Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2016

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 294 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Boulder Growth & Income Fund (STEW) 7.3 $14M 1.6M 8.38
Blackrock Science & (BST) 5.1 $9.5M 512k 18.63
Tekla Healthcare Opportunit (THQ) 4.6 $8.7M 495k 17.48
Nexpoint Credit Strategies Fund (NXDT) 4.3 $8.1M 365k 22.23
Tekla World Healthcare Fd ben int (THW) 3.3 $6.3M 428k 14.68
Adams Express Company (ADX) 3.1 $5.8M 439k 13.15
Alpine Total Dyn Fd New cefs 2.8 $5.2M 685k 7.63
Tri-Continental Corporation (TY) 2.6 $4.9M 228k 21.38
Liberty All-Star Equity Fund (USA) 2.6 $4.9M 937k 5.18
Pimco Dynamic Credit Income other 2.3 $4.4M 216k 20.39
MasTec (MTZ) 2.1 $4.0M 135k 29.74
Tortoise Pipeline & Energy 2.1 $3.9M 187k 21.18
General American Investors (GAM) 2.0 $3.8M 116k 32.65
Copa Holdings Sa-class A (CPA) 2.0 $3.7M 43k 87.92
Royal Caribbean Cruises (RCL) 1.6 $3.1M 41k 74.95
First Tr Energy Infrastrctr (FIF) 1.6 $2.9M 153k 19.19
Alpine Global Dynamic 1.6 $2.9M 335k 8.70
Salient Midstream & M 1.5 $2.8M 217k 12.68
Herzfeld Caribbean Basin (CUBA) 1.4 $2.7M 423k 6.27
Petroleum & Res Corp Com cef (PEO) 1.4 $2.6M 132k 19.93
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.4 $2.6M 25k 101.42
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 1.4 $2.5M 243k 10.41
Japan Equity Fund ietf (JEQ) 1.4 $2.5M 308k 8.22
Central Securities (CET) 1.3 $2.5M 118k 21.24
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.3 $2.4M 286k 8.48
RMR Asia Pacific Real Estate Fund 1.2 $2.2M 101k 21.75
Lennar Corporation (LEN) 1.1 $2.1M 50k 42.34
Norwegian Cruise Line Hldgs (NCLH) 1.1 $2.1M 55k 37.70
Carnival Corporation (CCL) 1.1 $2.0M 41k 48.82
First Tr Dynamic Europe Eqt 1.1 $2.0M 128k 15.72
Seaboard Corporation (SEB) 1.1 $2.0M 580.00 3439.66
Royce Value Trust (RVT) 1.0 $1.9M 152k 12.66
Cemex SAB de CV (CX) 0.9 $1.6M 204k 7.94
Royal Dutch Shell 0.8 $1.6M 803.00 1997.51
New Germany Fund (GF) 0.8 $1.6M 111k 14.35
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.8 $1.5M 130k 11.62
Cohen & Steers infrastucture Fund (UTF) 0.8 $1.5M 69k 21.54
Watsco, Incorporated (WSO) 0.8 $1.4M 10k 140.89
Diversified Real Asset Inc F 0.7 $1.4M 80k 17.24
Japan Smaller Capitalizaion Fund (JOF) 0.7 $1.3M 126k 10.55
Special Opportunities Fund (SPE) 0.7 $1.3M 89k 14.91
Avianca Holdings Sa 0.7 $1.2M 192k 6.48
Fomento Economico Mexicano SAB (FMX) 0.6 $1.1M 12k 92.07
Spirit Airlines (SAVE) 0.6 $1.1M 26k 42.54
Popular (BPOP) 0.6 $1.1M 29k 38.21
Virtus Global Divid Income F (ZTR) 0.6 $1.1M 89k 12.05
Nextera Energy (NEE) 0.5 $1.0M 8.3k 122.35
Guggenheim Enhanced Equity Strategy 0.5 $986k 62k 16.04
Gabelli Dividend & Income Trust (GDV) 0.5 $939k 49k 19.22
Apollo Tactical Income Fd In (AIF) 0.5 $933k 60k 15.47
Korea (KF) 0.4 $830k 23k 36.00
Tortoise Pwr & Energy (TPZ) 0.4 $815k 37k 22.34
Marriott Vacations Wrldwde Cp (VAC) 0.4 $788k 11k 73.34
Allianzgi Nfj Divid Int Prem S cefs 0.4 $781k 62k 12.64
Cohen & Steers Mlp Fund 0.4 $781k 73k 10.75
Atn Intl (ATNI) 0.4 $780k 12k 65.07
