Shufro Rose & Co

Shufro Rose & Co as of Sept. 30, 2020

Portfolio Holdings for Shufro Rose & Co

Shufro Rose & Co holds 277 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares U S Etf Tr Sht Mat Bd Etf (NEAR) 5.9 $61M 1.2M 50.11
Corning Incorporated (GLW) 4.8 $50M 1.5M 32.41
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 4.6 $48M 442k 108.11
Intel Corporation (INTC) 3.4 $36M 685k 51.78
Ishares Tr Msci Usa Min Vol (USMV) 3.3 $34M 539k 63.73
Thermo Fisher Scientific (TMO) 3.3 $34M 77k 441.52
Apple Put Option (AAPL) 2.9 $30M 256k 116.00
Sprott Physical Gold & Silve Tr Unit (CEF) 2.9 $30M 1.6M 18.34
Texas Instruments Incorporated (TXN) 2.8 $29M 202k 142.79
Avery Dennison Corporation (AVY) 2.7 $28M 222k 127.84
Microsoft Corporation (MSFT) 2.7 $28M 133k 210.33
Bristol Myers Squibb (BMY) 2.6 $27M 448k 60.29
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.4 $25M 115k 212.94
Lennar Corp Cl A (LEN) 2.0 $21M 254k 81.68
UnitedHealth (UNH) 2.0 $21M 67k 311.77
JPMorgan Chase & Co. (JPM) 1.9 $20M 204k 96.27
Cisco Systems (CSCO) 1.8 $19M 484k 39.39
Johnson Ctls Intl SHS (JCI) 1.8 $19M 452k 40.85
Spdr Ser Tr Portfolio Short (SPSB) 1.7 $18M 572k 31.37
Sonoco Products Company (SON) 1.7 $18M 347k 51.07
Qualcomm (QCOM) 1.6 $17M 145k 117.68
BorgWarner (BWA) 1.6 $17M 436k 38.74
Amgen (AMGN) 1.5 $16M 62k 254.16
Ishares Tr Msci Usa Qlt Fct (QUAL) 1.4 $14M 139k 103.74
Alleghany Corporation 1.2 $13M 25k 520.43
Starbucks Corporation (SBUX) 1.2 $13M 147k 85.92
Ishares Tr 0-5yr Invt Gr Cp (SLQD) 1.2 $13M 240k 52.12
Invesco Exch Trd Slf Idx Bulshs 2022 Cb 1.2 $12M 559k 21.84
salesforce (CRM) 1.1 $12M 47k 251.33
Ii-vi 1.1 $12M 286k 40.56
Walker & Dunlop (WD) 0.9 $9.9M 186k 53.00
Kennametal (KMT) 0.9 $9.0M 309k 28.94
Ares Capital Corporation (ARCC) 0.8 $8.6M 620k 13.95
Amazon (AMZN) 0.8 $8.5M 2.7k 3148.91
AutoZone (AZO) 0.8 $8.5M 7.2k 1177.70
Illinois Tool Works (ITW) 0.8 $8.5M 44k 193.21
Abbvie (ABBV) 0.7 $7.5M 86k 87.59
Nutrien (NTR) 0.7 $7.1M 180k 39.23
Eli Lilly & Co. (LLY) 0.7 $6.9M 46k 148.03
Disney Walt Com Disney (DIS) 0.6 $6.5M 53k 124.08
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.6 $6.5M 118k 54.91
Liberty Media Corp Del Com C Siriusxm 0.6 $5.9M 178k 33.08
Goldman Sachs Etf Tr Equal Weight Us (GSEW) 0.6 $5.7M 115k 49.72
Abb Sponsored Adr (ABBNY) 0.5 $5.6M 220k 25.45
National Westn Life Group In Cl A (NWLI) 0.5 $5.6M 31k 182.76
Sanderson Farms 0.5 $5.1M 43k 117.98
Aon Shs Cl A (AON) 0.5 $5.1M 25k 206.29
3M Company (MMM) 0.5 $5.0M 31k 160.17
Exxon Mobil Corporation (XOM) 0.4 $4.6M 134k 34.33
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.4 $4.5M 14.00 320000.00
Johnson & Johnson (JNJ) 0.4 $4.0M 27k 148.88
MetLife (MET) 0.4 $3.6M 98k 37.17
Pfizer (PFE) 0.3 $3.4M 92k 36.70
Vishay Precision (VPG) 0.3 $3.3M 131k 25.32
Cibc Cad (CM) 0.3 $3.3M 44k 74.71
