67
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.1 $1.5M 104k 14.30
Mexico Equity and Income Fund (MXE) 0.1 $1.4M 127k 11.10
Eaton Vance Fltg Rate In 0.1 $1.4M 93k 14.99
First Tr Sr Floating Rate 20 0.1 $1.3M 144k 8.90
Nuveen Emerging Mkts Debt 20 0.1 $1.3M 146k 8.88
Tiberius Acquisition Corp 0.1 $1.3M 125k 10.20
Hl Acquisitions Corp 0.1 $1.3M 125k 10.11
Tenzing Acquisition Corp unit 08/24/2024 0.1 $1.3M 125k 10.42
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $1.1M 93k 11.65
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $1.2M 85k 13.65
BlackRock Muni New York Intr. Dur. Fnd. 0.1 $1.2M 87k 14.31
Virtus Total Return Fund cf 0.1 $1.1M 104k 10.57
Dws Municipal Income Cf non-tax cef (KTF) 0.1 $1.1M 95k 11.27
High Income Secs Fd Shs Ben Int cef (PCF) 0.1 $1.2M 143k 8.27
Tottenham Acquisition I 0.1 $1.2M 118k 10.20
Health Sciences Acqustn Corp unit 04/01/2024 0.1 $1.1M 100k 10.60
Liberty All-Star Equity Fund (USA) 0.0 $818k 128k 6.41
Source Capital 0.0 $830k 23k 36.55
Mfs Calif Mun 0.0 $874k 73k 11.94
Trinity Merger Corp 0.0 $989k 96k 10.30
Lf Cap Acquisition Corp cl a 0.0 $1.0M 100k 10.18
Allegro Merger Corp 0.0 $1.0M 100k 10.02
Longevity Acquisition Corp unit 08/29/2024 0.0 $1.0M 100k 10.32
Chaserg Technlgy Acquisitn C unit 09/30/2023 0.0 $1.0M 100k 10.23
Edtechx Holdings Acquisition unit 12/31/2025 0.0 $1.0M 100k 10.22
Highland Global mf closed and mf open (HGLB) 0.0 $819k 73k 11.24
Pivotal Acquisition Cl A Ord 0.0 $1.0M 100k 10.15
Insurance Acquisition Corp unit 03/31/2024 0.0 $1.0M 100k 10.31
Act Ii Global Acquisition Unt 0.0 $1.0M 100k 10.12
Haymaker Acquisition Unt 0.0 $1.0M 100k 10.21
Royce Micro Capital Trust (RMT) 0.0 $678k 83k 8.22
Blackrock Ny Mun Income Tr I 0.0 $662k 48k 13.81
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $600k 49k 12.32
Voya Emerging Markets High I etf (IHD) 0.0 $694k 89k 7.76
Greenland Acquisitin Corpora 0.0 $762k 75k 10.16
Monocle Acquisition Corp unit 99/99/9999 0.0 $772k 75k 10.29
Pimco Energy & Tactical (PDX) 0.0 $637k 33k 19.62
Nuveen California Municipal Value Fund (NCA) 0.0 $427k 42k 10.09
Franklin Universal Trust (FT) 0.0 $424k 58k 7.28
Blackrock Muni Intermediate Drtn Fnd 0.0 $573k 41k 14.05
Far Pt Acquisition Corp cl a founders sh 0.0 $509k 50k 10.18
Blackrock Muniyield Quality Fund II (MQT) 0.0 $336k 27k 12.57
Blackrock New York Municipal Bond Trust 0.0 $197k 13k 14.77
Nuveen CA Select Tax-Free Incom Port 0.0 $331k 22k 14.79
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $123k 300k 0.41
Pure Acquisition Corp *w exp 04/17/202 0.0 $122k 113k 1.08
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $303k 150k 2.02
Collier Creek Holdings unit 99/99/9999 0.0 $212k 20k 10.60
Churchill Cap Corp *w exp 09/11/202 0.0 $119k 25k 4.76
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $135k 100k 1.35
Akerna Corp *w exp 01/30/202 (KERNW) 0.0 $145k 49k 2.98
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $116k 96k 1.20
THE GDL FUND Closed-End fund (GDL) 0.0 $96k 10k 9.27
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $15k 75k 0.20
National Energy Services Reu *w exp 05/05/202 (NESRW) 0.0 $82k 96k 0.85
Modern Media Acquisition right 99/99/9999 0.0 $67k 230k 0.29
Modern Media Acquisition w exp 05/17/202 0.0 $25k 115k 0.22
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $35k 230k 0.15
Kbl Merger Corp Iv right 03/22/2019 0.0 $58k 230k 0.25
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $9.6k 120k 0.08
Constellation Alpha Cap Corp right 99/99/9999 0.0 $22k 120k 0.18
Pensare Acquisition Corp *w exp 07/27/202 0.0 $30k 175k 0.17
Pensare Acquisition Corp right 0.0 $53k 350k 0.15
Black Ridge Acquisition Corp right 07/10/2019 0.0 $42k 100k 0.42
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $26k 120k 0.22
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $46k 240k 0.19
Legacy Acquisition Corp wt 0.0 $64k 200k 0.32
Leisure Acquisition Corp *w exp 12/05/201 0.0 $100k 153k 0.65
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $60k 175k 0.34
Opes Acquisition Corp w exp 01/15/202 0.0 $63k 250k 0.25
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $98k 200k 0.49
Trinity Merger Corp *w exp 05/11/202 0.0 $32k 96k 0.33
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $71k 150k 0.47
Far Pt Acquisition Corp w exp 06/01/202 0.0 $21k 17k 1.26
Tiberius Acquisition Corp w exp 02/28/202 0.0 $44k 125k 0.35
Trident Acquisitions Corp *w exp 05/09/202 0.0 $23k 150k 0.15
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $34k 100k 0.34
Falcon Minerals Corp *w exp 07/21/202 0.0 $81k 85k 0.95
Twelve Seas Investment Compa right 12/22/2019 0.0 $65k 225k 0.29
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $50k 225k 0.22
Greenland Acquisitin Corpora *w exp 03/03/202 0.0 $8.3k 75k 0.11
Tottenham Acquisition I Ltd *w exp 05/06/202 0.0 $12k 118k 0.10
Allegro Merger Corp *w exp 01/06/202 0.0 $25k 100k 0.25
Greenland Acquisitin Corpora right 04/27/2025 0.0 $29k 75k 0.39
Hl Acquisitions Corp *w exp 06/21/202 0.0 $34k 125k 0.27
Hl Acquisitions Corp right 07/17/2023 0.0 $41k 125k 0.33
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $44k 118k 0.37
Allegro Merger Corp right 12/31/2023 0.0 $21k 100k 0.21
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $111k 68k 1.65
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $25k 72k 0.35