Bancolombia (CIB) 0.4 $772k 20k 39.03
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.4 $749k 78k 9.67
Grupo Televisa (TV) 0.4 $730k 28k 25.70
Special Opp 3.5% Pfd Conv 0.4 $728k 28k 25.80
Empire St Rlty Tr Inc cl a (ESRT) 0.4 $710k 34k 20.95
First Tr High Income L/s (FSD) 0.4 $698k 45k 15.59
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.3 $660k 8.8k 75.01
Liberty All-Star Growth Fund (ASG) 0.3 $622k 144k 4.31
Morgan Stanley China A Share Fund (CAF) 0.3 $600k 32k 18.70
Martin Marietta Materials (MLM) 0.3 $537k 3.0k 179.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.3 $524k 11k 48.52
Nuveen Multi-mkt Inc Income (JMM) 0.3 $521k 70k 7.50
America Movil Sab De Cv spon adr l 0.3 $511k 45k 11.43
Livanova Plc Ord (LIVN) 0.3 $501k 8.3k 60.14
Norfolk Southern (NSC) 0.2 $461k 4.8k 97.05
Vulcan Materials Company (VMC) 0.2 $455k 4.0k 113.75
Advent/Claymore Enhanced Growth & Income 0.2 $444k 53k 8.35
LMP Capital and Income Fund (SCD) 0.2 $420k 31k 13.64
Tahoe Resources 0.2 $409k 32k 12.82
Gabelli Global Multimedia Trust (GGT) 0.2 $395k 51k 7.68
Evertec (EVTC) 0.2 $397k 24k 16.79
Delaware Enhanced Glbl. Div. & Inc. Fund 0.2 $379k 38k 10.12
Freeport-McMoRan Copper & Gold (FCX) 0.2 $348k 32k 10.88
Macquarie Global Infr Total Rtrn Fnd 0.2 $355k 16k 21.82
Neuberger Berman Mlp Income (NML) 0.2 $330k 36k 9.27
Nuveen Global High (JGH) 0.2 $345k 22k 15.69
Sprott Focus Tr (FUND) 0.2 $346k 50k 6.90
Bk Nova Cad (BNS) 0.2 $318k 6.0k 53.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $319k 20k 15.73
Fresh Del Monte Produce (FDP) 0.2 $300k 5.0k 60.00
Western Union Company (WU) 0.1 $291k 14k 20.79
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.1 $285k 23k 12.27
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $260k 20k 13.35
Blackrock Multi-sector Incom other (BIT) 0.1 $266k 16k 17.06
Templeton Dragon Fund (TDF) 0.1 $244k 14k 17.63
Nuveen Insd Dividend Advantage (NVG) 0.1 $241k 15k 16.09
Taiwan Fund (TWN) 0.1 $236k 14k 17.30
Mexico Equity and Income Fund (MXE) 0.1 $229k 22k 10.35
Archer Daniels Midland Company (ADM) 0.1 $211k 5.0k 42.20
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $211k 14k 14.70
Mexico Fund (MXF) 0.1 $213k 13k 15.96
Cushing Renaissance 0.1 $213k 13k 16.51
Morgan Stanley Asia Pacific Fund 0.1 $180k 12k 15.12
iShares Dow Jones US Medical Dev. (IHI) 0.1 $182k 1.3k 145.60
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $192k 20k 9.65
Blackstone Gso Strategic (BGB) 0.1 $183k 12k 14.90
3M Company (MMM) 0.1 $171k 972.00 175.93
Merck & Co (MRK) 0.1 $168k 2.7k 62.43
Thai Fund 0.1 $166k 20k 8.18
Era 0.1 $173k 22k 8.04
Singapore Fund 0.1 $168k 18k 9.38
Morgan Stanley India Investment Fund (IIF) 0.1 $141k 5.0k 28.39
Gilead Sciences (GILD) 0.1 $158k 2.0k 79.00
Teekay Lng Partners 0.1 $145k 9.6k 15.12
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $152k 10k 15.07
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $158k 12k 13.77
Pacholder High Yield 0.1 $153k 21k 7.15
McDonald's Corporation (MCD) 0.1 $124k 1.1k 115.67
