Winfield Associates

Winfield Associates as of Dec. 31, 2014

Portfolio Holdings for Winfield Associates

Winfield Associates holds 304 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares NASDAQ Biotechnology Index (IBB) 5.8 $7.9M 26k 303.34
Apple (AAPL) 4.7 $6.4M 58k 110.39
Spdr S&p 500 Etf (SPY) 4.0 $5.4M 26k 205.53
Consumer Discretionary SPDR (XLY) 3.3 $4.5M 63k 72.14
iShares Lehman Aggregate Bond (AGG) 2.8 $3.8M 35k 110.11
Pimco Total Return Etf totl (BOND) 2.6 $3.5M 33k 107.22
Ishares High Dividend Equity F (HDV) 2.4 $3.2M 42k 76.55
iShares S&P MidCap 400 Growth (IJK) 2.3 $3.2M 20k 159.65
Google Inc Class C 2.0 $2.8M 5.3k 526.42
Vanguard Total Stock Market ETF (VTI) 1.8 $2.5M 24k 106.00
SPDR Barclays Capital Convertible SecETF (CWB) 1.8 $2.5M 53k 46.89
Google 1.7 $2.3M 4.3k 530.67
Financial Select Sector SPDR (XLF) 1.6 $2.2M 89k 24.73
WisdomTree Japan Total Dividend (DXJ) 1.6 $2.2M 44k 49.22
Visa (V) 1.6 $2.2M 8.2k 262.20
Vanguard REIT ETF (VNQ) 1.6 $2.1M 26k 81.00
iShares Dow Jones Select Dividend (DVY) 1.5 $2.1M 26k 79.40
Jp Morgan Alerian Mlp Index (AMJ) 1.4 $1.8M 40k 45.95
iShares iBoxx $ High Yid Corp Bond (HYG) 1.3 $1.8M 20k 89.59
Boeing Company (BA) 1.3 $1.8M 14k 129.97
Technology SPDR (XLK) 1.2 $1.6M 38k 41.35
Amazon (AMZN) 1.1 $1.6M 5.0k 310.32
Berkshire Hathaway (BRK.B) 1.1 $1.6M 10k 150.16
Microsoft Corporation (MSFT) 1.1 $1.5M 32k 46.46
iShares S&P US Pref Stock Idx Fnd (PFF) 1.1 $1.5M 38k 39.45
SPDR Barclays Capital High Yield B 1.1 $1.5M 38k 38.60
Health Care SPDR (XLV) 1.1 $1.4M 21k 68.39
priceline.com Incorporated 1.0 $1.3M 1.2k 1139.79
3M Company (MMM) 1.0 $1.3M 8.0k 164.30
Gilead Sciences (GILD) 0.9 $1.3M 14k 94.24
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.9 $1.2M 12k 105.19
Kayne Anderson MLP Investment (KYN) 0.9 $1.2M 32k 38.17
Enterprise Products Partners (EPD) 0.9 $1.2M 33k 36.11
Monsanto Company 0.8 $1.1M 9.6k 119.48
JPMorgan Chase & Co. (JPM) 0.8 $1.1M 18k 62.57
New Media Inv Grp 0.8 $1.1M 48k 23.62
Johnson & Johnson (JNJ) 0.8 $1.1M 11k 104.56
Cedar Fair (FUN) 0.8 $1.1M 23k 47.82
Consumer Staples Select Sect. SPDR (XLP) 0.8 $1.1M 23k 48.49
ConocoPhillips (COP) 0.8 $1.0M 15k 69.06
Kimberly-Clark Corporation (KMB) 0.8 $1.0M 9.0k 115.53
Kinder Morgan (KMI) 0.8 $1.0M 24k 42.29
Goldman Sachs (GS) 0.7 $1.0M 5.2k 193.82
New Residential Investment (RITM) 0.7 $987k 77k 12.77
Travelers Companies (TRV) 0.7 $984k 9.3k 105.82
Mondelez Int (MDLZ) 0.7 $970k 27k 36.33
Facebook Inc cl a (META) 0.7 $951k 12k 78.05
Procter & Gamble Company (PG) 0.7 $881k 9.7k 91.13
