Altium Wealth Management

Altium Wealth Management as of Sept. 30, 2018

Portfolio Holdings for Altium Wealth Management

Altium Wealth Management holds 299 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard S&p 500 Etf idx (VOO) 11.7 $61M 228k 267.05
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 11.2 $58M 909k 64.08
iShares S&P MidCap 400 Index (IJH) 5.7 $30M 147k 201.29
SPDR DJ Wilshire Large Cap Growth (SPYG) 3.9 $20M 525k 38.24
Vanguard Europe Pacific ETF (VEA) 2.9 $15M 348k 43.27
SPDR DJ Wilshire Large Cap Value (SPYV) 2.8 $15M 471k 31.12
Ishares Inc core msci emkt (IEMG) 2.7 $14M 270k 51.78
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 2.5 $13M 159k 83.53
Berkshire Hathaway (BRK.B) 2.4 $12M 58k 214.11
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 2.3 $12M 238k 50.51
iShares S&P SmallCap 600 Index (IJR) 2.3 $12M 137k 87.24
Apple (AAPL) 1.7 $8.7M 38k 225.73
Vanguard Admiral Fds Inc equity (VOOG) 1.2 $6.1M 39k 158.79
United Technologies Corporation 1.2 $6.1M 44k 139.82
Spdr S&p 500 Etf (SPY) 1.1 $5.8M 20k 290.70
Vanguard Emerging Markets ETF (VWO) 1.0 $5.3M 131k 41.00
Vanguard Admiral Fds Inc equity (VOOV) 1.0 $5.3M 47k 111.72
Microsoft Corporation (MSFT) 0.9 $4.9M 43k 114.37
JPMorgan Chase & Co. (JPM) 0.9 $4.7M 42k 112.84
Amazon (AMZN) 0.9 $4.5M 2.2k 2003.12
Exxon Mobil Corporation (XOM) 0.8 $4.2M 49k 85.02
Abbott Laboratories (ABT) 0.7 $3.5M 48k 73.36
At&t (T) 0.7 $3.5M 104k 33.58
Johnson & Johnson (JNJ) 0.7 $3.4M 25k 138.18
Merck & Co (MRK) 0.6 $3.3M 46k 70.95
Automatic Data Processing (ADP) 0.6 $3.2M 21k 150.67
Abbvie (ABBV) 0.6 $3.2M 33k 94.57
Home Depot (HD) 0.6 $2.9M 14k 207.14
Verizon Communications (VZ) 0.6 $2.9M 54k 53.39
Vanguard Growth ETF (VUG) 0.6 $2.9M 18k 161.02
Pfizer (PFE) 0.5 $2.8M 64k 44.07
Intel Corporation (INTC) 0.5 $2.5M 53k 47.28
Chevron Corporation (CVX) 0.5 $2.5M 20k 122.30
International Business Machines (IBM) 0.5 $2.4M 16k 151.19
iShares MSCI EAFE Index Fund (EFA) 0.5 $2.5M 36k 68.00
Vanguard Value ETF (VTV) 0.5 $2.4M 22k 110.68
Procter & Gamble Company (PG) 0.5 $2.3M 28k 83.22
Hubbell (HUBB) 0.4 $2.3M 17k 133.55
Cisco Systems (CSCO) 0.4 $2.2M 45k 48.65
Alphabet Inc Class A cs (GOOGL) 0.4 $2.0M 1.6k 1207.02
Berkshire Hathaway (BRK.A) 0.4 $1.9M 6.00 320000.00
Kimberly-Clark Corporation (KMB) 0.3 $1.8M 16k 113.63
Praxair 0.3 $1.8M 11k 160.70
Visa (V) 0.3 $1.7M 12k 150.10
3M Company (MMM) 0.3 $1.7M 7.9k 210.65
Altria (MO) 0.3 $1.7M 28k 60.32
Pepsi (PEP) 0.3 $1.7M 15k 111.81
