Weiss Asset Management LP[1

Weiss Asset Management as of March 31, 2020

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 190 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 16.9 $107M 413k 257.75
Nortonlifelock (GEN) 8.4 $53M 2.8M 18.71
Crown Castle Intl Corp New 6.875% con pfd a 6.7 $42M 34k 1250.00
iShares S&P NA Tec. Semi. Idx (SOXX) 4.7 $30M 144k 205.21
Glre 4 08/01/23 note 4.000% 8/0 4.1 $26M 33M 0.79
Epr Properties (EPR) 3.6 $22M 924k 24.22
iShares iBoxx $ High Yid Corp Bond (HYG) 3.4 $22M 280k 77.07
Caesars Entmt Corp note 5.000%10/0 3.4 $21M 20M 1.09
CAI International 3.3 $21M 1.5M 14.14
iShares MSCI South Korea Index Fund (EWY) 3.0 $19M 400k 46.92
BorgWarner (BWA) 2.1 $13M 547k 24.37
Legacy Acquisition Corp 1.6 $10M 1.0M 10.37
Cypress Semiconductor Corp note 4.500% 1/1 1.6 $10M 6.0M 1.72
Seabridge Gold (SA) 1.6 $10M 1.1M 9.35
Wright Medical Group Nv 2.25 20211115 1.6 $10M 10M 1.00
Spdr Euro Stoxx 50 Etf (FEZ) 1.2 $7.5M 255k 29.51
American Electric Power Company (AEP) 1.1 $7.0M 88k 79.98
Coupa Software 0.9 $5.5M 39k 139.72
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.8 $5.1M 5.2M 0.98
Bridgebio Pharma (BBIO) 0.7 $4.7M 162k 29.00
Super Micro Computer 0.7 $4.5M 214k 21.28
Boeing Company (BA) 0.7 $4.5M 30k 149.13
United Technologies Corporation 0.7 $4.3M 46k 94.34
Prospect Capital Corporation note 0.7 $4.3M 5.0M 0.86
iShares S&P 500 Index (IVV) 0.7 $4.2M 16k 258.41
Qudian Inc debt 1.000% 7/0 0.7 $4.1M 7.5M 0.55
Lockheed Martin Corporation (LMT) 0.6 $4.0M 12k 338.98
General Electric Company 0.6 $3.9M 492k 7.94
Gsv Cap Corp note 4.750% 3/2 0.6 $3.8M 4.0M 0.95
3M Company (MMM) 0.6 $3.8M 28k 136.51
Wealthbridge Acquisition 0.6 $3.7M 365k 10.26
Caterpillar (CAT) 0.6 $3.6M 31k 116.04
Union Pacific Corporation (UNP) 0.6 $3.6M 25k 141.03
Ringcentral (RNG) 0.6 $3.5M 17k 211.94
Honeywell International (HON) 0.6 $3.5M 26k 133.78
SPDR S&P Retail (XRT) 0.6 $3.5M 117k 29.78
Far Pt Acquisition Corp cl a founders sh 0.5 $3.4M 339k 10.12
United Parcel Service (UPS) 0.5 $3.3M 36k 93.41
Nebula Acquisition Corp 0.5 $3.2M 316k 10.15
Megalith Finl Acquisition Co cl a 0.5 $3.2M 311k 10.29
8i Enterprises Acquisitin 0.4 $2.8M 283k 10.00
Triton International 0.4 $2.7M 105k 25.87
Northrop Grumman Corporation (NOC) 0.4 $2.7M 8.8k 302.54
Sprott Phys Platinum & Palladi (SPPP) 0.4 $2.5M 164k 15.47
Vanguard Information Technology ETF (VGT) 0.4 $2.5M 12k 211.92
Hl Acquisitions Corp 0.4 $2.4M 234k 10.42
Forum Merger Ii Corp cl a 0.4 $2.3M 227k 10.29
CSX Corporation (CSX) 0.4 $2.3M 39k 57.30
L3harris Technologies (LHX) 0.4 $2.2M 12k 180.12
Norfolk Southern (NSC) 0.3 $2.1M 15k 146.03
Illinois Tool Works (ITW) 0.3 $2.1M 15k 142.13
Raytheon Company 0.3 $2.1M 16k 131.13
Waste Management (WM) 0.3 $2.0M 22k 92.57
Roper Industries (ROP) 0.3 $1.8M 5.9k 311.75
Eaton (ETN) 0.3 $1.8M 23k 77.71
Pegasystems (PEGA) 0.3 $1.7M 25k 71.22
General Dynamics Corporation (GD) 0.3 $1.7M 13k 132.35
Pure Acquisition Corp cl a 0.3 $1.7M 168k 10.39
Pae Inc pae inc-cw23 0.3 $1.6M 1.1M 1.49
FedEx Corporation (FDX) 0.3 $1.6M 14k 121.25
Emerson Electric (EMR) 0.3 $1.6M 34k 47.64
Vertiv Holdings Llc vertiv holdings-cw23 0.3 $1.6M 901k 1.80
Deere & Company (DE) 0.3 $1.6M 12k 138.17
