Wunderlich Securities

Latest statistics and disclosures from B. Riley Wealth Management's latest quarterly 13F-HR filing:

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Positions held by Wunderlich Securities consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for B. Riley Wealth Management

Companies in the B. Riley Wealth Management portfolio as of the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 6.2 $48M -19% 364k 132.69
Amazon (AMZN) 5.1 $40M -11% 12k 3256.91
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 3.3 $25M -6% 303k 83.25
Vanguard Scottsdale Fds Short Term Treas (VGSH) 2.5 $20M 242k 81.19
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.3 $18M -11% 48k 373.89
Proshares Tr Large Cap Cre (CSM) 1.8 $14M -16% 162k 84.37
Invesco Qqq Tr Unit Ser 1 (QQQ) 1.8 $14M -11% 44k 313.75
American Tower Reit (AMT) 1.7 $14M -3% 60k 224.46
Pimco Etf Tr Active Bd Etf (BOND) 1.7 $13M -4% 113k 113.11
Home Depot (HD) 1.5 $12M -3% 43k 265.62
Thermo Fisher Scientific (TMO) 1.4 $11M 24k 465.76
Merck & Co (MRK) 1.4 $11M 133k 81.80
Microsoft Corporation (MSFT) 1.4 $11M 47k 222.41
Facebook Cl A (FB) 1.3 $9.9M -13% 36k 273.16
Crown Castle Intl (CCI) 1.2 $9.6M 60k 159.18
Gladstone Commercial Corporation (GOOD) 1.2 $9.5M +3% 527k 18.00
Pimco Etf Tr Enhncd Lw Dur Ac (LDUR) 1.2 $9.3M -5% 91k 102.04
Alphabet Cap Stk Cl A (GOOGL) 1.2 $9.3M -6% 5.3k 1752.60
Honeywell International (HON) 1.1 $8.8M -2% 41k 212.71
Nextera Energy (NEE) 1.1 $8.7M +268% 113k 77.15
Mastercard Incorporated Cl A (MA) 1.1 $8.6M -3% 24k 356.94
Abbvie (ABBV) 1.1 $8.5M -7% 79k 107.15
Indexiq Etf Tr Iq Mrgr Arb Etf (MNA) 1.0 $8.1M -11% 242k 33.33
First Tr Value Line Divid In SHS (FVD) 1.0 $7.7M -5% 220k 35.07
Costco Wholesale Corporation (COST) 0.9 $7.0M -12% 19k 376.79
Fidelity Comwlth Tr Ndq Cp Idx Trk (ONEQ) 0.9 $7.0M 14k 501.64
Duke Energy Corp Com New (DUK) 0.9 $7.0M 77k 91.56
Spdr Index Shs Fds S&p Emktsc Etf (EWX) 0.9 $6.9M -17% 134k 51.63
Bristol Myers Squibb (BMY) 0.9 $6.8M 109k 62.03
UnitedHealth (UNH) 0.9 $6.7M -9% 19k 350.65
Spdr Ser Tr BLMBRG BRC CNVRT (CWB) 0.9 $6.7M -4% 81k 82.78
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.8 $6.6M +23% 128k 51.47
Enterprise Products Partners (EPD) 0.8 $6.4M 327k 19.59
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.8 $6.3M +2% 115k 54.82
Pfizer (PFE) 0.8 $6.2M 169k 36.81
At&t (T) 0.8 $6.1M -20% 214k 28.76
Dominion Resources (D) 0.8 $6.0M 79k 75.20
Boeing Company (BA) 0.7 $5.7M -20% 27k 214.07
Paypal Holdings (PYPL) 0.7 $5.6M -12% 24k 234.21
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.7 $5.6M 275k 20.19
Magellan Midstream Prtnrs Com Unit Rp Lp (MMP) 0.7 $5.5M 131k 42.44
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.7 $5.2M -2% 17k 305.79
Alphabet Cap Stk Cl C (GOOG) 0.6 $4.8M -21% 2.8k 1751.99
Spdr Gold Tr Gold Shs (GLD) 0.6 $4.7M -6% 26k 178.37