Home Depot (HD) 0.1 $125k 972.00 128.60
iShares NASDAQ Biotechnology Index (IBB) 0.1 $126k 436.00 288.99
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.1 $136k 9.0k 15.11
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $128k 16k 8.12
Zweig Fund 0.1 $126k 9.7k 12.97
Nuveen Flexible Invt Income 0.1 $129k 7.5k 17.24
Royce Global Value Tr (RGT) 0.1 $124k 15k 8.15
Inovio Pharmaceuticals 0.1 $140k 15k 9.33
Cushing Mlp Total Return Fd Com New cef 0.1 $129k 9.9k 13.03
Seacor Holdings 0.1 $119k 2.0k 59.50
Goldman Sachs (GS) 0.1 $111k 691.00 160.64
Johnson & Johnson (JNJ) 0.1 $119k 1.0k 118.17
Amgen (AMGN) 0.1 $117k 700.00 167.14
International Business Machines (IBM) 0.1 $111k 698.00 159.03
United Technologies Corporation 0.1 $109k 1.1k 101.40
Equus Total Return (EQS) 0.1 $113k 61k 1.86
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $118k 13k 9.44
TCW Strategic Income Fund (TSI) 0.1 $117k 22k 5.32
Calamos Global Dynamic Income Fund (CHW) 0.1 $111k 15k 7.50
Nuveen Tax-Advantaged Dividend Growth 0.1 $114k 7.7k 14.87
Nuveen Select Tax-Free Incom Portfolio 3 0.1 $120k 7.8k 15.44
Alliance California Municipal Income Fun 0.1 $108k 7.0k 15.38
MFS Investment Grade Municipal Trust (CXH) 0.1 $104k 10k 10.40
New Ireland Fund 0.1 $106k 8.7k 12.20
Deutsche Multi-mkt Income Tr Shs cef 0.1 $104k 12k 8.57
JPMorgan Chase & Co. (JPM) 0.1 $97k 1.5k 66.90
Exxon Mobil Corporation (XOM) 0.1 $97k 1.1k 87.23
Wal-Mart Stores (WMT) 0.1 $91k 1.3k 71.88
Walt Disney Company (DIS) 0.1 $98k 1.1k 92.72
Bristol Myers Squibb (BMY) 0.1 $92k 1.7k 54.12
Boeing Company (BA) 0.1 $92k 697.00 131.99
Procter & Gamble Company (PG) 0.1 $101k 1.1k 89.86
UnitedHealth (UNH) 0.1 $97k 692.00 140.17
Nuveen Nj Div Advantage Mun (NXJ) 0.1 $85k 5.7k 14.91
Aberdeen Indonesia Fund 0.1 $93k 14k 6.63
Avenue Income Cr Strat 0.1 $89k 6.9k 12.97
Clearbridge Amern Energ M 0.1 $93k 10k 8.98
Microsoft Corporation (MSFT) 0.0 $78k 1.4k 57.65
Pfizer (PFE) 0.0 $67k 2.0k 33.75
Chevron Corporation (CVX) 0.0 $72k 700.00 102.86
General Electric Company 0.0 $70k 2.4k 29.61
Travelers Companies (TRV) 0.0 $79k 689.00 114.66
Intel Corporation (INTC) 0.0 $71k 1.9k 37.65
Verizon Communications (VZ) 0.0 $74k 1.4k 52.15
E.I. du Pont de Nemours & Company 0.0 $84k 1.2k 67.25
Apple (AAPL) 0.0 $78k 689.00 113.21
Celgene Corporation 0.0 $84k 800.00 105.00
PriceSmart (PSMT) 0.0 $84k 1.0k 84.00
European Equity Fund (EEA) 0.0 $74k 9.4k 7.91
Caterpillar (CAT) 0.0 $61k 692.00 88.15
Coca-Cola Company (KO) 0.0 $65k 1.5k 42.57
Abbott Laboratories (ABT) 0.0 $53k 1.2k 42.43
Eli Lilly & Co. (LLY) 0.0 $48k 600.00 80.00
Philip Morris International (PM) 0.0 $47k 482.00 97.51
Visa (V) 0.0 $57k 688.00 82.85
MetLife (MET) 0.0 $53k 1.2k 44.80
ING Groep (ING) 0.0 $55k 4.5k 12.30
Simon Property (SPG) 0.0 $52k 253.00 205.53
China Fund (CHN) 0.0 $58k 3.5k 16.57
Aberdn Emring Mkts Telecomtions 0.0 $52k 4.1k 12.54
iShares Barclays TIPS Bond Fund (TIP) 0.0 $48k 410.00 117.07
Pimco Income Strategy Fund II (PFN) 0.0 $65k 6.8k 9.53
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $52k 3.6k 14.64
