Shufro Rose & Co as of Sept. 30, 2014
Portfolio Holdings for Shufro Rose & Co
Shufro Rose & Co holds 264 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| General Electric Company | 3.8 | $37M | 1.4M | 25.62 | |
| Intel Corporation (INTC) | 3.7 | $35M | 1.0M | 34.82 | |
| Corning Incorporated (GLW) | 3.5 | $34M | 1.7M | 19.34 | |
| Exxon Mobil Corporation (XOM) | 3.2 | $31M | 328k | 94.05 | |
| Sonoco Products Company (SON) | 2.4 | $23M | 586k | 39.29 | |
| Vodafone Group New Adr F (VOD) | 2.3 | $22M | 675k | 32.89 | |
| Cisco Systems (CSCO) | 2.2 | $21M | 846k | 25.17 | |
| Medtronic | 2.2 | $21M | 338k | 61.95 | |
| Johnson Controls | 2.1 | $20M | 460k | 44.00 | |
| Avery Dennison Corporation (AVY) | 1.9 | $19M | 420k | 44.65 | |
| Amgen (AMGN) | 1.9 | $19M | 134k | 140.46 | |
| Altera Corporation | 1.9 | $19M | 522k | 35.78 | |
| Texas Instruments Incorporated (TXN) | 1.9 | $19M | 390k | 47.69 | |
| E.I. du Pont de Nemours & Company | 1.9 | $18M | 252k | 71.76 | |
| Kohl's Corporation (KSS) | 1.8 | $18M | 287k | 61.03 | |
| JPMorgan Chase & Co. (JPM) | 1.5 | $15M | 240k | 60.24 | |
| UnitedHealth (UNH) | 1.4 | $14M | 160k | 86.25 | |
| MetLife (MET) | 1.4 | $13M | 249k | 53.72 | |
| National Western Life Insurance Company | 1.4 | $13M | 54k | 247.01 | |
| Schnitzer Steel Industries (RDUS) | 1.4 | $13M | 543k | 24.05 | |
| Jacobs Engineering | 1.3 | $13M | 264k | 48.82 | |
| Rockwell Collins | 1.3 | $12M | 158k | 78.50 | |
| Microsoft Corporation (MSFT) | 1.2 | $12M | 257k | 46.36 | |
| HCC Insurance Holdings | 1.2 | $12M | 244k | 48.29 | |
| Buckle (BKE) | 1.2 | $12M | 257k | 45.39 | |
| Illinois Tool Works (ITW) | 1.2 | $12M | 138k | 84.42 | |
| American Eagle Outfitters (AEO) | 1.2 | $11M | 788k | 14.52 | |
| 3M Company (MMM) | 1.1 | $11M | 78k | 141.68 | |
| Kennametal (KMT) | 1.1 | $11M | 254k | 41.31 | |
| Consolidated Edison (ED) | 1.1 | $10M | 179k | 56.66 | |
| Cabot Oil & Gas Corporation (CTRA) | 1.0 | $9.8M | 300k | 32.69 | |
| Verizon Communications (VZ) | 1.0 | $9.8M | 197k | 49.99 | |
| Vishay Precision (VPG) | 1.0 | $9.9M | 661k | 14.94 | |
| Core Laboratories | 1.0 | $9.7M | 67k | 146.34 | |
| Pfizer (PFE) | 1.0 | $9.6M | 326k | 29.57 | |
| Quest Diagnostics Incorporated (DGX) | 1.0 | $9.4M | 155k | 60.68 | |
| Knowles (KN) | 0.9 | $9.2M | 346k | 26.50 | |
| Valmont Industries (VMI) | 0.9 | $8.6M | 64k | 134.93 | |
| FreightCar America (RAIL) | 0.9 | $8.6M | 257k | 33.30 | |
| Newport Corporation | 0.9 | $8.4M | 475k | 17.72 | |
| Darling International (DAR) | 0.9 | $8.3M | 451k | 18.32 | |
| Wendy's/arby's Group (WEN) | 0.8 | $8.2M | 990k | 8.26 | |