Exxon Mobil Corporation (XOM) 0.6 $4.5M -33% 109k 41.22
Pepsi (PEP) 0.6 $4.3M 29k 148.29
Janus Detroit Str Tr Hendrsn Shrt Etf (VNLA) 0.5 $4.1M NEW 82k 50.47
Twilio Cl A (TWLO) 0.5 $4.0M +4% 12k 338.52
Software Acquisitn Grup Com Cl A (SAII) 0.5 $4.0M NEW 563k 7.08
Solar Senior Capital (SUNS) 0.5 $3.8M 264k 14.46
Nike CL B (NKE) 0.5 $3.7M 26k 141.46
Alibaba Group Hldg Sponsored Ads (BABA) 0.5 $3.7M 16k 232.70
Shopify Cl A (SHOP) 0.5 $3.7M -12% 3.3k 1131.88
JPMorgan Chase & Co. (JPM) 0.5 $3.6M -26% 29k 127.06
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $3.6M -13% 16k 231.85
Procter & Gamble Company (PG) 0.4 $3.5M 25k 139.15
Cisco Systems (CSCO) 0.4 $3.4M -23% 76k 44.75
Blackrock Core Bd Tr Shs Ben Int (BHK) 0.4 $3.4M +110% 209k 16.30
Select Sector Spdr Tr Technology (XLK) 0.4 $3.4M -10% 26k 130.02
Janus Detroit Str Tr Henderson Mtg (JMBS) 0.4 $3.2M 60k 53.46
CSX Corporation (CSX) 0.4 $3.2M +2% 35k 90.76
Target Corporation (TGT) 0.4 $3.2M +11% 18k 176.50
3M Company (MMM) 0.4 $3.2M -33% 18k 174.80
Adobe Systems Incorporated (ADBE) 0.4 $3.2M +4% 6.4k 500.08
The Trade Desk Com Cl A (TTD) 0.4 $3.1M -19% 3.9k 801.12
Tesla Motors (TSLA) 0.4 $3.0M -50% 4.3k 705.58
Pennantpark Floating Rate Capi (PFLT) 0.4 $3.0M -3% 283k 10.53
Energy Transfer Com Ut Ltd Ptn (ET) 0.4 $3.0M -45% 478k 6.18
NVIDIA Corporation (NVDA) 0.4 $2.9M -45% 5.6k 522.20
Lockheed Martin Corporation (LMT) 0.4 $2.9M -14% 8.2k 354.96
Ishares Tr Blackrock Ultra (ICSH) 0.4 $2.9M +3% 57k 50.52
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.4 $2.9M 18k 160.80
Amgen (AMGN) 0.4 $2.8M -12% 12k 229.90
Enbridge (ENB) 0.4 $2.8M 86k 31.99
Peak (PEAK) 0.4 $2.7M 91k 30.23
Aspira Womens Health (AWH) 0.3 $2.7M NEW 402k 6.71
Broadcom (AVGO) 0.3 $2.7M -12% 6.2k 437.82
Sonos (SONO) 0.3 $2.6M 112k 23.39
Johnson & Johnson (JNJ) 0.3 $2.4M +3% 15k 157.36
First Tr Exchange-traded Risng Divd Achiv (RDVY) 0.3 $2.4M +143% 60k 39.93
Uber Technologies (UBER) 0.3 $2.3M +6% 46k 50.99
John Hancock Pref. Income Fund II (HPF) 0.3 $2.3M -9% 122k 19.01
Martin Marietta Materials (MLM) 0.3 $2.3M 8.0k 283.98
CVS Caremark Corporation (CVS) 0.3 $2.2M NEW 32k 68.30
Nuveen Quality Pref. Inc. Fund II (JPS) 0.3 $2.2M -2% 227k 9.73
Eli Lilly & Co. (LLY) 0.3 $2.2M 13k 168.82
Cohen & Steers Ltd Dur Pfd I (LDP) 0.3 $2.1M 79k 26.60
American Water Works (AWK) 0.3 $2.0M 13k 153.50
salesforce (CRM) 0.3 $2.0M +21% 9.0k 222.53
First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) 0.3 $2.0M -7% 45k 44.38
Blackrock Science & Tech Tr Shs Ben Int (BSTZ) 0.3 $2.0M -15% 55k 36.37
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 0.3 $2.0M -17% 16k 127.55
Sempra Energy (SRE) 0.3 $2.0M -5% 16k 127.40
Sprott Physical Gold Tr Unit (PHYS) 0.3 $2.0M -5% 130k 15.09
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.3 $2.0M +107% 22k 88.54
