Tower View Investment Management & Research as of Sept. 30, 2018
Portfolio Holdings for Tower View Investment Management & Research
Tower View Investment Management & Research holds 161 positions in its portfolio as reported in the September 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| SPDR S&P MidCap 400 ETF (MDY) | 4.4 | $5.0M | 14k | 367.46 | |
| iShares Russell 3000 Index (IWV) | 4.2 | $4.8M | 28k | 172.30 | |
| Spdr S&p 500 Etf (SPY) | 3.4 | $3.9M | 13k | 290.73 | |
| Vanguard Small-Cap Growth ETF (VBK) | 2.8 | $3.2M | 17k | 187.30 | |
| Johnson & Johnson (JNJ) | 2.7 | $3.1M | 23k | 138.16 | |
| Total (TTE) | 2.6 | $3.0M | 47k | 64.38 | |
| Apple (AAPL) | 2.6 | $2.9M | 13k | 225.72 | |
| Visa (V) | 2.5 | $2.9M | 19k | 150.10 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 2.5 | $2.9M | 35k | 83.20 | |
| Pepsi (PEP) | 2.4 | $2.8M | 25k | 111.80 | |
| Vanguard Growth ETF (VUG) | 2.4 | $2.8M | 17k | 161.04 | |
| Berkshire Hathaway Inc. Class B | 2.4 | $2.7M | 13k | 214.08 | |
| United Technologies Corporation | 2.3 | $2.6M | 19k | 139.82 | |
| iShares Russell 2000 Value Index (IWN) | 2.3 | $2.6M | 20k | 133.01 | |
| Marsh & McLennan Companies (MMC) | 2.1 | $2.5M | 30k | 82.74 | |
| Edwards Lifesciences (EW) | 2.1 | $2.4M | 14k | 174.12 | |
| Amazon (AMZN) | 1.9 | $2.2M | 1.1k | 2002.70 | |
| Lockheed Martin Corporation (LMT) | 1.9 | $2.2M | 6.3k | 346.04 | |
| Harris Corporation | 1.9 | $2.1M | 13k | 169.21 | |
| UnitedHealth (UNH) | 1.8 | $2.1M | 7.8k | 266.08 | |
| Adobe Systems Incorporated (ADBE) | 1.8 | $2.1M | 7.6k | 270.01 | |
| Home Depot (HD) | 1.8 | $2.0M | 9.8k | 207.19 | |
| Charles Schwab Corporation (SCHW) | 1.7 | $1.9M | 39k | 49.14 | |
| Kansas City Southern | 1.7 | $1.9M | 17k | 113.28 | |
| NVIDIA Corporation (NVDA) | 1.6 | $1.9M | 6.7k | 281.05 | |
| Constellation Brands (STZ) | 1.6 | $1.8M | 8.4k | 215.61 | |
| Alphabet Inc Class C cs (GOOG) | 1.6 | $1.8M | 1.5k | 1193.57 | |
| Vanguard Small-Cap ETF (VB) | 1.5 | $1.7M | 11k | 162.61 | |
| Raytheon Company | 1.5 | $1.7M | 8.4k | 206.63 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 1.5 | $1.7M | 27k | 62.29 | |
| Starbucks Corporation (SBUX) | 1.4 | $1.7M | 29k | 56.85 | |
| Elbit Systems (ESLT) | 1.4 | $1.6M | 13k | 125.54 | |
| Facebook Inc cl a (META) | 1.4 | $1.6M | 9.5k | 164.41 | |
| A. O. Smith Corporation (AOS) | 1.3 | $1.5M | 29k | 53.37 | |
| Vanguard Dividend Appreciation ETF (VIG) | 1.3 | $1.5M | 14k | 110.67 | |
| Paypal Holdings (PYPL) | 1.3 | $1.5M | 17k | 87.82 | |
| Becle Sab De Cv | 1.3 | $1.5M | 923k | 1.62 | |