Philip Morris International (PM) 0.3 $1.7M 20k 81.52
SPDR S&P MidCap 400 ETF (MDY) 0.3 $1.7M 4.6k 367.47
Bank of America Corporation (BAC) 0.3 $1.6M 55k 29.46
Lincoln National Corporation (LNC) 0.3 $1.6M 23k 67.65
Coca-Cola Company (KO) 0.3 $1.6M 34k 46.20
Ishares High Dividend Equity F (HDV) 0.3 $1.6M 17k 90.56
Comcast Corporation (CMCSA) 0.3 $1.5M 43k 35.40
MasterCard Incorporated (MA) 0.3 $1.5M 6.7k 222.57
Walt Disney Company (DIS) 0.3 $1.4M 12k 116.97
UnitedHealth (UNH) 0.3 $1.5M 5.5k 265.97
Wells Fargo & Company (WFC) 0.3 $1.3M 26k 52.58
Honeywell International (HON) 0.3 $1.3M 8.1k 166.38
iShares S&P US Pref Stock Idx Fnd (PFF) 0.3 $1.4M 37k 37.14
Facebook Inc cl a (META) 0.3 $1.4M 8.3k 164.45
Spirit Realty Capital Inc convertible cor 0.3 $1.3M 1.3M 1.00
Alphabet Inc Class C cs (GOOG) 0.3 $1.3M 1.1k 1193.03
Boeing Company (BA) 0.2 $1.3M 3.6k 371.95
Invesco Qqq Trust Series 1 (QQQ) 0.2 $1.3M 7.0k 185.81
Rovi Corp Note 0.500% 3/0 bond 0.2 $1.2M 1.3M 0.95
American Express Company (AXP) 0.2 $1.2M 11k 106.48
iShares Russell 1000 Value Index (IWD) 0.2 $1.2M 9.7k 126.64
Vanguard High Dividend Yield ETF (VYM) 0.2 $1.2M 14k 87.11
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.2 $1.2M 30k 39.69
Verint Sys Inc note 1.5% 6/1 0.2 $1.2M 1.2M 1.03
Adobe Systems Incorporated (ADBE) 0.2 $1.1M 4.2k 270.06
Vanguard Mid-Cap ETF (VO) 0.2 $1.1M 6.9k 164.12
Citigroup (C) 0.2 $1.1M 16k 71.75
Mondelez Int (MDLZ) 0.2 $1.1M 26k 42.95
Calamp Corp convertible security 0.2 $1.1M 1.1M 1.05
McDonald's Corporation (MCD) 0.2 $1.1M 6.4k 167.21
Electronics For Imaging Inc note 0.750% 9/0 0.2 $1.0M 1.1M 0.99
Costco Wholesale Corporation (COST) 0.2 $986k 4.2k 234.82
Union Pacific Corporation (UNP) 0.2 $987k 6.1k 162.87
Valero Energy Corporation (VLO) 0.2 $995k 8.7k 113.75
iShares Russell 2000 Index (IWM) 0.2 $992k 5.9k 168.51
iShares Russell 1000 Growth Index (IWF) 0.2 $970k 6.2k 155.92
New Mountain Finance Corp (NMFC) 0.2 $968k 72k 13.50
Royal Gold Inc conv 0.2 $992k 982k 1.01
Csg Sys Intl Inc note 4.250% 3/1 0.2 $1.0M 958k 1.05
Viavi Solutions Inc convertible security 0.2 $967k 895k 1.08
Broadridge Financial Solutions (BR) 0.2 $924k 7.0k 131.98
Moody's Corporation (MCO) 0.2 $926k 5.5k 167.15
Amgen (AMGN) 0.2 $920k 4.4k 207.30
iShares S&P 1500 Index Fund (ITOT) 0.2 $926k 14k 66.66
Envestnet Inc note 1.750%12/1 0.2 $948k 862k 1.10
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 0.2 $884k 18k 49.22
General Electric Company 0.2 $892k 79k 11.29