Teradyne (TER) 0.3 $3.2M 41k 79.46
Unilever Spon Adr New (UL) 0.3 $3.1M 51k 61.68
Lauder Estee Cos Cl A (EL) 0.3 $3.1M 14k 218.24
Citigroup Com New (C) 0.3 $2.9M 68k 43.12
Equinix (EQIX) 0.3 $2.8M 3.6k 760.20
Dupont De Nemours (DD) 0.3 $2.7M 49k 55.47
General Mills (GIS) 0.3 $2.6M 43k 61.68
Dominion Resources (D) 0.2 $2.6M 33k 78.92
Invesco Exch Trd Slf Idx Bulshs 2021 Cb 0.2 $2.5M 117k 21.32
Emerson Electric (EMR) 0.2 $2.4M 37k 65.56
Invesco Exch Trd Slf Idx Bulshs 2023 Cb 0.2 $2.3M 108k 21.79
J&J Snack Foods (JJSF) 0.2 $2.3M 18k 130.36
Jacobs Engineering 0.2 $2.3M 25k 92.77
Chevron Corporation (CVX) 0.2 $2.3M 32k 72.02
Wendy's/arby's Group (WEN) 0.2 $2.3M 102k 22.29
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.2 $2.2M 27k 82.86
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.2 $2.1M 26k 83.05
General Motors Company (GM) 0.2 $2.0M 69k 29.59
Ishares Tr Core Msci Eafe (IEFA) 0.2 $2.0M 34k 60.28
Liberty Broadband Corp Com Ser C (LBRDK) 0.2 $2.0M 14k 142.90
International Business Machines (IBM) 0.2 $1.9M 15k 121.65
Merck & Co (MRK) 0.2 $1.8M 22k 82.97
Liberty Media Corp Del Com A Siriusxm 0.2 $1.7M 50k 33.18
Builders FirstSource (BLDR) 0.2 $1.6M 49k 32.61
Xylem (XYL) 0.2 $1.6M 19k 84.12
Cheniere Energy Com New (LNG) 0.1 $1.6M 34k 46.27
Howmet Aerospace (HWM) 0.1 $1.5M 93k 16.72
A Mark Precious Metals (AMRK) 0.1 $1.5M 44k 33.72
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $1.5M 12k 118.03
Charter Communications Inc N Cl A (CHTR) 0.1 $1.4M 2.3k 624.24
UMH Properties (UMH) 0.1 $1.4M 105k 13.54
Bank of America Corporation (BAC) 0.1 $1.4M 58k 24.08
Seneca Foods Corp Cl A (SENEA) 0.1 $1.4M 39k 35.73
Stryker Corporation (SYK) 0.1 $1.3M 6.5k 208.29
Nortonlifelock (GEN) 0.1 $1.3M 64k 20.83
Union Pacific Corporation (UNP) 0.1 $1.3M 6.7k 196.88
Henry Schein (HSIC) 0.1 $1.3M 22k 58.77
Ishares Tr Ultr Sh Trm Bd (ICSH) 0.1 $1.3M 26k 50.59
Synchrony Financial (SYF) 0.1 $1.2M 47k 26.18
Mercer International (MERC) 0.1 $1.2M 185k 6.60
Dunkin' Brands Group 0.1 $1.2M 15k 81.93
Alphabet Cap Stk Cl C (GOOG) 0.1 $1.1M 756.00 1469.58
Air Lease Corp Cl A (AL) 0.1 $1.0M 35k 29.43
Voya Prime Rate Tr Sh Ben Int 0.1 $1.0M 236k 4.41
Gladstone Ld (LAND) 0.1 $1.0M 69k 15.01
American National Group Com New 0.1 $1.0M 15k 67.52
Kelly Svcs Cl A (KELYA) 0.1 $1.0M 59k 17.05
Goldfield Corporation 0.1 $997k 236k 4.23
Spdr Ser Tr S&p Biotech (XBI) 0.1 $963k 8.6k 111.41
Medical Properties Trust (MPW) 0.1 $950k 54k 17.63
Pure Storage Cl A (PSTG) 0.1 $934k 61k 15.39
Medtronic SHS (MDT) 0.1 $931k 9.0k 103.94
Alaska Air (ALK) 0.1 $892k 24k 36.62
Ishares Tr Russell 2000 Etf (IWM) 0.1 $890k 5.9k 149.81
Quest Diagnostics Incorporated (DGX) 0.1 $872k 7.6k 114.51
Monmouth Real Estate Invt Cl A 0.1 $853k 62k 13.85
Hannon Armstrong (HASI) 0.1 $844k 20k 42.27
