Weiss Asset Management LP[1

Weiss Asset Management as of Sept. 30, 2019

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 375 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microchip Technology Inc note 1.625% 2/1 10.9 $133M 70M 1.90
Liberty Media Corp deb 3.500% 1/1 8.5 $104M 114M 0.91
Becton Dickinson & Co pfd shs conv a 5.1 $63M 1.0M 61.91
iShares S&P US Pref Stock Idx Fnd (PFF) 4.0 $49M 1.3M 37.53
Finisar Corp note 0.500%12/1 3.8 $46M 46M 1.00
Spdr S&p 500 Etf (SPY) 3.4 $42M 142k 296.77
Epr Properties Pfd C 5.75% (EPR.PC) 3.0 $37M 1.1M 33.31
Spirit Mta Reit 2.7 $33M 3.9M 8.44
NEW YORK TIMES COMPANY CLASS A Common Stock cmn 2.7 $33M 234k 139.55
Glre 4 08/01/23 note 4.000% 8/0 2.5 $31M 33M 0.95
CAI International 1.9 $23M 1.1M 21.77
Virtus Investment Partners convertible preferred security 1.9 $23M 235k 96.30
iShares MSCI South Korea Index Fund (EWY) 1.8 $23M 400k 56.34
Caesars Entmt Corp note 5.000%10/0 1.8 $22M 13M 1.72
Epr Pptys conv pfd 9% sr e (EPR.PE) 1.7 $21M 529k 38.80
Iqiyi Inc bond 1.6 $20M 20M 0.99
Celgene Corporation 1.6 $19M 194k 99.30
Pure Acquisition Corp cl a 1.5 $19M 1.8M 10.25
Altaba 1.5 $18M 930k 19.48
Bluegreen Vacations Ord 1.4 $18M 1.9M 9.32
Seabridge Gold (SA) 1.3 $17M 1.3M 12.66
Vaneck Vectors Gold Miners mutual (GDX) 1.2 $15M 562k 26.71
Thunder Brdg Acquistion Ii L unit 99/99/9999 1.2 $15M 1.5M 10.18
Mosaic Acquisition Corp 1.2 $15M 1.4M 10.33
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 1.1 $14M 372k 36.26
Utilities SPDR (XLU) 1.1 $13M 200k 64.74
SPDR S&P Biotech (XBI) 1.0 $13M 166k 76.25
Silver Spike Acquisition Unt 0.9 $12M 1.2M 10.09
Gigcapital 0.9 $11M 1.1M 10.40
Stanley Black & Decker (SWK) 0.9 $11M 76k 144.41
Alder Biopharmaceuticals 0.9 $11M 577k 18.86
Cypress Semiconductor Corp note 4.500% 1/1 0.8 $10M 6.0M 1.74
Spdr Euro Stoxx 50 Etf (FEZ) 0.8 $9.6M 255k 37.74
Allergan 0.8 $9.4M 56k 168.29
Consolidated Tomoka Ld Co note 4.500% 3/1 0.7 $8.0M 7.5M 1.07
Kbl Merger Corp Iv 0.7 $8.0M 758k 10.55
iShares Russell 2000 Index (IWM) 0.6 $7.7M 51k 151.33
Alder Biopharmaceuticals Inc convertible security 0.6 $7.8M 7.0M 1.11
Sc Health Corp 0.6 $7.4M 756k 9.85
Ii-vi 0.6 $7.1M 202k 35.21
Legacy Acquisition Corp 0.6 $6.7M 661k 10.20
Barings Bdc (BBDC) 0.5 $6.5M 642k 10.15
Boxwood Merger Corp 0.5 $5.8M 575k 10.08
Energy Select Sector SPDR (XLE) 0.4 $5.3M 90k 59.20
Nii Holdings 0.4 $5.2M 2.7M 1.96
Prospect Capital Corporation note 0.4 $5.3M 5.0M 1.06
Canadian Natural Resources (CNQ) 0.4 $5.2M 195k 26.63
SPDR S&P Retail (XRT) 0.4 $5.0M 117k 42.43
Oaktree Acquisition Corp shs cl a 0.4 $4.9M 500k 9.87
iShares MSCI South Africa Index (EZA) 0.4 $4.4M 92k 47.45
