Wunderlich Securities

Latest statistics and disclosures from B. Riley Wealth Management's latest quarterly 13F-HR filing:

Companies in the B. Riley Wealth Management portfolio as of December 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Vanguard Short Term Corporate Bond ETF (VCSH) 5.01 412187 +13% 81.03
Vanguard Growth ETF (VUG) 4.24 155415 +2% 182.17
Vanguard Value ETF (VTV) 3.24 180485 +2% 119.86
Apple (AAPL) 2.52 57274 293.66
Pimco Total Return Etf totl 1.95 120833 +23% 107.81
Amazon (AMZN) 1.88 6791 +10% 1847.83
Wisdomtree Tr bofa merlyn ze 1.86 535139 +25% 23.17
Microsoft Corporation (MSFT) 1.80 75944 +2% 157.69
ProShares Credit Suisse 130/30 (CSM) 1.72 148304 -2% 77.18
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.61 105744 +6% 101.58
Vanguard Large-Cap ETF (VV) 1.60 72096 147.84
iShares MSCI EAFE Index Fund (EFA) 1.58 151562 69.44
Solar Senior Capital Ltd 1.55 265222 38.96
iShares Russell Midcap Index Fund (IWR) 1.32 148089 -2% 59.62
iShares Dow Jones Select Dividend (DVY) 1.32 83522 +156% 105.66
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 1.24 248622 33.20
SPDR S&P; 500 ETF (SPY) 1.21 25132 321.87
iShares MSCI EAFE Growth Index (EFG) 1.20 92956 86.47
D First Tr Exchange-traded Fd 1.07 355580 +20% 20.07
First Trust Value Line Dividend Indx Fnd (FVD) 1.06 195729 +309% 36.03
Chevron Corporation (CVX) 1.04 57409 +19% 120.51
iShares S&P; 500 Index (IVV) 1.02 21054 +3% 323.26
Vanguard REIT ETF (VNQ) 0.97 69339 92.90
iShares Russell Midcap Growth Idx. (IWP) 0.94 41093 153.12
Invesco Qqq Trust Series 1 0.93 29224 +65% 212.67
Home Depot (HD) 0.92 28064 +3% 218.39
Exxon Mobil Corporation (XOM) 0.87 83590 +4% 69.80
Visa (V) 0.87 30754 187.91
Vanguard Small-Cap Growth ETF (VBK) 0.81 27313 198.59
SPDR Dow Jones Industrial Average ETF (DIA) 0.78 18206 +51% 285.15
SPDR S&P; Emerging Markets Small Cap (EWX) 0.75 108104 46.06
Verizon Communications (VZ) 0.71 76885 +28% 61.47
Vanguard Mid-Cap ETF (VO) 0.71 26541 +3% 178.19
Facebook Inc cl a 0.71 23186 -4% 205.26
Sonos Inc 0.70 112010 41.67
Vanguard Total Stock Market ETF (VTI) 0.68 27552 +3% 163.64
Ishares Tr rus200 grw idx 0.68 46845 +13% 96.57
J P Morgan Exchange Traded F ultra shrt 0.67 88075 +2% 50.43
Alphabet Inc Class A cs 0.62 3087 +37% 1339.55
Johnson & Johnson (JNJ) 0.61 27845 145.85
Vanguard Small-Cap ETF (VB) 0.61 24514 165.88
First Trust Iv Enhanced Short 0.60 66090 +8% 60.08
Invesco S&p 500 Equal Weight Etf 0.60 34658 115.73
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.58 42569 91.33
Wal-Mart Stores (WMT) 0.56 31707 118.84
iShares Dow Jones US Medical Dev. (IHI) 0.55 13785 +29% 264.35
Vanguard S&p 500 Etf idx fd 0.53 11895 +11% 296.30
JPMorgan Chase & Co. (JPM) 0.52 24967 +24% 139.40
Thermo Fisher Scientific (TMO) 0.48 9897 324.85
PennantPark Investment (PNNT) 0.47 480941 +11% 6.53
Vanguard Emerging Markets ETF (VWO) 0.46 68531 44.54
