Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of June 30, 2019

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 266 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nexpoint Credit Strategies Fund (NXDT) 10.2 $27M 1.4M 18.92
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 5.0 $13M 942k 13.84
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 4.5 $12M 1.5M 7.92
Boulder Growth & Income Fund (STEW) 4.2 $11M 991k 11.24
Central Securities (CET) 4.1 $11M 352k 30.52
Cornerstone Strategic Value (CLM) 4.1 $11M 922k 11.64
iShares Lehman Short Treasury Bond (SHV) 3.2 $8.5M 76k 110.65
Pgim Short Duration High Yie (ISD) 2.6 $6.8M 467k 14.63
Herzfeld Caribbean Basin (HERZ) 2.5 $6.7M 1.0M 6.36
Eaton Vance Limited Duration Income Fund (EVV) 2.5 $6.6M 523k 12.65
Pgim Global Short Duration H (GHY) 2.3 $6.0M 417k 14.45
General American Investors (GAM) 2.2 $5.8M 165k 35.49
MasTec (MTZ) 2.2 $5.8M 112k 51.53
Apollo Tactical Income Fd In (AIF) 2.1 $5.6M 378k 14.75
Ofs Credit Company (OCCI) 2.1 $5.5M 308k 17.94
Cornerstone Total Rtrn Fd In (CRF) 1.6 $4.1M 364k 11.32
Royal Caribbean Cruises (RCL) 1.4 $3.8M 31k 121.20
Adams Express Company (ADX) 1.4 $3.6M 235k 15.47
Nuveen Fltng Rte Incm Opp 1.2 $3.2M 325k 9.74
Norwegian Cruise Line Hldgs (NCLH) 1.2 $3.1M 57k 53.63
Voya Prime Rate Trust sh ben int 1.2 $3.0M 640k 4.76
Popular (BPOP) 1.1 $3.0M 55k 54.25
shares First Bancorp P R (FBP) 1.1 $2.9M 265k 11.04
BlackRock Credit All Inc Trust IV (BTZ) 1.0 $2.7M 209k 12.97
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 1.0 $2.7M 324k 8.34
Copa Holdings Sa-class A (CPA) 0.9 $2.4M 24k 97.56
Lennar Corporation (LEN) 0.9 $2.3M 48k 48.46
Invesco Van Kampen Senior Income Trust (VVR) 0.8 $2.1M 495k 4.32
Tortoise Pwr & Energy 0.8 $2.1M 112k 18.33
BlackRock Core Bond Trust (BHK) 0.8 $2.0M 144k 14.06
Taiwan Fund (TWN) 0.8 $2.0M 118k 16.95
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.7 $1.9M 19k 101.77
Kayne Anderson MLP Investment (KYN) 0.7 $1.9M 126k 15.31
Source Capital 0.7 $1.9M 53k 36.56
Kayne Anderson Mdstm Energy 0.7 $1.8M 158k 11.58
New Germany Fund (GF) 0.7 $1.8M 125k 14.22
RMR Asia Pacific Real Estate Fund 0.7 $1.8M 97k 18.33
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.7 $1.7M 122k 14.26
Japan Equity Fund ietf (JEQ) 0.6 $1.7M 240k 7.00
Ares Dynamic Cr Allocation (ARDC) 0.6 $1.6M 108k 15.13
Marriott Vacations Wrldwde Cp (VAC) 0.6 $1.6M 17k 96.39
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.6 $1.5M 18k 84.78
Aberdeen Global Dynamic Divd F (AGD) 0.6 $1.6M 162k 9.64
India Fund (IFN) 0.6 $1.5M 71k 21.27
Fomento Economico Mexicano SAB (FMX) 0.6 $1.5M 15k 96.78
Great Elm Cap 0.5 $1.4M 157k 8.70
Cemex SAB de CV (CX) 0.5 $1.3M 311k 4.24
Salient Midstream & M 0.5 $1.3M 154k 8.59
Carnival Corporation (CCL) 0.5 $1.2M 27k 46.53