| Thermo Fisher Scientific (TMO) | 0.8 | $8.1M | 67k | 121.70 | |
| Agrium | 0.8 | $7.9M | 89k | 88.84 | |
| Stryker Corporation (SYK) | 0.8 | $7.4M | 92k | 80.74 | |
| FirstEnergy (FE) | 0.8 | $7.4M | 220k | 33.57 | |
| World Fuel Services Corporation (WKC) | 0.8 | $7.3M | 182k | 39.92 | |
| Apple (AAPL) | 0.8 | $7.3M | 72k | 100.75 | |
| Tri Pointe Homes (TPH) | 0.7 | $7.2M | 553k | 12.94 | |
| Mosaic (MOS) | 0.7 | $7.0M | 158k | 44.40 | |
| Berkshire Hathaway (BRK.B) | 0.7 | $7.0M | 50k | 138.12 | |
| Examworks | 0.7 | $6.8M | 209k | 32.75 | |
| Alcoa | 0.7 | $6.5M | 404k | 16.09 | |
| Walker & Dunlop (WD) | 0.7 | $6.5M | 489k | 13.29 | |
| Liberty Media Corp Del Com Ser C | 0.7 | $6.4M | 137k | 46.98 | |
| BP (BP) | 0.7 | $6.3M | 143k | 43.95 | |
| Hewlett-Packard Company | 0.6 | $6.1M | 173k | 35.46 | |
| Kelly Services (KELYA) | 0.6 | $5.6M | 356k | 15.67 | |
| Transocean (RIG) | 0.6 | $5.5M | 172k | 31.97 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.6 | $5.4M | 519k | 10.32 | |
| Abbvie (ABBV) | 0.5 | $5.1M | 89k | 57.76 | |
| Potash Corp. Of Saskatchewan I | 0.5 | $4.7M | 137k | 34.55 | |
| Johnson & Johnson (JNJ) | 0.5 | $4.7M | 44k | 106.59 | |
| Ii-vi | 0.5 | $4.5M | 382k | 11.77 | |
| Systemax | 0.5 | $4.6M | 366k | 12.47 | |
| Chico's FAS | 0.4 | $4.1M | 279k | 14.77 | |
| Life Time Fitness | 0.4 | $4.0M | 80k | 50.44 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $3.9M | 72k | 53.75 | |
| Chevron Corporation (CVX) | 0.4 | $3.7M | 31k | 119.30 | |
| International Rectifier Corporation | 0.4 | $3.7M | 94k | 39.24 | |
| Tejon Ranch Company (TRC) | 0.4 | $3.7M | 132k | 28.04 | |
| Dick's Sporting Goods (DKS) | 0.3 | $3.3M | 76k | 43.87 | |
| International Business Machines (IBM) | 0.3 | $3.3M | 18k | 189.78 | |
| Perry Ellis International | 0.3 | $3.3M | 161k | 20.35 | |
| Gentex Corporation (GNTX) | 0.3 | $3.3M | 122k | 26.76 | |
| Liberty Media | 0.3 | $3.2M | 69k | 47.18 | |
| Graham Hldgs (GHC) | 0.3 | $3.2M | 4.6k | 699.57 | |
| Berkshire Hathaway (BRK.A) | 0.3 | $3.1M | 15.00 | 206866.67 | |
| Teradyne (TER) | 0.3 | $3.0M | 157k | 19.39 | |
| Qualcomm (QCOM) | 0.3 | $2.7M | 36k | 74.77 | |
| Harsco Corporation (NVRI) | 0.3 | $2.6M | 123k | 21.40 | |
| Titan Machinery (TITN) | 0.3 | $2.6M | 202k | 12.99 | |
| Superior Industries International (SUP) | 0.3 | $2.5M | 143k | 17.53 | |
| Aon | 0.3 | $2.5M | 29k | 87.66 | |
| Emerson Electric (EMR) | 0.2 | $2.3M | 37k | 62.57 | |
| Middleburg Financial | 0.2 | $2.3M | 132k | 17.73 | |
| Prospect Capital Corporation (PSEC) | 0.2 | $2.0M | 197k | 9.90 | |
| DSW | 0.2 | $1.8M | 61k | 30.11 | |