| Rockwell Automation (ROK) | 1.3 | $1.5M | 7.8k | 187.52 | |
| Aia Group Ltd-sp (AAGIY) | 1.2 | $1.4M | 40k | 35.60 | |
| L'Oreal (LRLCY) | 1.2 | $1.4M | 30k | 48.12 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 1.2 | $1.4M | 27k | 52.06 | |
| Becton, Dickinson and (BDX) | 1.2 | $1.4M | 5.2k | 260.98 | |
| Vanguard High Dividend Yield ETF (VYM) | 1.1 | $1.3M | 15k | 87.07 | |
| 3M Company (MMM) | 1.1 | $1.3M | 6.1k | 210.77 | |
| Alibaba Group Holding (BABA) | 1.1 | $1.3M | 7.8k | 164.80 | |
| First Citizens BancShares (FCNCB) | 1.1 | $1.3M | 3.2k | 397.16 | |
| Boeing Company (BA) | 1.1 | $1.2M | 3.3k | 371.96 | |
| Alphabet Inc Class A cs (GOOGL) | 1.1 | $1.2M | 1.0k | 1207.47 | |
| Square Inc cl a (XYZ) | 0.7 | $806k | 8.1k | 98.96 | |
| Proto Labs (PRLB) | 0.7 | $753k | 4.7k | 161.83 | |
| Spotify Technology Sa (SPOT) | 0.6 | $716k | 4.0k | 180.76 | |
| Vanguard Mid-Cap ETF (VO) | 0.6 | $642k | 3.9k | 164.07 | |
| Union Pacific Corporation (UNP) | 0.5 | $614k | 3.8k | 162.74 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.5 | $621k | 7.5k | 83.02 | |
| PowerShares QQQ Trust, Series 1 | 0.5 | $569k | 3.1k | 185.83 | |
| Wisconsin Energy Corporation | 0.5 | $531k | 7.9k | 66.81 | |
| First Citizens BancShares (FCNCA) | 0.3 | $384k | 850.00 | 451.76 | |
| CSX Corporation (CSX) | 0.3 | $355k | 4.8k | 73.96 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $332k | 3.9k | 85.00 | |
| At&t (T) | 0.3 | $324k | 9.7k | 33.54 | |
| American Electric Power Company (AEP) | 0.3 | $316k | 4.5k | 70.85 | |
| Merck & Co | 0.3 | $294k | 4.1k | 71.01 | |
| Vanguard Small-Cap Value ETF (VBR) | 0.2 | $275k | 2.0k | 139.31 | |
| Vanguard REIT ETF (VNQ) | 0.2 | $244k | 3.0k | 80.61 | |
| Coca-Cola Company (KO) | 0.2 | $223k | 4.8k | 46.11 | |
| Bristol Myers Squibb (BMY) | 0.2 | $204k | 3.3k | 61.97 | |
| Vanguard Health Care ETF (VHT) | 0.2 | $204k | 1.1k | 180.05 | |
| Verizon Communications (VZ) | 0.2 | $190k | 3.6k | 53.43 | |
| Vanguard Consumer Staples ETF (VDC) | 0.2 | $185k | 1.3k | 139.94 | |
| Walt Disney Company (DIS) | 0.1 | $144k | 1.2k | 116.69 | |
| Simon Property (SPG) | 0.1 | $133k | 752.00 | 176.86 | |
| Vanguard Information Technology ETF (VGT) | 0.1 | $143k | 706.00 | 202.55 | |
| Illinois Tool Works (ITW) | 0.1 | $126k | 894.00 | 140.94 | |
| Comcast Corporation (CMCSA) | 0.1 | $97k | 2.7k | 35.56 | |
| iShares Russell 1000 Growth Index (IWF) | 0.1 | $87k | 555.00 | 156.76 | |
| Vanguard Total Stock Market ETF (VTI) | 0.1 | $87k | 579.00 | 150.26 | |
| Baxter International (BAX) | 0.1 | $77k | 1.0k | 77.00 | |
| Eaton Corporation | 0.1 | $81k | 935.00 | 86.63 | |
