Wunderlich Securities

B. Riley Wealth Management as of Sept. 30, 2019

Portfolio Holdings for B. Riley Wealth Management

B. Riley Wealth Management holds 394 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 5.2 $29M 363k 81.05
Vanguard Growth ETF (VUG) 4.4 $25M 152k 166.28
Vanguard Value ETF (VTV) 3.4 $20M 176k 111.62
Apple (AAPL) 2.2 $13M 57k 223.97
ProShares Credit Suisse 130/30 (CSM) 1.9 $11M 152k 70.92
Pimco Total Return Etf totl (BOND) 1.9 $11M 98k 108.90
Amazon (AMZN) 1.9 $11M 6.1k 1731.48
Microsoft Corporation (MSFT) 1.8 $10M 74k 139.03
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.8 $10M 100k 101.74
Vanguard Large-Cap ETF (VV) 1.8 $10M 73k 137.25
iShares MSCI EAFE Index Fund (EFA) 1.7 $10M 153k 65.21
Wisdomtree Tr bofa merlyn ze (HYZD) 1.7 $9.8M 426k 23.01
iShares Russell Midcap Index Fund (IWR) 1.5 $8.5M 152k 55.95
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 1.4 $8.0M 251k 32.05
iShares MSCI EAFE Growth Index (EFG) 1.3 $7.6M 94k 80.51
Spdr S&p 500 Etf (SPY) 1.3 $7.4M 25k 296.79
Vanguard REIT ETF (VNQ) 1.1 $6.5M 70k 93.25
Home Depot (HD) 1.1 $6.3M 27k 232.02
iShares S&P 500 Index (IVV) 1.1 $6.0M 20k 298.51
iShares Russell Midcap Growth Idx. (IWP) 1.0 $5.9M 42k 140.62
D First Tr Exchange-traded (FPE) 1.0 $5.8M 294k 19.73
Chevron Corporation (CVX) 1.0 $5.7M 48k 118.61
Exxon Mobil Corporation (XOM) 1.0 $5.7M 80k 70.45
Visa (V) 0.9 $5.2M 30k 172.02
Vanguard Small-Cap Growth ETF (VBK) 0.9 $5.0M 28k 182.04
Solar Senior Capital 0.8 $4.8M 268k 17.76
SPDR S&P Emerging Markets Small Cap (EWX) 0.8 $4.7M 108k 43.44
Facebook Inc cl a (META) 0.8 $4.3M 24k 177.93
J P Morgan Exchange Traded F ultra shrt (JPST) 0.8 $4.3M 86k 50.43
Vanguard Mid-Cap ETF (VO) 0.8 $4.3M 26k 167.75
Vanguard Total Stock Market ETF (VTI) 0.7 $4.0M 27k 151.00
Wal-Mart Stores (WMT) 0.7 $3.8M 32k 118.68
Vanguard Small-Cap ETF (VB) 0.7 $3.8M 25k 153.89
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $3.8M 42k 91.24
Invesco S&p 500 Equal Weight Etf (RSP) 0.7 $3.7M 34k 108.09
First Trust Iv Enhanced Short (FTSM) 0.6 $3.7M 61k 60.06
Verizon Communications (VZ) 0.6 $3.6M 60k 60.36
Ishares Tr rus200 grw idx (IWY) 0.6 $3.6M 41k 87.06
Johnson & Johnson (JNJ) 0.6 $3.5M 27k 129.37
iShares Dow Jones Select Dividend (DVY) 0.6 $3.3M 33k 101.96
Invesco Qqq Trust Series 1 (QQQ) 0.6 $3.3M 18k 188.87
SPDR Dow Jones Industrial Average ETF (DIA) 0.6 $3.2M 12k 269.17
Spdr Ser Tr 1 3 hgh yield (BIL) 0.5 $3.1M 34k 91.58
Vanguard S&p 500 Etf idx (VOO) 0.5 $2.9M 11k 272.58
Thermo Fisher Scientific (TMO) 0.5 $2.9M 9.9k 291.30
