Alpine Global Management as of Dec. 31, 2019
Portfolio Holdings for Alpine Global Management
Alpine Global Management holds 413 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Shockwave Med (SWAV) | 6.8 | $32M | 725k | 43.92 | |
| IAC/InterActive | 5.7 | $27M | 107k | 249.11 | |
| Uber Technologies (UBER) | 4.6 | $21M | 718k | 29.74 | |
| Mellanox Technologies | 4.2 | $20M | 168k | 117.18 | |
| Square Inc cl a (SQ) | 4.1 | $19M | 306k | 62.56 | |
| Allergan | 1.8 | $8.5M | 44k | 191.17 | |
| Boeing Company (BA) | 1.6 | $7.7M | 24k | 325.77 | |
| Altria (MO) | 1.4 | $6.7M | 135k | 49.91 | |
| Wright Medical Group Nv | 1.4 | $6.6M | 215k | 30.48 | |
| Alexion Pharmaceuticals | 1.3 | $6.1M | 56k | 108.15 | |
| American Airls (AAL) | 1.3 | $6.0M | 209k | 28.68 | |
| WABCO Holdings | 1.3 | $6.0M | 44k | 135.50 | |
| Zayo Group Hldgs | 1.3 | $5.9M | 171k | 34.65 | |
| Netflix (NFLX) | 1.2 | $5.9M | 18k | 323.58 | |
| Helmerich & Payne (HP) | 1.0 | $4.9M | 107k | 45.43 | |
| Aircastle | 1.0 | $4.8M | 151k | 32.01 | |
| Hollyfrontier Corp | 1.0 | $4.7M | 93k | 50.71 | |
| Williams Companies (WMB) | 1.0 | $4.6M | 193k | 23.72 | |
| Textron (TXT) | 0.9 | $4.1M | 92k | 44.60 | |
| United Technologies Corporation | 0.9 | $4.1M | 27k | 149.75 | |
| Proptech Acquisition Corpora unit 10/01/2026 | 0.9 | $4.1M | 400k | 10.24 | |
| Biogen Idec (BIIB) | 0.8 | $3.8M | 13k | 296.72 | |
| Dupont De Nemours (DD) | 0.8 | $3.6M | 56k | 64.20 | |
| LogMeIn | 0.8 | $3.5M | 41k | 85.74 | |
| Tortoise Energy Infrastructure | 0.8 | $3.5M | 196k | 17.93 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.7 | $3.3M | 191k | 17.41 | |
| Cognizant Technology Solutions (CTSH) | 0.7 | $3.2M | 52k | 62.03 | |
| eBay (EBAY) | 0.7 | $3.2M | 90k | 36.11 | |
| Exxon Mobil Corporation (XOM) | 0.7 | $3.2M | 45k | 69.78 | |
| Acacia Communications | 0.7 | $3.2M | 47k | 67.80 | |
| NetApp (NTAP) | 0.7 | $3.2M | 51k | 62.24 | |
| Tech Data Corporation | 0.7 | $3.2M | 22k | 143.59 | |
| Pure Acquisition Corp cl a | 0.7 | $3.1M | 300k | 10.38 | |
| Viacomcbs (PARA) | 0.7 | $3.1M | 74k | 41.97 | |
| Sealed Air (SEE) | 0.7 | $3.0M | 76k | 39.83 | |
| Unum (UNM) | 0.6 | $3.0M | 103k | 29.16 | |
| Rollins (ROL) | 0.6 | $2.9M | 88k | 33.16 | |
| DISH Network | 0.6 | $2.9M | 82k | 35.47 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.6 | $2.8M | 58k | 48.33 | |
| Illumina (ILMN) | 0.6 | $2.7M | 8.3k | 331.76 | |
| Dxc Technology (DXC) | 0.6 | $2.7M | 71k | 37.59 | |
| Nortonlifelock (GEN) | 0.6 | $2.7M | 106k | 25.52 | |
| Ball Corporation (BALL) | 0.6 | $2.6M | 40k | 64.66 | |
| L Brands | 0.6 | $2.6M | 142k | 18.12 | |
| 3M Company (MMM) | 0.5 | $2.4M | 14k | 176.42 | |
| Anixter International | 0.5 | $2.3M | 25k | 92.10 | |
| Dell Technologies (DELL) | 0.5 | $2.3M | 46k | 51.40 | |
| Interxion Holding | 0.5 | $2.3M | 28k | 83.82 | |
| Invesco (IVZ) | 0.5 | $2.2M | 125k | 17.98 | |
| Alcoa (AA) | 0.5 | $2.3M | 105k | 21.51 | |
| Liberty Global Inc C | 0.5 | $2.2M | 101k | 21.79 | |
| Arista Networks (ANET) | 0.5 | $2.1M | 11k | 203.41 | |