| Public Storage (PSA) | 0.1 | $85k | 424.00 | 200.47 | |
| Stryker Corporation (SYK) | 0.1 | $81k | 458.00 | 176.86 | |
| Vanguard Large-Cap ETF (VV) | 0.1 | $75k | 563.00 | 133.21 | |
| Abbott Laboratories (ABT) | 0.1 | $73k | 997.00 | 73.22 | |
| MGE Energy (MGEE) | 0.1 | $63k | 994.00 | 63.38 | |
| Mondelez Int (MDLZ) | 0.1 | $63k | 1.5k | 43.09 | |
| McDonald's Corporation (MCD) | 0.1 | $52k | 311.00 | 167.20 | |
| Pfizer (PFE) | 0.1 | $62k | 1.4k | 44.29 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $53k | 218.00 | 243.12 | |
| Danaher Corporation (DHR) | 0.1 | $55k | 502.00 | 109.56 | |
| Netflix (NFLX) | 0.1 | $60k | 160.00 | 375.00 | |
| Microsoft Corporation (MSFT) | 0.0 | $42k | 370.00 | 113.51 | |
| Southern Company (SO) | 0.0 | $49k | 1.1k | 43.95 | |
| Clorox Company (CLX) | 0.0 | $48k | 321.00 | 149.53 | |
| Xcel Energy (XEL) | 0.0 | $43k | 916.00 | 46.94 | |
| Celgene Corporation | 0.0 | $49k | 550.00 | 89.09 | |
| Aqua America | 0.0 | $45k | 1.2k | 36.98 | |
| Vanguard Value ETF (VTV) | 0.0 | $50k | 453.00 | 110.38 | |
| Vanguard Extended Market ETF (VXF) | 0.0 | $50k | 408.00 | 122.55 | |
| Canadian Natl Ry (CNI) | 0.0 | $36k | 400.00 | 90.00 | |
| Caterpillar (CAT) | 0.0 | $30k | 200.00 | 150.00 | |
| Chevron Corporation (CVX) | 0.0 | $30k | 246.00 | 121.95 | |
| AFLAC Incorporated (AFL) | 0.0 | $31k | 651.00 | 47.62 | |
| Praxair | 0.0 | $38k | 238.00 | 159.66 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.0 | $40k | 515.00 | 77.67 | |
| salesforce (CRM) | 0.0 | $32k | 200.00 | 160.00 | |
| iShares Russell 1000 Index (IWB) | 0.0 | $31k | 192.00 | 161.46 | |
| Vanguard Utilities ETF (VPU) | 0.0 | $39k | 328.00 | 118.90 | |
| Schwab U S Broad Market ETF (SCHB) | 0.0 | $29k | 418.00 | 69.38 | |
| Eversource Energy (ES) | 0.0 | $34k | 546.00 | 62.27 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $19k | 171.00 | 111.11 | |
| Zimmer Holdings (ZBH) | 0.0 | $25k | 191.00 | 130.89 | |
| Entergy Corporation (ETR) | 0.0 | $25k | 307.00 | 81.43 | |
| Ishares Inc core msci emkt (IEMG) | 0.0 | $22k | 431.00 | 51.04 | |
| Abbvie (ABBV) | 0.0 | $24k | 256.00 | 93.75 | |
| Sonos (SONO) | 0.0 | $19k | 1.2k | 15.83 | |
| MasterCard Incorporated (MA) | 0.0 | $15k | 69.00 | 217.39 | |
| Bank of America Corporation (BAC) | 0.0 | $12k | 403.00 | 29.78 | |
| Eli Lilly & Co. (LLY) | 0.0 | $17k | 157.00 | 108.28 | |
| Cardinal Health (CAH) | 0.0 | $10k | 186.00 | 53.76 | |
| Hanesbrands (HBI) | 0.0 | $13k | 728.00 | 17.86 | |
| CVS Caremark Corporation (CVS) | 0.0 | $16k | 202.00 | 79.21 | |
| Allstate Corporation (ALL) | 0.0 | $8.0k | 82.00 | 97.56 | |
