UBS O'Connor

Ubs Oconnor as of Dec. 31, 2017

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 259 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Becton, Dickinson and (BDX) 5.6 $178M 830k 214.06
Intel Corp. Jr. Sub. Cv. Deb. conv 5.5 $176M 79M 2.22
Willis Towers Watson (WTW) 3.3 $106M 701k 150.69
Air Products & Chemicals (APD) 3.2 $103M 625k 164.08
General Motors Company (GM) 2.1 $66M 1.6M 40.99
ConAgra Foods (CAG) 2.0 $63M 1.7M 37.67
Wells Fargo & Company (WFC) 2.0 $63M 1.0M 60.67
Micron Technology Inc conv 1.9 $60M 41M 1.44
Mohawk Industries (MHK) 1.9 $59M 215k 275.90
Tesla Inc convertible security 1.8 $58M 50M 1.17
Herbalife Ltd Com Stk (HLF) 1.7 $53M 785k 67.72
eBay (EBAY) 1.7 $53M 1.4M 37.74
Pandora Media Inc note 1.750%12/0 1.6 $52M 59M 0.89
Restaurant Brands Intl Inc Com equity / large cap (QSR) 1.6 $50M 810k 61.48
Mondelez Int (MDLZ) 1.6 $49M 1.2M 42.80
Altria (MO) 1.5 $48M 669k 71.41
Westrock (WRK) 1.5 $47M 749k 63.21
Gaming & Leisure Pptys (GLPI) 1.4 $45M 1.2M 37.00
Kraft Heinz (KHC) 1.4 $44M 560k 77.76
Cognizant Technology Solutions (CTSH) 1.3 $43M 600k 71.02
Liberty Media 1.3 $42M 1.7M 24.42
Yahoo Inc note 12/0 1.3 $40M 30M 1.35
Cimpress N V Shs Euro 1.2 $38M 316k 119.88
Depomed Inc conv 1.1 $34M 41M 0.83
Medicines Company 2.750000 07/15/2023 bond 1.0 $33M 36M 0.92
CarMax (KMX) 1.0 $32M 500k 64.13
Gulfport Energy Corporation 1.0 $31M 2.4M 12.76
General Mills (GIS) 0.9 $29M 490k 59.29
Hain Celestial (HAIN) 0.9 $29M 680k 42.39
Fortive (FTV) 0.9 $28M 392k 72.35
American Airls (AAL) 0.9 $28M 536k 52.03
Mrc Global Inc cmn (MRC) 0.9 $27M 1.6M 16.92
Amag Pharmaceuticals Inc note 2.500% 2/1 0.8 $27M 31M 0.87
Constellation Brands (STZ) 0.8 $27M 116k 228.57
Amazon (AMZN) 0.8 $26M 22k 1169.46
Rambus Inc Del note 1.125% 8/1 0.8 $26M 21M 1.21
Metropcs Communications (TMUS) 0.8 $25M 398k 63.51
Visa (V) 0.8 $25M 216k 114.02
Automatic Data Processing (ADP) 0.7 $23M 200k 117.19
Cien 4 12/15/20 0.7 $23M 18M 1.31
Box Inc cl a (BOX) 0.7 $23M 1.1M 21.12
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.7 $22M 20M 1.09
Cdk Global Inc equities 0.7 $21M 300k 71.28
Delta Air Lines (DAL) 0.7 $21M 375k 56.00
Aegerion Pharmaceuticals 2% Du cvbond 0.7 $21M 26M 0.80
Colgate-Palmolive Company (CL) 0.6 $21M 272k 75.45
Honeywell International (HON) 0.6 $20M 131k 153.36
Wayfair Inc note 0.375% 9/0 0.6 $19M 19M 1.04