Honeywell International (HON) 0.5 $2.9M 17k 169.17
Enterprise Products Partners (EPD) 0.5 $2.8M 99k 28.58
Pennantpark Floating Rate Capi (PFLT) 0.5 $2.8M 241k 11.60
Vanguard Emerging Markets ETF (VWO) 0.5 $2.8M 69k 40.22
Alphabet Inc Class A cs (GOOGL) 0.5 $2.8M 2.2k 1233.33
PennantPark Investment (PNNT) 0.5 $2.7M 431k 6.27
iShares S&P US Pref Stock Idx Fnd (PFF) 0.5 $2.7M 71k 37.54
First Trust DB Strateg Val Idx Fnd (FTCS) 0.5 $2.7M 47k 56.78
iShares Dow Jones US Medical Dev. (IHI) 0.5 $2.6M 11k 247.28
WisdomTree DEFA (DWM) 0.4 $2.5M 50k 49.72
Nike (NKE) 0.4 $2.5M 26k 93.91
At&t (T) 0.4 $2.4M 63k 37.81
Union Pacific Corporation (UNP) 0.4 $2.4M 15k 161.97
Intel Corporation (INTC) 0.4 $2.4M 46k 52.00
Pimco Exch Traded Fund (LDUR) 0.4 $2.4M 24k 100.35
Docusign (DOCU) 0.4 $2.4M 39k 61.92
JPMorgan Chase & Co. (JPM) 0.4 $2.4M 20k 117.69
Roper Industries (ROP) 0.4 $2.3M 6.3k 356.57
SPDR Gold Trust (GLD) 0.4 $2.1M 15k 138.89
stock 0.4 $2.1M 18k 117.89
Janus Detroit Str Tr fund (JMBS) 0.4 $2.1M 40k 52.44
Vanguard Small-Cap Value ETF (VBR) 0.4 $2.1M 16k 128.88
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.4 $2.0M 18k 112.48
UnitedHealth (UNH) 0.3 $2.0M 9.2k 217.36
B Riley Principal Merger Cor cl a 0.3 $2.0M 202k 9.91
Republic Services (RSG) 0.3 $2.0M 23k 86.57
Cohen & Steers Ltd Dur Pfd I (LDP) 0.3 $1.9M 75k 25.59
Pimco Dynamic Credit Income other 0.3 $1.9M 77k 24.48
Schlumberger (SLB) 0.3 $1.8M 54k 34.16
iShares Morningstar Mid Growth Idx (IMCG) 0.3 $1.9M 7.6k 243.49
Doubleline Income Solutions (DSL) 0.3 $1.8M 91k 19.92
iShares Russell Midcap Value Index (IWS) 0.3 $1.8M 20k 89.65
Vanguard Europe Pacific ETF (VEA) 0.3 $1.8M 43k 41.08
Walt Disney Company (DIS) 0.3 $1.7M 13k 130.35
Berkshire Hathaway (BRK.B) 0.3 $1.6M 7.9k 207.92
Procter & Gamble Company (PG) 0.3 $1.7M 13k 124.36
First Trust Tech AlphaDEX Fnd (FXL) 0.3 $1.7M 25k 65.13
First Trust Value Line Dividend Indx Fnd (FVD) 0.3 $1.7M 48k 34.87
Ishares Tr fltg rate nt (FLOT) 0.3 $1.6M 31k 50.96
Pfizer (PFE) 0.3 $1.5M 42k 35.87
Broadcom (AVGO) 0.3 $1.5M 5.6k 276.13
U.S. Bancorp (USB) 0.3 $1.5M 27k 55.33
Lockheed Martin Corporation (LMT) 0.3 $1.5M 3.9k 390.08
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.3 $1.5M 13k 119.23
Twilio Inc cl a (TWLO) 0.3 $1.5M 14k 109.98
Sonos (SONO) 0.3 $1.5M 112k 13.41
salesforce (CRM) 0.2 $1.4M 9.5k 148.45
Doubleline Total Etf etf (TOTL) 0.2 $1.4M 29k 49.22
Invesco Dwa Tactical Sector Rotation Etf etf 0.2 $1.4M 46k 31.37
V.F. Corporation (VFC) 0.2 $1.3M 15k 88.98
International Business Machines (IBM) 0.2 $1.3M 9.2k 145.44