SPDR KBW Bank (KBE) 0.6 $866k 26k 33.57
Home Depot (HD) 0.6 $842k 8.0k 104.97
Abbvie (ABBV) 0.6 $846k 13k 65.45
Crown Castle Intl (CCI) 0.6 $840k 11k 78.71
stock (SPLK) 0.6 $808k 14k 58.96
Intel Corporation (INTC) 0.6 $791k 22k 36.31
Air Products & Chemicals (APD) 0.6 $795k 5.5k 144.20
Industrial SPDR (XLI) 0.6 $789k 14k 56.57
iShares Dow Jones US Real Estate (IYR) 0.6 $783k 10k 76.87
Cavium 0.6 $785k 13k 61.81
Powershares Senior Loan Portfo mf 0.6 $756k 32k 24.04
Rite Aid Corporation 0.5 $717k 95k 7.52
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.5 $727k 6.1k 119.38
Lockheed Martin Corporation (LMT) 0.5 $714k 3.7k 192.45
Energy Select Sector SPDR (XLE) 0.5 $678k 8.6k 79.12
Schwab Strategic Tr cmn (SCHV) 0.5 $661k 15k 44.08
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.5 $629k 5.7k 110.25
American Tower Reit (AMT) 0.5 $620k 6.3k 98.80
Vanguard Europe Pacific ETF (VEA) 0.5 $609k 16k 37.90
Eaton (ETN) 0.4 $599k 8.8k 67.91
Pfizer (PFE) 0.4 $573k 18k 31.15
J.M. Smucker Company (SJM) 0.4 $558k 5.5k 101.00
Pepsi (PEP) 0.4 $544k 5.8k 94.61
Ford Motor Company (F) 0.4 $515k 33k 15.51
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.4 $504k 4.3k 117.87
Chart Industries (GTLS) 0.4 $490k 14k 34.19
Fluor Corporation (FLR) 0.3 $470k 7.8k 60.65
Graham Corporation (GHM) 0.3 $478k 17k 28.80
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $449k 2.5k 177.82
Us Silica Hldgs (SLCA) 0.3 $455k 18k 25.71
Kansas City Southern 0.3 $430k 3.5k 122.16
LaSalle Hotel Properties 0.3 $420k 10k 40.46
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.3 $415k 4.8k 86.19
Cohen & Steers Ltd Dur Pfd I (LDP) 0.3 $418k 19k 22.66
iShares Russell 2000 Value Index (IWN) 0.3 $408k 4.0k 101.75
Halliburton Company (HAL) 0.3 $397k 10k 39.36
Starbucks Corporation (SBUX) 0.3 $400k 4.9k 82.14
Wisdomtree Tr intl hedge eqt (HEDJ) 0.3 $389k 7.0k 55.57
CVS Caremark Corporation (CVS) 0.3 $366k 3.8k 96.27
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.3 $364k 15k 24.27
Digital Realty Trust (DLR) 0.3 $360k 5.4k 66.36
MarkWest Energy Partners 0.2 $319k 4.8k 67.16
iShares Lehman Short Treasury Bond (SHV) 0.2 $319k 2.9k 110.19
Cvr Refng 0.2 $314k 19k 16.79
Tableau Software Inc Cl A 0.2 $313k 3.7k 84.82
RPM International (RPM) 0.2 $279k 5.5k 50.73
Vanguard Emerging Markets ETF (VWO) 0.2 $280k 7.0k 40.06
Walt Disney Company (DIS) 0.2 $266k 2.8k 94.16
Union Pacific Corporation (UNP) 0.2 $268k 2.3k 119.11
Utilities SPDR (XLU) 0.2 $267k 5.7k 47.26