CVS Caremark Corporation (CVS) 0.1 $835k 14k 58.43
Cbre Group Cl A (CBRE) 0.1 $809k 17k 46.97
NVIDIA Corporation (NVDA) 0.1 $790k 1.5k 541.10
Automatic Data Processing (ADP) 0.1 $773k 5.5k 139.40
ConocoPhillips (COP) 0.1 $768k 23k 32.86
Pdc Energy 0.1 $759k 61k 12.40
Invesco Exch Trd Slf Idx Bulshs 2024 Cb (BSCO) 0.1 $759k 34k 22.17
Manitex International (MNTX) 0.1 $753k 181k 4.17
Darling International (DAR) 0.1 $741k 21k 36.01
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.1 $738k 2.2k 338.69
Village Super Mkt Cl A New (VLGEA) 0.1 $714k 29k 24.62
D.R. Horton (DHI) 0.1 $712k 9.4k 75.66
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $708k 62k 11.50
Ishares Tr Pfd And Incm Sec (PFF) 0.1 $687k 19k 36.47
Raytheon Technologies Corp (RTX) 0.1 $682k 12k 57.51
Verizon Communications (VZ) 0.1 $672k 11k 59.53
Covetrus 0.1 $665k 27k 24.39
Putnam Premier Income Tr Sh Ben Int (PPT) 0.1 $651k 146k 4.45
Friedman Inds (FRD) 0.1 $647k 112k 5.80
Facebook Cl A (META) 0.1 $643k 2.5k 261.91
Ishares Tr Rus 1000 Grw Etf (IWF) 0.1 $642k 3.0k 216.82
Kla Corp Com New (KLAC) 0.1 $629k 3.2k 193.60
Invesco Exch Trd Slf Idx Bulshs 2022 Hy 0.1 $627k 27k 22.85
L3harris Technologies (LHX) 0.1 $623k 3.7k 169.75
United Parcel Service CL B (UPS) 0.1 $621k 3.7k 166.71
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $621k 2.2k 277.98
Seaboard Corporation (SEB) 0.1 $618k 218.00 2834.86
Home Depot (HD) 0.1 $615k 2.2k 277.65
Fidelity Merrimack Str Tr Low Durtin Etf (FLDR) 0.1 $603k 12k 51.10
AllianceBernstein Global Hgh Incm (AWF) 0.1 $602k 57k 10.51
Alphabet Cap Stk Cl A (GOOGL) 0.1 $598k 408.00 1465.69
Realty Income (O) 0.1 $594k 9.8k 60.80
Schnitzer Stl Inds Cl A (RDUS) 0.1 $571k 30k 19.23
Apollo Sr Floating Rate Fd I (AFT) 0.1 $564k 44k 12.82
Dana Holding Corporation (DAN) 0.1 $562k 46k 12.32
Intercontinental Exchange (ICE) 0.1 $550k 5.5k 100.00
Public Service Enterprise (PEG) 0.1 $548k 10k 54.95
General Electric Company 0.0 $516k 83k 6.22
Enbridge (ENB) 0.0 $511k 18k 29.21
Viacomcbs CL B (PARA) 0.0 $508k 18k 27.99
Manhattan Bridge Capital (LOAN) 0.0 $506k 116k 4.36
Invesco Exch Trd Slf Idx Bulshs 2023 Hy 0.0 $505k 21k 24.51
FedEx Corporation (FDX) 0.0 $503k 2.0k 251.50
Coca-Cola Company (KO) 0.0 $499k 10k 49.34
Ishares Tr Core Msci Total (IXUS) 0.0 $496k 8.5k 58.39
Adobe Systems Incorporated (ADBE) 0.0 $495k 1.0k 490.58
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.0 $487k 1.5k 334.94
Vanguard Bd Index Fds Intermed Term (BIV) 0.0 $476k 5.1k 93.55
Goldman Sachs Etf Tr Aces Ultra Shr (GSST) 0.0 $472k 9.3k 50.73
Netflix (NFLX) 0.0 $468k 935.00 500.53
Marathon Petroleum Corp (MPC) 0.0 $462k 16k 29.31
Ishares Tr Calif Mun Bd Etf (CMF) 0.0 $450k 7.2k 62.36
JetBlue Airways Corporation (JBLU) 0.0 $448k 40k 11.34
Novartis Sponsored Adr (NVS) 0.0 $448k 5.2k 86.91