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $1.4M 16k 84.81
Ishares Inc ctr wld minvl (ACWV) 0.2 $1.4M 15k 94.72
Invesco S&p 500 Low Volatility Etf (SPLV) 0.2 $1.4M 24k 57.91
Amphenol Corporation (APH) 0.2 $1.3M 14k 96.51
Vanguard Dividend Appreciation ETF (VIG) 0.2 $1.3M 11k 119.84
Te Connectivity Ltd for (TEL) 0.2 $1.3M 14k 93.22
Merck & Co (MRK) 0.2 $1.3M 15k 84.21
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.3M 3.6k 352.50
Ishares Tr usa min vo (USMV) 0.2 $1.3M 20k 64.13
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $1.2M 24k 51.65
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.2 $1.2M 38k 31.84
Nuveen Cr Opportunities 2022 0.2 $1.2M 121k 9.87
Innovator Etfs Tr S&p 500 Pwr Bu (PAPR) 0.2 $1.2M 47k 26.00
Coca-Cola Company (KO) 0.2 $1.2M 21k 54.42
Costco Wholesale Corporation (COST) 0.2 $1.1M 3.9k 288.29
Cisco Systems (CSCO) 0.2 $1.1M 23k 49.43
iShares Lehman Aggregate Bond (AGG) 0.2 $1.1M 10k 113.17
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $1.2M 9.1k 127.33
Alerian Mlp Etf 0.2 $1.2M 128k 9.09
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $1.1M 21k 53.68
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.2 $1.2M 38k 30.75
Targa Res Corp (TRGP) 0.2 $1.1M 28k 40.18
Churchill Cap Corp Ii cl a 0.2 $1.2M 117k 10.02
Health Care SPDR (XLV) 0.2 $1.1M 12k 90.13
Boeing Company (BA) 0.2 $1.1M 2.9k 380.53
Royal Dutch Shell 0.2 $1.1M 19k 58.85
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.2 $1.1M 17k 61.31
Alphabet Inc Class C cs (GOOG) 0.2 $1.1M 878.00 1217.14
McDonald's Corporation (MCD) 0.2 $1.0M 4.9k 214.78
Williams Companies (WMB) 0.2 $1.1M 44k 24.07
Henry Schein (HSIC) 0.2 $1.0M 16k 63.49
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $1.0M 9.2k 114.05
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $1.1M 9.3k 113.46
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.2 $1.0M 18k 57.24
Nuveen High Income November 0.2 $1.1M 106k 9.89
Invesco Exchange Traded Fd Tr etf (PEY) 0.2 $1.1M 57k 18.31
Global Payments (GPN) 0.2 $961k 6.0k 158.92
Starbucks Corporation (SBUX) 0.2 $966k 11k 88.40
Invesco Actively Managd Etf Ultra Shrt Dur etf/fixed income (GSY) 0.2 $944k 19k 50.42
Bank of America Corporation (BAC) 0.2 $929k 32k 29.18
iShares Russell 1000 Growth Index (IWF) 0.2 $911k 5.7k 159.52
iShares S&P 500 Growth Index (IVW) 0.2 $896k 5.0k 179.96
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $916k 20k 46.06
Wisdomtree Trust wrld ex-us grwth (DNL) 0.2 $916k 16k 58.22
Sherwin-Williams Company (SHW) 0.1 $867k 1.6k 549.78
iShares S&P MidCap 400 Index (IJH) 0.1 $834k 4.3k 193.05
