Rivernorth Capital Management

Rivernorth Capital Management as of March 31, 2017

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 141 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Western Asset Emerging Mrkts Dbt Fnd (EMD) 4.5 $65M 4.2M 15.50
Brookfield Real Assets Incom shs ben int (RA) 4.2 $60M 2.6M 22.78
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 4.0 $58M 5.6M 10.29
Nuveen Insured Tax-Free Adv Munici (NEA) 3.5 $51M 3.8M 13.36
Eaton Vance Limited Duration Income Fund (EVV) 3.1 $44M 3.2M 13.84
Western Asst High Incm Opprtnty Fnd (HIO) 3.0 $44M 8.7M 5.04
BlackRock Credit All Inc Trust IV (BTZ) 2.9 $41M 3.1M 13.16
Liberty All-Star Equity Fund (USA) 2.6 $38M 6.9M 5.46
BlackRock Corporate High Yield Fund VI (HYT) 2.5 $36M 3.3M 10.92
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.5 $35M 4.1M 8.69
Nuveen Div. Advantage Muni. Fund (NAD) 2.0 $29M 2.1M 13.69
Templeton Global Income Fund (SABA) 1.8 $27M 4.0M 6.65
LEGG MASON BW GLOBAL Income 1.8 $26M 2.0M 12.78
Royce Value Trust (RVT) 1.7 $25M 1.8M 14.00
Invesco Van Kampen Dyn Cr Opp Fund 1.7 $24M 2.0M 12.23
Blackrock Debt Strat (DSU) 1.7 $24M 2.1M 11.52
BlackRock Global Opportunities Equity Tr (BOE) 1.6 $23M 1.9M 12.40
Prudential Gl Sh Dur Hi Yld 1.6 $23M 1.5M 14.89
Invesco Van Kampen Senior Income Trust (VVR) 1.5 $22M 4.6M 4.63
Clough Global Equity Fund closed-end fund (GLQ) 1.5 $21M 1.7M 12.64
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 1.4 $20M 1.5M 13.33
Tri-Continental Corporation (TY) 1.3 $18M 793k 23.12
Vanguard Emerging Markets ETF (VWO) 1.2 $18M 451k 39.74
Adams Express Company (ADX) 1.2 $18M 1.3M 13.75
Western Asset Global High Income Fnd (EHI) 1.2 $18M 1.8M 10.10
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.2 $17M 1.6M 11.17
Advent Claymore Convertible Sec & Inc (AVK) 1.1 $16M 1.0M 15.66
Blackrock Multi-sector Incom other (BIT) 1.1 $16M 939k 17.31
PowerShares FTSE RAFI US 1000 1.1 $16M 156k 102.47
Pimco Dynamic Credit Income other 1.0 $15M 700k 21.44
Templeton Emerging Markets Income Fund (TEI) 1.0 $15M 1.3M 11.23
Morgan Stanley Emerging Markets Domestic (EDD) 1.0 $14M 1.9M 7.58
Allianzgi Nfj Divid Int Prem S cefs 1.0 $14M 1.1M 12.89
Ares Dynamic Cr Allocation (ARDC) 1.0 $14M 863k 16.02
Ares Capital Corporation (ARCC) 0.9 $14M 786k 17.38
Blackstone Gso Strategic (BGB) 0.9 $13M 827k 15.84
Western Asset Hgh Yld Dfnd (HYI) 0.9 $13M 840k 15.36
Nuveen Mtg opportunity term (JLS) 0.9 $12M 499k 24.77
Nuveen Multi-Strategy Income & Growth (JPC) 0.8 $12M 1.2M 9.81
Boulder Growth & Income Fund (STEW) 0.7 $11M 1.2M 9.30
Nuveen Insd Dividend Advantage (NVG) 0.7 $11M 729k 14.62
Cbre Clarion Global Real Estat re (IGR) 0.7 $11M 1.4M 7.47
General American Investors (GAM) 0.7 $10M 308k 33.51
