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Round Rock Advisors

Latest statistics and disclosures from Round Rock Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are QQQ, VYM, VO, IJR, AAPL, and represent 29.94% of Round Rock Advisors's stock portfolio.
Added to shares of these 10 stocks: MSFT (+$14M), BRK.A (+$11M), AAPL (+$10M), GOOG (+$7.1M), UNH (+$6.3M), ELV, AMZN, APD, ABBV, ICE.
Started 50 new stock positions in COF, CB, GS, ICE, IBDS, DD, CMCSA, SBUX, WH, UNH.
Reduced shares in these 10 stocks: SCHD, QQQ, SMH, VYM, DVY, PFE, VCSH, SHY, GSIE, XLK.
Sold out of its positions in HYT, CCI, EMX, SHY, DGRO, PDO, XLF.
Round Rock Advisors was a net buyer of stock by $105M.
Round Rock Advisors has $397M in assets under management (AUM), dropping by 50.70%.
Central Index Key (CIK): 0001846991

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Portfolio Holdings for Round Rock Advisors

Round Rock Advisors holds 184 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Invesco Qqq Tr Unit Ser 1 (QQQ)	7.3	$29M	-2%	71k	409.52	View chart
Vanguard Whitehall Fds High Div Yld (VYM)	7.3	$29M		259k	111.63	View chart
Vanguard Index Fds Mid Cap Etf (VO)	5.3	$21M		91k	232.64	View chart
Ishares Tr Core S&p Scp Etf (IJR)	5.2	$21M		191k	108.25	View chart
Apple (AAPL)	4.8	$19M	+118%	100k	192.53	View chart
Microsoft Corporation (MSFT)	3.7	$15M	+1070%	40k	376.04	View chart
Vaneck Etf Trust Semiconductr Etf (SMH)	3.7	$15M	-3%	85k	174.87	View chart
Berkshire Hathaway Inc Del Cl A (BRK.A)	2.7	$11M	NEW	20.00	542625.05	View chart
Select Sector Spdr Tr Indl (XLI)	2.7	$11M		93k	113.99	View chart
Ishares Tr Select Divid Etf (DVY)	2.4	$9.5M	-3%	81k	117.22	View chart
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP)	2.3	$9.3M		59k	157.80	View chart
Select Sector Spdr Tr Sbi Healthcare (XLV)	2.3	$9.2M		68k	136.38	View chart
Alphabet Cap Stk Cl C (GOOG)	1.9	$7.6M	+1465%	54k	140.93	View chart
Select Sector Spdr Tr Technology (XLK)	1.8	$7.2M	-3%	38k	192.48	View chart
UnitedHealth (UNH)	1.6	$6.3M	NEW	12k	526.47	View chart
J P Morgan Exchange Traded F Ultra Shrt Inc (JPST)	1.5	$6.2M	+7%	123k	50.23	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	1.2	$4.7M		9.9k	475.29	View chart
Amazon (AMZN)	1.2	$4.7M	+550%	31k	151.94	View chart
Ishares Tr Msci Usa Min Vol (USMV)	1.1	$4.4M	-2%	56k	78.03	View chart
Anthem (ELV)	1.0	$4.0M	NEW	8.6k	471.56	View chart
Spdr Ser Tr S&p Regl Bkg (KRE)	1.0	$4.0M	+7%	76k	52.43	View chart
Air Products & Chemicals (APD)	1.0	$3.9M	NEW	14k	273.80	View chart
Abbvie (ABBV)	0.9	$3.7M	NEW	24k	154.97	View chart
Intercontinental Exchange (ICE)	0.9	$3.5M	NEW	27k	128.43	View chart
Honeywell International (HON)	0.9	$3.4M	NEW	16k	209.71	View chart
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH)	0.8	$3.3M	-8%	42k	77.37	View chart
Chevron Corporation (CVX)	0.8	$3.2M	+481%	22k	149.16	View chart