Nextera Energy (NEE) 0.5 $1.2M 6.0k 204.83
Legg Mason Bw Global Income (BWG) 0.5 $1.2M 104k 11.74
Morgan Stanley India Investment Fund (IIF) 0.4 $1.1M 55k 20.97
Fresh Del Monte Produce (FDP) 0.4 $1.1M 43k 26.94
Avianca Holdings Sa 0.4 $1.2M 301k 3.88
Tortoise Pipeline & Energy 0.4 $1.1M 78k 14.38
PIMCO Short Term Mncpl (SMMU) 0.4 $1.1M 22k 50.59
Grupo Aeroportuario del Sureste (ASR) 0.4 $1.1M 6.6k 162.12
First Tr Energy Infrastrctr 0.4 $1.1M 68k 15.94
Invesco Van Kampen Dyn Cr Opp Fund 0.4 $1.0M 93k 11.18
PGT 0.4 $1.0M 60k 16.72
Spdr Ser Tr 1 3 hgh yield (BIL) 0.4 $1000k 11k 91.58
Watsco, Incorporated (WSO) 0.4 $981k 6.0k 163.50
Bancolombia 0.4 $933k 18k 51.04
MFS Investment Grade Municipal Trust (CXH) 0.4 $951k 99k 9.57
Empire St Rlty Tr Inc cl a (ESRT) 0.4 $946k 64k 14.81
Brookfield Real Assets Incom shs ben int (RA) 0.3 $932k 43k 21.68
Oxford Square Ca (OXSQ) 0.3 $895k 140k 6.40
Neuberger Berman Mlp Income (NML) 0.3 $878k 117k 7.51
Eaton Vance Short Duration Diversified I (EVG) 0.3 $840k 62k 13.54
Royal Dutch Shell 0.3 $795k 308.00 2581.17
BlackRock Income Trust 0.3 $763k 126k 6.05
Blackrock Muni Intermediate Drtn Fnd 0.3 $762k 54k 14.04
iShares Dow Jones US Medical Dev. (IHI) 0.3 $740k 3.1k 240.65
Seaboard Corporation (SEB) 0.3 $720k 174.00 4137.93
Aberdeen Asia-Pacific Income Fund 0.3 $706k 169k 4.18
Martin Marietta Materials (MLM) 0.3 $690k 3.0k 230.00
Vulcan Materials Company (VMC) 0.3 $687k 5.0k 137.40
Duff & Phelps Utility & Corp Bond Trust 0.3 $684k 78k 8.75
Firsthand Tech Value (SVVC) 0.3 $678k 73k 9.31
America Movil Sab De Cv spon adr l 0.2 $651k 45k 14.57
Clearbridge Energy M 0.2 $654k 55k 11.94
Western Asset Municipal Hgh Incm Fnd (MHF) 0.2 $646k 85k 7.58
Nuveen Insured Tax-Free Adv Munici (NEA) 0.2 $620k 45k 13.82
Nuveen Multi-mkt Inc Income (JMM) 0.2 $625k 85k 7.33
iShares NASDAQ Biotechnology Index (IBB) 0.2 $606k 5.6k 109.19
Livanova Plc Ord (LIVN) 0.2 $599k 8.3k 71.91
Evertec (EVTC) 0.2 $554k 17k 32.67
Pioneer Municipal High Income Advantage (MAV) 0.2 $524k 49k 10.75
Japan Smaller Capitalizaion Fund (JOF) 0.2 $509k 60k 8.50
First Trust/Aberdeen Global Opportunity 0.2 $442k 43k 10.41
Nuveen Select Tax-Free Incom Portfolio 3 0.2 $426k 28k 15.44
Advent Claymore Convertible Sec & Inc (AVK) 0.1 $391k 26k 15.07
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $364k 16k 23.21
Franklin Universal Trust (FT) 0.1 $347k 47k 7.32
First Trust/FIDAC Mortgage Income Fund (FMY) 0.1 $321k 23k 13.96
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $293k 2.7k 106.62
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $285k 23k 12.32
Nuveen Select Tax Free Incom Portfolio 2 0.1 $284k 20k 14.38
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $293k 25k 11.65