Utilities SPDR (XLU) 0.1 $882k 14k 64.75
Tortoise MLP Fund 0.1 $846k 69k 12.29
Sprott Physical Gold Trust (PHYS) 0.1 $867k 73k 11.82
Gaming & Leisure Pptys (GLPI) 0.1 $876k 23k 38.25
Hp (HPQ) 0.1 $840k 45k 18.66
Canada Goose Holdings Inc shs sub vtg (GOOS) 0.1 $875k 20k 43.95
First Tr Exch Traded Fd Iii cmn (FPEI) 0.1 $847k 43k 19.62
Svmk Inc ordinary shares 0.1 $855k 50k 17.10
Raytheon Company 0.1 $784k 4.0k 196.15
Royal Gold (RGLD) 0.1 $794k 6.4k 123.18
Ishares Inc core msci emkt (IEMG) 0.1 $778k 16k 49.00
Abbvie (ABBV) 0.1 $789k 11k 75.10
Crown Castle Intl (CCI) 0.1 $821k 5.9k 139.03
Pgx etf (PGX) 0.1 $802k 53k 15.01
Dow (DOW) 0.1 $776k 16k 47.65
iShares Russell 1000 Index (IWB) 0.1 $729k 4.4k 164.45
iShares S&P SmallCap 600 Index (IJR) 0.1 $716k 9.2k 77.84
Vanguard European ETF (VGK) 0.1 $734k 14k 53.61
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $745k 14k 52.44
Schwab Strategic Tr us lrg cap etf (SCHX) 0.1 $746k 11k 70.94
Apollo Sr Floating Rate Fd I (AFT) 0.1 $727k 49k 14.82
First Tr Exchange-traded Fd cmn (HYLS) 0.1 $751k 16k 48.23
iShares Russell 1000 Value Index (IWD) 0.1 $664k 5.2k 128.34
Technology SPDR (XLK) 0.1 $691k 8.6k 80.58
Cheniere Energy Partners (CQP) 0.1 $705k 16k 45.48
Vanguard Long Term Corporate Bond ETF (VCLT) 0.1 $673k 6.7k 101.16
Tpg Specialty Lending In conv 0.1 $672k 665k 1.01
Nuveen High Income Target Term 0.1 $682k 69k 9.86
Abbott Laboratories (ABT) 0.1 $625k 7.5k 83.75
Pepsi (PEP) 0.1 $649k 4.7k 137.01
Netflix (NFLX) 0.1 $605k 2.3k 267.70
iShares Russell 2000 Growth Index (IWO) 0.1 $613k 3.2k 192.49
First Trust DJ Internet Index Fund (FDN) 0.1 $605k 4.5k 134.71
Vanguard Pacific ETF (VPL) 0.1 $616k 9.3k 66.07
Citigroup (C) 0.1 $650k 9.4k 69.12
Mondelez Int (MDLZ) 0.1 $640k 12k 55.33
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $600k 12k 49.02
Cara Therapeutics (CARA) 0.1 $602k 33k 18.28
First Tr Exchange Traded Fd fst low mtg etf (LMBS) 0.1 $616k 12k 51.97
Etfis Ser Tr I virtus infrcap (PFFA) 0.1 $610k 23k 26.34
Element Solutions (ESI) 0.1 $611k 60k 10.18
Caterpillar (CAT) 0.1 $555k 4.4k 126.39
3M Company (MMM) 0.1 $591k 3.6k 164.50
Altria (MO) 0.1 $584k 15k 40.00
Vanguard Short-Term Bond ETF (BSV) 0.1 $565k 7.0k 80.75
iShares NASDAQ Biotechnology Index (IBB) 0.1 $591k 5.9k 99.46
iShares Russell 2000 Index (IWM) 0.1 $553k 3.6k 151.46
American Water Works (AWK) 0.1 $577k 4.6k 124.19
Financial Select Sector SPDR (XLF) 0.1 $596k 21k 28.00
Bristol Myers Squibb (BMY) 0.1 $494k 9.7k 50.72
CVS Caremark Corporation (CVS) 0.1 $526k 8.3k 63.11
GlaxoSmithKline 0.1 $517k 12k 42.66