CVS Caremark Corporation (CVS)	0.8	$3.2M	NEW	40k	78.96	View chart
Ishares Tr Ibonds Dec25 Etf (IBDQ)	0.8	$3.1M	NEW	123k	24.76	View chart
Constellation Brands Cl A (STZ)	0.7	$2.9M	NEW	12k	241.75	View chart
J P Morgan Exchange Traded F Equity Premium (JEPI)	0.7	$2.9M	-3%	52k	54.98	View chart
Ishares Tr Ibonds Dec2026 (IBDR)	0.6	$2.5M	NEW	105k	23.90	View chart
Vanguard Malvern Fds Strm Infproidx (VTIP)	0.6	$2.4M	-6%	51k	47.49	View chart
Itt (ITT)	0.6	$2.4M		20k	119.32	View chart
Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM)	0.6	$2.4M		14k	168.54	View chart
Ishares Tr S&p 500 Grwt Etf (IVW)	0.6	$2.3M		31k	75.10	View chart
Williams Companies (WMB)	0.6	$2.3M	NEW	66k	34.83	View chart
Capital One Financial (COF)	0.6	$2.2M	NEW	17k	131.12	View chart
Ishares Tr Msci Eafe Min Vl (EFAV)	0.5	$2.2M		31k	69.34	View chart
International Business Machines (IBM)	0.5	$2.2M		13k	163.55	View chart
Chubb (CB)	0.5	$2.1M	NEW	9.3k	226.00	View chart
Vanguard Specialized Funds Div App Etf (VIG)	0.5	$2.1M		12k	170.40	View chart
Vanguard World Fds Inf Tech Etf (VGT)	0.5	$2.0M		4.1k	484.00	View chart
Comcast Corp Cl A (CMCSA)	0.5	$1.9M	NEW	44k	43.85	View chart
Home Depot (HD)	0.5	$1.8M		5.3k	346.56	View chart
Nxp Semiconductors N V (NXPI)	0.4	$1.7M	NEW	7.5k	229.68	View chart
Exxon Mobil Corporation (XOM)	0.4	$1.7M		17k	99.98	View chart
Ishares Tr Core S&p Mcp Etf (IJH)	0.4	$1.7M		6.0k	277.15	View chart
Pepsi (PEP)	0.4	$1.6M		9.6k	169.83	View chart
Ishares Tr Rus 1000 Grw Etf (IWF)	0.4	$1.6M		5.3k	303.18	View chart
Caesars Entertainment (CZR)	0.4	$1.6M	NEW	34k	46.88	View chart
Vanguard Index Fds Large Cap Etf (VV)	0.4	$1.6M		7.2k	218.15	View chart
Vanguard Whitehall Fds Intl Dvd Etf (VIGI)	0.4	$1.6M	+4%	20k	79.34	View chart
Vanguard Index Fds Value Etf (VTV)	0.4	$1.5M		10k	149.50	View chart
JPMorgan Chase & Co. (JPM)	0.4	$1.5M		8.9k	170.09	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.4	$1.5M	+74%	11k	139.69	View chart
Ishares Tr Core S&p500 Etf (IVV)	0.4	$1.5M		3.1k	477.58	View chart
Tesla Motors (TSLA)	0.3	$1.3M		5.1k	248.48	View chart
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV)	0.3	$1.3M		20k	62.66	View chart
Enterprise Products Partners (EPD)	0.3	$1.2M	-5%	45k	26.35	View chart
Merck & Co (MRK)	0.3	$1.2M		11k	109.02	View chart
Spdr Dow Jones Indl Average Ut Ser 1 (DIA)	0.3	$1.2M	+20%	3.1k	376.85	View chart
Johnson & Johnson (JNJ)	0.3	$1.1M		7.1k	156.74	View chart
Spdr Ser Tr S&p Semicndctr (XSD)	0.3	$1.1M	-3%	4.8k	224.81	View chart
Micron Technology (MU)	0.3	$1.1M		13k	85.34	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	0.3	$1.1M	+23%	3.0k	356.66	View chart
Wyndham Hotels And Resorts (WH)	0.3	$1.1M	NEW	13k	80.41	View chart
Vanguard Index Fds Total Stk Mkt (VTI)	0.3	$1.1M		4.5k	237.20	View chart
Vanguard Index Fds Small Cp Etf (VB)	0.3	$1.0M	-9%	4.9k	213.31	View chart