| Diamond Eagle Acquisition Corp diamond eagle acq cl a | 0.5 | $2.1M | 200k | 10.70 | |
| Cisco Systems (CSCO) | 0.5 | $2.1M | 44k | 47.95 | |
| Tapestry (TPR) | 0.5 | $2.1M | 78k | 26.97 | |
| Lennar Corporation (LEN.B) | 0.4 | $2.1M | 46k | 44.69 | |
| Finjan Holdings | 0.4 | $2.1M | 1.0M | 2.01 | |
| Boxwood Merger Corp | 0.4 | $2.0M | 200k | 10.16 | |
| Alussa Energy Acquisition Co unit 10/31/2026 | 0.4 | $2.0M | 200k | 10.08 | |
| Xilinx | 0.4 | $2.0M | 20k | 97.75 | |
| CF Industries Holdings (CF) | 0.4 | $2.0M | 41k | 47.73 | |
| Rh (RH) | 0.4 | $2.0M | 9.3k | 213.54 | |
| Marathon Petroleum Corp (MPC) | 0.4 | $1.9M | 32k | 60.24 | |
| FedEx Corporation (FDX) | 0.4 | $1.8M | 12k | 151.20 | |
| Franklin Resources (BEN) | 0.4 | $1.8M | 71k | 25.97 | |
| E TRADE Financial Corporation | 0.4 | $1.8M | 39k | 45.38 | |
| Vanguard REIT ETF (VNQ) | 0.4 | $1.8M | 19k | 92.77 | |
| PPL Corporation (PPL) | 0.4 | $1.7M | 48k | 35.88 | |
| Mylan Nv | 0.4 | $1.7M | 86k | 20.10 | |
| Abeona Therapeutics | 0.3 | $1.6M | 500k | 3.27 | |
| ArQule | 0.3 | $1.6M | 80k | 19.96 | |
| Fortive (FTV) | 0.3 | $1.6M | 20k | 76.37 | |
| Fox Corporation (FOX) | 0.3 | $1.5M | 42k | 36.41 | |
| Tiberius Acquisition Corp | 0.3 | $1.5M | 140k | 10.43 | |
| Sprint | 0.3 | $1.4M | 266k | 5.21 | |
| Aravive | 0.3 | $1.4M | 102k | 13.67 | |
| CenturyLink | 0.3 | $1.4M | 103k | 13.21 | |
| Corning Incorporated (GLW) | 0.3 | $1.2M | 43k | 29.11 | |
| Gs Acquisition Holdings Cl A Ord | 0.3 | $1.3M | 115k | 11.03 | |
| Industrial SPDR (XLI) | 0.2 | $1.2M | 14k | 81.45 | |
| 0.2 | $1.2M | 36k | 32.05 | ||
| Select Sector Spdr Tr Communic etfeqty (XLC) | 0.2 | $1.2M | 22k | 53.61 | |
| Carnival Corporation (CCL) | 0.2 | $1.1M | 22k | 50.82 | |
| Comerica Incorporated (CMA) | 0.2 | $1.1M | 16k | 71.77 | |
| Pegasystems (PEGA) | 0.2 | $1.1M | 14k | 79.65 | |
| South Jersey Industries | 0.2 | $1.1M | 34k | 32.97 | |
| Liberty Property Trust | 0.2 | $1.1M | 19k | 60.05 | |
| Abiomed | 0.2 | $1.1M | 6.4k | 170.63 | |
| Kraft Heinz (KHC) | 0.2 | $1.1M | 33k | 32.14 | |
| Chaserg Technlgy Acquisitn C class a | 0.2 | $1.1M | 100k | 10.81 | |
| Vectoiq Acquisition Corp | 0.2 | $1.0M | 100k | 10.32 | |
| Far Pt Acquisition Corp cl a founders sh | 0.2 | $1.0M | 100k | 10.30 | |
| Spartan Energy Acquisition Cl A Unt | 0.2 | $1.0M | 100k | 10.20 | |
| Graf Industrial Corp | 0.2 | $1.0M | 100k | 10.19 | |
| Collier Creek Holdings | 0.2 | $1.0M | 101k | 10.28 | |
| Cf Fin Acquisition Corp | 0.2 | $1.0M | 100k | 10.23 | |
| Monocle Acquisition Corp | 0.2 | $1.0M | 100k | 10.18 | |
| Fintech Acquisition Corp Iii | 0.2 | $1.0M | 100k | 10.13 | |
| Lgl Sys Acquisition Corp unit 10/24/2024 | 0.2 | $1.0M | 100k | 10.19 | |
| Software Acquisition Group I unit 10/01/2026 | 0.2 | $1.0M | 100k | 10.15 | |
| IPG Photonics Corporation (IPGP) | 0.2 | $994k | 6.9k | 144.88 | |
| B Riley Principal Merger Cor cl a | 0.2 | $1.0M | 100k | 10.01 | |
| Apex Technology Acquisitn | 0.2 | $988k | 100k | 9.88 | |
| Amplitude Hlthcre Aqustin Co unit 12/01/2026 | 0.2 | $1.0M | 100k | 10.06 | |
