Wunderlich Securities

Latest statistics and disclosures from B. Riley Wealth Management's latest quarterly 13F-HR filing:

Companies in the B. Riley Wealth Management portfolio as of June 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Tpg Specialty Lending In conv 10.26 665000 100.37
Vanguard Short Term Corporate Bond ETF (VCSH) 4.66 376132 +2% 80.68
Vanguard Growth ETF (VUG) 4.15 165289 +8% 163.39
Vanguard Value ETF (VTV) 3.10 181598 -7% 110.99
Apple (AAPL) 1.90 62317 -7% 197.90
Amazon (AMZN) 1.86 6370 1898.15
ProShares Credit Suisse 130/30 (CSM) 1.82 168043 +3% 70.45
iShares MSCI EAFE Index Fund (EFA) 1.66 164431 +2% 65.73
Pimco Total Return Etf totl 1.65 99895 +6% 107.48
Wisdomtree Tr bofa merlyn ze 1.61 450782 +5% 23.31
Microsoft Corporation (MSFT) 1.54 74682 -4% 133.96
Vanguard Large-Cap ETF (VV) 1.51 73127 134.71
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.49 95169 101.74
iShares Russell Midcap Index Fund (IWR) 1.32 154215 +2% 55.87
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 1.29 265951 +6% 31.55
Invesco Qqq Trust Series 1 1.20 41769 +18% 186.80
iShares MSCI EAFE Growth Index (EFG) 1.15 92754 +5% 80.77
SPDR S&P; 500 ETF (SPY) 1.08 23934 -8% 293.01
Vanguard REIT ETF (VNQ) 1.02 75680 -5% 87.39
Chevron Corporation (CVX) 0.91 47514 124.45
SPDR Dow Jones Industrial Average ETF (DIA) 0.90 22110 -13% 265.66
iShares Russell Midcap Growth Idx. (IWP) 0.89 40724 +4% 142.60
Exxon Mobil Corporation (XOM) 0.87 74069 +162% 76.56
Home Depot (HD) 0.87 27275 207.99
iShares S&P; 500 Index (IVV) 0.82 18159 -5% 294.73
Visa (V) 0.82 30611 173.57
D First Tr Exchange-traded Fd 0.81 270707 +79% 19.39
Vanguard Small-Cap Growth ETF (VBK) 0.80 27790 +3% 186.29
Facebook Inc cl a 0.79 26610 -16% 193.06
SPDR S&P; Emerging Markets Small Cap (EWX) 0.73 106520 +4% 44.70
Solar Senior Capital Ltd 0.66 270028 -2% 15.91
Invesco S&p 500 Equal Weight Etf 0.65 39203 -17% 107.80
Vanguard Mid-Cap ETF (VO) 0.64 25004 -4% 167.14
Ishares Tr rus200 grw idx 0.62 47071 -20% 85.81
Vanguard Total Stock Market ETF (VTI) 0.60 26176 +6% 150.11
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.59 42450 -3% 89.85
Johnson & Johnson (JNJ) 0.58 27268 139.27
Vanguard Small-Cap ETF (VB) 0.58 23983 +5% 156.42
Wal-Mart Stores (WMT) 0.56 33205 +2% 110.50
J P Morgan Exchange Traded F ultra shrt 0.55 70610 +11% 50.39
Verizon Communications (VZ) 0.51 58662 -12% 57.12
iShares Dow Jones Select Dividend (DVY) 0.50 32741 -12% 99.54
WisdomTree DEFA (DWM) 0.49 62959 51.02
Honeywell International (HON) 0.47 17399 -33% 173.91
Enterprise Products Partners 0.47 106498 +4% 29.00
Thermo Fisher Scientific (TMO) 0.46 10083 293.66
First Trust DB Strateg Val Idx Fnd (FDV) 0.45 51910 NEW 56.46
Vanguard Emerging Markets ETF (VWO) 0.44 66758 -10% 42.50
Alphabet Inc Class A cs 0.44 2624 -29% 1082.70