Wisdomtree Tr Us Smallcap Divd (DES)	0.3	$1.0M	-3%	32k	32.17	View chart
Vanguard Index Fds Sml Cp Grw Etf (VBK)	0.3	$1.0M		4.1k	241.77	View chart
Citigroup Com New (C)	0.3	$1.0M	NEW	20k	51.44	View chart
Vanguard Index Fds Sm Cp Val Etf (VBR)	0.2	$964k	+3%	5.4k	179.97	View chart
Capital Group Intl Focus Eqt Shs Creation Uni (CGXU)	0.2	$954k		40k	23.87	View chart
Ing Global Advantage And Premium Opportunity Fund (IGA)	0.2	$940k	-4%	110k	8.52	View chart
Ishares Tr Core S&p Us Vlu (IUSV)	0.2	$905k		11k	84.33	View chart
Vanguard Index Fds Growth Etf (VUG)	0.2	$900k		2.9k	310.88	View chart
Raytheon Technologies Corp (RTX)	0.2	$869k	-7%	10k	84.14	View chart
Ishares Tr Msci Usa Esg Slc (SUSA)	0.2	$866k	-6%	8.6k	100.50	View chart
Vanguard Scottsdale Fds Int-term Corp (VCIT)	0.2	$855k		11k	81.28	View chart
Amphenol Corp Cl A (APH)	0.2	$844k		8.5k	99.13	View chart
Brookfield Corp Cl A Ltd Vt Sh (BN)	0.2	$822k	NEW	21k	40.12	View chart
Vanguard Admiral Fds Midcp 400 Grth (IVOG)	0.2	$821k	+13%	8.4k	98.23	View chart
Agnico (AEM)	0.2	$817k		15k	54.85	View chart
J P Morgan Exchange Traded F Nasdaq Eqt Prem (JEPQ)	0.2	$816k		16k	49.93	View chart
Dell Technologies CL C (DELL)	0.2	$781k	NEW	10k	76.50	View chart
Ishares Tr 0-5yr Hi Yl Cp (SHYG)	0.2	$771k		18k	42.22	View chart
Ameriprise Financial (AMP)	0.2	$767k	NEW	2.0k	379.83	View chart
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA)	0.2	$745k		16k	47.90	View chart
Ishares Tr Rus Md Cp Gr Etf (IWP)	0.2	$722k	+8%	6.9k	104.46	View chart
Pfizer (PFE)	0.2	$716k	-31%	25k	28.79	View chart
Arista Networks (ANET)	0.2	$711k		3.0k	235.51	View chart
J P Morgan Exchange Traded F Ultra Sht Muncpl (JMST)	0.2	$703k	NEW	14k	50.74	View chart
Ishares Tr Russell 2000 Etf (IWM)	0.2	$693k	-11%	3.5k	200.70	View chart
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY)	0.2	$689k		1.4k	507.23	View chart
Ameren Corporation (AEE)	0.2	$687k	NEW	9.5k	72.34	View chart
Ishares Tr Rus Tp200 Gr Etf (IWY)	0.2	$681k		3.9k	175.22	View chart
Ishares Tr Core Msci Eafe (IEFA)	0.2	$679k		9.7k	70.35	View chart
Goldman Sachs Etf Tr Activebeta Int (GSIE)	0.2	$658k	-29%	20k	32.66	View chart
Spdr Ser Tr S&p Divid Etf (SDY)	0.2	$643k	+16%	5.1k	124.98	View chart
Ishares Tr Esg Aware Msci (ESML)	0.2	$623k		16k	38.01	View chart
Matthews Asia Fds Emer Mkts Equity (MEM)	0.1	$584k	+18%	21k	28.27	View chart
Marriott Intl Cl A (MAR)	0.1	$575k	+142%	2.5k	225.47	View chart
Netflix (NFLX)	0.1	$557k		1.1k	486.88	View chart
3M Company (MMM)	0.1	$541k	-17%	5.0k	109.31	View chart
Ishares Tr Msci Emg Mkt Etf (EEM)	0.1	$539k	NEW	13k	40.21	View chart
Vanguard World Esg Intl Stk Etf (VSGX)	0.1	$537k	+45%	9.7k	55.28	View chart
Procter & Gamble Company (PG)	0.1	$536k		3.7k	146.54	View chart
NVIDIA Corporation (NVDA)	0.1	$527k	+8%	1.1k	495.23	View chart
Coca-Cola Company (KO)	0.1	$525k		8.9k	58.93	View chart
Xylem (XYL)	0.1	$514k		4.5k	114.35	View chart