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $286k 26k 11.18
Ivy High Income Opportunities 0.1 $284k 21k 13.56
Principal Real Estate Income shs ben int (PGZ) 0.1 $271k 14k 19.05
Grupo Televisa (TV) 0.1 $240k 28k 8.45
Merck & Co (MRK) 0.1 $229k 2.7k 84.01
Pioneer Municipal High Income Trust (MHI) 0.1 $248k 20k 12.19
Aberdeen Chile Fund (AEF) 0.1 $246k 34k 7.31
Eaton Vance Municipal Bond Fund (EIM) 0.1 $215k 17k 12.42
Royce Value Trust (RVT) 0.1 $176k 13k 13.92
Western Asset High Incm Fd I (HIX) 0.1 $174k 25k 7.01
Eaton Vance California Mun. Income Trust (CEV) 0.1 $179k 14k 12.39
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $192k 14k 13.67
Mexico Equity and Income Fund (MXE) 0.1 $192k 17k 11.12
Allianzgi Con Incm 2024 Targ 0.1 $174k 19k 9.21
Invesco Cef Income Composite Etf (PCEF) 0.1 $195k 8.6k 22.58
European Equity Fund (EEA) 0.1 $152k 17k 8.84
Liberty All-Star Growth Fund (ASG) 0.1 $155k 27k 5.81
MFS Municipal Income Trust (MFM) 0.1 $170k 24k 6.97
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $146k 10k 14.60
Macquarie Global Infr Total Rtrn Fnd 0.1 $168k 7.1k 23.72
Pimco NY Muni Income Fund II (PNI) 0.1 $152k 13k 11.64
Delaware Inv Mn Mun Inc Fd I 0.1 $153k 12k 12.87
Exd - Eaton Vance Tax-advant 0.1 $151k 16k 9.43
Novartis (NVS) 0.1 $123k 1.4k 91.11
Amgen (AMGN) 0.1 $129k 700.00 184.29
Eaton Vance Municipal Income Trust (EVN) 0.1 $140k 11k 12.45
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $139k 10k 13.48
Nuveen All Cap Ene Mlp Opport mf 0.1 $128k 21k 6.17
Blackrock Debt Strat (DSU) 0.1 $133k 12k 10.73
Rivernorth Opportunistic Mun (RMI) 0.1 $124k 5.8k 21.32
Tri-Continental Corporation (TY) 0.0 $100k 3.7k 27.03
Western Asset Intm Muni Fd I (SBI) 0.0 $111k 12k 8.94
Blackrock California Mun. Income Trust (BFZ) 0.0 $106k 8.0k 13.25
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $101k 9.1k 11.07
Nuveen Real (JRI) 0.0 $100k 5.9k 17.00
Nuveen Preferred And equity 0.0 $106k 4.5k 23.79
Era 0.0 $112k 14k 8.31
Petroleum & Res Corp Com cef (PEO) 0.0 $109k 6.6k 16.54
Sprott Physical Gold & S (CEF) 0.0 $106k 8.0k 13.25
Eli Lilly & Co. (LLY) 0.0 $66k 600.00 110.00
Sony Corporation (SONY) 0.0 $79k 1.5k 52.25
Bristol Myers Squibb (BMY) 0.0 $77k 1.7k 45.29
Korea (KF) 0.0 $79k 2.7k 28.78
Takeda Pharmaceutical (TAK) 0.0 $78k 4.4k 17.74
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $74k 2.0k 37.00
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.0 $88k 4.4k 20.18
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $82k 5.4k 15.22
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $91k 6.5k 14.10
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $79k 3.0k 26.00
Spdr S&p 500 Etf (SPY) 0.0 $64k 220.00 290.91
UnitedHealth (UNH) 0.0 $63k 257.00 245.14
Rogers Communications -cl B (RCI) 0.0 $55k 1.0k 53.92