Sprott Focus Tr (FUND) 0.7 $9.9M 1.3M 7.43
Central Fd Cda Ltd cl a 0.7 $9.5M 738k 12.86
PowerShares FTSE RAFI Emerging MarketETF 0.7 $9.4M 475k 19.84
Nexpoint Credit Strategies Fund (NXDT) 0.7 $9.4M 409k 22.90
First Tr High Income L/s (FSD) 0.6 $9.3M 555k 16.66
Nuveen Global High (JGH) 0.6 $9.2M 561k 16.47
Alpine Total Dyn Fd New cefs 0.6 $9.1M 1.1M 8.26
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.6 $8.9M 1.5M 6.11
Garrison Capital 0.6 $9.0M 919k 9.78
Aberdeen Asia-Pacific Income Fund (FAX) 0.6 $8.3M 1.7M 4.99
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.6 $8.4M 603k 13.85
Deutsche High Income Opport 0.6 $8.1M 550k 14.65
Lazard Global Total Return & Income Fund (LGI) 0.6 $8.0M 531k 15.01
MFS Multimarket Income Trust (MMT) 0.6 $7.9M 1.3M 6.12
Allianzgi Divers Inc & Cnv F 0.6 $8.0M 392k 20.32
Royce Micro Capital Trust (RMT) 0.5 $7.8M 929k 8.39
Vanguard Europe Pacific ETF (VEA) 0.5 $7.7M 195k 39.30
MFS Charter Income Trust (MCR) 0.5 $7.0M 818k 8.61
Neuberger Berman Real Estate Sec (NRO) 0.5 $7.1M 1.3M 5.32
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.5 $6.5M 489k 13.38
BlackRock Ltd. Duration Income Trust (BLW) 0.5 $6.5M 415k 15.57
Alpine Global Dynamic 0.4 $6.4M 657k 9.76
Barington Hilco Acquisition 0.4 $6.4M 623k 10.22
Zweig Fund 0.4 $6.1M 553k 11.12
Eaton Vance Senior Income Trust (EVF) 0.4 $6.1M 898k 6.78
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.4 $5.9M 511k 11.51
Morgan Stanley Emerging Markets Debt (MSD) 0.4 $5.9M 628k 9.34
Blackstone Gso Lng Shrt Cr I (BGX) 0.4 $5.9M 369k 16.08
Allianzgi Equity & Conv In 0.4 $5.9M 305k 19.30
Lehman Brothers First Trust IOF (NHS) 0.4 $5.8M 488k 11.88
Advent/Claymore Enhanced Growth & Income 0.4 $5.7M 674k 8.44
Deutsche Multi-mkt Income Tr Shs cef 0.4 $5.6M 641k 8.70
First Trust/Aberdeen Global Opportunity (FAM) 0.4 $5.5M 469k 11.62
LMP Capital and Income Fund (SCD) 0.4 $5.3M 375k 14.23
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.4 $5.3M 369k 14.39
Nuveen Int Dur Qual Mun Trm 0.4 $5.3M 414k 12.92
Managed Duration Invtmt Grd Mun Fund 0.4 $5.1M 390k 13.20
Wells Fargo Adv Inc Opport Fund (EAD) 0.3 $5.1M 602k 8.42
Delaware Enhanced Glbl. Div. & Inc. Fund 0.3 $5.1M 465k 10.99
Special Opp 3.5% Pfd Conv 0.3 $4.9M 191k 25.45
Vaneck Vectors Gold Miners mutual (GDX) 0.3 $4.8M 210k 22.81
Eaton Vance Short Duration Diversified I (EVG) 0.3 $4.6M 327k 14.12
Blackrock Res & Commodities Strategy Tr (BCX) 0.3 $4.5M 520k 8.60
Morgan Stanley income sec 0.3 $4.1M 230k 17.88
Great Elm Cap 0.3 $4.2M 167k 25.41
Putnam Premier Income Trust (PPT) 0.3 $3.7M 710k 5.26
Invesco Van Kampen High Inc Trust II (VLT) 0.3 $3.7M 255k 14.43
Lazard World Dividend & Income Fund 0.3 $3.8M 356k 10.65