| Casey's General Stores (CASY) | 0.2 | $929k | 5.8k | 158.99 | |
| Globalstar (GSAT) | 0.2 | $883k | 1.7M | 0.52 | |
| Core Laboratories | 0.2 | $848k | 23k | 37.67 | |
| Darden Restaurants (DRI) | 0.2 | $848k | 7.8k | 108.97 | |
| Endurance Intl Group Hldgs I | 0.2 | $837k | 178k | 4.70 | |
| Nextcure (NXTC) | 0.2 | $822k | 15k | 56.33 | |
| F5 Networks (FFIV) | 0.2 | $800k | 5.7k | 139.62 | |
| iShares Dow Jones US Real Estate (IYR) | 0.2 | $756k | 8.1k | 93.14 | |
| First Trust DJ Internet Index Fund (FDN) | 0.2 | $757k | 5.4k | 139.18 | |
| Rubius Therapeutics | 0.2 | $730k | 77k | 9.50 | |
| Michael Kors Holdings Ord (CPRI) | 0.2 | $752k | 20k | 38.15 | |
| J.M. Smucker Company (SJM) | 0.1 | $690k | 6.6k | 104.20 | |
| Prosperity Bancshares (PB) | 0.1 | $707k | 9.8k | 71.85 | |
| Fitbit | 0.1 | $657k | 100k | 6.57 | |
| H&R Block (HRB) | 0.1 | $619k | 26k | 23.48 | |
| Molson Coors Brewing Company (TAP) | 0.1 | $607k | 11k | 53.94 | |
| Ventas (VTR) | 0.1 | $595k | 10k | 57.77 | |
| Spectrum Pharmaceuticals | 0.1 | $614k | 169k | 3.64 | |
| iShares Dow Jones US Tele (IYZ) | 0.1 | $616k | 21k | 29.86 | |
| Simulations Plus (SLP) | 0.1 | $625k | 22k | 29.08 | |
| Eversource Energy (ES) | 0.1 | $625k | 7.4k | 85.02 | |
| Solarwinds Corp | 0.1 | $611k | 33k | 18.55 | |
| Under Armour (UAA) | 0.1 | $572k | 27k | 21.61 | |
| Affimed Therapeutics B V | 0.1 | $547k | 200k | 2.74 | |
| Clear Channel Outdoor Holdings (CCO) | 0.1 | $572k | 200k | 2.86 | |
| Hasbro (HAS) | 0.1 | $502k | 4.8k | 105.66 | |
| Progressive Corporation (PGR) | 0.1 | $505k | 7.0k | 72.41 | |
| Tractor Supply Company (TSCO) | 0.1 | $507k | 5.4k | 93.42 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $501k | 1.3k | 375.56 | |
| Public Storage (PSA) | 0.1 | $506k | 2.4k | 212.87 | |
| Nordstrom (JWN) | 0.1 | $502k | 12k | 40.90 | |
| Verisign (VRSN) | 0.1 | $503k | 2.6k | 192.50 | |
| Hanesbrands (HBI) | 0.1 | $504k | 34k | 14.86 | |
| Yum! Brands (YUM) | 0.1 | $505k | 5.0k | 100.80 | |
| International Business Machines (IBM) | 0.1 | $494k | 3.7k | 133.98 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $519k | 13k | 41.22 | |
| Gap (GPS) | 0.1 | $501k | 28k | 17.70 | |
| Dollar Tree (DLTR) | 0.1 | $509k | 5.4k | 94.09 | |
| FactSet Research Systems (FDS) | 0.1 | $531k | 2.0k | 268.18 | |
| Alliance Data Systems Corporation (BFH) | 0.1 | $503k | 4.5k | 112.18 | |
| C.H. Robinson Worldwide (CHRW) | 0.1 | $509k | 6.5k | 78.19 | |
| Juniper Networks (JNPR) | 0.1 | $503k | 20k | 24.62 | |
| Align Technology (ALGN) | 0.1 | $505k | 1.8k | 279.31 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $503k | 2.0k | 253.27 | |
| A. O. Smith Corporation (AOS) | 0.1 | $505k | 11k | 47.61 | |
| Church & Dwight (CHD) | 0.1 | $501k | 7.1k | 70.30 | |
| Extra Space Storage (EXR) | 0.1 | $509k | 4.8k | 105.67 | |
| Simon Property (SPG) | 0.1 | $514k | 3.5k | 148.99 | |
| Pvh Corporation (PVH) | 0.1 | $501k | 4.8k | 105.10 | |
| Expedia (EXPE) | 0.1 | $501k | 4.6k | 108.21 | |
| Coty Inc Cl A (COTY) | 0.1 | $511k | 45k | 11.25 | |