W.R. Berkley Corporation (WRB) 0.1 $534k 7.4k 72.22
Consumer Discretionary SPDR (XLY) 0.1 $539k 4.5k 120.68
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $530k 11k 49.89
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $499k 3.3k 150.12
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $525k 35k 15.00
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $495k 8.1k 61.10
Twitter 0.1 $516k 13k 41.14
Walgreen Boots Alliance (WBA) 0.1 $528k 9.5k 55.32
Square Inc cl a (SQ) 0.1 $486k 7.8k 61.94
Comcast Corporation (CMCSA) 0.1 $449k 9.9k 45.12
iShares MSCI Emerging Markets Indx (EEM) 0.1 $443k 11k 40.91
FedEx Corporation (FDX) 0.1 $439k 3.0k 145.51
Gilead Sciences (GILD) 0.1 $482k 7.6k 63.38
Illinois Tool Works (ITW) 0.1 $474k 3.0k 156.54
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $468k 5.3k 87.92
Senior Housing Properties Trust 0.1 $466k 50k 9.26
Consumer Staples Select Sect. SPDR (XLP) 0.1 $485k 7.9k 61.46
Nuveen CA Select Tax-Free Incom Port (NXC) 0.1 $440k 28k 15.71
New Mountain Finance Corp (NMFC) 0.1 $431k 31k 13.99
American Tower Reit (AMT) 0.1 $459k 2.1k 221.20
Palo Alto Networks (PANW) 0.1 $434k 2.1k 203.66
Eaton (ETN) 0.1 $451k 5.4k 83.18
FLEXSHARES TR READY ACCESS VAR INCOME Fd Total etf (RAVI) 0.1 $437k 5.8k 75.80
Intelsat Sa 0.1 $463k 20k 22.81
Goldman Sachs Etf Tr treasuryaccess (GBIL) 0.1 $463k 4.6k 100.48
Invesco Water Resource Port (PHO) 0.1 $468k 13k 36.63
Innovator Etfs Tr s&p 500 pwretf (POCT) 0.1 $439k 18k 24.88
L3harris Technologies (LHX) 0.1 $433k 2.1k 208.57
MasterCard Incorporated (MA) 0.1 $399k 1.5k 271.80
State Street Corporation (STT) 0.1 $415k 7.0k 59.18
Waste Management (WM) 0.1 $426k 3.7k 115.04
Dominion Resources (D) 0.1 $404k 5.0k 80.98
Northrop Grumman Corporation (NOC) 0.1 $428k 1.1k 374.78
Nextera Energy (NEE) 0.1 $378k 1.6k 232.90
United Technologies Corporation 0.1 $386k 2.8k 137.14
Southern Company (SO) 0.1 $389k 6.3k 62.00
ON Semiconductor (ON) 0.1 $390k 20k 19.21
Jack Henry & Associates (JKHY) 0.1 $399k 2.7k 145.79
iShares MSCI Brazil Index (EWZ) 0.1 $405k 9.6k 42.15
Vanguard Long-Term Bond ETF (BLV) 0.1 $378k 3.7k 102.61
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.1 $406k 6.1k 66.39
Nuveen Calif Municpal Valu F 0.1 $388k 23k 16.58
Goldman Sachs Mlp Inc Opp 0.1 $383k 55k 6.94
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.1 $418k 5.9k 71.22
Proshares Tr russ 2000 divd (SMDV) 0.1 $376k 6.3k 59.33
Nuveen High Income 2020 Targ 0.1 $389k 39k 9.93
Roku (ROKU) 0.1 $402k 3.9k 101.82
Invesco Aerospace & Defense Etf (PPA) 0.1 $373k 5.5k 67.78