Invesco Exch Trd Slf Idx Bulshs 2021 Hy 0.0 $448k 20k 22.94
Big Lots (BIGGQ) 0.0 $446k 10k 44.60
Wal-Mart Stores (WMT) 0.0 $434k 3.1k 139.95
Research Frontiers (REFR) 0.0 $431k 160k 2.70
Perma-pipe International (PPIH) 0.0 $414k 73k 5.66
Morgan Stanley Com New (MS) 0.0 $412k 8.5k 48.36
McKesson Corporation (MCK) 0.0 $402k 2.7k 148.89
Gilead Sciences (GILD) 0.0 $401k 6.3k 63.26
Ishares Tr Latn Amer 40 Etf (ILF) 0.0 $390k 19k 21.06
Anthem (ELV) 0.0 $389k 1.5k 268.28
Rpt Realty Sh Ben Int 0.0 $379k 70k 5.45
Norwegian Cruise Line Hldg L SHS (NCLH) 0.0 $378k 22k 17.10
Mfs Inter Income Tr Sh Ben Int (MIN) 0.0 $377k 101k 3.73
At&t (T) 0.0 $375k 13k 28.50
Pimco Income Strategy Fund (PFL) 0.0 $375k 37k 10.11
Ingredion Incorporated (INGR) 0.0 $372k 4.9k 75.69
Kimberly-Clark Corporation (KMB) 0.0 $372k 2.5k 147.56
Novocure Ord Shs (NVCR) 0.0 $367k 3.3k 111.30
Ametek (AME) 0.0 $365k 3.7k 99.35
Abbott Laboratories (ABT) 0.0 $363k 3.3k 108.85
Lincoln National Corporation (LNC) 0.0 $360k 12k 31.36
Caterpillar (CAT) 0.0 $359k 2.4k 149.02
Vanguard World Esg Us Stk Etf (ESGV) 0.0 $358k 5.8k 61.72
Trinity Industries (TRN) 0.0 $351k 18k 19.50
Lockheed Martin Corporation (LMT) 0.0 $346k 902.00 383.59
Frequency Electronics (FEIM) 0.0 $345k 34k 10.10
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $337k 29k 11.62
Consolidated Edison (ED) 0.0 $337k 4.3k 77.72
Templeton Global Income Fund 0.0 $337k 63k 5.35
Bar Harbor Bankshares (BHB) 0.0 $337k 16k 20.57
Regeneron Pharmaceuticals (REGN) 0.0 $336k 600.00 560.00
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $334k 28k 11.89
Smucker J M Com New (SJM) 0.0 $332k 2.9k 115.40
Hurco Companies (HURC) 0.0 $329k 12k 28.36
Coeur Mng Com New (CDE) 0.0 $325k 44k 7.39
Pimco Income Strategy Fund II (PFN) 0.0 $324k 36k 9.09
Royal Dutch Shell Spons Adr A 0.0 $322k 13k 25.18
Vaneck Merk Gold Tr Gold Trust (OUNZ) 0.0 $315k 17k 18.41
Ishares Msci Equal Weite (EUSA) 0.0 $314k 5.1k 61.16
Healthcare Services (HCSG) 0.0 $314k 15k 21.54
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $313k 29k 10.98
Sanofi Sponsored Adr (SNY) 0.0 $310k 6.2k 50.16
Comcast Corp Cl A (CMCSA) 0.0 $308k 6.7k 46.32
M&T Bank Corporation (MTB) 0.0 $305k 3.3k 92.17
New York Community Ban 0.0 $302k 37k 8.26
Visa Com Cl A (V) 0.0 $302k 1.5k 199.87
Select Sector Spdr Tr Technology (XLK) 0.0 $299k 2.6k 116.80
Liberty Broadband Corp Com Ser A (LBRDA) 0.0 $291k 2.1k 141.95
American Financial (AFG) 0.0 $281k 4.2k 66.90
Ishares Tr Core S&p Scp Etf (IJR) 0.0 $276k 3.9k 70.16
Immucell Corp Com Par (ICCC) 0.0 $275k 51k 5.43
GATX Corporation (GATX) 0.0 $268k 4.2k 63.81
Gencor Industries (GENC) 0.0 $260k 24k 11.01
Slack Technologies Com Cl A 0.0 $258k 9.6k 26.88
Ishares Tr Residential Mult (REZ) 0.0 $250k 4.1k 60.98
BP Sponsored Adr (BP) 0.0 $249k 14k 17.44
Vodafone Group Sponsored Adr (VOD) 0.0 $241k 18k 13.41