Starwood Property Trust (STWD) 0.2 $1.9M -51% 99k 19.30
Ark Etf Tr Innovation Etf (ARKK) 0.2 $1.8M +231% 15k 124.46
Coca-Cola Company (KO) 0.2 $1.8M +3% 32k 54.85
Advanced Micro Devices (AMD) 0.2 $1.7M +112% 19k 91.72
Comcast Corp Cl A (CMCSA) 0.2 $1.7M -5% 33k 52.39
Ishares Tr Rus 2000 Grw Etf (IWO) 0.2 $1.7M 6.0k 286.78
Walt Disney Company (DIS) 0.2 $1.7M 9.3k 181.13
Peloton Interactive Cl A Com (PTON) 0.2 $1.7M NEW 11k 151.76
First Tr Exchange-traded Dj Internt Idx (FDN) 0.2 $1.6M +8% 7.8k 212.25
Amphenol Corp Cl A (APH) 0.2 $1.6M -6% 13k 130.81
Norfolk Southern (NSC) 0.2 $1.6M 6.8k 237.63
Sba Communications Corp Cl A (SBAC) 0.2 $1.6M 5.7k 282.16
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.2 $1.6M +4% 3.7k 419.93
Fastly Cl A (FSLY) 0.2 $1.5M +255% 18k 87.37
Ssga Active Etf Tr Spdr Tr Tactic (TOTL) 0.2 $1.5M 30k 49.27
Twitter (TWTR) 0.2 $1.5M +59% 27k 54.17
Solar Cap (SLRC) 0.2 $1.4M 82k 17.51
Global Payments (GPN) 0.2 $1.4M 6.6k 215.35
Bce Com New (BCE) 0.2 $1.4M 33k 42.79
Ares Capital Corporation (ARCC) 0.2 $1.4M -24% 84k 16.89
Pimco Dynamic Cr Income Com Shs (PCI) 0.2 $1.4M +40% 66k 21.20
Rocket Cos Com Cl A (RKT) 0.2 $1.4M NEW 69k 20.22
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.2 $1.4M -15% 11k 121.46
Ishares Tr Pfd And Incm Sec (PFF) 0.2 $1.4M +5% 35k 38.51
Spdr Ser Tr Prtflo S&p500 Hi (SPYD) 0.2 $1.3M -4% 40k 32.95
Alps Etf Tr Alerian Mlp (AMLP) 0.2 $1.3M +12% 50k 25.66
First Tr Exchange Traded Tech Alphadex (FXL) 0.2 $1.3M +21% 12k 111.78
Palantir Technologies Cl A (PLTR) 0.2 $1.3M NEW 54k 23.55
First Tr Exchng Traded Fd Vi Vest Us Deep (DAUG) 0.2 $1.3M 38k 33.12
Vanguard World Fds Health Car Etf (VHT) 0.2 $1.3M +19% 5.7k 223.73
Ecolab (ECL) 0.2 $1.3M 5.8k 216.28
First Tr Exchng Traded Fd Vi Tcw Opportunis (FIXD) 0.2 $1.3M +13% 23k 54.72
MercadoLibre (MELI) 0.2 $1.2M +25% 734.00 1675.75
Blackrock Mun Income Tr Sh Ben Int (BFK) 0.2 $1.2M 79k 15.47
Invesco Exchange Traded Fd T Hig Yld Eq Div (PEY) 0.2 $1.2M -17% 70k 17.38
First Tr Exchange-traded Nas Clnedg Green (QCLN) 0.2 $1.2M NEW 17k 70.26
Abbott Laboratories (ABT) 0.2 $1.2M -45% 11k 109.54
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.2 $1.2M +13% 12k 102.06
Svmk Inc ordinary shares 0.1 $1.2M 45k 25.56
Etsy (ETSY) 0.1 $1.1M +21% 6.4k 177.95
Kimberly-Clark Corporation (KMB) 0.1 $1.1M 8.3k 134.80
Bank of America Corporation (BAC) 0.1 $1.1M -24% 37k 30.32
First Tr Exchng Traded Fd Vi Alt Abslt Strg (FAAR) 0.1 $1.1M NEW 41k 27.29
Chevron Corporation (CVX) 0.1 $1.1M -12% 13k 84.46
First Tr Sr Floating Rate 20 Com Shs (FIV) 0.1 $1.1M +43% 120k 8.99
Element Solutions (ESI) 0.1 $1.1M 60k 17.73
Dover Corporation (DOV) 0.1 $1.0M 8.3k 126.31
Select Sector Spdr Tr Sbi Int-finl (XLF) 0.1 $1.0M -10% 35k 29.49
Elastic N V Ord Shs (ESTC) 0.1 $1.0M -6% 7.1k 146.10
First Tr High Yield Opprt 20 (FTHY) 0.1 $1.0M +4% 51k 20.31