| Walgreen Boots Alliance (WBA) | 0.1 | $503k | 8.5k | 58.92 | |
| Iron Mountain (IRM) | 0.1 | $502k | 16k | 31.87 | |
| Hp (HPQ) | 0.1 | $512k | 25k | 20.55 | |
| Technipfmc (FTI) | 0.1 | $505k | 24k | 21.43 | |
| Alteryx | 0.1 | $497k | 5.0k | 100.08 | |
| Twist Bioscience Corp (TWST) | 0.1 | $527k | 25k | 20.98 | |
| Rmg Acquisition Corp cl a | 0.1 | $499k | 50k | 9.98 | |
| Igm Biosciences (IGMS) | 0.1 | $511k | 13k | 38.18 | |
| Rts/bristol-myers Squibb Compa | 0.1 | $529k | 175k | 3.03 | |
| United Therapeutics Corporation (UTHR) | 0.1 | $475k | 5.4k | 88.14 | |
| United States Steel Corporation (X) | 0.1 | $471k | 41k | 11.42 | |
| OceanFirst Financial (OCFC) | 0.1 | $452k | 18k | 25.57 | |
| Puma Biotechnology (PBYI) | 0.1 | $447k | 51k | 8.75 | |
| Portola Pharmaceuticals | 0.1 | $482k | 20k | 23.89 | |
| Intrexon | 0.1 | $455k | 83k | 5.48 | |
| Sage Therapeutics (SAGE) | 0.1 | $453k | 6.3k | 72.17 | |
| Dynavax Technologies (DVAX) | 0.1 | $468k | 82k | 5.72 | |
| Ionis Pharmaceuticals (IONS) | 0.1 | $452k | 7.5k | 60.48 | |
| Nutanix Inc cl a (NTNX) | 0.1 | $454k | 15k | 31.28 | |
| Denali Therapeutics (DNLI) | 0.1 | $458k | 26k | 17.43 | |
| Zscaler Incorporated (ZS) | 0.1 | $486k | 10k | 46.54 | |
| Smartsheet (SMAR) | 0.1 | $473k | 11k | 44.89 | |
| Northwest Natural Holdin (NWN) | 0.1 | $454k | 6.2k | 73.68 | |
| Alector (ALEC) | 0.1 | $447k | 26k | 17.23 | |
| Beyond Meat (BYND) | 0.1 | $473k | 6.3k | 75.52 | |
| International Flavors & Fragrances (IFF) | 0.1 | $412k | 3.2k | 128.95 | |
| Sinclair Broadcast | 0.1 | $439k | 13k | 33.34 | |
| SPDR S&P Biotech (XBI) | 0.1 | $428k | 4.5k | 95.13 | |
| SPDR S&P Dividend (SDY) | 0.1 | $441k | 4.1k | 107.53 | |
| Twilio Inc cl a (TWLO) | 0.1 | $430k | 4.4k | 98.20 | |
| G1 Therapeutics (GTHX) | 0.1 | $417k | 16k | 26.46 | |
| Mongodb Inc. Class A (MDB) | 0.1 | $421k | 3.2k | 131.64 | |
| Tilray (TLRY) | 0.1 | $428k | 25k | 17.12 | |
| Moderna (MRNA) | 0.1 | $434k | 22k | 19.57 | |
| Chp Merger Corp unit 11/22/2024 | 0.1 | $407k | 40k | 10.18 | |
| DURECT Corporation | 0.1 | $371k | 98k | 3.80 | |
| Templeton Global Income Fund (SABA) | 0.1 | $397k | 65k | 6.12 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.1 | $387k | 50k | 7.68 | |
| First Trust Tech AlphaDEX Fnd (FXL) | 0.1 | $365k | 5.0k | 72.61 | |
| Gabelli Dividend & Income Trust (GDV) | 0.1 | $385k | 18k | 21.97 | |
| Acnb Corp (ACNB) | 0.1 | $378k | 10k | 37.80 | |
| Clovis Oncology | 0.1 | $385k | 37k | 10.43 | |
| Nielsen Hldgs Plc Shs Eur | 0.1 | $352k | 17k | 20.28 | |
| Voyager Therapeutics (VYGR) | 0.1 | $383k | 28k | 13.95 | |
| Roku (ROKU) | 0.1 | $353k | 2.6k | 133.76 | |
| Switch Inc cl a | 0.1 | $352k | 24k | 14.80 | |
| Adt (ADT) | 0.1 | $353k | 45k | 7.92 | |
| Liberty Interactive Corp (QRTEA) | 0.1 | $355k | 42k | 8.44 | |
| Avalara | 0.1 | $353k | 4.8k | 73.28 | |
| Spirit Realty Capital | 0.1 | $358k | 7.3k | 49.12 | |
| Anaplan | 0.1 | $355k | 6.8k | 52.33 | |
| Legg Mason | 0.1 | $346k | 9.6k | 35.88 | |