Ani Pharmaceuticals Inc. note 3.000 12/0 0.3 $4.3M 4.0M 1.08
Megalith Finl Acquisition Co cl a 0.3 $4.2M 413k 10.16
SPDR S&P Oil & Gas Explore & Prod. 0.3 $3.8M 171k 22.36
Medicines Company conv 0.3 $3.8M 2.5M 1.51
Wealthbridge Acquisition 0.3 $3.5M 348k 10.15
Monocle Acquisition Corp 0.3 $3.5M 345k 10.04
iShares MSCI Brazil Index (EWZ) 0.3 $3.4M 80k 42.12
Opes Acquisition Corp 0.3 $3.3M 320k 10.37
Gsv Cap Corp note 4.750% 3/2 0.2 $3.1M 3.2M 0.95
Clarivate Analytics Plc *w exp 11/09/201 0.2 $3.0M 512k 5.89
Booking Holdings (BKNG) 0.2 $2.9M 1.5k 1962.67
Cypress Semiconductor Co convertible security 0.2 $3.0M 2.5M 1.20
Orisun Acquisition Corp unit 99/99/9999 0.2 $2.9M 290k 10.00
Tuscan Holdings Corp 0.2 $2.8M 289k 9.80
8i Enterprises Acquisitin 0.2 $2.8M 283k 10.04
Envista Hldgs Corp (NVST) 0.2 $2.8M 100k 27.88
Technology SPDR (XLK) 0.2 $2.6M 32k 80.53
Yatra Online Inc ord (YTRA) 0.2 $2.6M 635k 4.12
Big Rock Partners Acquisi 0.2 $2.6M 244k 10.58
Greenland Acquisitin Corpora 0.2 $2.6M 248k 10.35
Chardan Healthcare Acquisiti 0.2 $2.5M 249k 10.15
Fellazo 0.2 $2.5M 254k 9.97
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.2 $2.3M 954k 2.36
Intel Corporation (INTC) 0.2 $2.0M 40k 51.53
Zillow Group Inc Cl C Cap Stk (Z) 0.2 $2.1M 70k 29.82
Nxp Semiconductors N V dbcv 1.000% 12/0 0.2 $2.1M 2.0M 1.07
Nio Inc spon ads (NIO) 0.2 $2.1M 1.4M 1.56
Acamar Partners Acqsition Co cl a 0.2 $2.0M 204k 9.96
Switchback Energy Acquisitio 0.2 $1.9M 200k 9.71
American Electric Power Company (AEP) 0.1 $1.8M 19k 93.69
Repligen Corporation (RGEN) 0.1 $1.8M 24k 76.71
Proofpoint 0.1 $1.8M 14k 129.05
Agba Acquisition 0.1 $1.8M 185k 9.90
Anworth Mortgage Asset Corporation 0.1 $1.7M 512k 3.30
Etsy (ETSY) 0.1 $1.7M 30k 56.49
Verastem Inc note 5.000%11/0 0.1 $1.8M 3.6M 0.49
Brookfield Asset Management 0.1 $1.6M 29k 53.08
Dd3 Acquisition Corp 0.1 $1.7M 163k 10.15
Oportun Finl Corp (OPRT) 0.1 $1.6M 100k 16.22
Prospect Capital Corporation (PSEC) 0.1 $1.3M 200k 6.59
Sprott Phys Platinum & Palladi (SPPP) 0.1 $1.4M 106k 12.80
Dova Pharmaceuticals 0.1 $1.4M 50k 27.96
Chaserg Technlgy Acquisitn C class a 0.1 $1.3M 129k 10.01
Nio Inc bond 0.1 $1.4M 5.0M 0.27
Caesars Entertainment 0.1 $1.2M 100k 11.66
Kayne Anderson MLP Investment (KYN) 0.1 $950k 66k 14.47
Spark Therapeutics 0.1 $970k 10k 97.00
Pure Acquisition Corp *w exp 04/17/202 0.1 $949k 931k 1.02
Tenzing Acquisition Corp ord 0.1 $974k 94k 10.35
B Riley Principal Merger Cor cl a 0.1 $992k 100k 9.92
Agba Acquistion 0.1 $1.0M 100k 10.18
Conyers Pk Ii Acquisition 0.1 $995k 100k 9.95
South Mtn Merger Corp 0.1 $980k 100k 9.80
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.1 $845k 63k 13.34
Hl Acquisitions Corp 0.1 $858k 84k 10.20