Netflix (NFLX) 0.1 $1.0M -31% 1.8k 540.83
Starbucks Corporation (SBUX) 0.1 $991k -4% 9.3k 106.96
First Tr Exchange-traded First Tr Ta Hiyl (HYLS) 0.1 $987k +289% 20k 48.73
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $962k 2.7k 362.88
First Tr Exchange Traded Intl Equity Opp (FPXI) 0.1 $940k NEW 14k 68.79
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 0.1 $939k -25% 62k 15.27
FedEx Corporation (FDX) 0.1 $934k -39% 3.6k 259.52
Innovator Etfs Tr S&p 500 Pwr Bu (PAPR) 0.1 $916k -38% 34k 27.29
Invesco Exch Traded Fd Tr Ii Calif Amt Mun (PWZ) 0.1 $894k -2% 57k 15.65
Invesco Exch Traded Fd Tr Ii Gbl Srt Trm Hy (PGHY) 0.1 $884k 40k 22.21
SYSCO Corporation (SYY) 0.1 $878k +5% 12k 74.28
BlackRock Municipal Income Trust II (BLE) 0.1 $854k +3% 55k 15.42
Raytheon Technologies Corp (RTX) 0.1 $851k -44% 12k 71.48
First Tr Exch Traded Fd Iii Instl Pfd Secs (FPEI) 0.1 $847k 42k 20.39
Tc Pipelines Ut Com Ltd Prt 0.1 $806k 27k 29.43
Nuveen Municipal Credit Com Sh Ben Int (NZF) 0.1 $801k 50k 16.11
Calamos Strategic Totl Retn Com Sh Ben Int (CSQ) 0.1 $775k +15% 49k 15.80
Tekla Healthcare Invs Sh Ben Int (HQH) 0.1 $759k -74% 32k 23.84
Nushares Etf Tr Nuveen Esg Smlcp (NUSC) 0.1 $757k NEW 20k 38.35
Vanguard World Fds Inf Tech Etf (VGT) 0.1 $755k -41% 2.1k 353.80
American Express Company (AXP) 0.1 $750k +12% 6.2k 120.85
Kinder Morgan (KMI) 0.1 $744k -65% 54k 13.67
Hp (HPQ) 0.1 $739k -10% 30k 24.60
Intuitive Surgical Com New (ISRG) 0.1 $734k -7% 897.00 818.28
Flexshares Tr Discp Dur Mbs (MBSD) 0.1 $715k +2% 30k 24.05
O'reilly Automotive (ORLY) 0.1 $710k +39% 1.6k 452.52
Ishares Tr 0-5yr Invt Gr Cp (SLQD) 0.1 $709k 14k 52.22
Annaly Capital Management (NLY) 0.1 $696k +234% 82k 8.45
Eaton Corp SHS (ETN) 0.1 $682k -30% 5.7k 120.22
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.1 $669k +12% 6.9k 97.17
Healthcare Realty Trust Incorporated (HR) 0.1 $667k 23k 29.60
Invesco Exchange Traded Fd T Dwa Staples (PSL) 0.1 $665k 7.7k 86.66
SVB Financial (SIVB) 0.1 $663k -3% 1.7k 387.95
Goldman Sachs (GS) 0.1 $659k +36% 2.5k 263.60
Ishares Core Msci Emkt (IEMG) 0.1 $653k +10% 11k 62.05
Vanguard World Fds Utilities Etf (VPU) 0.1 $634k +13% 4.6k 137.29
Nuveen Cr Opportunities 2022 (JCO) 0.1 $619k -7% 77k 8.04
Vaneck Vectors Etf Tr Semiconductor Et (SMH) 0.1 $615k -5% 2.8k 218.39
Texas Instruments Incorporated (TXN) 0.1 $599k 3.7k 164.06
Teladoc (TDOC) 0.1 $592k -45% 3.0k 199.80
Flexshares Tr Ready Acc Vari (RAVI) 0.1 $592k +9% 7.8k 76.28
Lemonade (LMND) 0.1 $588k NEW 4.8k 122.53
Spotify Technology S A SHS (SPOT) 0.1 $577k -3% 1.8k 314.44
ConocoPhillips (COP) 0.1 $575k -34% 14k 40.01
Medtronic SHS (MDT) 0.1 $573k -4% 4.9k 117.08
Crowdstrike Hldgs Cl A (CRWD) 0.1 $565k -39% 2.7k 212.01
Blackrock Munivest Fund II (MVT) 0.1 $562k 38k 14.87
4068594 Enphase Energy (ENPH) 0.1 $552k +21% 3.1k 175.52