Honeywell International (HON) 0.45 16983 177.54
Pennantpark Floating Rate Capi 0.45 245610 12.18
Enterprise Products Partners 0.44 105230 +5% 28.16
First Trust DB Strateg Val Idx Fnd (FDV) 0.44 48686 +3% 60.37
WisdomTree DEFA (DWM) 0.44 54417 +8% 53.48
Docusign Inc 0.44 39750 +2% 74.29
NIKE (NKE) 0.41 27144 +2% 101.31
stock 0.41 18178 149.80
Union Pacific Corporation (UNP) 0.40 14704 180.79
Pfizer (PFE) 0.39 65579 +54% 39.27
Intel Corporation (INTC) 0.39 43308 -5% 59.85
Invesco Kbw Premium Yield Equity Reit Etf etf 0.37 78092 NEW 31.21
Walt Disney Company (DIS) 0.36 16410 +26% 144.81
Pimco Exch Traded Fund 0.36 23857 99.80
AT&T; (T) 0.35 60562 -4% 39.07
Roper Industries (ROP) 0.34 6316 354.18
Vanguard Small-Cap Value ETF (VBR) 0.34 16560 +2% 137.01
Tortoise MLP Fund (NTG) 0.34 204292 +196% 10.96
ViaSat (VSAT) 0.33 29721 NEW 73.18
SPDR Gold Trust (GLD) 0.33 15484 +2% 142.92
Cisco Systems (CSCO) 0.32 45004 +96% 47.96
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.32 56169 -20% 37.60
Coca-Cola Company (KO) 0.31 37580 +76% 55.00
Schlumberger (SLB) 0.31 50662 -5% 40.21
Technology SPDR (XLK) 0.31 22268 +159% 91.66
Republic Services (RSG) 0.30 22169 89.63
International Business Machines (IBM) 0.30 15136 +63% 134.05
Cohen & Steers Ltd Dur Pfd I 0.30 75276 26.22
B Riley Principal Merger Cor cl a 0.30 201664 10.01
iShares Russell Midcap Value Index (IWS) 0.29 20243 +2% 94.70
Pimco Dynamic Credit Income other 0.29 77375 25.20
Dow Inc 0.29 35854 +120% 54.72
Alerian Mlp Etf(amlp) 0.28 219866 +72% 8.50
First Trust Tech AlphaDEX Fnd (FXL) 0.28 25496 72.56
Janus Detroit Str Tr fund 0.28 36485 -9% 52.02
3M Company (MMM) 0.27 10110 +181% 176.39
Alibaba Group Holding Ltd Spon 0.27 8401 +3% 212.13
Broadcom Ltd 0.27 5602 315.96
Berkshire Hathaway (BRK.B) 0.26 7516 -4% 226.42
Vanguard Europe Pacific ETF (VEA) 0.26 38889 -10% 44.01
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.26 23869 +290% 73.82
Vanguard Star Fd Intl Stk Idxf 0.26 31615 +34% 55.70
Doubleline Income Solutions 0.25 85931 -5% 19.76
U.S. Ban (USB) 0.24 26717 59.29
SPDR S&P; MidCap 400 ETF (MDY) 0.24 4326 +20% 375.40
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.24 18969 +17% 84.61
Ishares Tr fltg rate nt 0.24 31252 50.91
Walgreen Boots Alliance 0.24 26751 +180% 58.95
Lockheed Martin Corporation (LMT) 0.23 3967 +2% 389.46
Procter & Gamble Company (PG) 0.23 12426 -6% 124.90
salesforce (CRM) 0.23 9317 162.61
Abbvie 0.23 17370 +65% 88.57
V.F. Corporation (VFC) 0.22 14897 99.68
Amphenol Corporation (APH) 0.22 13799 108.20
iShares NASDAQ Biotechnology Index (IBB) 0.21 11604 +95% 120.49
Ares Capital Corporation (ARCC) 0.21 73333 NEW 18.65
Vanguard Dividend Appreciation ETF (VIG) 0.21 11338 +5% 124.88
Targa Res Corp 0.21 33938 +21% 40.84
Ishares Tr usa min vo 0.21 21578 +10% 65.58
Ishares Inc ctr wld minvl 0.21 14463 95.83
Doubleline Total Etf etf 0.21 29136 48.98