Replay Acquisition Corp 0.1 $827k 83k 9.92
Reaves Utility Income Fund (UTG) 0.1 $795k 22k 36.72
Sailpoint Technlgies Hldgs I 0.1 $789k 42k 18.70
Pivotal Acquisition Cl A Ord 0.1 $764k 75k 10.19
Netfin Acquisition Corp shs cl a 0.1 $687k 70k 9.81
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $668k 73k 9.19
Nebula Acquisition Corp 0.1 $571k 56k 10.20
Sentinel Energy Svcs Inc cl a 0.1 $555k 54k 10.27
Diamondpeak Hldgs Cor 0.1 $642k 65k 9.88
Vanguard REIT ETF (VNQ) 0.0 $466k 5.0k 93.20
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $453k 45k 10.04
Collier Creek Holdings 0.0 $520k 51k 10.20
Arya Sciences Acquisition-a shs cl a 0.0 $493k 48k 10.31
Longevity Acquisition Corp ord 0.0 $498k 48k 10.32
Watford Holdings 0.0 $482k 18k 26.93
Act Ii Global Acquisition Co Cl A (ACTT) 0.0 $492k 50k 9.84
Health Sciences Acqustn Corp 0.0 $503k 50k 9.98
Gx Acquisition Corp 0.0 $497k 50k 9.94
Haymaker Acquisition Corp Ii 0.0 $495k 50k 9.90
Sc Health Corp *w exp 99/99/999 0.0 $454k 378k 1.20
DISH Network 0.0 $371k 11k 34.11
Assured Guaranty (AGO) 0.0 $418k 9.4k 44.44
Gabelli Equity Trust (GAB) 0.0 $410k 69k 5.99
Nuveen Equity Premium Income Fund (BXMX) 0.0 $381k 29k 13.06
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $324k 225k 1.44
Edtechx Hldgs Acquisition 0.0 $404k 40k 10.14
Target Hospitality Corp *w exp 03/15/202 0.0 $334k 318k 1.05
Boxwood Merger Corp *w exp 11/26/202 0.0 $321k 458k 0.70
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $327k 1.6M 0.20
Springworks Therapeutics (SWTX) 0.0 $373k 17k 21.69
Loews Corporation (L) 0.0 $263k 5.1k 51.48
Microsoft Corporation (MSFT) 0.0 $269k 1.9k 138.80
BlackRock 0.0 $266k 598.00 444.82
Cme (CME) 0.0 $268k 1.3k 211.69
MasterCard Incorporated (MA) 0.0 $269k 990.00 271.72
Progressive Corporation (PGR) 0.0 $271k 3.5k 77.16
Charles Schwab Corporation (SCHW) 0.0 $269k 6.4k 41.85
State Street Corporation (STT) 0.0 $267k 4.5k 59.11
U.S. Bancorp (USB) 0.0 $262k 4.7k 55.30
Reinsurance Group of America (RGA) 0.0 $268k 1.7k 159.71
TD Ameritrade Holding 0.0 $258k 5.5k 46.65
Bank of New York Mellon Corporation (BK) 0.0 $268k 5.9k 45.19
Ameriprise Financial (AMP) 0.0 $283k 1.9k 147.17
Northern Trust Corporation (NTRS) 0.0 $264k 2.8k 93.42
Berkshire Hathaway (BRK.B) 0.0 $270k 1.3k 208.01
Caterpillar (CAT) 0.0 $264k 2.1k 126.50
Coca-Cola Company (KO) 0.0 $271k 5.0k 54.35
Costco Wholesale Corporation (COST) 0.0 $270k 936.00 288.46
Exxon Mobil Corporation (XOM) 0.0 $267k 3.8k 70.54
Wal-Mart Stores (WMT) 0.0 $271k 2.3k 118.86
Home Depot (HD) 0.0 $275k 1.2k 232.26
Johnson & Johnson (JNJ) 0.0 $267k 2.1k 129.49
Eli Lilly & Co. (LLY) 0.0 $271k 2.4k 111.75
Pfizer (PFE) 0.0 $270k 7.5k 35.89