BP (BP) 0.1 $322k 8.5k 37.98
Eli Lilly & Co. (LLY) 0.1 $336k 3.0k 111.93
General Electric Company 0.1 $323k 36k 9.02
United Parcel Service (UPS) 0.1 $315k 2.6k 119.77
Wells Fargo & Company (WFC) 0.1 $371k 7.4k 50.48
Avery Dennison Corporation (AVY) 0.1 $358k 3.2k 113.53
SVB Financial (SIVBQ) 0.1 $346k 1.7k 208.69
Amgen (AMGN) 0.1 $365k 1.9k 193.63
Hershey Company (HSY) 0.1 $367k 2.4k 154.79
Oracle Corporation (ORCL) 0.1 $321k 5.8k 55.07
Industrial SPDR (XLI) 0.1 $347k 4.5k 77.70
Hormel Foods Corporation (HRL) 0.1 $367k 8.4k 43.69
O'reilly Automotive (ORLY) 0.1 $371k 931.00 398.50
Vanguard Extended Market ETF (VXF) 0.1 $365k 3.1k 116.21
First Trust Morningstar Divid Ledr (FDL) 0.1 $325k 11k 31.00
Kinder Morgan (KMI) 0.1 $360k 18k 20.61
Ishares Tr eafe min volat (EFAV) 0.1 $352k 4.9k 72.50
Welltower Inc Com reit (WELL) 0.1 $349k 3.8k 90.70
Real Estate Select Sect Spdr (XLRE) 0.1 $361k 9.2k 39.32
Stewart Information Services Corporation (STC) 0.1 $276k 7.1k 38.74
RPM International (RPM) 0.1 $308k 4.5k 68.84
SYSCO Corporation (SYY) 0.1 $302k 3.8k 79.39
Automatic Data Processing (ADP) 0.1 $259k 1.6k 161.27
Emerson Electric (EMR) 0.1 $278k 4.2k 66.92
Becton, Dickinson and (BDX) 0.1 $265k 1.0k 253.35
Berkshire Hathaway (BRK.A) 0.1 $312k 1.00 312000.00
Colgate-Palmolive Company (CL) 0.1 $295k 4.0k 73.62
ConocoPhillips (COP) 0.1 $274k 4.8k 57.03
General Mills (GIS) 0.1 $275k 5.0k 55.19
Philip Morris International (PM) 0.1 $282k 3.8k 75.00
Target Corporation (TGT) 0.1 $301k 2.8k 106.85
Texas Instruments Incorporated (TXN) 0.1 $287k 2.2k 129.34
Qualcomm (QCOM) 0.1 $293k 3.8k 77.50
Solar Cap (SLRC) 0.1 $282k 14k 20.63
Delta Air Lines (DAL) 0.1 $287k 5.0k 57.67
Kennedy-Wilson Holdings (KW) 0.1 $277k 13k 21.95
Spirit AeroSystems Holdings (SPR) 0.1 $302k 3.7k 82.31
Tesla Motors (TSLA) 0.1 $297k 1.2k 241.27
iShares Barclays TIPS Bond Fund (TIP) 0.1 $278k 2.4k 116.42
Kayne Anderson MLP Investment (KYN) 0.1 $270k 19k 14.47
SPDR DJ Wilshire REIT (RWR) 0.1 $277k 2.6k 104.61
Vanguard Information Technology ETF (VGT) 0.1 $262k 1.2k 215.82
Western Asset Income Fund (PAI) 0.1 $295k 18k 16.21
iShares S&P Global Clean Energy Index (ICLN) 0.1 $271k 25k 10.89
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.1 $282k 5.1k 55.29
Vanguard Mega Cap 300 Index (MGC) 0.1 $305k 3.0k 103.04
Western Asset Hgh Yld Dfnd (HYI) 0.1 $269k 18k 15.15
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $263k 2.6k 99.73
Phillips 66 (PSX) 0.1 $270k 2.6k 102.47
Shopify Inc cl a (SHOP) 0.1 $300k 964.00 311.20
Csw Industrials (CSWI) 0.1 $276k 4.0k 69.00