Sangamo Biosciences (SGMO) 0.0 $54k 5.0k 10.80
SPDR S&P MidCap 400 ETF (MDY) 0.0 $53k 150.00 353.33
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.0 $41k 2.4k 17.11
iShares Barclays TIPS Bond Fund (TIP) 0.0 $47k 410.00 114.63
Gabelli Dividend & Income Trust (GDV) 0.0 $64k 3.0k 21.58
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $55k 3.8k 14.43
Central Europe and Russia Fund (CEE) 0.0 $49k 1.8k 27.36
Pimco CA Muni. Income Fund II (PCK) 0.0 $44k 4.6k 9.57
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $58k 4.7k 12.45
THE GDL FUND Closed-End fund (GDL) 0.0 $40k 4.3k 9.28
Brookfield Global Listed 0.0 $50k 3.9k 12.88
Asa Gold And Precious Mtls L 0.0 $57k 5.0k 11.35
Asml Holding (ASML) 0.0 $56k 271.00 206.64
Invesco Qqq Trust Series 1 (QQQ) 0.0 $50k 270.00 185.19
Bny Mellon Mun Income 0.0 $43k 5.0k 8.60
Microsoft Corporation (MSFT) 0.0 $19k 144.00 131.94
JPMorgan Chase & Co. (JPM) 0.0 $14k 121.00 115.70
Incyte Corporation (INCY) 0.0 $21k 242.00 86.78
Diageo (DEO) 0.0 $29k 168.00 172.62
Unilever 0.0 $16k 257.00 62.26
Accenture (ACN) 0.0 $16k 89.00 179.78
Visa (V) 0.0 $14k 82.00 170.73
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $36k 6.5k 5.52
Banco Itau Holding Financeira (ITUB) 0.0 $20k 2.1k 9.51
Tor Dom Bk Cad (TD) 0.0 $15k 255.00 58.82
Suncor Energy (SU) 0.0 $16k 513.00 31.19
China Fund (CHN) 0.0 $27k 1.3k 20.10
Templeton Dragon Fund (TDF) 0.0 $25k 1.3k 19.23
Gabelli Equity Trust (GAB) 0.0 $33k 5.3k 6.21
Liberty All-Star Equity Fund (USA) 0.0 $29k 4.5k 6.45
Western Asset Vrble Rate Strtgc Fnd 0.0 $16k 982.00 16.29
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $14k 1.6k 9.03
Nuveen Core Equity Alpha Fund (JCE) 0.0 $36k 2.6k 14.04
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $39k 3.0k 13.07
Ptc (PTC) 0.0 $21k 239.00 87.87
Flaherty & Crumrine Dyn P (DFP) 0.0 $20k 815.00 24.54
First Tr Inter Duration Pfd & Income (FPF) 0.0 $22k 969.00 22.70
Eaton Vance Fltg Rate In 0.0 $20k 1.3k 14.98
Ambev Sa- (ABEV) 0.0 $34k 7.3k 4.69
Inovio Pharmaceuticals 0.0 $15k 5.0k 3.00
Alibaba Group Holding (BABA) 0.0 $34k 203.00 167.49
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $38k 1.7k 22.45
Equinix (EQIX) 0.0 $37k 73.00 506.85
Viavi Solutions Inc equities (VIAV) 0.0 $33k 2.5k 13.38
Ihs Markit 0.0 $15k 237.00 63.29
Virtus Total Return Fund cf 0.0 $30k 2.8k 10.68
Sea Ltd Adr Isin Us81141r1005 (SE) 0.0 $20k 614.00 32.57
Kaixin Auto Hldgs 0.0 $18k 8.0k 2.25
China Petroleum & Chemical 0.0 $3.0k 51.00 58.82
SK Tele 0.0 $4.0k 153.00 26.14
Taiwan Semiconductor Mfg (TSM) 0.0 $6.0k 148.00 40.54
American Express Company (AXP) 0.0 $9.0k 69.00 130.43
PNC Financial Services (PNC) 0.0 $6.0k 47.00 127.66
Exxon Mobil Corporation (XOM) 0.0 $6.0k 73.00 82.19
McDonald's Corporation (MCD) 0.0 $10k 50.00 200.00