Paramount Global Class B Com (PARA)	0.1	$506k	-33%	34k	14.79	View chart
Schwab Strategic Tr Us Dividend Eq (SCHD)	0.1	$500k	-64%	6.6k	76.13	View chart
Ishares Tr National Mun Etf (MUB)	0.1	$499k	+133%	4.6k	108.41	View chart
Ishares Tr Us Hlthcare Etf (IYH)	0.1	$496k	-9%	1.7k	286.29	View chart
Deere & Company (DE)	0.1	$491k	-24%	1.2k	399.87	View chart
Dupont De Nemours (DD)	0.1	$443k	NEW	5.8k	76.93	View chart
Fidelity Comwlth Tr Nasdaq Compsit (ONEQ)	0.1	$438k		7.4k	59.24	View chart
Pimco Etf Tr Enhan Shrt Ma Ac (MINT)	0.1	$437k	-8%	4.4k	99.79	View chart
Pimco Etf Tr Enhancd Short (EMNT)	0.1	$428k	+8%	4.4k	97.92	View chart
Proshares Tr Russ 2000 Divd (SMDV)	0.1	$426k	-3%	6.6k	65.01	View chart
Vanguard World Fds Health Car Etf (VHT)	0.1	$424k	+34%	1.7k	250.70	View chart
Paypal Holdings (PYPL)	0.1	$424k	NEW	6.9k	61.41	View chart
Ishares Tr Ibonds 27 Etf (IBDS)	0.1	$414k	NEW	17k	23.93	View chart
Cohen & Steers REIT/P (RNP)	0.1	$414k		21k	20.16	View chart
Regeneron Pharmaceuticals (REGN)	0.1	$404k		460.00	878.29	View chart
Union Pacific Corporation (UNP)	0.1	$398k		1.6k	245.62	View chart
Fidelity Merrimack Str Tr Total Bd Etf (FBND)	0.1	$395k	-35%	8.6k	46.04	View chart
Thermo Fisher Scientific (TMO)	0.1	$393k		741.00	530.79	View chart
Blackstone Group Inc Com Cl A (BX)	0.1	$393k		3.0k	130.92	View chart
Meta Platforms Cl A (META)	0.1	$382k	-7%	1.1k	353.96	View chart
Voya Global Eq Div & Pr Opp (IGD)	0.1	$381k		77k	4.97	View chart
Yum! Brands (YUM)	0.1	$373k	-3%	2.9k	130.66	View chart
Travel Leisure Ord (TNL)	0.1	$366k	NEW	9.4k	39.09	View chart
Ishares Tr Blackrock Ultra (ICSH)	0.1	$363k		7.2k	50.36	View chart
Novartis Sponsored Adr (NVS)	0.1	$353k	-2%	3.5k	100.97	View chart
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB)	0.1	$353k		6.9k	51.05	View chart
Neuberger Ber. Intermediate Muni. Fund (NBH)	0.1	$346k	-23%	33k	10.35	View chart
Bank of New York Mellon Corporation (BK)	0.1	$346k		6.6k	52.05	View chart
Verizon Communications (VZ)	0.1	$345k	-5%	9.2k	37.70	View chart
Boeing Company (BA)	0.1	$339k	NEW	1.3k	260.66	View chart
At&t (T)	0.1	$338k	-6%	20k	16.78	View chart
Vanguard Index Fds Mcap Vl Idxvip (VOE)	0.1	$335k		2.3k	145.01	View chart
Blackstone Strategic Cred 20 Com Shs Ben In (BGB)	0.1	$334k		30k	11.32	View chart
Dow (DOW)	0.1	$333k	NEW	6.1k	54.84	View chart
Pentair SHS (PNR)	0.1	$313k	NEW	4.3k	72.71	View chart
Wp Carey (WPC)	0.1	$312k	+5%	4.8k	64.81	View chart
Ishares Tr Ibonds Dec24 Etf (IBDP)	0.1	$311k	NEW	13k	24.91	View chart
Goldman Sachs (GS)	0.1	$309k	NEW	800.00	385.77	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.1	$305k	-42%	44k	6.95	View chart
Shopify Cl A (SHOP)	0.1	$302k	NEW	3.9k	77.90	View chart
Oracle Corporation (ORCL)	0.1	$293k		2.8k	105.43	View chart
Palo Alto Networks (PANW)	0.1	$290k		982.00	294.88	View chart
Southern Company (SO)	0.1	$289k	-7%	4.1k	70.12	View chart