| Friedman Inds (FRD) | 0.2 | $1.8M | 232k | 7.94 | |
| Joy Global | 0.2 | $1.7M | 31k | 54.53 | |
| Big Lots (BIGGQ) | 0.2 | $1.8M | 41k | 43.05 | |
| Agilysys (AGYS) | 0.2 | $1.7M | 147k | 11.73 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $1.7M | 51k | 32.65 | |
| Time Warner | 0.2 | $1.5M | 20k | 75.17 | |
| Home Depot (HD) | 0.2 | $1.6M | 17k | 91.68 | |
| Novartis (NVS) | 0.2 | $1.6M | 17k | 94.11 | |
| CONSOL Energy | 0.2 | $1.6M | 41k | 37.84 | |
| Bank of America Corporation (BAC) | 0.1 | $1.4M | 83k | 17.05 | |
| Merck & Co (MRK) | 0.1 | $1.4M | 24k | 59.26 | |
| J&J Snack Foods (JJSF) | 0.1 | $1.4M | 15k | 93.50 | |
| TAL International | 0.1 | $1.4M | 34k | 41.25 | |
| Bed Bath & Beyond | 0.1 | $1.4M | 21k | 65.83 | |
| AVX Corporation | 0.1 | $1.3M | 102k | 13.27 | |
| L-3 Communications Holdings | 0.1 | $1.4M | 11k | 118.86 | |
| Government Properties Income Trust | 0.1 | $1.4M | 63k | 21.90 | |
| Omega Protein Corporation | 0.1 | $1.3M | 103k | 12.50 | |
| Research Frontiers (REFR) | 0.1 | $1.2M | 214k | 5.75 | |
| Douglas Dynamics (PLOW) | 0.1 | $1.2M | 62k | 19.49 | |
| M&T Bank Corporation (MTB) | 0.1 | $1.2M | 9.7k | 123.19 | |
| Carnival Corporation (CCL) | 0.1 | $1.2M | 30k | 40.17 | |
| CVS Caremark Corporation (CVS) | 0.1 | $1.2M | 15k | 79.53 | |
| ConocoPhillips (COP) | 0.1 | $1.1M | 15k | 76.51 | |
| Henry Schein (HSIC) | 0.1 | $1.1M | 9.6k | 116.44 | |
| Tesoro Corporation | 0.1 | $1.1M | 19k | 60.96 | |
| Monmouth R.E. Inv | 0.1 | $1.2M | 117k | 10.12 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.1 | $1.2M | 82k | 14.05 | |
| Target Corporation (TGT) | 0.1 | $1.1M | 17k | 62.67 | |
| Seneca Foods Corporation (SENEA) | 0.1 | $1.1M | 38k | 28.59 | |
| Citigroup (C) | 0.1 | $1.0M | 20k | 51.79 | |
| Legg Mason | 0.1 | $956k | 19k | 51.12 | |
| Walt Disney Company (DIS) | 0.1 | $930k | 11k | 88.99 | |
| Commercial Metals Company (CMC) | 0.1 | $943k | 55k | 17.05 | |
| Public Service Enterprise (PEG) | 0.1 | $931k | 25k | 37.24 | |
| Abb (ABBNY) | 0.1 | $977k | 44k | 22.41 | |
| Xylem (XYL) | 0.1 | $985k | 28k | 35.48 | |
| Vishay Intertechnology (VSH) | 0.1 | $883k | 62k | 14.29 | |
| Trinity Industries (TRN) | 0.1 | $840k | 18k | 46.67 | |
| Getty Realty (GTY) | 0.1 | $865k | 51k | 16.99 | |
| Bar Harbor Bankshares (BHB) | 0.1 | $832k | 29k | 28.90 | |
| Solazyme | 0.1 | $898k | 121k | 7.45 | |
| Meadowbrook Insurance | 0.1 | $785k | 134k | 5.85 | |
| MFS Intermediate Income Trust (MIN) | 0.1 | $746k | 149k | 5.00 | |
| Wet Seal | 0.1 | $782k | 1.5M | 0.52 | |
| Hardinge | 0.1 | $726k | 66k | 10.93 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $788k | 3.2k | 249.05 | |