Vanguard Europe Pacific ETF (VEA) 0.43 67621 -17% 41.71
PennantPark Investment (PNNT) 0.41 422893 6.32
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.40 71051 +85% 36.86
Pennantpark Floating Rate Capi 0.40 226011 +17% 11.56
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.39 29620 +13% 84.77
Union Pacific Corporation (UNP) 0.38 14763 -3% 169.14
Vanguard Small-Cap Value ETF (VBR) 0.38 18766 130.33
UnitedHealth (UNH) 0.36 9568 +2% 244.04
Roper Industries (ROP) 0.36 6314 -5% 366.33
stock 0.35 17885 +153% 125.79
Pimco Exch Traded Fund 0.35 22925 -4% 100.24
Intel Corporation (INTC) 0.34 45539 -15% 48.00
NIKE (NKE) 0.34 26537 +8% 83.96
Schlumberger (SLB) 0.34 55722 -18% 39.73
iShares Russell Midcap Value Index (IWS) 0.32 23287 89.15
Docusign Inc 0.31 41210 -6% 49.72
Republic Services (RSG) 0.30 22818 -16% 86.64
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.30 17732 -13% 110.03
Janus Detroit Str Tr fund 0.30 37053 +237% 51.95
B Riley Principal Merger Cor cl a 0.30 201664 NEW 9.75
Pfizer (PFE) 0.29 43557 -2% 43.26
JPMorgan Chase & Co. (JPM) 0.28 16097 111.82
Cohen & Steers Ltd Dur Pfd I 0.28 73540 24.88
Doubleline Income Solutions 0.28 91148 19.97
Berkshire Hathaway (BRK.B) 0.27 8217 213.21
Procter & Gamble Company (PG) 0.27 16236 -9% 109.49
Amphenol Corporation (APH) 0.27 18128 95.93
Te Connectivity Ltd for 0.27 18212 95.76
AT&T; (T) 0.26 50246 -10% 33.50
Vanguard S&p 500 Etf idx fd 0.26 6321 269.10
Merck & Co (MRK) 0.25 19046 -5% 83.87
Alibaba Group Holding Ltd Spon 0.25 9598 +3% 169.23
Netflix (NFLX) 0.24 4218 -25% 367.24
salesforce (CRM) 0.24 10367 +186% 151.73
Ishares Tr fltg rate nt 0.23 29782 -5% 50.94
Broadcom Ltd 0.23 5302 -15% 287.82
Trinity Merger Corp 0.23 145000 10.30
U.S. Ban (USB) 0.22 27545 52.39
Cisco Systems (CSCO) 0.22 26513 -17% 54.60
Pimco Dynamic Credit Income other 0.22 60770 +4% 23.89
Invesco Dwa Tactical Sector Rotation Etf etf 0.22 46537 31.24
Walt Disney Company (DIS) 0.21 9768 139.76
Lockheed Martin Corporation (LMT) 0.21 3721 +3% 363.61
Utilities SPDR (XLU) 0.21 23368 +37% 59.61
Spdr Ser Tr 1 3 hgh yield 0.21 14836 -28% 91.60
Invesco S&p 500 Low Volatility Etf 0.21 25380 +66% 55.00
Svmk Inc ordinary shares 0.21 84397 -26% 16.51
V.F. Corporation (VFC) 0.20 14705 -3% 87.32
Ares Capital Corporation (ARCC) 0.20 73333 17.95
Vanguard Dividend Appreciation ETF (VIG) 0.20 11074 -19% 115.43
Alerian Mlp Etf(amlp) 0.20 130134 +60% 9.85
Ishares Inc ctr wld minvl 0.20 14463 -4% 92.10
Doubleline Total Etf etf 0.20 26189 -2% 49.07
Sonos Inc 0.20 112361 11.34
International Business Machines (IBM) 0.19 8974 -4% 137.95
Williams Companies (WMB) 0.19 44108 28.04
iShares Dow Jones US Medical Dev. (IHI) 0.19 5079 NEW 240.80
Ishares Tr usa min vo 0.19 19885 +29% 61.80
Innovator Etfs Tr S&p 500 Pwr Bu 0.19 47237 NEW 25.74
Costco Wholesale Corporation (COST) 0.18 4475 264.26