Archer Daniels Midland Company (ADM) 0.0 $267k 6.5k 41.08
Walt Disney Company (DIS) 0.0 $235k 1.8k 130.34
Chevron Corporation (CVX) 0.0 $251k 2.1k 118.40
United Parcel Service (UPS) 0.0 $272k 2.3k 119.88
3M Company (MMM) 0.0 $255k 1.6k 164.20
Cisco Systems (CSCO) 0.0 $260k 5.3k 49.50
Cummins (CMI) 0.0 $271k 1.7k 162.37
Franklin Resources (BEN) 0.0 $274k 9.5k 28.91
Kimberly-Clark Corporation (KMB) 0.0 $239k 1.7k 141.76
Public Storage (PSA) 0.0 $269k 1.1k 244.99
Travelers Companies (TRV) 0.0 $273k 1.8k 148.45
V.F. Corporation (VFC) 0.0 $269k 3.0k 88.87
W.W. Grainger (GWW) 0.0 $275k 927.00 296.66
Adobe Systems Incorporated (ADBE) 0.0 $269k 974.00 276.18
Automatic Data Processing (ADP) 0.0 $270k 1.7k 161.58
Boeing Company (BA) 0.0 $259k 681.00 380.32
Emerson Electric (EMR) 0.0 $279k 4.2k 66.91
Raytheon Company 0.0 $266k 1.4k 196.31
Air Products & Chemicals (APD) 0.0 $272k 1.2k 222.22
Amgen (AMGN) 0.0 $267k 1.4k 193.76
Apple (AAPL) 0.0 $274k 1.2k 224.22
Colgate-Palmolive Company (CL) 0.0 $275k 3.7k 73.55
ConocoPhillips (COP) 0.0 $266k 4.7k 57.03
Deere & Company (DE) 0.0 $276k 1.6k 168.50
Honeywell International (HON) 0.0 $274k 1.6k 169.34
International Business Machines (IBM) 0.0 $265k 1.8k 145.36
Merck & Co (MRK) 0.0 $243k 2.9k 84.11
Nike (NKE) 0.0 $279k 3.0k 93.81
Pepsi (PEP) 0.0 $274k 2.0k 137.07
Philip Morris International (PM) 0.0 $272k 3.6k 75.81
Procter & Gamble Company (PG) 0.0 $273k 2.2k 124.32
Schlumberger (SLB) 0.0 $248k 7.2k 34.23
Stryker Corporation (SYK) 0.0 $268k 1.2k 216.30
Target Corporation (TGT) 0.0 $270k 2.5k 106.76
Texas Instruments Incorporated (TXN) 0.0 $273k 2.1k 129.14
UnitedHealth (UNH) 0.0 $264k 1.2k 217.11
Danaher Corporation (DHR) 0.0 $271k 1.9k 144.46
Gilead Sciences (GILD) 0.0 $267k 4.2k 63.47
TJX Companies (TJX) 0.0 $271k 4.9k 55.70
Illinois Tool Works (ITW) 0.0 $265k 1.7k 156.53
Accenture (ACN) 0.0 $272k 1.4k 192.23
General Dynamics Corporation (GD) 0.0 $265k 1.5k 182.51
Prudential Financial (PRU) 0.0 $281k 3.1k 90.04
Hershey Company (HSY) 0.0 $273k 1.8k 155.03
Visa (V) 0.0 $265k 1.5k 171.97
Magna Intl Inc cl a (MGA) 0.0 $265k 5.0k 53.41
American National Insurance Company 0.0 $265k 2.1k 123.89
Oracle Corporation (ORCL) 0.0 $276k 5.0k 55.01
Paccar (PCAR) 0.0 $276k 3.9k 69.91
Amazon (AMZN) 0.0 $266k 153.00 1738.56
Estee Lauder Companies (EL) 0.0 $278k 1.4k 199.00
salesforce (CRM) 0.0 $262k 1.8k 148.44
Atmos Energy Corporation (ATO) 0.0 $269k 2.4k 113.93
Hormel Foods Corporation (HRL) 0.0 $273k 6.2k 43.76
MGE Energy (MGEE) 0.0 $271k 3.4k 79.85
California Water Service (CWT) 0.0 $266k 5.0k 52.89
American States Water Company (AWR) 0.0 $267k 3.0k 90.02