Invesco Dwa Tactical Sector Rotation Etf etf 0.21 43556 -4% 32.79
Invesco Exchange Traded Fd Tr etf 0.21 72447 +26% 18.99
Merck & Co (MRK) 0.20 14825 90.97
Te Connectivity Ltd for 0.20 13793 -3% 95.85
First Tr Exchange Traded Fd first tr nasdaq 0.20 38100 35.88
Bristol Myers Squibb (BMY) 0.19 19663 +101% 64.20
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.19 23292 +10% 53.44
Health Care SPDR (XLV) 0.18 12006 101.85
Williams Companies (WMB) 0.18 50618 +15% 23.73
Vanguard European ETF (VGK) 0.18 19950 +45% 58.61
Innovator Etfs Tr S&p 500 Pwr Bu 0.18 45596 -3% 26.08
Churchill Cap Corp Ii cl a 0.18 116664 10.33
Costco Wholesale Corporation (COST) 0.17 3941 294.05
Global Payments (GPN) 0.17 6047 182.57
Financial Select Sector SPDR (XLF) 0.17 36345 +70% 30.78
iShares S&P; SmallCap 600 Index (IJR) 0.17 13720 +49% 83.82
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.17 32427 -14% 35.00
Alphabet Inc Class C cs 0.17 823 -6% 1337.76
Twilio Inc cl a 0.17 11442 -15% 96.77
Uber Technologies Inc Com 0.17 37338 NEW 29.73
Bank of America Corporation (BAC) 0.16 30323 -4% 35.22
Royal Dutch Shell (RDS.A) 0.16 18451 58.97
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.16 9198 113.94
iShares S&P; AMT-Fr Mncpl Bnd Fd (NYF) 0.16 18239 57.08
Wisdomtree Trust wrld ex-us grwth 0.16 16248 +3% 65.79
Nuveen High Income November 0.16 105937 10.01
Nuveen Cr Opportunities 2022 0.16 109196 -9% 10.03
McDonald's Corporation (MCD) 0.15 4995 +2% 197.60
Raytheon Company (RTN) 0.15 4418 +10% 219.78
Starbucks Corporation (SBUX) 0.15 11750 +7% 87.91
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.15 7797 -14% 127.73
iShares S&P; 500 Value Index (IVE) 0.15 7932 +331% 130.11
iShares S&P; Cal AMTFr Mncpl Bnd Fd (CMF) 0.15 16810 -2% 61.28
iShares MSCI ACWI ex US Index Fund (ACWX) 0.15 20916 +5% 49.10
Paypal Holdings 0.15 9027 NEW 108.12
Sherwin-Williams Company (SHW) 0.14 1575 583.49
Boeing Company (BA) 0.14 2844 -2% 325.91
iShares Russell 1000 Growth Index (IWF) 0.14 5416 -5% 175.95
SPDR Barclays Capital Convertible SecETF (CWB) 0.14 17390 +22% 55.49
Gaming & Leisure Pptys 0.14 22000 -3% 43.05
Invesco Actively Managd Etf Ultra Shrt Dur etf/fixed income 0.14 19175 +2% 50.38
Caterpillar (CAT) 0.13 6009 +36% 147.61
UnitedHealth (UNH) 0.13 2936 -67% 293.94
iShares S&P; MidCap 400 Index (IJH) 0.13 4222 -2% 205.92
Sprott Physical Gold Trust (PHYS) 0.13 72357 12.18
Hp 0.13 41229 -8% 20.55
First Tr Exch Traded Fd Iii cmn 0.13 43230 20.06
Pgx etf 0.13 55977 +4% 15.00
Invesco Global Short etf - e 0.13 38089 NEW 22.79
Svmk Inc ordinary shares 0.13 50000 17.88
iShares Russell 1000 Index (IWB) 0.12 4478 178.43
iShares S&P; 500 Growth Index (IVW) 0.12 4297 -13% 193.62
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.12 7261 -21% 114.42
Schwab Strategic Tr us lrg cap etf 0.12 10192 -3% 76.82
Ishares Inc core msci emkt 0.12 14974 -5% 53.77
First Tr Exchange-traded Fd cmn 0.12 16591 +6% 48.76