Etf Managers Tr bluestar ta big 0.1 $284k 7.1k 39.89
Etf Managers Tr purefunds ise mo 0.1 $290k 6.2k 46.54
Evolus (EOLS) 0.1 $277k 18k 15.61
Invesco Dynamic Software Etf dynmc software (IGPT) 0.1 $271k 2.9k 93.13
Invesco Dynamic Biotechnology other (PBE) 0.1 $264k 7.7k 34.33
First Tr Exchange-traded Fd dorsy wr momnt (DVOL) 0.1 $292k 13k 22.84
Elastic N V ord (ESTC) 0.1 $307k 3.7k 82.39
Dupont De Nemours (DD) 0.1 $300k 4.2k 71.39
Corning Incorporated (GLW) 0.0 $221k 7.7k 28.58
Goldman Sachs (GS) 0.0 $231k 1.1k 206.80
Starwood Property Trust (STWD) 0.0 $237k 9.9k 24.00
PNC Financial Services (PNC) 0.0 $205k 1.5k 140.22
Nasdaq Omx (NDAQ) 0.0 $211k 2.1k 99.34
Intuitive Surgical (ISRG) 0.0 $212k 392.00 540.82
TJX Companies (TJX) 0.0 $239k 4.3k 55.82
Bce (BCE) 0.0 $203k 4.2k 48.49
Constellation Brands (STZ) 0.0 $256k 1.2k 207.46
Micron Technology (MU) 0.0 $209k 4.9k 42.91
Omega Healthcare Investors (OHI) 0.0 $205k 4.9k 41.87
McCormick & Company, Incorporated (MKC) 0.0 $253k 1.6k 155.98
iShares S&P 500 Value Index (IVE) 0.0 $219k 1.8k 119.22
iShares S&P MidCap 400 Growth (IJK) 0.0 $247k 1.1k 225.23
iShares Dow Jones US Real Estate (IYR) 0.0 $253k 2.7k 93.36
iShares S&P Latin America 40 Index (ILF) 0.0 $250k 7.9k 31.61
Vanguard Total Bond Market ETF (BND) 0.0 $210k 2.5k 84.30
General Motors Company (GM) 0.0 $246k 6.6k 37.37
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $245k 3.4k 71.14
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $246k 4.3k 57.25
Vanguard Mid-Cap Value ETF (VOE) 0.0 $205k 1.8k 112.95
First Trust IPOX-100 Index Fund (FPX) 0.0 $224k 3.0k 75.70
iShares Lehman Short Treasury Bond (SHV) 0.0 $250k 2.3k 110.52
BRT Realty Trust (BRT) 0.0 $202k 57k 3.57
Vanguard Total World Stock Idx (VT) 0.0 $220k 2.9k 74.80
Nuveen Build Amer Bd (NBB) 0.0 $249k 11k 22.29
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.0 $206k 1.6k 132.82
Hca Holdings (HCA) 0.0 $207k 1.7k 120.35
Duke Energy (DUK) 0.0 $219k 2.3k 96.05
Servicenow (NOW) 0.0 $209k 824.00 253.64
Wp Carey (WPC) 0.0 $245k 2.7k 89.32
Apollo Tactical Income Fd In (AIF) 0.0 $257k 17k 15.18
HEALTH INSURANCE Common equity Innovations shares 0.0 $205k 8.2k 24.94
Ishares Msci Usa Quality Facto invalid (QUAL) 0.0 $201k 2.2k 92.46
Catchmark Timber Tr Inc cl a 0.0 $212k 20k 10.67
Proshares Tr S&p 500 Aristo (NOBL) 0.0 $211k 3.0k 71.53
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $227k 8.0k 28.57
First Tr Sr Floating Rate 20 0.0 $223k 25k 8.84
Zscaler Incorporated (ZS) 0.0 $257k 5.4k 47.24
Select Sector Spdr Tr Communic etfeqty (XLC) 0.0 $244k 4.9k 49.49