| Opko Health (OPK) | 0.1 | $765k | 90k | 8.50 | |
| Enerplus Corp | 0.1 | $730k | 39k | 18.96 | |
| Time Warner Cable | 0.1 | $719k | 5.0k | 143.34 | |
| Coca-Cola Company (KO) | 0.1 | $665k | 16k | 42.63 | |
| Bristol Myers Squibb (BMY) | 0.1 | $647k | 13k | 51.15 | |
| At&t (T) | 0.1 | $686k | 20k | 35.19 | |
| Valero Energy Corporation (VLO) | 0.1 | $657k | 14k | 46.27 | |
| General Mills (GIS) | 0.1 | $638k | 13k | 50.43 | |
| Pepsi (PEP) | 0.1 | $682k | 7.3k | 92.98 | |
| Royal Dutch Shell | 0.1 | $710k | 9.3k | 76.11 | |
| WellPoint | 0.1 | $651k | 5.5k | 119.45 | |
| Healthcare Services (HCSG) | 0.1 | $696k | 24k | 28.58 | |
| Seaboard Corporation (SEB) | 0.1 | $722k | 270.00 | 2674.07 | |
| Templeton Global Income Fund | 0.1 | $635k | 80k | 7.95 | |
| Putnam Premier Income Trust (PPT) | 0.1 | $674k | 123k | 5.48 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.1 | $629k | 43k | 14.58 | |
| ChipMOS Technology Bermuda | 0.1 | $646k | 29k | 22.59 | |
| Air Lease Corp (AL) | 0.1 | $689k | 21k | 32.50 | |
| Itt | 0.1 | $667k | 15k | 44.94 | |
| Pdc Energy | 0.1 | $694k | 14k | 50.29 | |
| Deutsche Multi-mkt Income Tr Shs cef | 0.1 | $665k | 75k | 8.85 | |
| Simpson Manufacturing (SSD) | 0.1 | $535k | 18k | 29.15 | |
| Gilead Sciences (GILD) | 0.1 | $542k | 5.1k | 106.27 | |
| Mead Johnson Nutrition | 0.1 | $606k | 6.3k | 96.19 | |
| Unilever (UL) | 0.1 | $603k | 14k | 41.88 | |
| Veolia Environnement (VEOEY) | 0.1 | $531k | 30k | 17.55 | |
| Orbotech Ltd Com Stk | 0.1 | $567k | 36k | 15.58 | |
| SPDR S&P Biotech (XBI) | 0.1 | $608k | 3.9k | 155.90 | |
| Neophotonics Corp | 0.1 | $561k | 167k | 3.35 | |
| Automatic Data Processing (ADP) | 0.1 | $434k | 5.2k | 83.01 | |
| Morgan Stanley (MS) | 0.1 | $463k | 13k | 34.55 | |
| Baker Hughes Incorporated | 0.1 | $472k | 7.3k | 64.92 | |
| American Electric Power Company (AEP) | 0.1 | $438k | 8.4k | 52.14 | |
| Syngenta | 0.1 | $499k | 7.9k | 63.24 | |
| Old Republic International Corporation (ORI) | 0.1 | $470k | 33k | 14.25 | |
| Coeur d'Alene Mines Corporation (CDE) | 0.1 | $438k | 88k | 4.96 | |
| CARBO Ceramics | 0.1 | $475k | 8.0k | 59.23 | |
| Pimco Income Strategy Fund (PFL) | 0.1 | $512k | 43k | 11.93 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.1 | $435k | 33k | 13.38 | |
| Rand Capital Corporation | 0.1 | $437k | 141k | 3.09 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $352k | 9.1k | 38.68 | |
| Abbott Laboratories (ABT) | 0.0 | $347k | 8.4k | 41.56 | |
| United Parcel Service (UPS) | 0.0 | $388k | 4.0k | 98.23 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $376k | 3.5k | 107.43 | |
