Wunderlich Securities

B. Riley Wealth Management as of Dec. 31, 2018

Portfolio Holdings for B. Riley Wealth Management

B. Riley Wealth Management holds 348 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 5.8 $28M 361k 77.94
Vanguard Growth ETF (VUG) 4.2 $20M 149k 134.33
Vanguard Value ETF (VTV) 4.2 $20M 204k 98.04
ProShares Credit Suisse 130/30 (CSM) 2.2 $10M 171k 60.62
Vanguard Intermediate-Term Bond ETF (BIV) 2.1 $10M 124k 81.29
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.0 $9.8M 97k 100.94
Apple (AAPL) 2.0 $9.6M 61k 157.73
Amazon (AMZN) 1.9 $9.0M 6.0k 1503.82
Wisdomtree Tr bofa merlyn ze (HYZD) 1.9 $8.9M 398k 22.42
Vanguard Large-Cap ETF (VV) 1.8 $8.4M 73k 114.86
iShares MSCI EAFE Index Fund (EFA) 1.6 $7.6M 130k 58.78
Spdr S&p 500 Etf (SPY) 1.6 $7.5M 30k 249.94
Microsoft Corporation (MSFT) 1.4 $6.9M 68k 101.57
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 1.4 $6.8M 215k 31.71
iShares Russell Midcap Index Fund (IWR) 1.4 $6.8M 145k 46.48
Invesco Qqq Trust Series 1 (QQQ) 1.3 $6.1M 39k 154.30
Vanguard REIT ETF (VNQ) 1.2 $5.8M 78k 74.57
SPDR S&P Emerging Markets Small Cap (EWX) 1.2 $5.6M 137k 40.97
SPDR Dow Jones Industrial Average ETF (DIA) 1.1 $5.3M 23k 233.19
Chevron Corporation (CVX) 1.1 $5.1M 47k 108.80
iShares MSCI EAFE Growth Index (EFG) 1.1 $5.1M 73k 69.07
iShares S&P 500 Index (IVV) 0.9 $4.5M 18k 251.63
iShares Russell Midcap Growth Idx. (IWP) 0.9 $4.3M 38k 113.70
Illinois Tool Works (ITW) 0.9 $4.3M 3.6k 1200.00
Solar Senior Capital 0.9 $4.2M 277k 15.12
Invesco S&p 500 Equal Weight Etf (RSP) 0.8 $4.1M 45k 91.40
Facebook Inc cl a (META) 0.8 $4.0M 30k 130.98
Visa (V) 0.8 $3.8M 29k 131.94
Vanguard Small-Cap Growth ETF (VBK) 0.8 $3.7M 25k 150.59
Alphabet Inc Class A cs (GOOGL) 0.8 $3.6M 3.5k 1044.89
Verizon Communications (VZ) 0.7 $3.6M 63k 56.22
Vanguard Mid-Cap ETF (VO) 0.7 $3.6M 26k 138.19
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $3.6M 43k 82.86
Johnson & Johnson (JNJ) 0.7 $3.5M 27k 129.06
Vanguard Europe Pacific ETF (VEA) 0.7 $3.4M 91k 37.10
Honeywell International (HON) 0.7 $3.3M 25k 132.13
Ishares Tr rus200 grw idx (IWY) 0.7 $3.1M 43k 71.75
Vanguard Total Stock Market ETF (VTI) 0.6 $3.1M 24k 127.63
Vanguard Emerging Markets ETF (VWO) 0.6 $3.0M 80k 38.10
Vanguard Small-Cap ETF (VB) 0.6 $2.8M 22k 131.99
Wal-Mart Stores (WMT) 0.6 $2.7M 29k 93.15
Home Depot (HD) 0.6 $2.7M 16k 171.81
PennantPark Investment (PNNT) 0.6 $2.7M 419k 6.37
Pimco Exch Traded Fund (LDUR) 0.5 $2.5M 25k 98.76
J P Morgan Exchange Traded F ultra shrt (JPST) 0.5 $2.5M 50k 50.13
Intel Corporation (INTC) 0.5 $2.5M 53k 46.00
iShares Dow Jones Select Dividend (DVY) 0.5 $2.4M 27k 89.30
Bank of America Corporation (BAC) 0.5 $2.4M 96k 24.64
Thermo Fisher Scientific (TMO) 0.5 $2.3M 10k 223.83
Enterprise Products Partners (EPD) 0.5 $2.2M 90k 24.59
Pennantpark Floating Rate Capi (PFLT) 0.5 $2.2M 192k 11.57
Union Pacific Corporation (UNP) 0.4 $2.1M 15k 138.20
Schlumberger (SLB) 0.4 $2.1M 57k 36.36
SPDR S&P MidCap 400 ETF (MDY) 0.4 $2.1M 6.8k 302.64
Docusign (DOCU) 0.4 $2.1M 52k 40.08
Republic Services (RSG) 0.4 $2.0M 28k 72.07
WisdomTree DEFA (DWM) 0.4 $2.0M 43k 46.61
Vanguard Small-Cap Value ETF (VBR) 0.4 $1.8M 16k 114.08
Invesco Actively Managd Etf Ultra Shrt Dur etf/fixed income (GSY) 0.4 $1.8M 37k 50.06
Churchill Cap Corp Com Cl A 0.4 $1.8M 190k 9.55
Pfizer (PFE) 0.4 $1.8M 41k 43.64
Nike (NKE) 0.4 $1.8M 24k 74.14
Roper Industries (ROP) 0.4 $1.8M 6.8k 266.48
UnitedHealth (UNH) 0.4 $1.8M 7.1k 249.04
iShares Russell 1000 Growth Index (IWF) 0.4 $1.7M 13k 130.88
Ishares Tr fltg rate nt (FLOT) 0.4 $1.7M 34k 50.35
Broadcom (AVGO) 0.3 $1.6M 6.4k 254.32
JPMorgan Chase & Co. (JPM) 0.3 $1.6M 16k 97.62
Procter & Gamble Company (PG) 0.3 $1.5M 17k 90.91