Wynn Resorts (WYNN) 0.6 $19M 114k 168.59
salesforce (CRM) 0.6 $18M 174k 102.23
Expedia (EXPE) 0.5 $16M 137k 119.77
Azul Sa (AZULQ) 0.5 $17M 696k 23.83
McDonald's Corporation (MCD) 0.5 $15M 89k 172.12
Paccar (PCAR) 0.5 $15M 215k 71.08
Dollar Tree (DLTR) 0.4 $14M 130k 107.31
Cotiviti Hldgs 0.4 $14M 421k 32.21
Western Digital (WDC) 0.4 $13M 169k 79.53
Amdocs Ltd ord (DOX) 0.4 $14M 206k 65.48
Range Resources (RRC) 0.4 $13M 750k 17.06
Crown Holdings (CCK) 0.4 $12M 215k 56.25
Eastman Chemical Company (EMN) 0.4 $12M 126k 92.64
Travelport Worldwide 0.4 $12M 900k 13.07
Hyatt Hotels Corporation (H) 0.3 $11M 150k 73.54
Jd (JD) 0.3 $11M 265k 41.42
Dish Network Corp note 3.375% 8/1 0.3 $11M 10M 1.09
Cummins (CMI) 0.3 $11M 60k 176.63
BB&T Corporation 0.3 $10M 210k 49.72
Silgan Holdings (SLGN) 0.3 $11M 356k 29.39
Zions Bancorporation (ZION) 0.3 $11M 209k 50.83
Freshpet (FRPT) 0.3 $11M 562k 18.95
Trade Desk (TTD) 0.3 $11M 230k 45.73
Nuance Communications 0.3 $10M 617k 16.35
Eaton (ETN) 0.3 $10M 129k 79.01
Energizer Holdings (ENR) 0.3 $10M 210k 47.98
Tpg Pace Holdings Corp 0.3 $10M 1.0M 10.33
Heartland Express (HTLD) 0.3 $9.8M 420k 23.34
Johnson Controls International Plc equity (JCI) 0.3 $9.8M 258k 38.11
Okta Inc cl a (OKTA) 0.3 $10M 391k 25.61
Morgan Stanley (MS) 0.3 $9.6M 182k 52.47
Timken Company (TKR) 0.3 $9.7M 197k 49.15
Frontier Communications Corp pfd conv ser-a 0.3 $9.4M 850k 11.07
Grupo Televisa (TV) 0.3 $9.3M 500k 18.67
United Natural Foods (UNFI) 0.3 $9.2M 186k 49.27
Virtu Financial Inc Class A (VIRT) 0.3 $9.4M 511k 18.30
M&T Bank Corporation (MTB) 0.3 $8.9M 52k 170.99
TJX Companies (TJX) 0.3 $9.1M 118k 76.46
Eagle Materials (EXP) 0.3 $8.8M 78k 113.30
Asml Holding (ASML) 0.3 $8.9M 51k 173.82
Advanced Accelerat spon ads each rep 2 ord 0.3 $9.0M 110k 81.62
Dowdupont 0.3 $9.0M 127k 71.22
Verizon Communications (VZ) 0.3 $8.5M 160k 52.93
Twitter 0.3 $8.6M 360k 24.01
Protalix Biotherapeutics Inc note 7.500%11/1 0.3 $8.6M 9.0M 0.96
State Street Corporation (STT) 0.3 $8.2M 84k 97.61
BHP Billiton (BHP) 0.3 $8.3M 180k 45.99
JPMorgan Chase & Co. (JPM) 0.2 $7.9M 74k 106.94
Autodesk (ADSK) 0.2 $7.8M 75k 104.83
Western Alliance Bancorporation (WAL) 0.2 $8.0M 142k 56.62
Ingersoll-rand Co Ltd-cl A 0.2 $8.0M 90k 89.19
IBERIABANK Corporation 0.2 $7.8M 101k 77.50
Wright Express (WEX) 0.2 $8.0M 57k 141.23
La Quinta Holdings 0.2 $8.0M 435k 18.46