* Proshares Tr S&p 500 Aristo Added 0.12 10551 +257% 75.63
First Tr Exchange Traded Fd fst low mtg etf 0.12 15842 +33% 51.82
iShares MSCI Emerging Markets Indx (EEM) 0.11 16353 +51% 44.92
Stryker Corporation (SYK) 0.11 3364 NEW 209.87
iShares Russell 1000 Value Index (IWD) 0.11 5173 136.57
Netflix (NFLX) 0.11 2274 323.66
iShares Russell 2000 Growth Index (IWO) 0.11 3292 +3% 213.90
Tesla Motors (TSLA) 0.11 1708 +38% 418.62
Vanguard Pacific ETF (VPL) 0.11 10390 +11% 69.59
Citigroup Inc 0.11 9514 79.90
Canada Goose Holdings Inc shs sub vtg 0.11 19575 36.22
Spdr Ser Tr 1 3 hgh yield 0.11 7967 -76% 91.38
Invesco S&p 500 Low Volatility Etf 0.11 12029 -48% 58.36
Element Solutions Inc. 0.11 60000 11.68
Abbott Laboratories (ABT) 0.10 7955 +6% 86.25
NVIDIA Corporation (NVDA) 0.10 2820 NEW 235.46
Altria (MO) 0.10 12839 -12% 49.92
Pepsi (PEP) 0.10 4636 -2% 136.76
Vanguard FTSE All-World ex-US ETF (VEU) 0.10 12515 +17% 54.97
Vanguard Long Term Corporate Bond ETF (VCLT) 0.10 6626 101.42
Vanguard Malvern Fds strm infproidx 0.10 13642 +11% 49.26
Crown Castle Intl 0.10 4859 -17% 142.21
Spdr Ser Tr sp500 high div 0.10 16982 NEW 39.45
Roku Inc 0.10 5060 +28% 133.99
CVS Caremark Corporation (CVS) 0.09 7765 -6% 74.27
Amgen (AMGN) 0.09 2463 +30% 241.17
Gilead Sciences (GILD) 0.09 9101 +19% 64.94
Illinois Tool Works (ITW) 0.09 3417 +12% 179.69
Vanguard Short-Term Bond ETF (BSV) 0.09 7368 +5% 80.72
First Trust DJ Internet Index Fund (FDN) 0.09 4393 -2% 139.08
Kinder Morgan Inc. 0.09 27463 +57% 21.18
Ishares Core Msci Eafe Etf core msci eafe 0.09 8821 +8% 65.50
Etfis Ser Tr I virtus infrcap 0.09 23648 +2% 26.34
State Street Corporation (STT) 0.08 7117 76.92
iShares Russell 2000 Index (IWM) 0.08 3116 -14% 165.81
iShares Lehman Aggregate Bond (AGG) 0.08 4777 -52% 112.41
iShares S&P; SmallCap 600 Value Idx (IJS) 0.08 3385 160.71
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.08 35000 14.89
Apollo Sr Floating Rate Fd I 0.08 35922 -26% 15.14
Eaton 0.08 5435 94.76
FLEXSHARES TR READY ACCESS VAR INCOME Fd Total etf 0.08 7395 +28% 75.73
Cara Therapeutics 0.08 32880 16.12
Pacer Fds Tr trendp 750 etf 0.08 15332 NEW 33.46
Invesco Water Resource Port (p 0.08 13640 +6% 38.64
MasterCard Incorporated (MA) 0.07 1568 +6% 298.47
Northrop Grumman Corporation (NOC) 0.07 1369 +19% 344.05
GlaxoSmithKline (GSK) 0.07 9867 -18% 47.03
Nextera Energy Inc C om 0.07 2025 +24% 241.98
United Technologies Corporation (UTX) 0.07 2966 +5% 149.77
Energy Transfer Equity (ETE) 0.07 34505 +212% 12.84
Consumer Staples Select Sect. SPDR (XLP) 0.07 7120 -9% 62.92
Consumer Discretionary SPDR (XLY) 0.07 3863 -13% 125.57
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.07 4122 -77% 110.14
O'reilly Automotive Inc 0.07 1008 +8% 438.49
Nuveen CA Select Tax-Free Incom Port (NXC) 0.07 28000 16.61
Palo Alto Networks 0.07 2156 231.45
Twitter 0.07 14912 +18% 32.03