Accenture (ACN) 0.2 $901k 5.3k 170.26
Vanguard Small-Cap ETF (VB) 0.2 $869k 5.3k 162.64
Rti Intl Metals Inc note 1.625%10/1 0.2 $865k 848k 1.02
ConocoPhillips (COP) 0.2 $851k 11k 77.40
Royal Dutch Shell 0.2 $848k 12k 68.17
Target Corporation (TGT) 0.2 $834k 9.5k 88.17
Lowe's Companies (LOW) 0.2 $810k 7.1k 114.78
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $858k 7.9k 107.94
Finisar Corp note 0.500%12/1 0.2 $837k 845k 0.99
Huron Consulting Group I 1.25% cvbond 0.2 $812k 837k 0.97
Knowles Corp note 3.250%11/0 0.2 $855k 750k 1.14
iShares MSCI Emerging Markets Indx (EEM) 0.1 $771k 18k 42.95
Bristol Myers Squibb (BMY) 0.1 $776k 13k 62.06
salesforce (CRM) 0.1 $782k 4.9k 159.07
Hci Group deb 0.1 $763k 771k 0.99
Silver Standard Resources Inc note 2.875 2/0 0.1 $787k 803k 0.98
Murphy Oil Corporation (MUR) 0.1 $716k 22k 33.36
Celgene Corporation 0.1 $737k 8.2k 89.43
Schwab Strategic Tr us lrg cap etf (SCHX) 0.1 $749k 11k 69.60
Integrated Device Tech conv 0.1 $720k 480k 1.50
Ship Finance International L Note 5.75010/1 0.1 $738k 745k 0.99
Wal-Mart Stores (WMT) 0.1 $673k 7.2k 93.97
NVIDIA Corporation (NVDA) 0.1 $692k 2.5k 281.19
Thermo Fisher Scientific (TMO) 0.1 $686k 2.8k 244.04
Marsh & McLennan Companies (MMC) 0.1 $662k 8.0k 82.74
Oracle Corporation (ORCL) 0.1 $659k 13k 51.58
Church & Dwight (CHD) 0.1 $690k 12k 59.41
Financial Select Sector SPDR (XLF) 0.1 $683k 25k 27.58
Vanguard Dividend Appreciation ETF (VIG) 0.1 $701k 6.3k 110.71
Vanguard Total Bond Market ETF (BND) 0.1 $694k 8.8k 78.68
National Health Invs Inc note 0.1 $662k 586k 1.13
Ishares 2020 Amt-free Muni Bond Etf 0.1 $679k 27k 25.26
Medtronic (MDT) 0.1 $667k 6.8k 98.42
Akamai Technologies Inc Sr Cv zero coupon bonds 0.1 $683k 690k 0.99
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.1 $674k 695k 0.97
Invesco Exchange W&p 500 Qualit equities (SPHQ) 0.1 $652k 20k 32.80
BlackRock (BLK) 0.1 $637k 1.4k 471.50
United Parcel Service (UPS) 0.1 $600k 5.1k 116.66
Travelers Companies (TRV) 0.1 $646k 5.0k 129.67
Emerson Electric (EMR) 0.1 $646k 8.4k 76.60
Yum! Brands (YUM) 0.1 $648k 7.1k 90.95
Nextera Energy (NEE) 0.1 $616k 3.7k 167.57
Occidental Petroleum Corporation (OXY) 0.1 $601k 7.3k 82.18
iShares S&P 500 Growth Index (IVW) 0.1 $609k 3.4k 177.14
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $622k 5.8k 107.80
Ishares Tr ibonds dec 22 0.1 $627k 25k 25.40
Ishares Tr Ibonds Dec2023 etf 0.1 $604k 24k 24.86
Dowdupont 0.1 $610k 9.5k 64.36
Invesco Variable Rate Preferred Etf etf (VRP) 0.1 $648k 26k 24.88