| Union Pacific Corporation (UNP) | 0.0 | $346k | 3.2k | 108.12 | |
| Mylan | 0.0 | $421k | 9.3k | 45.42 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $389k | 6.9k | 56.38 | |
| Schlumberger (SLB) | 0.0 | $373k | 3.7k | 101.63 | |
| Exelon Corporation (EXC) | 0.0 | $397k | 12k | 34.08 | |
| Whiting Petroleum Corporation | 0.0 | $379k | 4.9k | 77.35 | |
| Ramco-Gershenson Properties Trust | 0.0 | $341k | 21k | 16.24 | |
| Mercer International (MERC) | 0.0 | $429k | 44k | 9.75 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $365k | 15k | 25.13 | |
| Invesco Van Kampen Trust For Inv Grd Mun (VGM) | 0.0 | $431k | 33k | 13.10 | |
| Pimco Income Strategy Fund II (PFN) | 0.0 | $414k | 39k | 10.51 | |
| Swiss Helvetia Fund (SWZ) | 0.0 | $390k | 29k | 13.50 | |
| Pandora Media | 0.0 | $362k | 15k | 24.13 | |
| American Airls (AAL) | 0.0 | $371k | 11k | 35.46 | |
| Northeast Utilities System | 0.0 | $254k | 5.7k | 44.19 | |
| Leucadia National | 0.0 | $305k | 13k | 23.77 | |
| Crocs (CROX) | 0.0 | $334k | 27k | 12.55 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $326k | 1.7k | 196.50 | |
| Koninklijke Philips Electronics NV (PHG) | 0.0 | $324k | 10k | 31.61 | |
| American Financial (AFG) | 0.0 | $260k | 4.5k | 57.78 | |
| United Technologies Corporation | 0.0 | $264k | 2.5k | 105.60 | |
| Walgreen Company | 0.0 | $296k | 5.0k | 59.20 | |
| Ford Motor Company (F) | 0.0 | $280k | 19k | 14.78 | |
| Hospitality Properties Trust | 0.0 | $281k | 11k | 26.76 | |
| D.R. Horton (DHI) | 0.0 | $261k | 13k | 20.49 | |
| Chesapeake Energy Corporation | 0.0 | $248k | 11k | 22.96 | |
| Lexington Realty Trust (LXP) | 0.0 | $323k | 33k | 9.77 | |
| Dot Hill Systems | 0.0 | $245k | 65k | 3.77 | |
| Medical Properties Trust (MPW) | 0.0 | $311k | 25k | 12.24 | |
| National Fuel Gas (NFG) | 0.0 | $273k | 3.9k | 69.82 | |
| Ametek (AME) | 0.0 | $244k | 4.9k | 50.06 | |
| RTI Biologics | 0.0 | $305k | 64k | 4.77 | |
| Harris & Harris | 0.0 | $271k | 91k | 2.98 | |
| PowerShares QQQ Trust, Series 1 | 0.0 | $292k | 3.0k | 98.55 | |
| Blackrock Kelso Capital | 0.0 | $316k | 37k | 8.52 | |
| American Water Works (AWK) | 0.0 | $265k | 5.5k | 48.18 | |
| Templeton Dragon Fund (TDF) | 0.0 | $257k | 10k | 25.70 | |
| ImmuCell Corporation (ICCC) | 0.0 | $263k | 53k | 4.97 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.0 | $328k | 14k | 23.10 | |
| CAMAC Energy | 0.0 | $253k | 408k | 0.62 | |
| BlackRock Enhanced Dividend Achievers Tr (BDJ) | 0.0 | $290k | 35k | 8.20 | |
| BlackRock MuniYield New York Insured Fnd (MYN) | 0.0 | $326k | 26k | 12.78 | |
| Salisbury Ban | 0.0 | $276k | 10k | 26.86 | |