Zillow Group Inc Cl C Cap Stk stock 0.07 9675 +21% 45.92
Snap Inc cl a 0.07 27610 NEW 16.40
Innovator Etfs Tr s&p 500 pwretf 0.07 17642 25.22
L3harris Technologies Inc Com stock 0.07 2279 +9% 197.89
* Barrick Gold Corp 0.06 21454 NEW 18.60
Comcast Corporation (CMCSA) 0.06 9472 -4% 44.00
FedEx Corporation (FDX) 0.06 2657 -11% 151.30
Eli Lilly & Co. (LLY) 0.06 3013 131.43
Dominion Resources (D) 0.06 4901 82.84
General Electric Company (GE) 0.06 36760 +2% 11.16
Wells Fargo & Company (WFC) 0.06 7250 53.80
Avery Dennison Corporation (AVY) 0.06 3174 130.82
SVB Financial (SIVB) 0.06 1463 -11% 250.85
Target Corporation (TGT) 0.06 3046 +8% 128.04
Southern Company (SO) 0.06 6133 -2% 64.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.06 4904 -7% 87.23
Industrial SPDR (XLI) 0.06 4500 81.56
Enbridge Inc 0.06 10794 NEW 39.74
Jack Henry & Associates (JKHY) 0.06 2734 145.79
American Water Works (AWK) 0.06 3040 -34% 122.70
ONEOK (OKE) 0.06 5552 NEW 75.65
Vanguard Long-Term Bond ETF (BLV) 0.06 3702 100.22
Spdr Index Shs Fds s^p global nat res 0.06 9145 -45% 46.15
Nuveen Calif Municpal Valu F 0.06 23400 15.81
New Mountain Finance Corp 0.06 30786 13.99
Mondelez Int 0.06 6765 -41% 55.14
Restaurant Brands Intl Inc Com equity / large cap 0.06 5959 63.77
Proshares Tr russ 2000 divd 0.06 6337 61.86
Shopify Inc cl a 0.06 989 +2% 397.37
Nuveen High Income 2020 Targ 0.06 39158 9.78
Invesco Dynamic Biotechnology other 0.06 7281 -5% 55.90
Diversified Healthcare Trust 0.06 44305 NEW 8.44
Waste Management (WM) 0.05 2858 -22% 114.07
United Parcel Service (UPS) 0.05 3118 +18% 117.06
RPM International (RPM) 0.05 4412 76.84
SYSCO Corporation (SYY) 0.05 3811 85.54
Adobe Systems Incorporated (ADBE) 0.05 964 NEW 329.88
Berkshire Hathaway (BRK.A) 0.05 1 340000.00
ConocoPhillips (COP) 0.05 5277 +9% 64.94
Philip Morris International (PM) 0.05 3580 -4% 85.00
QUALCOMM (QCOM) 0.05 3778 87.50
Hershey Company (HSY) 0.05 2155 -9% 147.10
Oracle Corporation (ORCL) 0.05 5829 53.01
Lam Research Corporation (LRCX) 0.05 1102 NEW 292.20
Hormel Foods Corporation (HRL) 0.05 7677 -8% 45.07
iShares MSCI Brazil Index (EWZ) 0.05 6929 -27% 47.00
Vermillion (VRML) 0.05 448552 +34% 0.81
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.05 3361 NEW 99.97
Vanguard Total Bond Market ETF (BND) 0.05 4287 +72% 84.01
General Motors Company (GM) 0.05 8569 +30% 36.59
Vanguard Extended Market ETF (VXF) 0.05 2716 -13% 125.92
Vanguard Information Technology ETF (VGT) 0.05 1429 +17% 244.93
ISHARES TR MSCI Small Cap msci small cap 0.05 5108 +18% 62.26
iShares S&P; Global Technology Sect. (IXN) 0.05 1481 NEW 210.67
Western Asset Income Fund (PAI) 0.05 20900 +14% 15.50
Cheniere Energy Partners (CQP) 0.05 7750 -50% 39.87
First Trust Morningstar Divid Ledr (FDL) 0.05 10380 32.56
Vanguard Mega Cap 300 Index (MGC) 0.05 2940 111.56
Western Asset Hgh Yld Dfndfd 0.05 22500 +26% 15.64
Ishares Tr eafe min volat 0.05 4851 74.59