American Express Company (AXP)	0.1	$287k	NEW	1.5k	187.34	View chart
Devon Energy Corporation (DVN)	0.1	$285k	NEW	6.3k	45.30	View chart
Vaneck Etf Trust Gold Miners Etf (GDX)	0.1	$268k	-5%	8.6k	31.01	View chart
Corteva (CTVA)	0.1	$266k	NEW	5.6k	47.92	View chart
Templeton Emerging Markets (EMF)	0.1	$262k	-29%	22k	11.68	View chart
Bancroft Fund (BCV)	0.1	$258k	-31%	16k	15.98	View chart
Templeton Emerging Markets Income Fund (TEI)	0.1	$252k		49k	5.10	View chart
Wal-Mart Stores (WMT)	0.1	$245k		1.6k	157.65	View chart
General Electric Com New (GE)	0.1	$239k	NEW	1.9k	127.63	View chart
Gilead Sciences (GILD)	0.1	$239k	NEW	3.0k	81.01	View chart
Walt Disney Company (DIS)	0.1	$236k	NEW	2.6k	90.29	View chart
Zimmer Holdings (ZBH)	0.1	$231k	NEW	1.9k	121.70	View chart
Ishares Tr Esg Aw Msci Eafe (ESGD)	0.1	$230k		3.0k	75.54	View chart
Vanguard Star Fds Vg Tl Intl Stk F (VXUS)	0.1	$230k		4.0k	57.96	View chart
Spdr Ser Tr S&p Biotech (XBI)	0.1	$229k	NEW	2.6k	89.29	View chart
Pimco Etf Tr Active Bd Etf (BOND)	0.1	$223k		2.4k	92.43	View chart
Vanguard World Fds Consum Dis Etf (VCR)	0.1	$219k	NEW	720.00	304.55	View chart
Vanguard World Esg Us Corp Bd (VCEB)	0.1	$216k	NEW	3.4k	63.38	View chart
Starbucks Corporation (SBUX)	0.1	$214k	NEW	2.2k	96.00	View chart
BlackRock MuniHoldings Fund (MHD)	0.1	$207k	-21%	17k	11.91	View chart
Vanguard Index Fds Real Estate Etf (VNQ)	0.1	$204k	NEW	2.3k	88.36	View chart
Eaton Vance Enhanced Equity Incm. Fd. II (EOS)	0.1	$202k		11k	18.72	View chart
Costco Wholesale Corporation (COST)	0.1	$202k	NEW	305.00	660.69	View chart
Vanguard World Esg Us Stk Etf (ESGV)	0.1	$200k	NEW	2.4k	85.06	View chart
BlackRock Inv. Quality Munic. Trust (BKN)	0.0	$129k	NEW	11k	11.86	View chart
United Sts Nat Gas Unit Par	0.0	$82k	+21%	16k	5.07	View chart
Voya Emerging Markets High I etf (IHD)	0.0	$64k		12k	5.29	View chart
Putnam Premier Income Tr Sh Ben Int (PPT)	0.0	$43k		12k	3.57	View chart
Quantum Si Com Cl A (QSI)	0.0	$28k	-36%	14k	2.01	View chart
Presidio Ppty Tr *w Exp 01/24/202 (SQFTW)	0.0	$786.600000		13k	0.06	View chart

Past Filings by Round Rock Advisors

SEC 13F filings are viewable for Round Rock Advisors going back to 2020

Round Rock Advisors 2023 Q4 filed Jan. 29, 2024
Round Rock Advisors 2023 Q3 filed Oct. 16, 2023
Round Rock Advisors 2023 Q2 filed July 20, 2023
Round Rock Advisors 2023 Q1 filed May 2, 2023
Round Rock Advisors 2022 Q4 filed Jan. 19, 2023
Round Rock Advisors 2022 Q3 filed Oct. 20, 2022
Round Rock Advisors 2022 Q2 filed July 22, 2022
Round Rock Advisors 2022 Q1 filed April 28, 2022
Round Rock Advisors 2021 Q4 filed Jan. 20, 2022
Round Rock Advisors 2021 Q3 filed Oct. 25, 2021
Round Rock Advisors 2021 Q2 filed Aug. 5, 2021
Round Rock Advisors 2021 Q1 filed April 26, 2021
Round Rock Advisors 2020 Q4 filed Feb. 19, 2021

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