Cypress Semiconductor Corporation 0.2 $7.6M 498k 15.24
VMware 0.2 $7.5M 60k 125.32
Walt Disney Company (DIS) 0.2 $7.2M 67k 107.50
Canadian Pacific Railway 0.2 $7.3M 40k 182.75
Berry Plastics (BERY) 0.2 $7.2M 122k 58.67
BHP Billiton 0.2 $6.7M 166k 40.30
Hartford Financial Services (HIG) 0.2 $6.8M 120k 56.28
U.S. Bancorp (USB) 0.2 $6.6M 123k 53.58
Electronic Arts (EA) 0.2 $6.5M 62k 105.05
Ctrip.com International 0.2 $6.8M 154k 44.10
Burlington Stores (BURL) 0.2 $6.7M 54k 123.03
Teligent Inc note 3.750 12/1 0.2 $6.6M 7.5M 0.88
Supervalu 0.2 $6.8M 313k 21.60
Activision Blizzard 0.2 $6.4M 101k 63.32
Reliance Steel & Aluminum (RS) 0.2 $6.4M 75k 85.79
IAC/InterActive 0.2 $6.0M 49k 122.28
Vulcan Materials Company (VMC) 0.2 $6.0M 47k 128.36
Teck Resources Ltd cl b (TECK) 0.2 $6.2M 236k 26.17
Facebook Inc cl a (META) 0.2 $5.9M 33k 176.46
Ford Motor Company (F) 0.2 $5.6M 447k 12.49
Echostar Corporation (SATS) 0.2 $5.6M 94k 59.90
Evercore Partners (EVR) 0.2 $5.6M 63k 90.00
Alibaba Group Holding (BABA) 0.2 $5.7M 33k 172.42
Crane 0.2 $5.4M 60k 89.22
AllianceBernstein Holding (AB) 0.2 $5.4M 217k 25.05
Atento Sa 0.2 $5.3M 526k 10.15
Alcoa (AA) 0.2 $5.5M 102k 53.87
Forum Merger Corp unit 06/01/2024 0.2 $5.4M 625k 8.68
Tegna (TGNA) 0.2 $5.0M 354k 14.08
Lumentum Hldgs (LITE) 0.2 $4.9M 101k 48.90
Leisure Acquisition Corp unit 99/99/9999 0.2 $5.0M 500k 9.98
Sensient Technologies Corporation (SXT) 0.1 $4.9M 67k 73.14
Skyworks Solutions (SWKS) 0.1 $4.7M 50k 94.96
Yelp Inc cl a (YELP) 0.1 $4.8M 115k 41.96
Lions Gate Entmnt Corp cl a vtg (LGF.A) 0.1 $4.7M 139k 33.81
Gerdau SA (GGB) 0.1 $4.5M 1.2M 3.72
Netflix (NFLX) 0.1 $4.4M 23k 191.94
Entercom Communications 0.1 $4.6M 426k 10.80
Synaptics, Incorporated (SYNA) 0.1 $4.5M 112k 39.94
LaSalle Hotel Properties 0.1 $4.3M 154k 28.07
SPDR KBW Regional Banking (KRE) 0.1 $4.4M 75k 58.85
FleetCor Technologies 0.1 $4.6M 24k 192.42
Simply Good Foods (SMPL) 0.1 $4.6M 1.2M 3.86
Apple (AAPL) 0.1 $4.2M 25k 169.22
Interxion Holding 0.1 $4.1M 69k 58.94
Shake Shack Inc cl a (SHAK) 0.1 $4.2M 97k 43.20
Capital One Financial (COF) 0.1 $3.7M 37k 99.57
Allegion Plc equity (ALLE) 0.1 $3.8M 48k 79.56
Snap-on Incorporated (SNA) 0.1 $3.5M 20k 174.30
Bemis Company 0.1 $3.4M 72k 47.79
New Oriental Education & Tech 0.1 $3.6M 38k 93.99
Zynga 0.1 $3.6M 895k 4.00
Autohome Inc- (ATHM) 0.1 $3.6M 56k 64.67
Owens Corning (OC) 0.1 $3.3M 36k 91.94