General Motors Company (GM) 0.1 $547k +53% 13k 41.68
Mongodb Cl A (MDB) 0.1 $547k -12% 1.5k 358.92
Invesco Exchange Traded Fd T Cleantech Etf (ERTH) 0.1 $530k 7.6k 70.19
Ishares Tr Core Msci Eafe (IEFA) 0.1 $512k +14% 7.4k 69.11
Altria (MO) 0.1 $510k -19% 12k 41.03
Chubb (CB) 0.1 $505k -46% 3.3k 153.82
Apollo Sr Floating Rate Fd I (AFT) 0.1 $503k 35k 14.40
Magnite Ord (MGNI) 0.1 $501k NEW 16k 30.69
Northrop Grumman Corporation (NOC) 0.1 $494k -5% 1.6k 304.75
Servicenow (NOW) 0.1 $494k +23% 897.00 550.72
Etfis Ser Tr I Virtus Infrcap (PFFA) 0.1 $489k -40% 22k 22.01
American Centy Etf Tr Focused Dynamic (FDG) 0.1 $489k +13% 6.6k 74.42
Phillips 66 (PSX) 0.1 $485k 6.9k 69.98
Union Pacific Corporation (UNP) 0.1 $484k 2.3k 208.35
Blackstone Group Com Cl A (BX) 0.1 $483k -69% 7.5k 64.83
First Tr Exch Traded Fd Iii Managd Mun Etf (FMB) 0.1 $479k +11% 8.4k 56.79
Roku Com Cl A (ROKU) 0.1 $463k -52% 1.4k 332.38
Snap Cl A (SNAP) 0.1 $463k -86% 9.2k 50.11
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $458k -3% 36k 12.81
Allianzgi Artificial 0.1 $456k -5% 17k 26.36
Iron Mountain (IRM) 0.1 $455k +41% 15k 29.47
Ark Etf Tr Next Gnrtn Inter (ARKW) 0.1 $452k 3.1k 146.52
Ishares Tr Core Div Grwth (DGRO) 0.1 $452k NEW 10k 44.78
Beyond Meat (BYND) 0.1 $449k -29% 3.6k 125.07
Glaxosmithkline Sponsored Adr (GSK) 0.1 $442k -30% 12k 36.80
Graniteshares Gold Tr Shs Ben Int (BAR) 0.1 $442k -22% 23k 18.90
Pimco Etf Tr 0-5 High Yield (HYS) 0.1 $440k 4.5k 98.26
Healthcare Services Acqu Cor Unit 11/18/2023 (HCARU) 0.1 $438k NEW 43k 10.22
Select Sector Spdr Tr Sbi Cons Stpls (XLP) 0.1 $429k -23% 6.4k 67.40
Eaton Vance Corp Com Non Vtg 0.1 $428k 6.3k 67.94
Targa Res Corp (TRGP) 0.1 $427k -72% 16k 26.41
Gw Pharmaceuticals Ads 0.1 $426k +29% 3.7k 115.48
Consolidated Tomoka Ld Co Com cs 0.1 $425k NEW 10k 42.20
First Tr Exchange Traded Indls Prod Dur (FXR) 0.1 $424k NEW 8.4k 50.21
Innovator Etfs Tr S&p 500 Pwretf (POCT) 0.1 $423k -4% 15k 27.81
Invesco Exch Traded Fd Tr Ii S&p Ultra Divide (RDIV) 0.1 $423k NEW 13k 33.84
BlackRock (BLK) 0.1 $422k -44% 585.00 721.37
Spdr Index Shs Fds Glb Nat Resrce (GNR) 0.1 $420k -25% 9.9k 42.36
Coupa Software (COUP) 0.1 $420k -11% 1.2k 338.98
Innovator Etfs Tr Ii S&p Invstmnt Grd (EPRF) 0.1 $414k NEW 17k 24.74
Cloudflare Cl A Com (NET) 0.1 $414k NEW 5.4k 75.98
Pinterest Cl A (PINS) 0.1 $410k NEW 6.2k 65.95
Vanguard Index Fds Growth Etf (VUG) 0.1 $408k 1.6k 253.10
Jd.com Spon Adr Cl A (JD) 0.1 $408k 4.6k 87.93
First Tr Exchange Traded Indxx Nextg Etf (NXTG) 0.1 $406k NEW 5.9k 69.15
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $402k -25% 27k 15.17
Slack Technologies Com Cl A (WORK) 0.1 $388k -73% 9.2k 42.29
Ventas (VTR) 0.0 $387k -27% 7.9k 49.04
Tortoise Midstream Energy M (NTG) 0.0 $386k 19k 20.59
Ishares Tr Core S&p500 Etf (IVV) 0.0 $384k 1.0k 375.00