iShares 2016 S&P AMT-Free Mun Ser ETF 0.2 $266k 5.0k 53.27
iShares Russell 2000 Index (IWM) 0.2 $252k 2.1k 119.43
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.2 $255k 8.4k 30.54
Ishares Tr 2017 s^p amtfr 0.2 $257k 4.7k 54.82
Aircastle 0.2 $246k 12k 21.34
Claymore Exchange-traded Fd gugg crp bd 2017 0.2 $243k 11k 22.71
iShares S&P 500 Index (IVV) 0.2 $229k 1.1k 207.24
Claymore Exchange-traded Fd gugg crp bd 2016 0.2 $236k 11k 22.06
Linkedin Corp 0.2 $232k 1.0k 229.70
Qualcomm (QCOM) 0.2 $216k 2.9k 74.48
Key (KEY) 0.2 $216k 16k 13.89
Vanguard Small-Cap ETF (VB) 0.2 $223k 1.9k 116.45
Claymore Exchange Trd Fd Tr gug bull2018 e 0.2 $211k 10k 21.10
Mobileye 0.2 $223k 5.5k 40.55
Progressive Corporation (PGR) 0.1 $205k 7.6k 27.04
Exxon Mobil Corporation (XOM) 0.1 $208k 2.3k 92.44
Wells Fargo & Company (WFC) 0.1 $199k 3.6k 54.94
Lowe's Companies (LOW) 0.1 $200k 2.9k 68.97
Vanguard Mid-Cap ETF (VO) 0.1 $207k 1.7k 123.36
LNB Ban 0.1 $200k 11k 17.99
Newcastle Investment Corporati 0.1 $204k 45k 4.50
Farmers Natl Banc Corp (FMNB) 0.1 $190k 23k 8.33
Duke Energy (DUK) 0.1 $192k 2.3k 83.37
Northern Tier Energy 0.1 $192k 8.7k 22.20
iShares Lehman MBS Bond Fund (MBB) 0.1 $177k 1.6k 109.12
Philip Morris International (PM) 0.1 $161k 2.0k 81.31
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $161k 1.9k 84.60
At&t (T) 0.1 $150k 4.5k 33.67
Altria (MO) 0.1 $154k 3.1k 49.28
Materials SPDR (XLB) 0.1 $148k 3.0k 48.68
Phillips 66 (PSX) 0.1 $143k 2.0k 71.50
General Electric Company 0.1 $139k 5.5k 25.19
Southern Company (SO) 0.1 $133k 2.7k 49.26
iShares S&P MidCap 400 Index (IJH) 0.1 $116k 800.00 145.00
Ishares S&p Amt-free Municipal 0.1 $128k 5.0k 25.60
Verizon Communications (VZ) 0.1 $112k 2.4k 46.67
iShares S&P 500 Growth Index (IVW) 0.1 $112k 1.0k 112.00
Guggenheim Bulletshar 0.1 $108k 5.0k 21.60
Ishares Tr 2018 cp tm etf 0.1 $108k 1.1k 101.89
iShares Barclays TIPS Bond Fund (TIP) 0.1 $101k 900.00 112.22
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $90k 895.00 100.56
iShares Russell 1000 Value Index (IWD) 0.1 $83k 795.00 104.40
EOG Resources (EOG) 0.1 $83k 900.00 92.22
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $88k 700.00 125.71
O'reilly Automotive (ORLY) 0.1 $77k 400.00 192.50
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $78k 610.00 127.87
Athersys 0.1 $75k 48k 1.57
Express Scripts Holding 0.1 $85k 1.0k 85.00
Ishares Tr 2016 cp tm etf 0.1 $82k 810.00 101.23
iShares Russell Midcap Value Index (IWS) 0.1 $68k 920.00 73.91
BlackRock Core Bond Trust (BHK) 0.1 $66k 5.0k 13.20