Charles Schwab Corporation (SCHW) 0.1 $3.3M 64k 51.37
T. Rowe Price (TROW) 0.1 $3.1M 30k 104.93
International Business Machines (IBM) 0.1 $3.0M 20k 153.43
W.R. Grace & Co. 0.1 $3.2M 45k 70.13
Goodrich Pete Corp debt 13.500% 8/3 0.1 $3.1M 4.9M 0.64
Haymaker Acquisition unit 10/19/2022 0.1 $3.0M 307k 9.90
PNC Financial Services (PNC) 0.1 $2.9M 20k 144.30
KapStone Paper and Packaging 0.1 $3.0M 132k 22.69
Texas Roadhouse (TXRH) 0.1 $2.9M 56k 52.68
Proofpoint 0.1 $2.9M 32k 88.81
Orexigen Therapeutics Inc. 144a 2 3/4% Due 12/1/2020 Jd1 note 2.750%12/0 0.1 $2.8M 7.5M 0.37
Rev (REVG) 0.1 $2.8M 85k 32.53
Altaba 0.1 $3.0M 43k 69.85
Nucor Corporation (NUE) 0.1 $2.5M 40k 63.59
Darden Restaurants (DRI) 0.1 $2.6M 27k 96.03
Toll Brothers (TOL) 0.1 $2.6M 55k 48.02
Alliance Data Systems Corporation (BFH) 0.1 $2.5M 10k 253.50
Gentex Corporation (GNTX) 0.1 $2.5M 120k 20.95
Kinross Gold Corp (KGC) 0.1 $2.7M 617k 4.32
Halcon Res 0.1 $2.6M 350k 7.57
Orexigen Therapeutics Inc note 2.750%12/0 0.1 $2.6M 7.5M 0.34
Secoo Holding Ltd - 0.1 $2.4M 250k 9.66
Rise Ed Cayman 0.1 $2.6M 174k 14.79
Weyerhaeuser Company (WY) 0.1 $2.3M 66k 35.26
Goldcorp 0.1 $2.3M 180k 12.77
Royal Gold (RGLD) 0.1 $2.1M 26k 82.13
Baozun (BZUN) 0.1 $2.2M 71k 31.56
Cloudera 0.1 $2.4M 143k 16.52
Discover Financial Services 0.1 $1.9M 25k 76.92
Host Hotels & Resorts (HST) 0.1 $2.0M 99k 19.85
Red Hat 0.1 $1.8M 15k 120.13
Schlumberger (SLB) 0.1 $2.0M 30k 67.41
ON Semiconductor (ON) 0.1 $1.8M 84k 20.94
Sabra Health Care REIT (SBRA) 0.1 $1.9M 100k 18.77
Meritor 0.1 $2.0M 87k 23.46
Axalta Coating Sys (AXTA) 0.1 $2.0M 61k 32.36
Broad 0.1 $1.9M 7.5k 256.93
Canada Goose Holdings Inc shs sub vtg (GOOS) 0.1 $2.1M 65k 31.57
DISH Network 0.1 $1.6M 965k 1.68
Oracle Corporation (ORCL) 0.1 $1.6M 35k 47.29
priceline.com Incorporated 0.1 $1.7M 994.00 1737.42
Post Holdings Inc Common (POST) 0.1 $1.5M 1.2M 1.30
Playa Hotels & Resorts Nv (PLYA) 0.1 $1.7M 162k 10.79
Spdr S&p 500 Etf (SPY) 0.0 $1.2M 122k 10.10
Intel Corporation (INTC) 0.0 $1.2M 25k 46.16
Cinemark Holdings (CNK) 0.0 $1.3M 36k 34.82
ImmunoGen 0.0 $1.3M 200k 6.41
Navistar International Corporation 0.0 $1.2M 28k 42.89
Green Dot Corporation (GDOT) 0.0 $1.3M 21k 60.24
Yandex Nv-a (NBIS) 0.0 $1.4M 42k 32.76
Washington Prime (WB) 0.0 $1.2M 11k 103.42
Chemours (CC) 0.0 $1.4M 28k 50.07
Akari Therapeutics 0.0 $1.3M 297k 4.33