Nuveen Core Equity Alpha Fund (JCE) 0.0 $64k 4.7k 13.64
Asia Pacific Fund 0.0 $54k 5.2k 10.49
Brookfield Global Listed 0.0 $63k 4.6k 13.81
LEGG MASON BW GLOBAL Income 0.0 $52k 3.9k 13.46
Clearbridge Energy M 0.0 $57k 4.3k 13.18
Doubleline Income Solutions (DSL) 0.0 $48k 2.5k 19.20
Karyopharm Therapeutics (KPTI) 0.0 $47k 4.9k 9.65
Vodafone Group New Adr F (VOD) 0.0 $55k 1.9k 29.13
Kraft Heinz (KHC) 0.0 $54k 608.00 88.82
China Petroleum & Chemical 0.0 $34k 466.00 72.96
SK Tele 0.0 $45k 2.0k 22.75
ICICI Bank (IBN) 0.0 $46k 6.1k 7.51
U.S. Bancorp (USB) 0.0 $36k 831.00 43.32
American Express Company (AXP) 0.0 $44k 689.00 63.86
BioMarin Pharmaceutical (BMRN) 0.0 $37k 400.00 92.50
Teva Pharmaceutical Industries (TEVA) 0.0 $43k 945.00 45.50
Dominion Resources (D) 0.0 $32k 435.00 73.56
Koninklijke Philips Electronics NV (PHG) 0.0 $46k 1.6k 29.37
CVS Caremark Corporation (CVS) 0.0 $35k 389.00 89.97
Thermo Fisher Scientific (TMO) 0.0 $39k 247.00 157.89
Diageo (DEO) 0.0 $31k 268.00 115.67
Nike (NKE) 0.0 $36k 687.00 52.40
Occidental Petroleum Corporation (OXY) 0.0 $34k 470.00 72.34
Schlumberger (SLB) 0.0 $29k 370.00 78.38
American Electric Power Company (AEP) 0.0 $34k 528.00 64.39
Canadian Natural Resources (CNQ) 0.0 $29k 894.00 32.44
HDFC Bank (HDB) 0.0 $35k 487.00 71.87
NetEase (NTES) 0.0 $33k 135.00 244.44
Baidu (BIDU) 0.0 $32k 176.00 181.82
British American Tobac (BTI) 0.0 $34k 266.00 127.82
National Grid 0.0 $30k 428.00 70.09
Tor Dom Bk Cad (TD) 0.0 $38k 862.00 44.08
Industries N shs - a - (LYB) 0.0 $31k 386.00 80.31
MFS Charter Income Trust (MCR) 0.0 $43k 5.0k 8.60
Putnam Premier Income Trust (PPT) 0.0 $41k 8.4k 4.89
Royce Micro Capital Trust (RMT) 0.0 $37k 4.8k 7.74
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $36k 2.6k 13.85
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $43k 7.5k 5.72
Central Europe and Russia Fund (CEE) 0.0 $34k 1.8k 19.14
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $34k 3.0k 11.33
Aberdeen Israel Fund 0.0 $34k 2.1k 16.59
Eaton Vance California Mun. Income Trust (CEV) 0.0 $36k 2.6k 13.80
Bancroft Fund (BCV) 0.0 $36k 1.7k 21.14
Clough Global Allocation Fun (GLV) 0.0 $36k 3.0k 12.00
RENN Global Entrepreneurs Fund (RCG) 0.0 $46k 35k 1.30
Aberdeen Chile Fund (AEF) 0.0 $35k 5.6k 6.29
First Trust/FIDAC Mortgage Income Fund (FMY) 0.0 $37k 2.5k 14.60
Latin American Discovery Fund 0.0 $34k 3.4k 10.02
Morgan Stanley income sec 0.0 $40k 2.1k 18.82
Trust Spanish (SBSAA) 0.0 $42k 11k 3.99
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $30k 1.2k 24.17
Asml Holding (ASML) 0.0 $35k 317.00 110.41
Allianzgi Equity & Conv In 0.0 $37k 2.0k 18.50
Gw Pharmaceuticals Plc ads 0.0 $34k 253.00 134.39
Chubb (CB) 0.0 $31k 246.00 126.02
Coca Cola European Partners (CCEP) 0.0 $31k 774.00 40.05
Vale (VALE) 0.0 $28k 5.1k 5.54
Incyte Corporation (INCY) 0.0 $23k 242.00 95.04
Sony Corporation (SONY) 0.0 $27k 807.00 33.46
Cisco Systems (CSCO) 0.0 $22k 691.00 31.84
AstraZeneca (AZN) 0.0 $23k 690.00 33.33
Sanofi-Aventis SA (SNY) 0.0 $23k 612.00 37.58