| AutoNation (AN) | 0.1 | $348k | 7.2k | 48.60 | |
| Seattle Genetics | 0.1 | $349k | 3.1k | 114.28 | |
| Incyte Corporation (INCY) | 0.1 | $346k | 4.0k | 87.44 | |
| CarMax (KMX) | 0.1 | $347k | 4.0k | 87.58 | |
| Edwards Lifesciences (EW) | 0.1 | $348k | 1.5k | 233.09 | |
| Equity Residential (EQR) | 0.1 | $349k | 4.3k | 80.86 | |
| McKesson Corporation (MCK) | 0.1 | $348k | 2.5k | 138.37 | |
| D.R. Horton (DHI) | 0.1 | $348k | 6.6k | 52.74 | |
| Oracle Corporation (ORCL) | 0.1 | $349k | 6.6k | 53.02 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.1 | $309k | 2.6k | 120.56 | |
| Cantel Medical | 0.1 | $348k | 4.9k | 70.82 | |
| HEICO Corporation (HEI) | 0.1 | $347k | 3.0k | 114.22 | |
| Southwest Airlines (LUV) | 0.1 | $348k | 6.4k | 54.02 | |
| Manhattan Associates (MANH) | 0.1 | $350k | 4.4k | 79.85 | |
| Middleby Corporation (MIDD) | 0.1 | $347k | 3.2k | 109.43 | |
| MarketAxess Holdings (MKTX) | 0.1 | $350k | 922.00 | 379.61 | |
| Stepan Company (SCL) | 0.1 | $341k | 3.3k | 102.59 | |
| Hexcel Corporation (HXL) | 0.1 | $346k | 4.7k | 73.37 | |
| Lennox International (LII) | 0.1 | $349k | 1.4k | 244.23 | |
| Neurocrine Biosciences (NBIX) | 0.1 | $348k | 3.2k | 107.54 | |
| Equity Lifestyle Properties (ELS) | 0.1 | $350k | 5.0k | 70.44 | |
| Integra LifeSciences Holdings (IART) | 0.1 | $349k | 6.0k | 58.36 | |
| First American Financial (FAF) | 0.1 | $348k | 6.0k | 58.37 | |
| HEICO Corporation (HEI.A) | 0.1 | $345k | 3.8k | 89.66 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.1 | $309k | 4.9k | 62.93 | |
| Insulet Corporation (PODD) | 0.1 | $351k | 2.1k | 171.22 | |
| Spirit AeroSystems Holdings (SPR) | 0.1 | $344k | 4.7k | 72.88 | |
| Camden Property Trust (CPT) | 0.1 | $348k | 3.3k | 105.97 | |
| Eaton Vance Senior Floating Rate Fund (EFR) | 0.1 | $312k | 23k | 13.54 | |
| Hldgs (UAL) | 0.1 | $348k | 4.0k | 88.10 | |
| FleetCor Technologies | 0.1 | $348k | 1.2k | 287.60 | |
| Pacific Biosciences of California (PACB) | 0.1 | $319k | 62k | 5.13 | |
| Sun Communities (SUI) | 0.1 | $350k | 2.3k | 150.09 | |
| Invesco Van Kampen Senior Income Trust (VVR) | 0.1 | $311k | 73k | 4.29 | |
| Guidewire Software (GWRE) | 0.1 | $348k | 3.2k | 109.88 | |
| Retail Properties Of America | 0.1 | $350k | 26k | 13.41 | |
| Workday Inc cl a (WDAY) | 0.1 | $349k | 2.1k | 164.47 | |
| Veeva Sys Inc cl a (VEEV) | 0.1 | $347k | 2.5k | 140.49 | |
| Carolina Financial | 0.1 | $324k | 7.5k | 43.20 | |
| Fnf (FNF) | 0.1 | $350k | 7.7k | 45.34 | |
| Paycom Software (PAYC) | 0.1 | $350k | 1.3k | 264.55 | |
| Store Capital Corp reit | 0.1 | $350k | 9.4k | 37.23 | |
| Tree (TREE) | 0.1 | $346k | 1.1k | 303.51 | |
| Vareit, Inc reits | 0.1 | $351k | 38k | 9.25 | |
| Penumbra (PEN) | 0.1 | $345k | 2.1k | 164.44 | |
| Atlassian Corp Plc cl a | 0.1 | $327k | 2.7k | 120.26 | |
| Viewray (VRAYQ) | 0.1 | $330k | 78k | 4.22 | |
| Johnson Controls International Plc equity (JCI) | 0.1 | $348k | 8.6k | 40.68 | |
| Valvoline Inc Common (VVV) | 0.1 | $347k | 16k | 21.41 | |
| Albireo Pharma | 0.1 | $309k | 12k | 25.41 | |