Servicenow 0.05 1130 +37% 282.30
Welltower Inc Com reit 0.05 3919 81.91
Invesco Exch Trd Slf Idx Fd bulshs 2023 hy 0.05 12992 NEW 26.17
Blackstone Group Inc Com Cl A stock 0.05 5659 +88% 55.83
BlackRock (BLK) 0.04 516 NEW 501.94
Goldman Sachs (GS) 0.04 1134 230.16
PNC Financial Services (PNC) 0.04 1516 +3% 159.63
NASDAQ OMX (NDAQ) 0.04 2705 +27% 107.21
Automatic Data Processing (ADP) 0.04 1376 -14% 170.78
Becton, Dickinson and (BDX) 0.04 1012 -3% 271.74
Colgate-Palmolive Company (CL) 0.04 4078 68.91
Texas Instruments Incorporated (TXN) 0.04 1852 -16% 128.51
TJX Companies (TJX) 0.04 4210 61.05
Solar Cap Ltd 0.04 12050 -11% 20.58
Delta Air Lines (DAL) 0.04 4668 -6% 58.40
Micron Technology (MU) 0.04 4421 -9% 53.83
McCormick & Company, Incorporated (MKC) 0.04 1627 169.53
Albemarle Corporation (ALB) 0.04 3220 NEW 72.98
Kennedy-Wilson Holdings (KW) 0.04 12702 22.28
iShares S&P; MidCap 400 Growth (IJK) 0.04 1000 -8% 234.23
Spirit AeroSystems Holdings (SPR) 0.04 3669 72.77
Utilities SPDR (XLU) 0.04 4548 -66% 64.64
iShares Dow Jones US Real Estate (IYR) 0.04 2710 92.99
Amarin Corporation (AMRN) 0.04 12350 +11% 21.46
Kayne Anderson MLP Investment (KYN) 0.04 18665 13.93
First Trust IPOX-100 Index Fund (FPX) 0.04 2981 80.51
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.04 5100 55.10
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.04 1057 NEW 221.53
Nuveen Div. Advantage Muni. Fund (NAD) 0.04 16693 +27% 14.62
BRT Realty Trust (BRT) 0.04 56616 4.17
Vanguard Total World Stock Idx Fd (VT) 0.04 2941 80.92
Pembina Pipeline Corp 0.04 6742 NEW 37.08
Nuveen Build Amer Bd fd com 0.04 11171 21.84
First Trust Energy AlphaDEX Fd (FXN) 0.04 24415 NEW 10.57
HCA HOLDINGS Inc 0.04 1720 147.67
Pimco Etf Tr 0-5 high yield 0.04 2809 +6% 99.68
Phillips 66 0.04 2500 -5% 111.34
Apollo Tactical Income Fd In 0.04 15506 -8% 15.09
Goldman Sachs Mlp Inc Opp Fd 0.04 41823 -24% 6.07
First Tr Exchange Traded Fd Iii Managed Mun Etf 0.04 4750 NEW 55.58
Cyberark Software Ltd shs 0.04 2275 NEW 116.48
Alps Etf Tr med breakthgh 0.04 6880 NEW 42.30
Teladoc 0.04 3466 NEW 83.67
Glbl Internet Things Etf etf/closed end 0.04 12717 NEW 23.59
Plains Gp Holdings Lp-cl A 0.04 13672 NEW 18.94
First Tr Sr Floating Rate 20 0.04 26330 +4% 9.19
Kimbell Rty Partners Lp unit 0.04 17481 NEW 16.99
Invesco Exchange Traded Fd T russel 200 gwt 0.04 4703 NEW 63.15
Select Sector Spdr Tr Communic etfeqty 0.04 4930 53.55
Aberdeen Standard Physical Palladium Shares Etf etf 0.04 1599 NEW 183.24
Elastic N V ord shs 0.04 3726 64.41
BP (BP) 0.03 6104 -28% 37.68
Corning Incorporated (GLW) 0.03 7684 29.15
American Express Company (AXP) 0.03 1674 +830% 124.50
IAC/InterActive (IACI) 0.03 887 NEW 249.15
Vertex Pharmaceuticals Incorporated (VRTX) 0.03 992 NEW 220.00
Cummins (CMI) 0.03 1208 NEW 178.81
Lincoln Electric Holdings (LECO) 0.03 2258 NEW 96.55
Lowe's Companies (LOW) 0.03 1773 NEW 119.57