Rockwell Automation (ROK) 0.0 $273k 1.7k 164.56
Middlesex Water Company (MSEX) 0.0 $258k 4.0k 65.09
American Water Works (AWK) 0.0 $269k 2.2k 124.08
Simon Property (SPG) 0.0 $273k 1.8k 155.38
Calamos Strategic Total Return Fund (CSQ) 0.0 $304k 24k 12.71
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.0 $270k 8.4k 32.14
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $291k 10k 28.42
Pacific Biosciences of California (PACB) 0.0 $185k 36k 5.17
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $304k 33k 9.24
BlackRock Core Bond Trust (BHK) 0.0 $223k 16k 14.43
D Fluidigm Corp Del (LAB) 0.0 $193k 42k 4.63
Norbord 0.0 $256k 11k 23.99
Ubs Ag London Brh etracs mth2xre 0.0 $254k 18k 13.82
Intercontinental Exchange (ICE) 0.0 $267k 2.9k 92.32
One Gas (OGS) 0.0 $271k 2.8k 96.24
Osisko Gold Royalties 0.0 $204k 22k 9.31
H & Q Healthcare Fund equities (HQH) 0.0 $261k 14k 18.32
Anthem (ELV) 0.0 $266k 1.1k 240.29
Medtronic (MDT) 0.0 $273k 2.5k 108.76
Alphabet Inc Class A cs (GOOGL) 0.0 $256k 210.00 1219.05
Alphabet Inc Class C cs (GOOG) 0.0 $256k 210.00 1219.05
Peabody Energy (BTU) 0.0 $293k 20k 14.73
Cnx Resources Corporation (CNX) 0.0 $292k 40k 7.26
Nutrien (NTR) 0.0 $248k 5.0k 49.80
Mudrick Cap Acquisition Corp 0.0 $257k 25k 10.28
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.0 $188k 30k 6.22
Leo Holdings Corp *w exp 02/07/202 0.0 $263k 355k 0.74
Allegro Merger Corp 0.0 $273k 27k 10.17
Thomson Reuters Corp 0.0 $256k 3.8k 66.82
Spartan Energy Acquisition Cl A Ord 0.0 $303k 30k 10.12
Concrete Pumping Hldgs (BBCP) 0.0 $302k 76k 3.96
Designer Brands (DBI) 0.0 $295k 17k 17.12
Tuscan Holdings Corp tuscan holdings corp-cw26 0.0 $193k 253k 0.76
Insurance Acquisition Corp *w exp 03/31/202 0.0 $228k 245k 0.93
8i Enterprises Acquisiti-rts rights 0.0 $264k 600k 0.44
Globe Life (GL) 0.0 $268k 2.8k 95.71
Health Sciences Acqustn Corp *w exp 04/01/202 0.0 $233k 277k 0.84
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $240k 1.3M 0.19
Satsuma Pharmaceuticals Ord 0.0 $212k 14k 14.98
iStar Financial 0.0 $162k 12k 13.04
Avon Products 0.0 $99k 23k 4.41
Regions Financial Corporation (RF) 0.0 $160k 10k 15.82
Avid Technology 0.0 $81k 13k 6.18
Celestica 0.0 $170k 24k 7.18
Gabelli Global Multimedia Trust (GGT) 0.0 $108k 13k 8.09
New York Community Ban 0.0 $161k 13k 12.56
American Axle & Manufact. Holdings (AXL) 0.0 $141k 17k 8.25
BGC Partners 0.0 $160k 29k 5.51
Owens-Illinois 0.0 $140k 14k 10.29
RPC (RES) 0.0 $139k 25k 5.63
Ship Finance Intl 0.0 $160k 11k 14.04
Triple-S Management 0.0 $138k 10k 13.40
Chico's FAS 0.0 $136k 34k 4.02
MFA Mortgage Investments 0.0 $158k 22k 7.34
Vector (VGR) 0.0 $168k 14k 11.94
Callon Pete Co Del Com Stk 0.0 $135k 31k 4.34