Royal Dutch Shell (RDS.A) 0.18 18202 +87% 65.05
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.18 38247 -24% 30.72
Vanguard Star Fd Intl Stk Idxf 0.18 22165 -3% 52.74
Ishares Msci Usa Quality Facto invalid 0.18 13054 NEW 91.47
Churchill Cap Corp Ii unit 99/99/9999 0.18 116667 NEW 10.15
Henry Schein (HSIC) 0.17 16099 69.88
iShares Lehman Aggregate Bond (AGG) 0.17 9931 +9% 111.37
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.17 8903 -3% 124.61
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.17 9875 113.11
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.17 20868 -12% 53.43
Targa Res Corp 0.17 28331 39.25
iShares S&P; AMT-Fr Mncpl Bnd Fd (NYF) 0.17 19517 56.77
Hp 0.17 54197 -10% 20.78
Nuveen Cr Opportunities 2022 0.17 117469 +66% 9.55
Bank of America Corporation (BAC) 0.16 34878 +6% 28.99
Coca-Cola Company (KO) 0.16 20426 50.00
Health Care SPDR (XLV) 0.16 11356 -18% 92.64
SPDR Gold Trust (GLD) 0.16 8019 -63% 133.18
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.16 9392 -2% 113.22
iShares S&P; Cal AMTFr Mncpl Bnd Fd (CMF) 0.16 17310 60.67
Twilio Inc cl a 0.16 7646 138.25
Invesco Exchange Traded Fd Tr etf 0.16 57448 -8% 18.14
Total System Services (TSS) 0.15 7466 128.32
McDonald's Corporation (MCD) 0.15 4639 207.59
Starbucks Corporation (SBUX) 0.15 11337 83.80
Technology SPDR (XLK) 0.15 12145 -16% 78.06
iShares S&P; 500 Growth Index (IVW) 0.15 5552 +4% 179.21
Paypal Holdings 0.15 8768 NEW 114.51
Alphabet Inc Class C cs 0.15 888 -9% 1080.00
Nuveen High Income November 0.15 95302 -11% 9.91
Foot Locker (FL) 0.14 21611 +4% 41.92
Raytheon Company (RTN) 0.14 5117 NEW 173.93
Altria (MO) 0.14 19291 -9% 46.67
iShares Russell 1000 Growth Index (IWF) 0.14 5670 -22% 157.30
First Trust Tech AlphaDEX Fnd (FXL) 0.14 13823 +16% 66.56
iShares MSCI ACWI ex US Index Fund (ACWX) 0.14 19383 +26% 46.74
First Trust Value Line Dividend Indx Fnd (FVD) 0.14 27557 +119% 33.75
Wisdomtree Trust wrld ex-us grwth 0.14 15733 57.52
Gaming & Leisure Pptys 0.14 22900 -46% 39.00
Boeing Company (BA) 0.13 2395 -58% 364.09
iShares S&P; MidCap 400 Index (IJH) 0.13 4370 194.41
Consumer Discretionary SPDR (XLY) 0.13 6899 -25% 119.14
iShares S&P; SmallCap 600 Index (IJR) 0.13 10562 -26% 78.23
First Trust DJ Internet Index Fund (FDN) 0.13 5852 -34% 143.88
Tortoise MLP Fund (NTG) 0.13 61831 -3% 13.49
Sprott Physical Gold Trust (PHYS) 0.13 73437 +7% 11.33
Square Inc cl a 0.13 11481 -10% 72.55
Gordon Pointe Acquisition Co 0.13 91200 -28% 9.23
Vanguard European ETF (VGK) 0.12 13692 -21% 54.92
BRT Realty Trust (BRT) 0.12 56616 14.13
Spdr Index Shs Fds s^p global nat res 0.12 16656 45.87
Shopify Inc cl a 0.12 2640 -32% 300.00
Real Estate Select Sect Spdr 0.12 20583 +266% 36.78
Canada Goose Holdings Inc shs sub vtg 0.12 19910 38.72
First Tr Exch Traded Fd Iii cmn 0.12 40680 19.42