Huntington Bancshares Incorporated (HBAN) 0.0 $143k 10k 14.28
American Electric Power Company (AEP) 0.0 $192k 2.1k 90.00
Ford Motor Company (F) 0.0 $184k 20k 9.17
Ashford Hospitality Trust 0.0 $157k 48k 3.31
Energy Transfer Equity (ET) 0.0 $145k 11k 13.07
Amarin Corporation (AMRN) 0.0 $168k 11k 15.14
Vermillion 0.0 $173k 333k 0.52
iShares S&P India Nifty 50 Index Fund (INDY) 0.0 $187k 5.1k 36.67
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $167k 12k 13.90
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $162k 2.6k 62.82
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $144k 34k 4.21
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $189k 13k 14.39
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $175k 11k 16.26
Global X Etf equity 0.0 $193k 11k 16.96
Alibaba Group Holding (BABA) 0.0 $160k 8.1k 19.78
Intellicheck Mobilisa (IDN) 0.0 $145k 29k 5.00
Hoegh Lng Partners 0.0 $155k 10k 15.50
Global Medical Reit (GMRE) 0.0 $173k 15k 11.43
Sachem Cap (SACH) 0.0 $194k 41k 4.71
Graniteshares Gold Tr shs ben int (BAR) 0.0 $147k 10k 14.70
Blackstone Group Inc Com Cl A (BX) 0.0 $147k 3.0k 49.00
Teva Pharmaceutical Industries (TEVA) 0.0 $108k 16k 6.91
Nokia Corporation (NOK) 0.0 $136k 27k 5.08
Ypf Sa (YPF) 0.0 $93k 10k 9.30
One Liberty Properties (OLP) 0.0 $141k 16k 9.11
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $126k 15k 8.26
Intrexon 0.0 $96k 17k 5.71
Vuzix Corp Com Stk (VUZI) 0.0 $96k 42k 2.29
Atomera (ATOM) 0.0 $101k 27k 3.75
J Jill Inc call 0.0 $95k 50k 1.90
Bny Mellon Alcentra Global Cr (DCF) 0.0 $120k 13k 9.24
Sutter Rock Cap Corp 0.0 $123k 20k 6.23
Research Frontiers (REFR) 0.0 $57k 18k 3.18
S&W Seed Company (SANW) 0.0 $51k 22k 2.36
Unknown 0.0 $35k 20k 1.75
Second Sight Med Prods 0.0 $33k 40k 0.83
Aurora Cannabis Inc snc 0.0 $56k 13k 4.41
Wideopenwest (WOW) 0.0 $78k 13k 6.19
Harrow Health (HROW) 0.0 $59k 11k 5.58
B Riley Principal Merger Corwt warrant and righ 0.0 $45k 101k 0.45
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $56k 39k 1.44
American Express Company (AXP) 0.0 $21k 180.00 116.67
Apache Corporation 0.0 $3.0k 103.00 29.13
Hecla Mining Company (HL) 0.0 $9.0k 5.0k 1.80
Ladenburg Thalmann Financial Services 0.0 $0 150k 0.00
Western Asset Intm Muni Fd I (SBI) 0.0 $8.0k 925.00 8.65
Spdr Index Shs Fds s^p global nat res (GNR) 0.0 $0 17k 0.00
AVINO SILVER & GOLD Mines Lt (ASM) 0.0 $6.0k 10k 0.60
Actinium Pharmaceuticals 0.0 $1.0k 6.0k 0.17
180 Degree Cap 0.0 $24k 11k 2.18
Altaba 0.0 $11k 565.00 19.47
Avalara 0.0 $28k 413.00 67.80
B. Riley Wealth Management, Inc. capstone turbine corp 0.0 $5.0k 10k 0.50