| Qiagen Nv | 0.1 | $348k | 10k | 33.76 | |
| Vistra Energy (VST) | 0.1 | $349k | 15k | 22.98 | |
| Okta Inc cl a (OKTA) | 0.1 | $351k | 3.0k | 115.31 | |
| Brighthouse Finl (BHF) | 0.1 | $348k | 8.9k | 39.24 | |
| Americold Rlty Tr (COLD) | 0.1 | $348k | 9.9k | 35.03 | |
| Graftech International (EAF) | 0.1 | $350k | 30k | 11.63 | |
| Keurig Dr Pepper (KDP) | 0.1 | $347k | 12k | 28.93 | |
| Kosmos Energy (KOS) | 0.1 | $349k | 61k | 5.69 | |
| Elastic N V ord (ESTC) | 0.1 | $347k | 5.4k | 64.37 | |
| Pimco Energy & Tactical (PDX) | 0.1 | $327k | 20k | 16.49 | |
| Pagerduty (PD) | 0.1 | $331k | 14k | 23.37 | |
| Xerox Corp (XRX) | 0.1 | $348k | 9.4k | 36.91 | |
| Diamond Eagle Acquisit-cl A diamond eagle acq cw26 | 0.1 | $349k | 145k | 2.40 | |
| Crown Holdings (CCK) | 0.1 | $298k | 4.1k | 72.52 | |
| Interactive Brokers (IBKR) | 0.1 | $301k | 6.5k | 46.64 | |
| Walt Disney Company (DIS) | 0.1 | $300k | 2.1k | 144.86 | |
| Apache Corporation | 0.1 | $276k | 11k | 25.61 | |
| Franklin Electric (FELE) | 0.1 | $286k | 5.0k | 57.30 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $258k | 4.3k | 60.00 | |
| Chico's FAS | 0.1 | $271k | 71k | 3.81 | |
| Sangamo Biosciences (SGMO) | 0.1 | $266k | 32k | 8.36 | |
| Jack Henry & Associates (JKHY) | 0.1 | $298k | 2.0k | 145.44 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.1 | $286k | 12k | 23.71 | |
| Omeros Corporation (OMER) | 0.1 | $268k | 19k | 14.11 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.1 | $277k | 21k | 13.43 | |
| Radius Health | 0.1 | $270k | 13k | 20.16 | |
| Caredx (CDNA) | 0.1 | $287k | 13k | 21.60 | |
| Keysight Technologies (KEYS) | 0.1 | $299k | 2.9k | 102.71 | |
| Cytomx Therapeutics (CTMX) | 0.1 | $273k | 33k | 8.30 | |
| California Res Corp | 0.1 | $300k | 33k | 9.04 | |
| Coupa Software | 0.1 | $299k | 2.0k | 146.14 | |
| Carvana Co cl a (CVNA) | 0.1 | $301k | 3.3k | 92.13 | |
| Translate Bio | 0.1 | $266k | 33k | 8.14 | |
| Gossamer Bio (GOSS) | 0.1 | $261k | 17k | 15.65 | |
| Iheartmedia (IHRT) | 0.1 | $291k | 17k | 16.89 | |
| Livongo Health | 0.1 | $258k | 10k | 25.01 | |
| Devon Energy Corporation (DVN) | 0.1 | $216k | 8.3k | 25.96 | |
| Cardinal Health (CAH) | 0.1 | $232k | 4.6k | 50.68 | |
| Halliburton Company (HAL) | 0.1 | $251k | 10k | 24.49 | |
| Schlumberger (SLB) | 0.1 | $253k | 6.3k | 40.17 | |
| Exelixis (EXEL) | 0.1 | $216k | 12k | 17.63 | |
| Geron Corporation (GERN) | 0.1 | $229k | 169k | 1.36 | |
| OraSure Technologies (OSUR) | 0.1 | $245k | 31k | 8.04 | |
| Amicus Therapeutics (FOLD) | 0.1 | $222k | 23k | 9.74 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $248k | 6.6k | 37.58 | |
| Eaton Vance Floating-Rate Income Trust (EFT) | 0.1 | $257k | 19k | 13.71 | |
| Nuveen Floating Rate Income Fund (JFR) | 0.1 | $252k | 25k | 10.25 | |
| Invitae (NVTAQ) | 0.1 | $215k | 13k | 16.14 | |
| J Alexanders Holding | 0.1 | $239k | 25k | 9.56 | |
| Mimecast | 0.1 | $233k | 5.4k | 43.40 | |
| Drive Shack (DSHK) | 0.1 | $231k | 63k | 3.66 | |
| Conduent Incorporate (CNDT) | 0.1 | $217k | 35k | 6.20 | |