Wal-Mart Stores (WMT) 0.0 $10k 90.00 111.11
Waste Management (WM) 0.0 $7.0k 59.00 118.64
Home Depot (HD) 0.0 $11k 52.00 211.54
Pfizer (PFE) 0.0 $8.0k 184.00 43.48
Walt Disney Company (DIS) 0.0 $11k 82.00 134.15
Northrop Grumman Corporation (NOC) 0.0 $6.0k 20.00 300.00
Travelers Companies (TRV) 0.0 $4.0k 29.00 137.93
Automatic Data Processing (ADP) 0.0 $6.0k 38.00 157.89
Verizon Communications (VZ) 0.0 $5.0k 80.00 62.50
Koninklijke Philips Electronics NV (PHG) 0.0 $10k 234.00 42.74
Raytheon Company 0.0 $7.0k 43.00 162.79
Becton, Dickinson and (BDX) 0.0 $7.0k 27.00 259.26
Air Products & Chemicals (APD) 0.0 $7.0k 30.00 233.33
Apple (AAPL) 0.0 $10k 53.00 188.68
Pepsi (PEP) 0.0 $9.0k 72.00 125.00
Sanofi-Aventis SA (SNY) 0.0 $6.0k 135.00 44.44
Stryker Corporation (SYK) 0.0 $9.0k 43.00 209.30
United Technologies Corporation 0.0 $10k 78.00 128.21
American Electric Power Company (AEP) 0.0 $7.0k 83.00 84.34
Total (TTE) 0.0 $8.0k 143.00 55.94
Canadian Natural Resources (CNQ) 0.0 $4.0k 145.00 27.59
TJX Companies (TJX) 0.0 $6.0k 116.00 51.72
Sap (SAP) 0.0 $10k 76.00 131.58
United States Oil Fund 0.0 $12k 1.0k 12.00
HDFC Bank (HDB) 0.0 $8.0k 65.00 123.08
Amazon (AMZN) 0.0 $11k 6.00 1833.33
New Oriental Education & Tech 0.0 $8.0k 83.00 96.39
BHP Billiton (BHP) 0.0 $12k 212.00 56.60
Intuit (INTU) 0.0 $8.0k 30.00 266.67
Ingersoll-rand Co Ltd-cl A 0.0 $10k 78.00 128.21
Prudential Public Limited Company (PUK) 0.0 $9.0k 216.00 41.67
Abb (ABBNY) 0.0 $3.0k 150.00 20.00
Banco Bradesco SA (BBD) 0.0 $6.0k 630.00 9.52
Lululemon Athletica (LULU) 0.0 $11k 60.00 183.33
Rbc Cad (RY) 0.0 $7.0k 94.00 74.47
Simon Property (SPG) 0.0 $6.0k 36.00 166.67
Embraer S A (ERJ) 0.0 $7.0k 330.00 21.21
TCW Strategic Income Fund (TSI) 0.0 $12k 2.0k 6.00
Neuberger Berman NY Int Mun Common 0.0 $3.0k 241.00 12.45
New Ireland Fund 0.0 $5.0k 546.00 9.16
American Tower Reit (AMT) 0.0 $6.0k 30.00 200.00
Aon 0.0 $10k 53.00 188.68
Doubleline Opportunistic Cr (DBL) 0.0 $1.0k 56.00 17.86
Zoetis Inc Cl A (ZTS) 0.0 $10k 91.00 109.89
Gw Pharmaceuticals Plc ads 0.0 $6.0k 32.00 187.50
Orange Sa (ORANY) 0.0 $8.0k 483.00 16.56
Allegion Plc equity (ALLE) 0.0 $11k 95.00 115.79
Wix (WIX) 0.0 $7.0k 52.00 134.62
Karyopharm Therapeutics 0.0 $9.0k 1.5k 6.00
Voya Emerging Markets High I etf (IHD) 0.0 $10k 1.3k 7.69
Cyberark Software (CYBR) 0.0 $9.0k 69.00 130.43
Relx (RELX) 0.0 $8.0k 321.00 24.92
Cushing Mlp Total Return Fd Com New cef 0.0 $9.0k 889.00 10.12
Alphabet Inc Class A cs (GOOGL) 0.0 $9.0k 8.00 1125.00
Chubb (CB) 0.0 $13k 90.00 144.44
Coca Cola European Partners (CCEP) 0.0 $13k 235.00 55.32
Rivernorth Doubleline Strate (OPP) 0.0 $5.0k 300.00 16.67
National Grid (NGG) 0.0 $12k 220.00 54.55
Proshares Short Vix St Futur etf (SVXY) 0.0 $6.0k 110.00 54.55
Alcon (ALC) 0.0 $12k 192.00 62.50