iShares S&P 500 Value Index (IVE) 0.1 $573k 4.9k 115.90
Eaton (ETN) 0.1 $578k 6.7k 86.70
Ishares Tr ibonds dec 21 0.1 $581k 23k 25.29
Allstate Corporation (ALL) 0.1 $497k 5.0k 98.63
Nike (NKE) 0.1 $498k 5.9k 84.69
iShares S&P 500 Index (IVV) 0.1 $534k 1.8k 292.92
Gilead Sciences (GILD) 0.1 $506k 6.6k 77.13
iShares Dow Jones Select Dividend (DVY) 0.1 $507k 5.1k 99.84
Phillips 66 (PSX) 0.1 $513k 4.6k 112.75
I Shares 2019 Etf 0.1 $520k 21k 25.36
Paypal Holdings (PYPL) 0.1 $533k 6.1k 87.77
Inphi Corp note 0.750% 9/0 0.1 $503k 513k 0.98
U.S. Bancorp (USB) 0.1 $455k 8.6k 52.78
Ameriprise Financial (AMP) 0.1 $476k 3.2k 147.55
Marriott International (MAR) 0.1 $445k 3.4k 132.05
Celanese Corporation (CE) 0.1 $451k 4.0k 113.92
Technology SPDR (XLK) 0.1 $455k 6.0k 75.33
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $484k 5.6k 86.37
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $477k 9.0k 53.13
Vanguard Energy ETF (VDE) 0.1 $476k 4.5k 105.03
Murphy Usa (MUSA) 0.1 $468k 5.5k 85.50
Broadcom (AVGO) 0.1 $476k 1.9k 246.50
Synaptics Inc note 0.500% 6/1 0.1 $475k 500k 0.95
PNC Financial Services (PNC) 0.1 $410k 3.0k 136.21
Bank of New York Mellon Corporation (BK) 0.1 $412k 8.1k 50.96
Caterpillar (CAT) 0.1 $398k 2.6k 152.32
Morgan Stanley (MS) 0.1 $427k 9.2k 46.55
CVS Caremark Corporation (CVS) 0.1 $407k 5.2k 78.80
Novartis (NVS) 0.1 $435k 5.0k 86.19
Lockheed Martin Corporation (LMT) 0.1 $438k 1.3k 346.25
CIGNA Corporation 0.1 $438k 2.1k 208.37
American Electric Power Company (AEP) 0.1 $392k 5.5k 70.80
Clorox Company (CLX) 0.1 $423k 2.8k 150.48
Consumer Discretionary SPDR (XLY) 0.1 $403k 3.4k 117.32
Vanguard Total Stock Market ETF (VTI) 0.1 $434k 2.9k 149.71
Ishares Tr usa min vo (USMV) 0.1 $398k 7.0k 57.04
Ishares Core Intl Stock Etf core (IXUS) 0.1 $429k 7.1k 60.37
Cdk Global Inc equities 0.1 $436k 7.0k 62.63
Evolent Health Inc bond 0.1 $414k 309k 1.34
Ares Capital Corp convertible security 0.1 $399k 395k 1.01
Cme (CME) 0.1 $356k 2.1k 170.42
Charles Schwab Corporation (SCHW) 0.1 $388k 7.9k 49.17
State Street Corporation (STT) 0.1 $389k 4.6k 83.73
RPM International (RPM) 0.1 $343k 5.3k 64.88
AFLAC Incorporated (AFL) 0.1 $380k 8.1k 47.01
Becton, Dickinson and (BDX) 0.1 $348k 1.3k 261.26
Halliburton Company (HAL) 0.1 $357k 8.8k 40.54
TJX Companies (TJX) 0.1 $376k 3.4k 111.90
Sap (SAP) 0.1 $350k 2.8k 122.89
Omni (OMC) 0.1 $380k 5.6k 67.95
Netflix (NFLX) 0.1 $355k 948.00 374.47
Intuit (INTU) 0.1 $353k 1.6k 227.16