Bce Inc. 0.03 4406 +5% 46.30
Energy Select Sector SPDR (XLE) 0.03 3574 NEW 60.16
Omega Healthcare Investors (OHI) 0.03 4760 -2% 42.44
Immunomedics (IMMU) 0.03 10900 NEW 21.19
iShares S&P; India Nifty 50 Index Fund (INDY) 0.03 5249 +2% 38.64
iShares S&P; SmallCap 600 Growth (IJT) 0.03 1051 NEW 193.15
Invesco Mortgage Capital (IVR) 0.03 11717 NEW 16.64
Western Asset Emerging Mrkts Dbt Fnd (ESD) 0.03 12515 +4% 14.30
Vanguard Mid-Cap Value ETF (VOE) 0.03 1887 +3% 119.24
Nuveen Insd Dividend Advantage 0.03 11471 NEW 16.65
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.03 14143 +31% 16.40
Vanguard Sht Term Govt Bond ETF (VGSH) 0.03 3673 NEW 60.71
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.03 1551 145.71
Ishares High Dividend Equity F 0.03 2243 NEW 98.08
Global X Etf equity 0.03 10924 -4% 17.67
Duke Energy 0.03 2280 91.23
Ishares Msci Usa Quality Facto invalid 0.03 2244 +3% 101.16
Intellicheck Mobilisa 0.03 27600 -4% 7.50
Global Medical Reit, Inc. stock 0.03 13891 -8% 13.25
Delphi Automotive Inc international stock 0.03 2300 NEW 94.78
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.03 9474 NEW 23.96
Invesco Db Us Dlr Index Tr bearish fd 0.03 10785 NEW 20.49
Blackrock Science & Tech Tr shs ben int 0.03 11050 NEW 20.54
Innovator Etfs Tr msci emgr mkt 0.03 7921 NEW 26.01
Allianzgi Artificial 0.03 10600 NEW 20.09
Huntington Bancshares Incorporated (HBAN) 0.02 10029 15.06
Teva Pharmaceutical Industries (TEVA) 0.02 15735 9.79
Intuitive Surgical (ISRG) 0.02 253 -35% 592.89
Ford Motor Company (F) 0.02 16914 -15% 9.28
Ashford Hospitality Trust (AHT) 0.02 58085 +22% 2.79
Hercules Technology Growth Capital (HTGC) 0.02 11130 NEW 14.02
YPF SA (YPF) 0.02 10000 11.60
One Liberty Properties (OLP) 0.02 15482 9.04
Wells Fargo Adv Inc Opport Fund (EAD) 0.02 15900 +4% 8.43
Intelsat Sa 0.02 18000 -11% 7.06
Catchmark Timber Tr Inc cl a 0.02 13020 -34% 11.44
Hoegh Lng Partners 0.02 10000 15.60
Graniteshares Gold Tr shs ben int 0.02 10000 15.10
Evolus Inc 0.02 10360 -41% 12.16
Bny Mellon Alcentra Global Cr 0.02 13366 +2% 9.28
Sutter Rock Cap Corp 0.02 19891 6.56
Annaly Capital Management (NLY) 0.01 10400 NEW 9.42
Nokia Corporation (NOK) 0.01 13121 -51% 3.73
Cemex SAB de CV (CX) 0.01 10975 NEW 3.74
Research Frontiers (REFR) 0.01 20900 +16% 3.01
Invesco Van Kampen Senior Income Trust (VVR) 0.01 20662 -39% 4.31
0.01 44000 +120% 0.89
Sirius Xm Holdings 0.01 11238 NEW 7.12
J Jill Inc call 0.01 50000 1.14
B Riley Principal Merger Corwt warrant and righ 0.01 100832 0.82
Churchill Cap Corp Ii *w exp 07/02/202 0.01 38888 1.41
AVINO SILVER & GOLD Mines Lt 0.00 10000 0.60
Alps Etf sectr div dogs 0.00 111 NEW 45.05
Osi Etf Tr a 0.00 1110 NEW 29.73
180 Degree Cap 0.00 10000 -9% 2.20
Second Sight Medical Product 0.00 36600 NEW 0.74

Past 13F-HR SEC Filings by B. Riley Wealth Management

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