Pgx etf 0.12 54059 -6% 14.63
Constellation Brands (STZ) 0.11 3739 -17% 196.84
iShares Russell 1000 Index (IWB) 0.11 4550 +32% 162.86
Apollo Sr Floating Rate Fd I 0.11 49055 14.94
Cara Therapeutics 0.11 33630 21.50
First Trust Iv Enhanced Short 0.11 11730 -28% 60.02
Dow Inc 0.11 14217 NEW 49.31
NVIDIA Corporation (NVDA) 0.10 3920 +4% 164.29
Sherwin-Williams Company (SHW) 0.10 1370 +2% 458.39
iShares Russell 1000 Value Index (IWD) 0.10 5211 127.26
iShares NASDAQ Biotechnology Index (IBB) 0.10 5978 -2% 109.07
iShares Russell 2000 Index (IWM) 0.10 4231 -43% 155.53
Cheniere Energy Partners (CQP) 0.10 15500 42.19
Vanguard Long Term Corporate Bond ETF (VCLT) 0.10 6825 -14% 96.85
Citigroup Inc 0.10 9640 -11% 70.82
Mondelez Int 0.10 12659 -9% 53.87
Abbvie 0.10 9496 -10% 71.15
First Tr Exchange-traded Fd cmn 0.10 13950 +24% 48.10
Nuveen High Income Target Term 0.10 69128 -3% 9.87
Element Solutions Inc. 0.10 60000 10.33
Abbott Laboratories (ABT) 0.09 7135 -3% 83.75
SVB Financial (SIVB) 0.09 2480 -8% 224.60
Pepsi (PEP) 0.09 4378 -8% 131.11
Vanguard Intermediate-Term Bond ETF (BIV) 0.09 6439 -8% 86.50
American Water Works (AWK) 0.09 4840 +23% 115.91
Financial Select Sector SPDR (XLF) 0.09 21992 -7% 27.60
Vanguard Pacific ETF (VPL) 0.09 9324 66.07
SPDR DJ Wilshire REIT (RWR) 0.09 5791 +39% 98.77
Palo Alto Networks 0.09 2841 +16% 203.80
Vanguard Malvern Fds strm infproidx 0.09 11388 -50% 49.35
First Tr Exchange Traded Fd first tr nasdaq 0.09 18100 31.05
Powershares Dwa Technical Leaders Portfolio dwa momentum 0.09 10002 -4% 60.29
FedEx Corporation (FDX) 0.08 3247 NEW 164.15
Waste Management (WM) 0.08 4616 +16% 115.47
GlaxoSmithKline (GSK) 0.08 12538 -11% 40.04
Gilead Sciences (GILD) 0.08 7500 +14% 67.60
Ladenburg Thalmann Financial Services (LTS) 0.08 150000 NEW 3.63
Vanguard FTSE All-World ex-US ETF (VEU) 0.08 10624 +15% 51.02
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.08 35000 14.49
Servicenow 0.08 1860 +4% 274.73
Ishares Core Msci Eafe Etf core msci eafe 0.08 8101 -24% 61.35
Crown Castle Intl 0.08 3903 +24% 130.41
First Tr Exchange Traded Fd fst low mtg etf 0.08 9912 NEW 51.65
Nuveen High Income 2020 Targ 0.08 53968 -12% 9.86
Zscaler Incorporated 0.08 6650 +3% 76.69
iShares MSCI Emerging Markets Indx (EEM) 0.07 10829 -64% 42.94
Goldman Sachs (GS) 0.07 2352 +5% 204.51
CVS Caremark Corporation (CVS) 0.07 8437 +37% 54.67
United Technologies Corporation (UTX) 0.07 3278 -25% 131.43
Illinois Tool Works (ITW) 0.07 3095 -10% 150.89
W.R. Berkley Corporation (WRB) 0.07 7408 +63% 65.87
Delta Air Lines (DAL) 0.07 7768 +21% 56.67
iShares Russell 2000 Growth Index (IWO) 0.07 2357 200.68
Consumer Staples Select Sect. SPDR (XLP) 0.07 8002 +6% 58.11
One Liberty Properties (OLP) 0.07 15482 NEW 28.94
Vanguard Extended Market ETF (VXF) 0.07 3636 -5% 118.54