Vanguard Whitehall Fds High Div Yld (VYM) 0.0 $381k 4.2k 91.59
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) 0.0 $369k -9% 10k 36.00
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $359k 5.9k 61.09
MPLX Com Unit Rep Ltd (MPLX) 0.0 $359k -87% 17k 21.62
Ishares Silver Tr Ishares (SLV) 0.0 $359k +23% 15k 24.59
First Tr Exch Traded Fd Iii Lng/sht Equity (FTLS) 0.0 $355k 8.1k 43.65
Marvell Technology Group Ord 0.0 $355k -11% 7.5k 47.59
First Tr Exchng Traded Fd Vi Cboe Eqt Bufer (FNOV) 0.0 $352k 10k 35.20
Arrowhead Pharmaceuticals (ARWR) 0.0 $345k NEW 4.5k 76.67
Vanguard Scottsdale Fds Vng Rus1000grw (VONG) 0.0 $344k 1.4k 247.48
Solaredge Technologies (SEDG) 0.0 $339k NEW 1.1k 319.21
Laboratory Corp Amer Hldgs Com New (LH) 0.0 $338k -9% 1.7k 203.61
Pacer Fds Tr Trendp Us Lar Cp (PTLC) 0.0 $338k 10k 32.71
Nuveen Calif Select Tax Free Sh Ben Int (NXC) 0.0 $332k -26% 21k 16.14
Ishares Tr Faln Angls Usd (FALN) 0.0 $331k NEW 11k 29.39
Gaming & Leisure Pptys (GLPI) 0.0 $331k -25% 7.8k 42.45
Constellation Brands Cl A (STZ) 0.0 $329k -14% 1.5k 219.19
Dcp Midstream Com Ut Ltd Ptn (DCP) 0.0 $326k -3% 18k 18.51
Carrier Global Corporation (CARR) 0.0 $326k +2% 8.6k 37.71
Mondelez Intl Cl A (MDLZ) 0.0 $323k -34% 5.5k 58.55
Sea Sponsord Ads (SE) 0.0 $321k -12% 1.6k 199.13
Covetrus (CVET) 0.0 $320k -15% 11k 28.71
Oracle Corporation (ORCL) 0.0 $320k -56% 4.9k 64.70
Moderna (MRNA) 0.0 $314k -60% 3.0k 104.35
Air Products & Chemicals (APD) 0.0 $312k -29% 1.1k 273.44
Draftkings Com Cl A (DKNG) 0.0 $310k NEW 6.7k 46.52
Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX) 0.0 $300k NEW 12k 26.05
Proshares Tr S&p 500 Dv Arist (NOBL) 0.0 $294k -61% 3.7k 79.91
Archer Daniels Midland Company (ADM) 0.0 $287k -3% 5.7k 50.37
Crispr Therapeutics Namen Akt (CRSP) 0.0 $283k NEW 1.9k 152.97
Advisorshares Tr Dorsy Shrt Etf (DWSH) 0.0 $276k -8% 24k 11.41
American Airls (AAL) 0.0 $276k NEW 18k 15.74
Nuveen Build Amer Bd (NBB) 0.0 $273k -14% 12k 23.78
Asml Holding N V N Y Registry Shs (ASML) 0.0 $272k 558.00 487.46
Accenture Plc Ireland Shs Class A (ACN) 0.0 $271k -45% 1.0k 261.08
Nustar Energy Unit Com (NS) 0.0 $270k -9% 19k 14.41
Astrazeneca Sponsored Adr (AZN) 0.0 $269k -15% 5.4k 49.96
Invesco Bldrs Index Fds Tr Emgring Mkts50 (ADRE) 0.0 $268k NEW 4.8k 56.37
First Tr Exchng Traded Fd Vi Cboe Eqt Dep Nov (DNOV) 0.0 $265k -49% 8.0k 33.26
Indexiq Etf Tr Hdg Eve Driv (QED) 0.0 $265k 11k 23.41
Nuveen Calif Municpal Valu F 0.0 $265k -26% 17k 15.42
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $264k 1.1k 229.97
Novartis Sponsored Adr (NVS) 0.0 $263k -2% 2.8k 94.37
Intellicheck Com New (IDN) 0.0 $262k -39% 23k 11.39
Axon Enterprise (AXON) 0.0 $260k NEW 2.1k 122.35
Becton, Dickinson and (BDX) 0.0 $255k -12% 1.0k 250.49
Vanguard Scottsdale Fds Vng Rus2000grw (VTWG) 0.0 $253k NEW 1.2k 208.57
Amplify Etf Tr Onlin Retl Etf (IBUY) 0.0 $249k -39% 2.2k 114.54