| Japan Equity Fund ietf (JEQ) | 0.0 | $323k | 46k | 7.11 | |
| Northern Trust Corporation (NTRS) | 0.0 | $238k | 3.5k | 68.00 | |
| Altria (MO) | 0.0 | $227k | 5.0k | 45.86 | |
| Louisiana-Pacific Corporation (LPX) | 0.0 | $231k | 17k | 13.59 | |
| Donegal (DGICA) | 0.0 | $198k | 13k | 15.31 | |
| QLogic Corporation | 0.0 | $163k | 18k | 9.16 | |
| Mitcham Industries | 0.0 | $194k | 18k | 11.02 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $225k | 38k | 5.89 | |
| Eaton Vance Senior Floating Rate Fund (EFR) | 0.0 | $162k | 11k | 14.34 | |
| Eaton Vance Floating-Rate Income Trust (EFT) | 0.0 | $218k | 15k | 14.53 | |
| First Trust/Four Corners SFRI Fund II (FCT) | 0.0 | $158k | 12k | 13.50 | |
| Western Asset Glbl Partners Incm Fnd | 0.0 | $210k | 20k | 10.40 | |
| BlackRock MuniHoldings New York Insured (MHN) | 0.0 | $177k | 13k | 13.31 | |
| Western Asset Municipal Partners Fnd | 0.0 | $203k | 14k | 14.81 | |
| Atlantic American Corporation (AAME) | 0.0 | $217k | 55k | 3.97 | |
| Sutron Corp C ommon | 0.0 | $188k | 37k | 5.08 | |
| Mfc Industrial | 0.0 | $189k | 27k | 7.11 | |
| Phillips 66 (PSX) | 0.0 | $203k | 2.5k | 81.20 | |
| JetBlue Airways Corporation (JBLU) | 0.0 | $106k | 10k | 10.55 | |
| Intelligent Sys Corp (CCRD) | 0.0 | $125k | 91k | 1.37 | |
| American Software (AMSWA) | 0.0 | $127k | 15k | 8.79 | |
| Fuel Tech (FTEK) | 0.0 | $137k | 32k | 4.24 | |
| TICC Capital | 0.0 | $141k | 16k | 8.81 | |
| Support | 0.0 | $118k | 55k | 2.15 | |
| Astro-Med (ALOT) | 0.0 | $131k | 10k | 13.09 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.0 | $136k | 15k | 8.89 | |
| Magellan Petroleum Corporation | 0.0 | $52k | 25k | 2.12 | |
| BlackRock Real Asset Trust | 0.0 | $91k | 11k | 8.43 | |
| Nuveen Quality Preferred Income Fund | 0.0 | $116k | 14k | 8.11 | |
| Nuveen Muni Value Fund (NUV) | 0.0 | $141k | 15k | 9.40 | |
| Goldfield Corporation | 0.0 | $72k | 38k | 1.91 | |
| Nuveen Qual Preferred Inc. Fund III | 0.0 | $137k | 17k | 8.33 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.0 | $92k | 10k | 9.20 | |
| Dreyfus High Yield Strategies Fund | 0.0 | $62k | 17k | 3.70 | |
| Arts-Way Manufacturing (ARTW) | 0.0 | $55k | 11k | 4.95 | |
| Manhattan Bridge Capital (LOAN) | 0.0 | $126k | 45k | 2.80 | |
| Cyclacel Pharmaceuticals | 0.0 | $76k | 25k | 3.04 | |
| Townsquare Media Inc cl a (TSQ) | 0.0 | $120k | 10k | 12.00 | |
| ENGlobal Corporation | 0.0 | $43k | 20k | 2.15 | |
| Schmitt Industries (SMIT) | 0.0 | $48k | 15k | 3.20 | |
| Equus Total Return (EQS) | 0.0 | $39k | 18k | 2.20 | |
| China Shengda Packaging | 0.0 | $26k | 30k | 0.88 |