SPDR Barclays Capital Convertible SecETF (CWB) 0.07 8020 -5% 52.87
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.07 7032 -47% 66.70
New Mountain Finance Corp 0.07 30786 13.99
Eaton 0.07 5283 83.29
Twitter 0.07 12912 -12% 34.94
Goldman Sachs Mlp Inc Opp Fd 0.07 56539 -4% 7.80
Okta Inc cl a 0.07 3492 -30% 123.42
Invesco Water Resource Port (p 0.07 12266 +22% 35.63
Innovator Etfs Tr s&p 500 pwretf 0.07 17442 NEW 25.05
Dupont De Nemours Inc Com 0.07 6190 NEW 75.12
BP (BP) 0.06 10020 -6% 41.72
MasterCard Incorporated (MA) 0.06 1417 +8% 264.64
Caterpillar (CAT) 0.06 2860 -65% 136.36
General Electric Company (GE) 0.06 36394 -14% 10.57
3M Company (MMM) 0.06 2239 +12% 173.29
Avery Dennison Corporation (AVY) 0.06 3199 -23% 112.90
Oracle Corporation (ORCL) 0.06 6429 56.93
ON Semiconductor (ONNN) 0.06 20405 20.19
Industrial SPDR (XLI) 0.06 5348 -4% 77.41
Jack Henry & Associates (JKHY) 0.06 2734 -21% 134.02
Senior Housing Properties Trust (SNH) 0.06 50577 +85% 8.26
iShares Barclays TIPS Bond Fund (TIP) 0.06 3096 -25% 115.63
Vanguard Long-Term Bond ETF (BLV) 0.06 3972 -2% 97.18
Nuveen CA Select Tax-Free Incom Port (NXC) 0.06 28000 14.79
Nuveen Calif Municpal Valu F 0.06 23400 16.20
American Tower Reit 0.06 2000 +4% 204.50
Intelsat Sa 0.06 20200 19.46
Restaurant Brands Intl Inc Com equity / large cap 0.06 5868 69.53
Ark Etf Tr innovation etf 0.06 7820 -14% 47.95
Zillow Group Inc Cl C Cap Stk stock 0.06 7950 46.45
Snap Inc cl a 0.06 26098 -41% 14.29
Invesco Actively Managd Etf Ultra Shrt Dur etf/fixed income 0.06 7525 -73% 50.37
Invesco Dynamic Biotechnology other 0.06 7548 53.52
Select Sector Spdr Tr Communic etfeqty 0.06 8510 -35% 49.24
Blackstone Group Inc Com Cl A stock 0.06 8906 NEW 44.46
Comcast Corporation (CMCSA) 0.05 7345 -6% 42.34
Eli Lilly & Co. (LLY) 0.05 3094 -18% 110.86
CBS Corporation (CBS) 0.05 6058 -14% 49.85
Dominion Resources (D) 0.05 4329 77.39
Northrop Grumman Corporation (NOC) 0.05 1029 -4% 322.64
Wells Fargo & Company (WFC) 0.05 7192 47.50
Automatic Data Processing (ADP) 0.05 1834 +22% 165.21
Amgen (AMGN) 0.05 1832 +18% 184.50
Berkshire Hathaway (BRK.A) 0.05 1 318000.00
Nextera Energy Inc C om 0.05 1563 204.73
Philip Morris International (PM) 0.05 3826 -9% 78.60
Micron Technology (MU) 0.05 9071 -11% 38.58
Hormel Foods Corporation (HRL) 0.05 8401 -27% 40.59
iShares MSCI Brazil Index (EWZ) 0.05 7640 43.72
Spirit AeroSystems Holdings (SPR) 0.05 3669 -22% 81.49
iShares Dow Jones US Real Estate (IYR) 0.05 3665 87.31
Booz Allen Hamilton Holding Corporation (BAH) 0.05 5260 +7% 66.16
O'reilly Automotive Inc 0.05 940 -18% 369.15
Vanguard Mega Cap 300 Index (MGC) 0.05 3010 +20% 101.33
Kinder Morgan Inc. 0.05 16492 +4% 20.86
HCA HOLDINGS Inc 0.05 2323 +24% 135.17
Xylem 0.05 3684 83.71
Ishares Tr eafe min volat 0.05 4836 -24% 72.58
Allergan 0.05 1829 -36% 167.30