OraSure Technologies (OSUR) 0.0 $137k 18k 7.45
Meridian Bioscience 0.0 $124k 13k 9.47
SM Energy (SM) 0.0 $134k 14k 9.71
Achillion Pharmaceuticals 0.0 $81k 23k 3.61
QEP Resources 0.0 $132k 36k 3.71
Teekay Tankers Ltd cl a 0.0 $114k 88k 1.29
Fiduciary/Claymore MLP Opportunity Fund 0.0 $105k 12k 8.87
Templeton Emerging Markets Income Fund (TEI) 0.0 $154k 17k 9.07
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $76k 14k 5.41
WisdomTree Investments (WT) 0.0 $130k 25k 5.24
Just Energy Group 0.0 $63k 26k 2.39
Boingo Wireless 0.0 $135k 12k 11.07
Clearbridge Energy Mlp Opp F 0.0 $104k 12k 8.68
Nuveen Sht Dur Cr Opp 0.0 $154k 10k 14.95
Chemocentryx 0.0 $87k 13k 6.80
Fiesta Restaurant 0.0 $135k 13k 10.38
Stone Hbr Emerg Mkts Tl 0.0 $124k 11k 11.62
Commscope Hldg (COMM) 0.0 $138k 12k 11.79
Voya Global Eq Div & Pr Opp (IGD) 0.0 $69k 12k 5.97
Investors Ban 0.0 $160k 14k 11.38
Navient Corporation equity (NAVI) 0.0 $151k 12k 12.80
Truecar (TRUE) 0.0 $99k 29k 3.40
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $137k 15k 9.38
Affimed Therapeutics B V 0.0 $74k 25k 2.94
Atara Biotherapeutics 0.0 $144k 10k 14.12
Dhi (DHX) 0.0 $104k 27k 3.86
Party City Hold 0.0 $139k 24k 5.72
Kearny Finl Corp Md (KRNY) 0.0 $151k 12k 13.02
Conformis 0.0 $74k 40k 1.87
Quotient Technology 0.0 $105k 14k 7.81
Hewlett Packard Enterprise (HPE) 0.0 $171k 11k 15.17
Cytomx Therapeutics (CTMX) 0.0 $107k 15k 7.38
Innoviva (INVA) 0.0 $137k 13k 10.54
Verso Corp cl a 0.0 $135k 11k 12.39
Centennial Resource Developmen cs 0.0 $140k 31k 4.53
Conduent Incorporate (CNDT) 0.0 $136k 22k 6.21
Extraction Oil And Gas 0.0 $108k 37k 2.94
Keane 0.0 $135k 22k 6.05
Jagged Peak Energy 0.0 $137k 19k 7.25
Propetro Hldg (PUMP) 0.0 $137k 15k 9.07
Candj Energy Svcs 0.0 $134k 13k 10.72
Virtus Total Return Fund cf 0.0 $123k 11k 11.30
Cel Sci 0.0 $98k 11k 8.91
National Energy Services Reu (NESR) 0.0 $78k 12k 6.67
Cision 0.0 $137k 18k 7.70
Liberty Interactive Corp 0.0 $136k 13k 10.30
Gates Industrial Corpratin P ord (GTES) 0.0 $119k 12k 10.06
Graftech International (EAF) 0.0 $159k 12k 12.83
Exantas Cap Corp 0.0 $121k 11k 11.42
Far Pt Acquisition Corp w exp 06/01/202 0.0 $176k 147k 1.20
Megalith Finl Acquisition Co warrant 0.0 $90k 238k 0.38
New Frontier Corp warrant 0.0 $168k 168k 1.00
Alberton Acquisition Corp right 10/04/2020 0.0 $75k 300k 0.25
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $129k 86k 1.49
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.0 $139k 581k 0.24
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $133k 391k 0.34
Amci Acquisition Corp *w exp 05/20/202 0.0 $88k 250k 0.35
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.0 $117k 838k 0.14