BRT Realty Trust (BRT) 0.0 $248k 59k 4.20
Baxter International (BAX) 0.0 $247k -35% 3.1k 80.35
Agnc Invt Corp Com reit (AGNC) 0.0 $246k NEW 16k 15.60
Spdr Ser Tr Hlth Care Svcs (XHS) 0.0 $246k NEW 2.5k 96.77
Select Sector Spdr Tr Communication (XLC) 0.0 $244k -42% 3.6k 67.57
Blackrock Muniyield Quality Fund (MQY) 0.0 $244k -6% 15k 16.50
Invesco Exch Trd Slf Idx Bulshs 2023 Hy (BSJN) 0.0 $243k -44% 9.6k 25.42
Main Street Capital Corporation (MAIN) 0.0 $242k -69% 7.5k 32.29
Invesco Actively Managed Etf Ultra Shrt Dur (GSY) 0.0 $242k -56% 4.8k 50.52
Ark Etf Tr Fintech Innova (ARKF) 0.0 $240k NEW 4.8k 49.71
Ishares Tr Msci Usa Qlt Fct (QUAL) 0.0 $236k NEW 2.0k 116.26
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $236k -68% 15k 15.38
Marriott Intl Cl A (MAR) 0.0 $234k NEW 1.8k 131.83
Chewy Cl A (CHWY) 0.0 $233k -31% 2.6k 89.82
Ishares Tr Core S&p Scp Etf (IJR) 0.0 $231k NEW 2.5k 91.81
Blueprint Medicines (BPMC) 0.0 $231k NEW 2.1k 112.14
Allstate Corporation (ALL) 0.0 $231k NEW 2.1k 109.90
Equinix (EQIX) 0.0 $230k +6% 322.00 714.29
Oneok (OKE) 0.0 $230k NEW 6.0k 38.40
Pacer Fds Tr Bnchmrk Infra (SRVR) 0.0 $227k -17% 6.3k 35.91
Ishares Tr Msci Usa Mmentm (MTUM) 0.0 $227k -27% 1.4k 161.57
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $225k -17% 18k 12.83
Global Med Reit Com New (GMRE) 0.0 $225k -76% 17k 13.09
Lyft Cl A Com (LYFT) 0.0 $224k NEW 4.6k 49.22
Telos Corp Md (TLS) 0.0 $224k NEW 6.8k 32.94
Spdr Ser Tr S&p Divid Etf (SDY) 0.0 $224k -55% 2.1k 105.76
Global X Fds Lithium Btry Etf (LIT) 0.0 $224k NEW 3.6k 61.79
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 0.0 $224k -71% 4.4k 50.87
Invesco High Income 2024 Tar cmn (IHTA) 0.0 $223k +2% 26k 8.71
Applied Materials (AMAT) 0.0 $223k NEW 2.6k 86.43
Physicians Realty Trust (DOC) 0.0 $223k -29% 13k 17.83
Pool Corporation (POOL) 0.0 $221k NEW 593.00 372.68
Invesco Exchange Traded Fd T Wilderhil Clan (PBW) 0.0 $217k NEW 2.1k 103.33
Epam Systems (EPAM) 0.0 $215k NEW 600.00 358.33
Pimco Etf Tr Inter Mun Bd Act (MUNI) 0.0 $210k -74% 3.7k 56.76
Autodesk (ADSK) 0.0 $210k NEW 687.00 305.68
Ishares Tr Core High Dv Etf (HDV) 0.0 $210k NEW 2.4k 87.72
Invesco Exchange Traded Fd T Water Res Etf (PHO) 0.0 $205k NEW 4.4k 46.53
Fidelity National Information Services (FIS) 0.0 $205k -3% 1.4k 141.57
Farfetch Ord Sh Cl A (FTCH) 0.0 $204k NEW 3.2k 63.69
Pacer Fds Tr Trendpilot Us Bd (PTBD) 0.0 $202k NEW 7.3k 27.52
Alta Equipment Group Common Stock (ALTG) 0.0 $201k +24% 20k 9.88
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 0.0 $200k -35% 3.6k 56.13
Goldman Sachs Mlp Energy Renai Com cef (GER) 0.0 $198k -11% 26k 7.62
Suro Capital Corp Com New (SSSS) 0.0 $189k -4% 14k 13.12
Rivernorth Doubleline Strate (OPP) 0.0 $179k NEW 13k 14.32
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $178k 20k 8.79