British American Tobac (BTI) 0.1 $347k 7.5k 46.57
iShares Russell 3000 Index (IWV) 0.1 $377k 2.2k 172.15
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $373k 6.0k 62.26
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $356k 4.6k 78.16
Fortune Brands (FBIN) 0.1 $362k 6.9k 52.38
Sch Fnd Intl Lg Etf (FNDF) 0.1 $363k 12k 29.91
Illumina Inc conv 0.1 $358k 237k 1.51
Booking Holdings (BKNG) 0.1 $347k 175.00 1982.86
Goldman Sachs (GS) 0.1 $315k 1.4k 224.20
Hartford Financial Services (HIG) 0.1 $328k 6.6k 49.92
FedEx Corporation (FDX) 0.1 $320k 1.3k 240.60
Intuitive Surgical (ISRG) 0.1 $326k 568.00 573.94
Royal Dutch Shell 0.1 $329k 4.6k 70.86
Stryker Corporation (SYK) 0.1 $302k 1.7k 177.96
Texas Instruments Incorporated (TXN) 0.1 $329k 3.1k 107.38
Biogen Idec (BIIB) 0.1 $295k 835.00 353.29
Danaher Corporation (DHR) 0.1 $297k 2.7k 108.83
Illinois Tool Works (ITW) 0.1 $293k 2.1k 141.00
Key (KEY) 0.1 $299k 15k 19.90
Park National Corporation (PRK) 0.1 $334k 3.2k 105.66
iShares Dow Jones US Utilities (IDU) 0.1 $325k 2.4k 133.91
Schwab U S Small Cap ETF (SCHA) 0.1 $294k 3.9k 76.11
Zoetis Inc Cl A (ZTS) 0.1 $329k 3.6k 91.69
Intercontinental Exchange (ICE) 0.1 $296k 3.9k 74.96
Ares Capital Corp conv 0.1 $312k 312k 1.00
Walgreen Boots Alliance (WBA) 0.1 $307k 4.2k 73.01
Allergan 0.1 $324k 1.7k 190.25
Echo Global Logistics Inc note 2.500% 5/0 0.1 $332k 313k 1.06
Kraft Heinz (KHC) 0.1 $329k 6.0k 55.18
BP (BP) 0.1 $244k 5.3k 46.06
Baxter International (BAX) 0.1 $271k 3.5k 77.03
Eli Lilly & Co. (LLY) 0.1 $247k 2.3k 107.39
Nucor Corporation (NUE) 0.1 $265k 4.2k 63.47
Brown-Forman Corporation (BF.B) 0.1 $272k 5.4k 50.46
Best Buy (BBY) 0.1 $240k 3.0k 79.52
Weyerhaeuser Company (WY) 0.1 $264k 8.2k 32.32
Qualcomm (QCOM) 0.1 $278k 3.9k 71.96
Starbucks Corporation (SBUX) 0.1 $258k 4.5k 56.90
EOG Resources (EOG) 0.1 $242k 1.9k 127.44
Prudential Financial (PRU) 0.1 $275k 2.7k 101.33
Kellogg Company (K) 0.1 $250k 3.6k 70.03
ConAgra Foods (CAG) 0.1 $273k 8.0k 33.98
Ingersoll-rand Co Ltd-cl A 0.1 $262k 2.6k 102.14
MetLife (MET) 0.1 $247k 5.3k 46.72
Vanguard Small-Cap Growth ETF (VBK) 0.1 $244k 1.3k 186.97
Vanguard REIT ETF (VNQ) 0.1 $247k 3.1k 80.80
Vanguard European ETF (VGK) 0.1 $249k 4.4k 56.23
Vanguard Scottsdale Fds vng rus1000grw (VONG) 0.1 $260k 1.6k 160.10
Marathon Petroleum Corp (MPC) 0.1 $266k 3.3k 79.83
American Tower Reit (AMT) 0.1 $236k 1.6k 145.32
Aon 0.1 $248k 1.6k 153.56
Tpg Specialty Lending In conv 0.1 $240k 240k 1.00
Priceline Group Inc/the conv 0.1 $236k 200k 1.18