THE GDL FUND Closed-End fund (GDL) 0.3 $3.8M 385k 9.84
Franklin Templeton (FTF) 0.2 $3.6M 300k 11.97
Oha Investment 0.2 $3.5M 2.3M 1.54
Invesco Van Kampen Municipal Trust (VKQ) 0.2 $3.4M 270k 12.53
Nuveen Mortgage opportunity trm fd2 0.2 $3.3M 138k 23.75
Voya Prime Rate Trust sh ben int 0.2 $3.4M 624k 5.41
Eaton Vance Municipal Bond Fund (EIM) 0.2 $3.2M 256k 12.55
Special Opportunities Fund (SPE) 0.2 $3.2M 220k 14.61
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.2 $2.9M 509k 5.79
Western Asset Global Cp Defi (GDO) 0.2 $2.8M 163k 17.42
Pacholder High Yield 0.2 $2.7M 351k 7.72
MVC Capital 0.2 $2.5M 273k 8.99
AllianceBernstein Global Hgh Incm (AWF) 0.2 $2.5M 198k 12.58
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.2 $2.3M 164k 14.17
MFS Intermediate High Income Fund (CIF) 0.1 $2.0M 758k 2.64
Klr Energy Acquisition Corp cl a 0.1 $2.1M 200k 10.33
Stellar Acquisition Iii 0.1 $2.0M 200k 10.18
Calamos Convertible & Hi Income Fund (CHY) 0.1 $1.9M 165k 11.39
Federated Premier Intermediate Municipal 0.1 $1.7M 128k 13.16
Voya Global Eq Div & Pr Opp (IGD) 0.1 $1.8M 245k 7.34
First Trust Strategic 0.1 $1.6M 126k 13.03
Triangle Capital Corporation 0.1 $1.5M 77k 19.08
Swiss Helvetia Fund (SWZ) 0.1 $1.4M 122k 11.60
Ofs Capital (OFS) 0.1 $1.4M 102k 14.19
Hunter Maritime Acquisition unit 99/99/9999 0.1 $1.5M 150k 9.87
Matlin & Partners Acquisitio unit 05/28/2021a 0.1 $1.5M 150k 10.02
Crossroads Cap 0.1 $1.3M 585k 2.29
Fintech Acquisition Corp Ii unit 99/99/9999 0.1 $1.3M 125k 10.20
Dws Global High Income Fund 0.1 $1.2M 141k 8.49
MFS Investment Grade Municipal Trust (CXH) 0.1 $1.1M 110k 9.64
Principal Real Estate Income shs ben int (PGZ) 0.1 $1.0M 58k 17.54
Madison Covered Call Eq Strat (MCN) 0.1 $873k 109k 8.03
Gty Technology Holdings Inc cl a 0.1 $803k 80k 10.04
Easterly Acquisition 0.1 $728k 73k 9.96
Avenue Income Cr Strat 0.0 $397k 28k 13.97
Nuveen Flexible Invt Income 0.0 $410k 24k 16.94
Putnam High Income Securities Fund 0.0 $347k 40k 8.67
Credit Suisse AM Inc Fund (CIK) 0.0 $273k 83k 3.30
Aberdeen Latin Amer Eqty 0.0 $352k 15k 23.49
Madison Strategic Sector Premium Fund 0.0 $255k 21k 12.19
Virtus Total Return Fund Cef 0.0 $323k 74k 4.37
Kkr Income Opportunities (KIO) 0.0 $285k 17k 17.02
Klr Energy Acquisition Corp w exp 09/16/202 0.0 $219k 186k 1.18
Aberdn Emring Mkts Telecomtions 0.0 $140k 11k 13.08
Gabelli Convertible & Income Securities (GCV) 0.0 $86k 17k 4.93
Aberdeen Indonesia Fund 0.0 $107k 15k 7.18
Easterly Acquisition Corp *w exp 07/29/202 0.0 $13k 37k 0.36
Gty Technology Holdings Inc w exp 99/99/999 0.0 $31k 27k 1.16
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $68k 200k 0.34
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $60k 75k 0.80