Apollo Tactical Income Fd In (AIF) 0.0 $177k 12k 14.48
Range Resources (RRC) 0.0 $176k -3% 26k 6.70
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $175k NEW 14k 12.54
Nuveen Insd Dividend Advantage (NVG) 0.0 $171k NEW 10k 16.73
Plains Gp Hldgs Ltd Partnr Int A (PAGP) 0.0 $169k -60% 20k 8.45
BlackRock MuniVest Fund (MVF) 0.0 $168k -11% 18k 9.17
Allianzgi Conv & Inc Fd taxable cef 0.0 $166k NEW 29k 5.72
Scorpio Tankers SHS (STNG) 0.0 $161k -5% 14k 11.22
Nuveen High Income November (JHB) 0.0 $161k -84% 18k 9.21
Allianzgi Nfj Divid Int Prem S cefs 0.0 $158k -20% 12k 13.43
Plains All Amern Pipeline L Unit Ltd Partn (PAA) 0.0 $156k -10% 19k 8.23
Apollo Invt Corp Com New (AINV) 0.0 $156k NEW 15k 10.66
Invesco Advantage Mun Income Sh Ben Int (VKI) 0.0 $148k NEW 13k 11.38
Nuveen High Income 2023 (JHAA) 0.0 $143k 15k 9.56
Kimbell Rty Partners Unit (KRP) 0.0 $138k -27% 18k 7.89
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.0 $133k NEW 16k 8.31
Nuveen Diversified Dividend & Income (JDD) 0.0 $127k NEW 15k 8.79
Bny Mellon Alcentra Global Cr (DCF) 0.0 $123k -3% 14k 8.52
Gabelli Equity Trust (GAB) 0.0 $121k +50% 19k 6.28
Euronav Nv SHS (EURN) 0.0 $120k 15k 8.00
Service Pptys Tr Com Sh Ben Int (SVC) 0.0 $119k -62% 10k 11.52
Consonance Hfw Acquisition C Unit 99/99/9999 (CHFW.U) 0.0 $115k NEW 11k 10.45
Navios Maritime Partners Com Unit Lpi (NMM) 0.0 $112k NEW 10k 11.20
Software Acquisitn Grup Unit 99/99/9999 (SAIIU) 0.0 $107k NEW 10k 10.70
Churchill Capital Corp V Unit 99/99/9999 (CCV.U) 0.0 $105k NEW 10k 10.50
First Trust New Opportunities (FPL) 0.0 $102k NEW 24k 4.25
Alliance Resource Partners L Ut Ltd Part (ARLP) 0.0 $90k +100% 20k 4.50
Tuscan Hldgs Corp *w Exp 04/01/202 (THCBW) 0.0 $90k NEW 19k 4.74
Flex Lng SHS (FLNG) 0.0 $88k NEW 10k 8.80
Nuveen Emerging Mkts Debt 20 (JEMD) 0.0 $85k NEW 11k 7.45
Costamare SHS (CMRE) 0.0 $83k NEW 10k 8.30
Capital Product Partners Partnershp Units (CPLP) 0.0 $81k NEW 10k 8.10
Amarin Corp Spons Adr New (AMRN) 0.0 $79k -40% 16k 4.86
Sfl Corporation SHS (SFL) 0.0 $63k NEW 10k 6.30
Frontline Shs New (FRO) 0.0 $62k -61% 10k 6.20
Mustang Bio (MBIO) 0.0 $47k NEW 12k 3.79
Hall Of Fame Resort & Entmt (HOFV) 0.0 $45k NEW 37k 1.23
Summit Wireless Tech Com New (WISA) 0.0 $41k NEW 12k 3.57
J Jill Group (JILL) 0.0 $37k NEW 10k 3.70
Anixa Biosciences (ANIX) 0.0 $37k NEW 12k 3.08
Ion Acquisition Corp 1 *w Exp 10/05/202 0.0 $36k NEW 10k 3.60
Smart Sand (SND) 0.0 $34k 20k 1.70
Ajax I *w Exp 10/27/202 (AJAX.WS) 0.0 $33k NEW 10k 3.30
180 Degree Cap 0.0 $22k 10k 2.20
Therapeuticsmd (TXMD) 0.0 $21k -64% 18k 1.18
Hallador Energy (HNRG) 0.0 $15k -65% 10k 1.50
AVINO SILVER & GOLD Mines Lt (ASM) 0.0 $13k 10k 1.30

Past Filings by B. Riley Wealth Management

SEC 13F filings are viewable for B. Riley Wealth Management going back to 2014

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