Goldman Sachs deb 0.1 $253k 250k 1.01
Taiwan Semiconductor Mfg (TSM) 0.0 $205k 4.6k 44.21
Ecolab (ECL) 0.0 $211k 1.3k 157.11
Sherwin-Williams Company (SHW) 0.0 $202k 443.00 455.98
Electronic Arts (EA) 0.0 $232k 1.9k 120.46
AstraZeneca (AZN) 0.0 $233k 5.9k 39.52
Raytheon Company 0.0 $232k 1.1k 206.41
Capital One Financial (COF) 0.0 $224k 2.4k 94.79
Schlumberger (SLB) 0.0 $233k 3.8k 61.04
Unilever 0.0 $203k 3.7k 55.42
Agilent Technologies Inc C ommon (A) 0.0 $215k 3.0k 70.68
Canadian Pacific Railway 0.0 $206k 973.00 211.72
Henry Schein (HSIC) 0.0 $205k 2.4k 85.03
Barclays (BCS) 0.0 $194k 22k 8.96
Constellation Brands (STZ) 0.0 $209k 969.00 215.69
Baidu (BIDU) 0.0 $215k 939.00 228.97
Prudential Public Limited Company (PUK) 0.0 $212k 4.6k 45.98
Textron (TXT) 0.0 $219k 3.1k 71.31
Suncor Energy (SU) 0.0 $227k 5.9k 38.67
Vanguard Small-Cap Value ETF (VBR) 0.0 $229k 1.6k 139.38
iShares Dow Jones US Basic Mater. (IYM) 0.0 $226k 2.3k 98.26
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $230k 4.5k 50.92
Kinder Morgan (KMI) 0.0 $211k 12k 17.73
Sch Us Mid-cap Etf etf (SCHM) 0.0 $221k 3.8k 57.73
American Rlty Cap Pptys Inc note 3.750%12/1 0.0 $210k 208k 1.01
Alibaba Group Holding (BABA) 0.0 $211k 1.3k 165.10
Lamb Weston Hldgs (LW) 0.0 $217k 3.3k 66.71
Macquarie Infrastructure Cor Note 2.00010/0 0.0 $225k 250k 0.90
Direxion Shs Etf Tr call 0.0 $226k 11k 21.42
Blackrock Capital Investment Note 5.000 6/1 0.0 $204k 200k 1.02
Invesco Db Commodity Index Tracking Fund Invsc Trackng Etf unit (DBC) 0.0 $184k 10k 18.00
Encana Corp 0.0 $178k 14k 13.13
ING Groep (ING) 0.0 $143k 11k 12.95
iShares Gold Trust 0.0 $137k 12k 11.44
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $149k 19k 8.02
Thrx 2 1/8 01/15/23 0.0 $152k 150k 1.01
Rpm International Inc convertible cor 0.0 $160k 130k 1.23
Tivo Corp 0.0 $171k 14k 12.42
Lloyds TSB (LYG) 0.0 $119k 39k 3.05
Gamco Global Gold Natural Reso (GGN) 0.0 $81k 17k 4.67
Oha Investment 0.0 $111k 72k 1.53
Yahoo Inc note 12/0 0.0 $93k 73k 1.27
Tcp Cap Corp note 5.250%12/1 0.0 $101k 100k 1.01
Banco Santander (SAN) 0.0 $53k 11k 5.00
Nordic American Tanker Shippin (NAT) 0.0 $36k 17k 2.07
ZIOPHARM Oncology 0.0 $48k 15k 3.20
Teva Pharm Finance Llc Cvt cv bnd 0.0 $65k 70k 0.93
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $43k 10k 4.30
Finisar Corp note 0.500%12/1 0.0 $41k 45k 0.91
Nuance Communications Inc note 2.750%11/0 0.0 $23k 23k 1.00
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.0 $18k 18k 1.00