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $67k 202k 0.33
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $168k 125k 1.34
Wealthbridge Acquisition Ltd right 11/02/2023 0.0 $76k 343k 0.22
Chardan Healthcare Acquisiti *w exp 12/13/202 0.0 $179k 227k 0.79
Brightsphere Investment Group (AAMI) 0.0 $155k 16k 9.89
B Riley Principal Merger Corwt warrant and righ 0.0 $144k 314k 0.46
Rmg Acquisition Corp *w exp 02/21/202 0.0 $175k 233k 0.75
Landcadia Holdings Ii -cw warrants 0.0 $123k 167k 0.74
Amplify Energy Corp (AMPY) 0.0 $167k 27k 6.17
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $92k 1.3M 0.07
Diamond Eagle Acquisit-cl A diamond eagle acq cw26 0.0 $169k 169k 1.00
Nesco Holdings In 25 Wts *w exp 01/01/202 0.0 $172k 200k 0.86
Switchback Energy Acquisitio *w exp 07/25/202 0.0 $63k 67k 0.95
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $125k 83k 1.50
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.0 $162k 300k 0.54
Agba Acquisition Ltd-rights rights 0.0 $90k 475k 0.19
Oaktree Acquisition Corp *w exp 99/99/999 0.0 $142k 167k 0.85
Hornbeck Offshore Services 0.0 $8.0k 10k 0.77
Stein Mart 0.0 $27k 34k 0.81
Flotek Industries 0.0 $47k 21k 2.20
Allianzgi Conv & Inc Fd taxable cef 0.0 $61k 11k 5.65
Genesis Healthcare Inc Cl A (GENNQ) 0.0 $19k 17k 1.09
Oncocyte 0.0 $38k 18k 2.08
Workhorse Group Inc ordinary shares 0.0 $54k 15k 3.53
Pareteum 0.0 $59k 46k 1.29
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $19k 12k 1.54
Leisure Acquisition Corp *w exp 12/05/201 0.0 $25k 33k 0.76
Opes Acquisition Corp w exp 01/15/202 0.0 $23k 127k 0.18
Nebula Acquisition Corp *w exp 03/12/202 0.0 $27k 27k 1.00
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $22k 56k 0.39
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.0 $1.9k 22k 0.09
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $19k 212k 0.09
Arya Sciences Acquisition Co *w exp 10/10/202 0.0 $33k 21k 1.54
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $9.0k 15k 0.60
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $11k 25k 0.44
Andina Acquisition Corp Iii right 07/31/2020 0.0 $12k 38k 0.32
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $27k 35k 0.76
Tortoise Acquisition Corp *w exp 03/04/202 0.0 $61k 100k 0.61
Acamar Partners Acquisi-cw26 warrants 0.0 $50k 67k 0.75
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $23k 25k 0.92
Conyers Pk Ii Acquisition Co *w exp 07/18/202 0.0 $50k 25k 2.00
South Mtn Merger Corp *w exp 06/20/202 0.0 $42k 50k 0.84
Gx Acquisition Corp *w exp 05/24/202 0.0 $15k 25k 0.60
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $25k 17k 1.50
Agba Acquisition Ltd -cw24 warrants 0.0 $38k 475k 0.08