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $1.5M 46k 31.83
Cincinnati Bell Inc 6.75% Cum p 0.2 $1.4M 31k 44.05
Ihs Markit 0.2 $1.4M 23k 60.01
Verisk Analytics (VRSK) 0.2 $1.3M 9.2k 139.33
Ishares Inc msci india index (INDA) 0.2 $1.2M 50k 24.12
Johnson Controls International Plc equity (JCI) 0.2 $1.2M 43k 26.95
Cummins (CMI) 0.2 $1.2M 8.6k 135.29
Trane Technologies (TT) 0.2 $1.1M 14k 82.60
Citrix Systems 0.2 $1.1M 7.8k 141.54
Paccar (PCAR) 0.2 $1.1M 18k 61.15
Bandwidth (BAND) 0.2 $1.1M 16k 67.29
Fastenal Company (FAST) 0.2 $1.0M 32k 31.24
Rockwell Automation (ROK) 0.2 $982k 6.5k 150.94
Southwest Airlines (LUV) 0.2 $951k 27k 35.63
Parker-Hannifin Corporation (PH) 0.1 $940k 7.2k 129.74
Ametek (AME) 0.1 $926k 13k 72.04
Delta Air Lines (DAL) 0.1 $925k 32k 28.52
Oracle Corporation (ORCL) 0.1 $925k 19k 48.33
Electronic Arts (EA) 0.1 $919k 9.2k 100.16
Fortive (FTV) 0.1 $918k 17k 55.21
Microsoft Corporation (MSFT) 0.1 $902k 5.7k 157.69
TransDigm Group Incorporated (TDG) 0.1 $899k 2.8k 320.16
Republic Services (RSG) 0.1 $890k 12k 75.05
Stanley Black & Decker (SWK) 0.1 $856k 8.6k 100.02
Prospect Capital Corporation (PSEC) 0.1 $850k 200k 4.25
Paypal Holdings (PYPL) 0.1 $843k 8.8k 95.80
Intuit (INTU) 0.1 $835k 3.6k 230.03
Cintas Corporation (CTAS) 0.1 $817k 4.7k 173.28
Equifax (EFX) 0.1 $813k 6.8k 119.42
Copart (CPRT) 0.1 $789k 12k 68.51
Graf Industrial Corp 0.1 $727k 72k 10.17
Iqiyi (IQ) 0.1 $723k 41k 17.81
Kansas City Southern 0.1 $711k 5.6k 127.19
Old Dominion Freight Line (ODFL) 0.1 $707k 5.4k 131.31
Dover Corporation (DOV) 0.1 $687k 8.2k 83.91
Amci Acquisition Corp class a 0.1 $668k 66k 10.16
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $665k 6.6k 100.48
Xylem (XYL) 0.1 $661k 10k 65.17
Expeditors International of Washington (EXPD) 0.1 $640k 9.6k 66.71
W.W. Grainger (GWW) 0.1 $611k 2.5k 248.68
Jacobs Engineering 0.1 $606k 7.6k 79.32
IDEX Corporation (IEX) 0.1 $591k 4.3k 138.12
Intl Gnrl Insurance Hldngs L *w exp 03/17/202 0.1 $581k 1.4M 0.42
Masco Corporation (MAS) 0.1 $553k 16k 34.55
C.H. Robinson Worldwide (CHRW) 0.1 $504k 7.6k 66.25
Wabtec Corporation (WAB) 0.1 $494k 10k 48.10
Replay Acquisition Unt 0.1 $490k 50k 9.80
Qorvo (QRVO) 0.1 $488k 6.1k 80.66
Rmg Acquisition Corp cl a 0.1 $486k 49k 9.92
Ingersoll Rand (IR) 0.1 $482k 19k 24.79
Allegion Plc equity (ALLE) 0.1 $481k 5.2k 91.93
Immunovant Inc *w exp 12/18/202 0.1 $479k 200k 2.40
Western Union Company (WU) 0.1 $477k 26k 18.13
Leidos Holdings (LDOS) 0.1 $451k 4.9k 91.57
J.B. Hunt Transport Services (JBHT) 0.1 $442k 4.8k 92.16
United Rentals (URI) 0.1 $436k 4.2k 102.95
Huntington Ingalls Inds (HII) 0.1 $421k 2.3k 182.41
Grid Dynamics Hldgs Inc *w exp 03/05/202 0.1 $420k 221k 1.90
Retail Value Inc reit 0.1 $395k 32k 12.24
Sc Health Corp *w exp 99/99/999 0.1 $390k 409k 0.95
Hldgs (UAL) 0.1 $386k 12k 31.57
NetApp (NTAP) 0.1 $382k 9.2k 41.74
Alta Equipment Group Inc *w exp 02/14/202 0.1 $380k 423k 0.90
Atlas Technical Consultants *w exp 11/26/202 0.1 $379k 558k 0.68
Broadridge Financial Solutions (BR) 0.1 $378k 4.0k 94.78
Arconic 0.1 $351k 22k 16.07
Textron (TXT) 0.1 $342k 13k 26.68
Fortune Brands (FBIN) 0.1 $339k 7.8k 43.20
Nuance Communications 0.1 $338k 20k 16.79
Snap-on Incorporated (SNA) 0.1 $336k 3.1k 108.84
Yatra Online Inc ord (YTRA) 0.1 $326k 316k 1.03