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $63k 1.2k 52.72
Kraft Foods 0.1 $73k 1.2k 62.77
Foundation Medicine 0.1 $73k 3.3k 22.12
Coca-Cola Company (KO) 0.0 $59k 1.4k 42.14
Chevron Corporation (CVX) 0.0 $53k 475.00 111.58
Royal Dutch Shell 0.0 $49k 730.00 67.12
Schlumberger (SLB) 0.0 $60k 700.00 85.71
iShares MSCI EAFE Index Fund (EFA) 0.0 $57k 930.00 61.29
Tor Dom Bk Cad (TD) 0.0 $48k 1.0k 48.00
Terra Nitrogen Company 0.0 $51k 500.00 102.00
iShares Brclys Intrdte Gov/Crt Bd (GVI) 0.0 $55k 500.00 110.00
First Trust Value Line 100 Fund 0.0 $56k 2.7k 20.45
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $55k 4.0k 13.75
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $51k 504.00 101.19
Keycorp New pfd 7.75% sr a 0.0 $39k 300.00 130.00
Dominion Resources (D) 0.0 $44k 566.00 77.74
Target Corporation (TGT) 0.0 $42k 553.00 75.95
PowerShares DB Com Indx Trckng Fund 0.0 $46k 2.5k 18.40
salesforce (CRM) 0.0 $42k 700.00 60.00
iShares MSCI EMU Index (EZU) 0.0 $36k 1.0k 36.00
Realty Income (O) 0.0 $38k 800.00 47.50
iShares Russell 1000 Growth Index (IWF) 0.0 $36k 375.00 96.00
iShares Russell 3000 Index (IWV) 0.0 $44k 363.00 121.21
CurrencyShares Swiss Franc Trust 0.0 $39k 400.00 97.50
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $39k 800.00 48.75
Spdr Series Trust (XSW) 0.0 $40k 425.00 94.12
Directv 0.0 $43k 500.00 86.00
Nuveen Long/short Commodity 0.0 $42k 2.5k 16.80
Dws Global High Income Fund 0.0 $47k 6.0k 7.83
Walgreens Boots Alliance 0.0 $34k 450.00 75.56
Abbott Laboratories (ABT) 0.0 $27k 600.00 45.00
Cardinal Health (CAH) 0.0 $24k 300.00 80.00
Bristol Myers Squibb (BMY) 0.0 $30k 500.00 60.00
Northrop Grumman Corporation (NOC) 0.0 $23k 153.00 150.33
Rockwell Collins 0.0 $30k 350.00 85.71
Amgen (AMGN) 0.0 $32k 200.00 160.00
General Mills (GIS) 0.0 $21k 400.00 52.50
International Business Machines (IBM) 0.0 $32k 200.00 160.00
UnitedHealth (UNH) 0.0 $30k 300.00 100.00
Biogen Idec (BIIB) 0.0 $34k 100.00 340.00
PolyOne Corporation 0.0 $31k 808.00 38.37
Integrys Energy 0.0 $28k 362.00 77.35
iShares Russell Midcap Index Fund (IWR) 0.0 $25k 150.00 166.67
Putnam Master Int. Income (PIM) 0.0 $29k 6.0k 4.83
iShares Russell Midcap Growth Idx. (IWP) 0.0 $28k 300.00 93.33
Vanguard Dividend Appreciation ETF (VIG) 0.0 $26k 318.00 81.76
Cohen & Steers Quality Income Realty (RQI) 0.0 $24k 2.0k 12.00
iShares Dow Jones US Industrial (IYJ) 0.0 $28k 260.00 107.69
Ishares Tr cmn (STIP) 0.0 $28k 279.00 100.36
Jd (JD) 0.0 $21k 900.00 23.33
American Express Company (AXP) 0.0 $12k 125.00 96.00