| Philip Morris International (PM) | 0.0 | $16k | 200.00 | 80.00 | |
| Royal Dutch Shell | 0.0 | $6.0k | 86.00 | 69.77 | |
| Biogen Idec (BIIB) | 0.0 | $10k | 29.00 | 344.83 | |
| Brady Corporation (BRC) | 0.0 | $17k | 390.00 | 43.59 | |
| United Therapeutics Corporation (UTHR) | 0.0 | $10k | 79.00 | 126.58 | |
| Agree Realty Corporation (ADC) | 0.0 | $15k | 275.00 | 54.55 | |
| VMware | 0.0 | $8.0k | 49.00 | 163.27 | |
| Vanguard Financials ETF (VFH) | 0.0 | $15k | 218.00 | 68.81 | |
| Tesla Motors (TSLA) | 0.0 | $11k | 40.00 | 275.00 | |
| iShares S&P SmallCap 600 Growth (IJT) | 0.0 | $15k | 75.00 | 200.00 | |
| iShares S&P SmallCap 600 Value Idx (IJS) | 0.0 | $6.0k | 34.00 | 176.47 | |
| Flexshares Tr mornstar upstr (GUNR) | 0.0 | $13k | 388.00 | 33.51 | |
| Arista Networks | 0.0 | $11k | 40.00 | 275.00 | |
| Smith & Wesson Holding Corpora | 0.0 | $6.0k | 375.00 | 16.00 | |
| Green Thumb Industries (GTBIF) | 0.0 | $9.0k | 500.00 | 18.00 | |
| American Express Company (AXP) | 0.0 | $2.0k | 21.00 | 95.24 | |
| Novartis (NVS) | 0.0 | $5.0k | 53.00 | 94.34 | |
| Colgate-Palmolive Company (CL) | 0.0 | $3.0k | 39.00 | 76.92 | |
| ConocoPhillips (COP) | 0.0 | $5.0k | 67.00 | 74.63 | |
| iShares Russell 1000 Value Index (IWD) | 0.0 | $5.0k | 36.00 | 138.89 | |
| Micron Technology (MU) | 0.0 | $5.0k | 102.00 | 49.02 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $3.0k | 15.00 | 200.00 | |
| Oshkosh Corporation (OSK) | 0.0 | $2.0k | 31.00 | 64.52 | |
| Financial Select Sector SPDR (XLF) | 0.0 | $2.0k | 79.00 | 25.32 | |
| Vanguard Mid-Cap Value ETF (VOE) | 0.0 | $4.0k | 37.00 | 108.11 | |
| First Majestic Silver Corp (AG) | 0.0 | $999.000000 | 225.00 | 4.44 | |
| Spdr Index Shs Fds s^p global nat res (GNR) | 0.0 | $3.0k | 67.00 | 44.78 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.0 | $5.0k | 212.00 | 23.58 | |
| Michael Kors Holdings | 0.0 | $4.0k | 62.00 | 64.52 | |
| Lomiko Metals | 0.0 | $0 | 350.00 | 0.00 | |
| Intrexon | 0.0 | $1.0k | 83.00 | 12.05 | |
| Ishares Msci Usa Quality Facto invalid (QUAL) | 0.0 | $3.0k | 34.00 | 88.24 | |
| Solaredge Technologies (SEDG) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Agritech Worldwide | 0.0 | $0 | 21k | 0.00 | |
| Nutanix Inc cl a (NTNX) | 0.0 | $3.0k | 75.00 | 40.00 | |
| Acushnet Holdings Corp (GOLF) | 0.0 | $1.0k | 50.00 | 20.00 | |
| Wheaton Precious Metals Corp (WPM) | 0.0 | $2.0k | 95.00 | 21.05 | |
| Genvec Cpr equities | 0.0 | $0 | 280.00 | 0.00 | |
| Domo Cl B Ord (DOMO) | 0.0 | $5.0k | 250.00 | 20.00 | |
| Roots Corporation equities | 0.0 | $2.0k | 400.00 | 5.00 |