Fireeye 0.1 $318k 30k 10.56
ON Semiconductor (ON) 0.1 $315k 25k 12.45
Liberty Media Corp deb 3.500% 1/1 0.0 $311k 441k 0.71
Healthcare Merger Corp *w exp 12/17/202 0.0 $305k 325k 0.94
A. O. Smith Corporation (AOS) 0.0 $292k 7.7k 37.83
Nabors Industries Ltd 6% pfd cnv sr a 0.0 $289k 79k 3.68
Rollins (ROL) 0.0 $287k 7.9k 36.18
New Frontier Health Corp *w exp 11/30/202 0.0 $284k 300k 0.95
Pentair cs (PNR) 0.0 $282k 9.5k 29.81
American Airls (AAL) 0.0 $268k 22k 12.21
Brooge Hldgs Ltd *w exp 12/20/202 0.0 $260k 325k 0.80
FLIR Systems 0.0 $256k 8.0k 31.84
Quanta Services (PWR) 0.0 $255k 8.0k 31.73
Nielsen Hldgs Plc Shs Eur 0.0 $251k 20k 12.56
Robert Half International (RHI) 0.0 $250k 6.6k 37.75
Chardan Healthcare Acq warrants (PHGEW) 0.0 $238k 396k 0.60
Xerox Corp (XRX) 0.0 $231k 12k 18.93
Evoqua Water Technologies Corp 0.0 $224k 20k 11.20
Leo Holdings Corp *w exp 02/07/202 0.0 $219k 342k 0.64
Ciig Merger Corp *w exp 12/31/202 0.0 $210k 300k 0.70
Owl Rock Capital Corporation (OBDC) 0.0 $208k 18k 11.56
Zions Bancorporation *w exp 05/22/202 0.0 $205k 595k 0.34
Trident Acquisitions Corp 0.0 $158k 15k 10.58
Wealthbridge Acquisition Ltd right 11/02/2023 0.0 $158k 343k 0.46
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $157k 224k 0.70
Far Pt Acquisition Corp w exp 06/01/202 0.0 $144k 267k 0.54
8i Enterprises Acquisiti-rts rights 0.0 $135k 346k 0.39
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $127k 1.3M 0.10
Agba Acquisition Ltd-rights rights 0.0 $115k 575k 0.20
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.0 $107k 838k 0.13
Finserv Acquisition Corp *w exp 11/04/202 0.0 $106k 176k 0.60
Software Acquisition Group I *w exp 10/01/202 0.0 $104k 200k 0.52
Accel Entmt Inc *w exp 11/20/202 (ACEL.WS) 0.0 $91k 61k 1.49
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.0 $75k 300k 0.25
Liv Cap Acquisition Corp *w exp 12/13/202 0.0 $71k 277k 0.26
Landcadia Holdings Ii -cw warrants 0.0 $67k 167k 0.40
Greenvision Acquisition Corp *w exp 10/28/202 0.0 $62k 450k 0.14
Alberton Acquisition Corp right 10/04/2020 0.0 $57k 300k 0.19
Amci Acquisition Corp *w exp 05/20/202 0.0 $54k 250k 0.22
Megalith Finl Acquisition Co warrant 0.0 $52k 238k 0.22
Silver Spike Acquisition Cor *w exp 08/02/202 0.0 $52k 134k 0.39
Orisun Acquisition Corp right 05/31/2024 0.0 $52k 290k 0.18
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $51k 1.0M 0.05
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $41k 35k 1.16
Arya Sciences Acquisition Co *w exp 10/10/202 0.0 $39k 21k 1.82
Conyers Pk Ii Acquisition Co *w exp 07/18/202 0.0 $36k 25k 1.44
Agba Acquisition Ltd -cw24 warrants 0.0 $34k 575k 0.06
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $24k 120k 0.20
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $23k 212k 0.11
Orisun Acquisition Corp *w exp 05/31/202 0.0 $19k 290k 0.07
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $17k 17k 1.02
Opes Acquisition Corp w exp 01/15/202 0.0 $9.0k 127k 0.07
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $8.0k 25k 0.32
Andina Acquisition Corp Iii right 07/31/2020 0.0 $7.0k 38k 0.18
Leisure Acquisition Corp *w exp 12/05/201 0.0 $6.0k 34k 0.17
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.0 $2.0k 22k 0.09