Pq Group Hldgs 0.0 $1.2M 74k 16.45
Sucampo Pharmaceuticals Inc note 3.250%12/1 0.0 $1.2M 1.0M 1.22
Corning Incorporated (GLW) 0.0 $1.0M 31k 31.99
Valero Energy Corporation (VLO) 0.0 $896k 9.7k 91.94
Nationstar Mortgage 0.0 $925k 50k 18.50
Palo Alto Networks (PANW) 0.0 $1.1M 7.5k 144.93
Biomarin Pharmaceutical Inc note 0.750%10/1 0.0 $1.1M 1.0M 1.09
Infinera Corporation dbcv 1.750% 6/0 0.0 $991k 1.0M 0.99
Acorda Therap note 1.75% 6/15 0.0 $852k 1.0M 0.85
Allscripts Healthcare So conv 0.0 $1.1M 1.0M 1.07
Illumina Inc. 0.00% June 15, 2019 ccb 0.0 $1.1M 1.0M 1.09
Electronics For Imaging Inc note 0.750% 9/0 0.0 $967k 1.0M 0.97
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.0 $958k 1.0M 0.96
Nuance Communications Inc Dbcv 1.00012/1 0.0 $959k 1.0M 0.96
Cnx Resources Corporation (CNX) 0.0 $1.1M 75k 14.63
Ensco Jersey Fin Ltd note 3.000% 1/3 0.0 $892k 1.0M 0.89
Finisar Corp note 0.500%12/1 0.0 $932k 1.0M 0.93
Health Care SPDR (XLV) 0.0 $586k 7.1k 82.69
TAL Education (TAL) 0.0 $606k 20k 29.72
Verastem 0.0 $614k 200k 3.07
Tenet Healthcare Corporation (THC) 0.0 $758k 50k 15.16
Twenty-first Century Fox 0.0 $514k 257k 2.00
Tableau Software Inc Cl A 0.0 $519k 7.5k 69.20
Aduro Biotech 0.0 $562k 75k 7.49
Proteostasis Therapeutics In 0.0 $688k 118k 5.83
Angi Homeservices 0.0 $784k 75k 10.45
Qudian (QD) 0.0 $627k 50k 12.54
Comcast Corporation (CMCSA) 0.0 $179k 125k 1.44
NetApp (NTAP) 0.0 $272k 4.9k 55.41
Applied Materials (AMAT) 0.0 $383k 7.5k 51.07
Steel Dynamics (STLD) 0.0 $215k 161k 1.33
Protalix BioTherapeutics 0.0 $215k 325k 0.66
Ciena Corporation (CIEN) 0.0 $286k 14k 20.92
First Republic Bank/san F (FRCB) 0.0 $433k 5.0k 86.60
Sanofi Aventis Wi Conval Rt 0.0 $470k 1.2M 0.38
Intelsat Sa 0.0 $401k 118k 3.39
Goodrich Petroleum 0.0 $403k 37k 10.91
Delek Us Holdings (DK) 0.0 $278k 8.0k 34.96
Jianpu Technology 0.0 $220k 34k 6.48
Rite Aid Corporation 0.0 $148k 801k 0.18
iShares Russell 2000 Index (IWM) 0.0 $148k 500k 0.30
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $0 1.6M 0.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $34k 141k 0.24
Pandora Media 0.0 $1.8k 450k 0.00
Synacor 0.0 $100k 43k 2.30
Community Health Sys Inc New right 01/27/2016 0.0 $36k 5.1M 0.01
Windstream Holdings 0.0 $5.0k 254k 0.02
Orexigen Therapeutics 0.0 $0 33k 0.00
Frontier Communication 0.0 $27k 1.1M 0.03
Barclays Bk Plc Ipath S&p500 Vix etf 0.0 $112k 50k 2.24