Welltower Inc Com reit 0.05 3722 +4% 81.41
Etf Managers Tr purefunds ise mo 0.05 6838 NEW 46.94
Evolus Inc 0.05 22800 NEW 14.61
Invesco Dynamic Software Etf dynmc software 0.05 3466 NEW 95.79
Stewart Information Services Corporation (STC) 0.04 7124 NEW 40.43
Corning Incorporated (GLW) 0.04 7732 -11% 33.24
PNC Financial Services (PNC) 0.04 1787 -20% 137.10
Bristol Myers Squibb (BMY) 0.04 6946 +11% 40.00
United Parcel Service (UPS) 0.04 2654 -7% 103.24
RPM International (RPM) 0.04 4103 -16% 61.17
SYSCO Corporation (SYY) 0.04 3797 +5% 70.85
Adobe Systems Incorporated (ADBE) 0.04 895 +7% 294.97
Emerson Electric (EMR) 0.04 4149 -7% 66.76
Becton, Dickinson and (BDX) 0.04 1045 251.67
Colgate-Palmolive Company (CL) 0.04 3461 +6% 71.66
ConocoPhillips (COP) 0.04 4892 59.70
General Mills (GIS) 0.04 5250 +13% 52.57
Texas Instruments Incorporated (TXN) 0.04 2269 -7% 114.59
QUALCOMM (QCOM) 0.04 3772 -29% 75.00
TJX Companies (TJX) 0.04 4455 -4% 52.97
Solar Cap Ltd 0.04 13667 -12% 20.56
Vanguard Short-Term Bond ETF (BSV) 0.04 3157 -3% 80.46
McCormick & Company, Incorporated (MKC) 0.04 1514 -6% 155.38
Kennedy-Wilson Holdings (KW) 0.04 12620 20.60
iShares S&P; MidCap 400 Growth (IJK) 0.04 1250 +4% 226.51
Tesla Motors (TSLA) 0.04 1279 -15% 223.61
SPDR S&P; Dividend (SDY) 0.04 2411 100.79
iShares Cohen & Steers Realty Maj. (ICF) 0.04 2057 112.79
Kratos Defense & Security Solutions (KTOS) 0.04 11070 -55% 22.85
Kayne Anderson MLP Investment (KYN) 0.04 18665 15.32
Vanguard Information Technology ETF (VGT) 0.04 1214 -2% 210.87
First Trust Morningstar Divid Ledr (FDL) 0.04 9348 -11% 30.59
Nuveen Build Amer Bd fd com 0.04 11171 -8% 21.22
Pimco Etf Tr 0-5 high yield 0.04 2820 -2% 100.35
Phillips 66 0.04 2622 +9% 93.54
Wp Carey 0.04 3575 +26% 81.12
FLEXSHARES TR READY ACCESS VAR INCOME Fd Total etf 0.04 3175 NEW 75.91
Apollo Tactical Income Fd In 0.04 16932 -7% 14.76
Gw Pharmaceuticals Plc ads 0.04 1647 +4% 172.43
Bluebird Bio 0.04 2000 127.00
Catchmark Timber Tr Inc cl a 0.04 27199 +105% 10.44
Veeva Sys Inc cl a 0.04 1601 NEW 162.40
Jd 0.04 7861 NEW 30.28
Wayfair 0.04 1760 146.02
Proshares Tr russ 2000 divd 0.04 3977 59.34
Planet Fitness Inc-cl A 0.04 3200 -34% 72.50
Csw Industrials 0.04 4000 68.25
Global X Fds mill themc etf 0.04 11258 NEW 24.69
Etf Managers Tr bluestar ta big 0.04 7187 NEW 38.96
Invesco Dwa Technology Momentum Etf dwa technology 0.04 3899 NEW 72.84
Invesco Exchange Traded Fd T rusel mdcp gwt 0.04 4574 NEW 58.81
Vaneck Vectors J.p. Morgan Em Local Currency Bond Etf etf 0.04 8050 -27% 34.66
First Tr Exchange-traded Fd dorsy wr momnt 0.04 12905 NEW 21.54
Cummins (CMI) 0.03 1219 -14% 171.45
Kimberly-Clark Corporation (KMB) 0.03 1537 -35% 133.38
Air Products & Chemicals (APD) 0.03 937 NEW 226.25
Target Corporation (TGT) 0.03 2394 NEW 86.47