| Consol Energy (CEIX) | 0.1 | $215k | 15k | 14.51 | |
| Homology Medicines | 0.1 | $255k | 12k | 20.71 | |
| Domo Cl B Ord (DOMO) | 0.1 | $231k | 11k | 21.68 | |
| Allakos (ALLK) | 0.1 | $223k | 2.3k | 95.30 | |
| Provention Bio | 0.1 | $217k | 15k | 14.93 | |
| Covetrus | 0.1 | $256k | 19k | 13.18 | |
| Karuna Therapeutics Ord | 0.1 | $245k | 3.3k | 75.32 | |
| Macy's (M) | 0.0 | $174k | 10k | 16.95 | |
| Ford Motor Company (F) | 0.0 | $168k | 18k | 9.28 | |
| Marathon Oil Corporation (MRO) | 0.0 | $184k | 14k | 13.55 | |
| Triple-S Management | 0.0 | $202k | 11k | 18.46 | |
| Zix Corporation | 0.0 | $202k | 30k | 6.79 | |
| Invesco Van Kampen Dyn Cr Opp Fund | 0.0 | $190k | 17k | 11.34 | |
| Fiesta Restaurant | 0.0 | $190k | 19k | 9.91 | |
| Intelsat Sa | 0.0 | $176k | 25k | 7.04 | |
| 2u (TWOU) | 0.0 | $200k | 8.3k | 23.97 | |
| Vistaoutdoor (VSTO) | 0.0 | $166k | 22k | 7.46 | |
| Under Armour Inc Cl C (UA) | 0.0 | $200k | 10k | 19.18 | |
| Uniti Group Inc Com reit (UNIT) | 0.0 | $182k | 22k | 8.19 | |
| Quanterix Ord (QTRX) | 0.0 | $207k | 8.8k | 23.65 | |
| Pure Acquisition Corp *w exp 04/17/202 | 0.0 | $172k | 175k | 0.98 | |
| Neoleukin Therapeutics | 0.0 | $170k | 14k | 12.34 | |
| Contango Oil & Gas Company | 0.0 | $134k | 37k | 3.66 | |
| Entercom Communications | 0.0 | $144k | 31k | 4.64 | |
| Tutor Perini Corporation (TPC) | 0.0 | $142k | 11k | 12.84 | |
| Gulfport Energy Corporation | 0.0 | $136k | 45k | 3.04 | |
| Meridian Bioscience | 0.0 | $156k | 16k | 9.78 | |
| Arlington Asset Investment | 0.0 | $142k | 26k | 5.56 | |
| GenMark Diagnostics | 0.0 | $133k | 28k | 4.82 | |
| Western Asst High Incm Opprtnty Fnd (HIO) | 0.0 | $141k | 28k | 5.06 | |
| Boingo Wireless | 0.0 | $120k | 11k | 10.97 | |
| Macrogenics (MGNX) | 0.0 | $135k | 12k | 10.91 | |
| Retrophin | 0.0 | $160k | 11k | 14.24 | |
| Matinas Biopharma Holdings, In (MTNB) | 0.0 | $138k | 61k | 2.27 | |
| Sunrun (RUN) | 0.0 | $159k | 12k | 13.84 | |
| Greensky Inc Class A | 0.0 | $154k | 17k | 8.91 | |
| Garrett Motion (GTX) | 0.0 | $126k | 13k | 10.00 | |
| Neptune Wellness Solutions I | 0.0 | $150k | 55k | 2.75 | |
| Mosaic Acquisition Corp *w exp 10/23/202 | 0.0 | $132k | 140k | 0.94 | |
| Collier Creek Holdings *w exp 99/99/999 | 0.0 | $119k | 88k | 1.36 | |
| Iveric Bio | 0.0 | $151k | 18k | 8.57 | |
| Nextier Oilfield Solutions | 0.0 | $158k | 24k | 6.69 | |
| Gannett (GCI) | 0.0 | $134k | 21k | 6.38 | |
| Immunovant Inc *w exp 12/18/202 | 0.0 | $150k | 75k | 2.00 | |
| Universal Technical Institute (UTI) | 0.0 | $78k | 10k | 7.73 | |
| Stage Stores | 0.0 | $95k | 12k | 8.10 | |
| Intevac (IVAC) | 0.0 | $84k | 12k | 7.10 | |
| Orion Marine (ORN) | 0.0 | $71k | 14k | 5.17 | |
| Community Health Systems (CYH) | 0.0 | $104k | 36k | 2.89 | |
| LSI Industries (LYTS) | 0.0 | $79k | 13k | 6.02 | |
| Cerus Corporation (CERS) | 0.0 | $78k | 19k | 4.23 | |
| ZIOPHARM Oncology | 0.0 | $108k | 23k | 4.70 | |
| WisdomTree Investments (WT) | 0.0 | $93k | 19k | 4.84 | |
| Luna Innovations Incorporated (LUNA) | 0.0 | $91k | 13k | 7.31 | |