Norfolk Southern (NSC) 0.0 $241k 1.1k 214.22
S&p Global (SPGI) 0.0 $241k 667.00 361.32
Spdr Gold Tr Gold Shs (GLD) 0.0 $235k 1.3k 177.36
Expedia Group Com New (EXPE) 0.0 $233k 2.5k 91.66
BlackRock MuniHoldings New York Insured (MHN) 0.0 $225k 17k 13.47
Valero Energy Corporation (VLO) 0.0 $225k 5.2k 43.27
Becton, Dickinson and (BDX) 0.0 $221k 950.00 232.63
Consolidated Tomoka Ld Co Com cs 0.0 $221k 5.0k 44.20
Aberdeen Global Income Fund (FCO) 0.0 $218k 32k 6.83
Dow (DOW) 0.0 $217k 4.6k 47.12
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $214k 29k 7.31
Valley National Ban (VLY) 0.0 $212k 31k 6.84
Mastercard Incorporated Cl A (MA) 0.0 $210k 620.00 338.71
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $210k 17k 12.43
Tri Pointe Homes (TPH) 0.0 $209k 12k 18.17
Brixmor Prty (BRX) 0.0 $208k 18k 11.70
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.0 $204k 1.9k 105.48
Cohen & Steers infrastucture Fund (UTF) 0.0 $202k 9.1k 22.20
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $198k 16k 12.69
Enterprise Products Partners (EPD) 0.0 $193k 12k 15.76
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $189k 16k 12.19
Rand Cap Corp Com New (RAND) 0.0 $178k 16k 11.09
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $178k 13k 13.69
Western Asset Municipal Partners Fnd 0.0 $172k 12k 14.40
S&W Seed Company (SANW) 0.0 $166k 67k 2.48
Pacific Ethanol 0.0 $165k 23k 7.33
Cohen & Steers Quality Income Realty (RQI) 0.0 $164k 15k 11.08
Nuveen Quality Pref. Inc. Fund II 0.0 $153k 17k 8.83
Nuveen Muni Value Fund (NUV) 0.0 $149k 14k 10.64
Townsquare Media Cl A (TSQ) 0.0 $147k 32k 4.67
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $147k 10k 14.70
Japan Equity Fund ietf (JEQ) 0.0 $144k 17k 8.29
Blackrock Muniyield Ariz 0.0 $144k 10k 14.40
180 Degree Cap 0.0 $142k 75k 1.89
Eaton Vance Muni Income Trus Sh Ben Int (EVN) 0.0 $128k 10k 12.80
Orbcomm 0.0 $123k 36k 3.41
Pedevco Corp Com Par (PED) 0.0 $106k 71k 1.49
Opko Health (OPK) 0.0 $105k 29k 3.68
Cerus Corporation (CERS) 0.0 $103k 17k 6.24
Bellicum Pharmaceuticals Com New 0.0 $85k 13k 6.57
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $85k 10k 8.50
Universal Stainless & Alloy Products (USAP) 0.0 $78k 14k 5.49
Ford Motor Company (F) 0.0 $73k 11k 6.69
Atlantic American Corporation (AAME) 0.0 $72k 36k 2.00
Magal Security Sys Ord 0.0 $67k 18k 3.76
Acacia Resh Corp Acacia Tch Com (ACTG) 0.0 $63k 18k 3.50
Prospect Capital Corporation (PSEC) 0.0 $59k 12k 5.00
Blackrock Kelso Capital 0.0 $52k 21k 2.45
Putnam Master Inter Income T Sh Ben Int (PIM) 0.0 $45k 11k 4.09
Arts-Way Manufacturing (ARTW) 0.0 $43k 19k 2.29
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $37k 10k 3.70
Ring Energy (REI) 0.0 $34k 50k 0.68
Wireless Tele 0.0 $31k 23k 1.36
Equus Total Return (EQS) 0.0 $21k 18k 1.18