American Electric Power Company (AEP) 0.03 2391 NEW 90.00
Ford Motor Company (F) 0.03 20891 +60% 10.24
Fiserv (FISV) 0.03 2246 NEW 90.23
Bce Inc. 0.03 4626 +2% 45.40
TeleNav (TNAV) 0.03 23686 -9% 7.98
Amarin Corporation (AMRN) 0.03 10550 -26% 19.43
Vermillion (VRML) 0.03 211002 +28% 0.89
Vanguard Total Bond Market ETF (BND) 0.03 2564 NEW 83.07
Western Asset Emerging Mrkts Dbt Fnd (ESD) 0.03 12015 14.32
ISHARES TR MSCI Small Cap msci small cap 0.03 3807 -17% 57.53
Vanguard Mid-Cap Value ETF (VOE) 0.03 1844 -3% 111.17
First Trust IPOX-100 Index Fund (FPX) 0.03 2861 77.94
iShares S&P; Global Mat. Sector Inde (MXI) 0.03 2579 NEW 65.14
Invesco Van Kampen Senior Income Trust (VVR) 0.03 37951 4.32
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.03 1017 NEW 213.94
Vanguard Total World Stock Idx Fd (VT) 0.03 2954 75.14
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.03 1551 NEW 129.59
Apollo Global Management 'a' 0.03 6155 NEW 34.28
Global X Etf equity 0.03 11052 NEW 17.19
* Proshares Tr S&p 500 Aristo Added 0.03 3100 NEW 69.35
Intellicheck Mobilisa 0.03 29500 5.80
Teladoc 0.03 3373 -22% 66.41
Global Medical Reit, Inc. stock 0.03 19020 10.52
Atomera 0.03 35000 NEW 5.03
Goldman Sachs Etf Tr treasuryaccess 0.03 2012 -61% 100.40
Coupa Software 0.03 1600 NEW 126.88
First Tr Sr Floating Rate 20 0.03 25235 +112% 8.92
Select Energy Svcs Inc cl a 0.03 18312 +10% 11.63
Bilibili Ads 0.03 11208 16.24
Huntington Bancshares Incorporated (HBAN) 0.02 10005 NEW 13.79
Range Resources (RRC) 0.02 16484 +43% 6.98
Teva Pharmaceutical Industries (TEVA) 0.02 13085 NEW 9.25
Limelight Networks (LLNW) 0.02 49153 +33% 2.71
Alimera Sciences (ALIM) 0.02 160567 +15% 0.89
Wells Fargo Adv Inc Opport Fund (EAD) 0.02 14835 NEW 8.22
WisdomTree MidCap Dividend Fund (DON) 0.02 3960 NEW 36.11
S&W; Seed Company (SANW) 0.02 50616 NEW 2.65
Gsv Cap Corp 0.02 20175 -2% 6.37
Intrexon 0.02 17300 +16% 7.69
Vuzix Corp Com Stk 0.02 29500 +156% 4.10
Mkt Vectors Biotech Etf etf 0.02 852 NEW 129.11
Sensus Healthcare 0.02 24215 +45% 5.53
Nuveen Emerging Mkts Debt 20 0.02 11260 +6% 8.88
Bny Mellon Alcentra Global Cr 0.02 12994 NEW 9.31
Nokia Corporation (NOK) 0.01 13776 -6% 5.01
Vail Resorts (MTN) 0.01 358 NEW 200.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.01 11709 -7% 8.28
0.01 22500 +75% 2.44
Paycom Software 0.01 319 NEW 230.00
Second Sight Med Prods 0.01 40800 -16% 0.81
Cloudera 0.01 12000 NEW 5.25
Nio Inc spon ads 0.01 19410 -13% 2.52
B Riley Principal Merger Corwt warrant and righ 0.01 100832 NEW 0.47
Monolithic Power Systems (MPWR) 0.00 126 NEW 134.92
On Track Innovations Ltd. shs 0.00 10000 NEW 0.40
Marriott Vacations Wrldwde Cp 0.00 150 NEW 93.33
Capstone Turbine 0.00 10000 0.80
Sequential Brnds 0.00 11000 0.55

Past 13F-HR SEC Filings by B. Riley Wealth Management

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