| MediciNova (MNOV) | 0.0 | $98k | 15k | 6.77 | |
| Servicesource | 0.0 | $74k | 44k | 1.67 | |
| Us Silica Hldgs (SLCA) | 0.0 | $74k | 12k | 6.11 | |
| Pieris Pharmaceuticals (PIRS) | 0.0 | $72k | 20k | 3.60 | |
| Female Health (VERU) | 0.0 | $80k | 24k | 3.34 | |
| Tiberius Acquisition Corp w exp 02/28/202 | 0.0 | $86k | 75k | 1.15 | |
| Harrow Health (HROW) | 0.0 | $94k | 12k | 7.76 | |
| Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 | 0.0 | $99k | 45k | 2.20 | |
| Gores Metropoulos Inc *w exp 01/28/202 | 0.0 | $75k | 50k | 1.49 | |
| Akerna Corp | 0.0 | $84k | 10k | 8.40 | |
| Powerfleet (PWFL) | 0.0 | $87k | 13k | 6.55 | |
| Finserv Acquisition Corp *w exp 11/04/202 | 0.0 | $76k | 100k | 0.76 | |
| Stable Rd Acquisition Corp *w exp 05/15/202 | 0.0 | $80k | 100k | 0.80 | |
| SeaChange International | 0.0 | $54k | 13k | 4.16 | |
| Hill International | 0.0 | $65k | 21k | 3.15 | |
| Pixelworks (PXLW) | 0.0 | $61k | 16k | 3.89 | |
| Orbcomm | 0.0 | $46k | 11k | 4.24 | |
| Opko Health (OPK) | 0.0 | $61k | 42k | 1.46 | |
| Catalyst Pharmaceutical Partners (CPRX) | 0.0 | $58k | 15k | 3.76 | |
| Moneygram International | 0.0 | $50k | 24k | 2.11 | |
| Sorrento Therapeutics (SRNEQ) | 0.0 | $63k | 19k | 3.38 | |
| Endo International (ENDPQ) | 0.0 | $68k | 15k | 4.70 | |
| Gopro (GPRO) | 0.0 | $45k | 10k | 4.33 | |
| Fortress Biotech | 0.0 | $57k | 22k | 2.57 | |
| Nantkwest | 0.0 | $51k | 14k | 3.79 | |
| Nymox Pharmaceutical (NYMXF) | 0.0 | $38k | 17k | 2.21 | |
| Workhorse Group Inc ordinary shares (WKHS) | 0.0 | $70k | 23k | 3.03 | |
| smith Micro Software (SMSI) | 0.0 | $54k | 14k | 4.01 | |
| Src Energy | 0.0 | $67k | 16k | 4.13 | |
| Ovid Therapeutics (OVID) | 0.0 | $69k | 17k | 4.18 | |
| Sesen Bio | 0.0 | $42k | 40k | 1.04 | |
| Gs Acquisition Hldgs Corp *w exp 06/12/202 | 0.0 | $46k | 20k | 2.30 | |
| Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 | 0.0 | $28k | 50k | 0.56 | |
| Boxwood Merger Corp *w exp 11/26/202 | 0.0 | $47k | 77k | 0.61 | |
| Landcadia Holdings Ii -cw warrants | 0.0 | $48k | 69k | 0.70 | |
| Chardan Healthcare Acq warrants (PHGEW) | 0.0 | $24k | 50k | 0.48 | |
| Merida Merger Corp I *w exp 11/07/202 | 0.0 | $50k | 100k | 0.50 | |
| Apex Technology Acquisitn Co *w exp 09/18/202 | 0.0 | $63k | 50k | 1.26 | |
| Juniper Indl Hldgs Inc *w exp 11/13/202 | 0.0 | $39k | 50k | 0.78 | |
| Unit Corporation | 0.0 | $13k | 19k | 0.67 | |
| Turquoisehillres | 0.0 | $15k | 20k | 0.75 | |
| Civeo | 0.0 | $18k | 14k | 1.30 | |
| Nanthealth | 0.0 | $11k | 11k | 1.05 | |
| Blink Charging Co *w exp 01/31/202 | 0.0 | $16k | 37k | 0.43 | |
| Lf Capital Acquisition Corp lf capital acquisition-cw23 | 0.0 | $22k | 50k | 0.44 | |
| Allegro Merger Corp right 12/31/2023 | 0.0 | $7.1k | 22k | 0.33 | |
| Wealthbridge Acquisition Ltd *w exp 01/31/202 | 0.0 | $18k | 221k | 0.08 | |
| Rmg Acquisition Corp *w exp 02/21/202 | 0.0 | $20k | 33k | 0.60 | |
| Artelo Biosciences Inc *w exp 06/25/202 (ARTLW) | 0.0 | $3.9k | 14k | 0.28 | |
| Osprey Technlgy Aquistion Co *w exp 10/30/202 | 0.0 | $16k | 20k | 0.80 |