Shire 0.0 $27k 140.00 192.86
Estee Lauder Companies (EL) 0.0 $19k 216.00 87.96
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $24k 4.1k 5.88
Ingersoll-rand Co Ltd-cl A 0.0 $26k 382.00 68.06
Banco Itau Holding Financeira (ITUB) 0.0 $24k 2.2k 11.15
MVC Capital 0.0 $17k 2.0k 8.42
Prudential Public Limited Company (PUK) 0.0 $22k 605.00 36.36
Alexion Pharmaceuticals 0.0 $12k 98.00 122.45
Credicorp (BAP) 0.0 $28k 187.00 149.73
Gildan Activewear Inc Com Cad (GIL) 0.0 $24k 851.00 28.20
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.0 $16k 202.00 79.21
Lloyds TSB (LYG) 0.0 $23k 7.9k 2.90
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.0 $11k 36k 0.31
Sensata Technologies Hldg Bv 0.0 $26k 660.00 39.39
Gabelli Equity Trust (GAB) 0.0 $23k 4.0k 5.76
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $16k 655.00 24.43
Morgan Stanley Emerging Markets Fund 0.0 $10k 716.00 13.97
Vanguard Information Technology ETF (VGT) 0.0 $12k 100.00 120.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $11k 1.3k 8.46
Nuveen Diversified Dividend & Income 0.0 $25k 2.1k 11.83
Putnam High Income Securities Fund 0.0 $19k 2.4k 8.06
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $10k 1.3k 7.69
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $27k 1.5k 18.46
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $15k 1.3k 11.39
MFS High Income Municipal Trust (CXE) 0.0 $25k 4.7k 5.33
Swiss Helvetia Fund (SWZ) 0.0 $25k 2.3k 10.79
Turkish Investment Fund 0.0 $24k 2.9k 8.15
Delaware Investments Dividend And Income 0.0 $26k 2.6k 9.91
THE GDL FUND Closed-End fund (GDL) 0.0 $10k 1.0k 10.00
Tripadvisor (TRIP) 0.0 $24k 385.00 62.34
Delphi Automotive 0.0 $20k 279.00 71.68
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $28k 1.9k 14.54
Ares Dynamic Cr Allocation (ARDC) 0.0 $24k 1.6k 15.04
Brookfield Mortg. Opportunity bond etf 0.0 $28k 1.8k 15.26
Liberty Global Inc Com Ser A 0.0 $19k 545.00 34.86
Eaton Vance Fltg Rate In 0.0 $23k 1.5k 15.64
Allegion Plc equity (ALLE) 0.0 $27k 386.00 69.95
Brookfield High Income Fd In 0.0 $21k 2.9k 7.16
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $27k 1.4k 19.27
Cornerstone Strategic Value (CLM) 0.0 $12k 809.00 14.83
Health Care SPDR (XLV) 0.0 $8.0k 111.00 72.07
MannKind Corporation 0.0 $1.0k 1.0k 1.00
WisdomTree Japan Total Dividend (DXJ) 0.0 $6.0k 143.00 41.96
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $4.0k 250.00 16.00
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.0 $3.0k 200.00 15.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $3.0k 234.00 12.82
Cohen and Steers Global Income Builder 0.0 $6.0k 635.00 9.45
First Trust Cloud Computing Et (SKYY) 0.0 $7.0k 209.00 33.49
Tortoise Energy equity 0.0 $3.0k 180.00 16.67
Dreyfus Mun Bd Infrastructure 0.0 $1.0k 37.00 27.03
Gabelli mutual funds - (GGZ) 0.0 $8.0k 700.00 11.43
Dws Strategic Income Trust 0.0 $5.0k 400.00 12.50
H & Q Healthcare Fund equities (HQH) 0.0 $7.0k 288.00 24.31
Tekla Life Sciences sh ben int (HQL) 0.0 $999.700000 65.00 15.38
Ampliphi Biosciences 0.0 $2.0k 1.0k 2.00