Wal-Mart Stores (WMT) 0.0 $12k 138.00 86.96
Eli Lilly & Co. (LLY) 0.0 $18k 260.00 69.23
Citrix Systems 0.0 $10k 150.00 66.67
PetSmart 0.0 $20k 250.00 80.00
Royal Caribbean Cruises (RCL) 0.0 $17k 210.00 80.95
Medtronic 0.0 $9.0k 125.00 72.00
Diageo (DEO) 0.0 $18k 161.00 111.80
Merck & Co (MRK) 0.0 $16k 288.00 55.56
Nike (NKE) 0.0 $10k 100.00 100.00
Praxair 0.0 $10k 75.00 133.33
PICO Holdings 0.0 $15k 800.00 18.75
SPDR Gold Trust (GLD) 0.0 $11k 100.00 110.00
Yahoo! 0.0 $10k 200.00 50.00
Goldcorp 0.0 $7.0k 400.00 17.50
Myers Industries (MYE) 0.0 $18k 1.0k 18.00
Align Technology (ALGN) 0.0 $11k 200.00 55.00
Oneok Partners 0.0 $16k 400.00 40.00
Plains All American Pipeline (PAA) 0.0 $15k 300.00 50.00
VeriFone Systems 0.0 $11k 300.00 36.67
Terex Corporation (TEX) 0.0 $20k 700.00 28.57
Vector (VGR) 0.0 $16k 766.00 20.89
Arena Pharmaceuticals 0.0 $7.0k 2.0k 3.50
PowerShares QQQ Trust, Series 1 0.0 $15k 150.00 100.00
Sonus Networks 0.0 $20k 5.0k 4.00
iShares MSCI Brazil Index (EWZ) 0.0 $11k 300.00 36.67
Simon Property (SPG) 0.0 $11k 62.00 177.42
Tesla Motors (TSLA) 0.0 $17k 76.00 223.68
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.0 $9.0k 83.00 108.43
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.0 $11k 250.00 44.00
General Growth Properties 0.0 $18k 623.00 28.89
Vanguard European ETF (VGK) 0.0 $10k 200.00 50.00
Kayne Anderson Energy Total Return Fund 0.0 $14k 500.00 28.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $11k 100.00 110.00
PowerShares Emerging Markets Sovere 0.0 $20k 714.00 28.01
iShares Barclays Credit Bond Fund (USIG) 0.0 $15k 132.00 113.64
iShares Dow Jones US Energy Sector (IYE) 0.0 $13k 300.00 43.33
iShares Dow Jones US Financial (IYF) 0.0 $20k 220.00 90.91
iShares S&P NA Tec.-Mul. Net. Idx. 0.0 $19k 500.00 38.00
Nuveen Quality Preferred Income Fund 0.0 $8.0k 1.0k 8.00
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.0 $17k 200.00 85.00
iShares Barclays 10-20 Yr Tresry Bd (TLH) 0.0 $20k 150.00 133.33
Market Vectors Steel 0.0 $7.0k 200.00 35.00
Nuveen Ohio Quality Income M 0.0 $15k 1.0k 15.00
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $18k 1.4k 12.86
Nuveen Select Quality Municipal Fund 0.0 $7.0k 500.00 14.00
Schwab U S Large Cap Growth ETF (SCHG) 0.0 $16k 300.00 53.33
D Spdr Series Trust (XTN) 0.0 $14k 125.00 112.00
Citigroup (C) 0.0 $13k 240.00 54.17
Millennial Media 0.0 $8.0k 4.8k 1.67
4068594 Enphase Energy (ENPH) 0.0 $7.0k 500.00 14.00
Central Fed 0.0 $12k 10k 1.20
Blackberry (BB) 0.0 $8.0k 700.00 11.43
Bluebird Bio (BLUE) 0.0 $9.0k 100.00 90.00
Vanguard S&p 500 Etf idx (VOO) 0.0 $9.0k 50.00 180.00
Wisdomtree Tr germany hedeq 0.0 $8.0k 300.00 26.67
Vtti Energy Partners 0.0 $7.0k 300.00 23.33
Huntington Bancshares Incorporated (HBAN) 0.0 $6.0k 573.00 10.47
Suntech Power Holdings 0.0 $0 50.00 0.00
Grupo Televisa (TV) 0.0 $5.0k 140.00 35.71
iShares MSCI Emerging Markets Indx (EEM) 0.0 $6.0k 150.00 40.00
Joy Global 0.0 $0 0 0.00
Bank of America Corporation (BAC) 0.0 $4.0k 200.00 20.00
Bank of New York Mellon Corporation (BK) 0.0 $2.0k 45.00 44.44
Costco Wholesale Corporation (COST) 0.0 $4.0k 25.00 160.00
Hologic (HOLX) 0.0 $5.0k 200.00 25.00
E.I. du Pont de Nemours & Company 0.0 $2.0k 25.00 80.00
Canadian Pacific Railway 0.0 $1.0k 5.00 200.00
PDL BioPharma 0.0 $2.0k 300.00 6.67
Netflix (NFLX) 0.0 $3.0k 10.00 300.00
Zimmer Holdings (ZBH) 0.0 $3.0k 25.00 120.00
Companhia de Saneamento Basi (SBS) 0.0 $3.0k 550.00 5.45
Wabash National Corporation (WNC) 0.0 $4.0k 300.00 13.33
Cliffs Natural Resources 0.0 $6.0k 900.00 6.67
CPFL Energia 0.0 $4.0k 275.00 14.55
Exelixis (EXEL) 0.0 $0 300.00 0.00
Nektar Therapeutics (NKTR) 0.0 $3.0k 200.00 15.00
Pan American Silver Corp Can (PAAS) 0.0 $3.0k 300.00 10.00
Vivus 0.0 $1.0k 400.00 2.50
Alcatel-Lucent 0.0 $0 6.00 0.00
Dover Saddlery 0.0 $1.0k 200.00 5.00
iShares Russell 2000 Growth Index (IWO) 0.0 $6.0k 40.00 150.00
Hansen Medical 0.0 $0 550.00 0.00
Magnum Hunter Resources Corporation 0.0 $2.0k 500.00 4.00
PowerShares WilderHill Clean Energy 0.0 $1.0k 200.00 5.00
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $5.0k 100.00 50.00
AllianceBernstein Income Fund 0.0 $4.0k 541.00 7.39
Sabra Health Care REIT (SBRA) 0.0 $6.0k 200.00 30.00
Opko Health (OPK) 0.0 $5.0k 500.00 10.00
Fresh Market 0.0 $4.0k 100.00 40.00
Teekay Tankers Ltd cl a 0.0 $2.0k 400.00 5.00
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $5.0k 400.00 12.50
iShares MSCI Australia Index Fund (EWA) 0.0 $1.0k 50.00 20.00
Nuveen Muni Value Fund (NUV) 0.0 $5.0k 500.00 10.00
Nuveen Qual Preferred Inc. Fund III 0.0 $2.0k 229.00 8.73
Nuveen Dividend Advantage Municipal Fd 2 0.0 $5.0k 333.00 15.02
Cleveland BioLabs 0.0 $3.9k 16k 0.25
SPDR S&P Russia ETF 0.0 $4.0k 300.00 13.33
Huntington Ingalls Inds (HII) 0.0 $3.0k 25.00 120.00
Sunesis Pharmaceuticals 0.0 $6.0k 2.2k 2.71
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $6.0k 130.00 46.15
Gsv Cap Corp 0.0 $1.0k 100.00 10.00
Metropcs Communications (TMUS) 0.0 $5.0k 200.00 25.00
Twitter 0.0 $2.0k 50.00 40.00
Rice Energy 0.0 $6.0k 300.00 20.00