iShares Russell Midcap Value Index (IWS) 0.3 $1.6M 20k 76.35
Exxon Mobil Corporation (XOM) 0.3 $1.5M 22k 68.57
Amphenol Corporation (APH) 0.3 $1.5M 18k 81.01
Berkshire Hathaway (BRK.B) 0.3 $1.4M 7.0k 204.15
Vanguard Dividend Appreciation ETF (VIG) 0.3 $1.4M 15k 97.84
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.3 $1.5M 51k 28.71
Doubleline Income Solutions (DSL) 0.3 $1.4M 82k 17.33
Trinity Merger Corp 0.3 $1.4M 145k 9.99
Abbott Laboratories (ABT) 0.3 $1.4M 19k 72.37
Cisco Systems (CSCO) 0.3 $1.4M 32k 43.34
Merck & Co (MRK) 0.3 $1.4M 19k 76.43
Te Connectivity Ltd for (TEL) 0.3 $1.4M 19k 75.64
Gaming & Leisure Pptys (GLPI) 0.3 $1.4M 43k 32.31
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.3 $1.4M 52k 26.52
Alibaba Group Holding (BABA) 0.3 $1.4M 9.9k 137.09
U.S. Bancorp (USB) 0.3 $1.3M 28k 45.71
D First Tr Exchange-traded (FPE) 0.3 $1.3M 74k 17.94
At&t (T) 0.3 $1.3M 44k 28.55
Henry Schein (HSIC) 0.3 $1.3M 16k 78.54
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $1.3M 25k 51.64
Ishares Inc ctr wld minvl (ACWV) 0.3 $1.2M 15k 81.27
Hp (HPQ) 0.3 $1.3M 61k 20.47
Gordon Pointe Acquisition 0.3 $1.3M 125k 10.00
Health Care SPDR (XLV) 0.2 $1.2M 14k 86.52
iShares S&P 500 Value Index (IVE) 0.2 $1.2M 12k 101.12
Vanguard Malvern Fds strm infproidx (VTIP) 0.2 $1.2M 26k 47.91
Vanguard S&p 500 Etf idx (VOO) 0.2 $1.2M 5.2k 229.76
Ares Capital Corporation (ARCC) 0.2 $1.2M 74k 15.58
Cohen & Steers Ltd Dur Pfd I (LDP) 0.2 $1.2M 54k 21.81
Invesco Dwa Tactical Sector Rotation Etf etf 0.2 $1.2M 48k 24.59
Caterpillar (CAT) 0.2 $1.1M 8.8k 127.11
V.F. Corporation (VFC) 0.2 $1.1M 15k 71.37
Foot Locker (FL) 0.2 $1.1M 21k 53.18
iShares S&P 500 Growth Index (IVW) 0.2 $1.1M 7.4k 150.65
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $1.1M 21k 52.56
Targa Res Corp (TRGP) 0.2 $1.1M 19k 58.82
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.2 $1.1M 20k 54.79
Netflix (NFLX) 0.2 $1.1M 4.0k 267.71
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $1.1M 9.9k 109.06
Doubleline Total Etf etf (TOTL) 0.2 $1.1M 23k 47.38
Paypal Holdings (PYPL) 0.2 $1.0M 12k 84.05
Walt Disney Company (DIS) 0.2 $1.0M 9.1k 109.81
Altria (MO) 0.2 $1.0M 20k 50.00
Williams Companies (WMB) 0.2 $988k 45k 22.05
Ishares Inc core msci emkt (IEMG) 0.2 $1.0M 21k 47.15
Pimco Dynamic Credit Income other 0.2 $1.0M 48k 21.06
Snap-on Incorporated (SNA) 0.2 $979k 6.7k 145.25
iShares S&P SmallCap 600 Index (IJR) 0.2 $946k 14k 69.33
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $958k 20k 47.22
Nuveen High Income November 0.2 $967k 109k 8.90
Invesco Exchange Traded Fd Tr etf (PEY) 0.2 $982k 62k 15.85
Coca-Cola Company (KO) 0.2 $933k 20k 47.50
Lockheed Martin Corporation (LMT) 0.2 $920k 3.5k 261.81
stock 0.2 $929k 8.9k 104.89
Alphabet Inc Class C cs (GOOG) 0.2 $930k 899.00 1034.29
iShares MSCI Emerging Markets Indx (EEM) 0.2 $884k 23k 39.08
Costco Wholesale Corporation (COST) 0.2 $859k 4.2k 203.61
McDonald's Corporation (MCD) 0.2 $863k 4.9k 177.61
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $875k 7.8k 112.80
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $858k 25k 34.24
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.2 $874k 15k 58.46
Wisdomtree Trust wrld ex-us grwth (DNL) 0.2 $845k 17k 49.35
SPDR Gold Trust (GLD) 0.2 $818k 6.7k 121.31
salesforce (CRM) 0.2 $802k 5.9k 137.00
Technology SPDR (XLK) 0.2 $795k 13k 61.97
First Trust DJ Internet Index Fund (FDN) 0.2 $842k 7.2k 116.67
Vanguard European ETF (VGK) 0.2 $794k 16k 48.72
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $799k 7.7k 103.96
Raytheon Company 0.2 $767k 5.1k 150.54
International Business Machines (IBM) 0.2 $769k 5.8k 133.33
Industrial SPDR (XLI) 0.2 $775k 12k 64.40
iShares Morningstar Large Growth (ILCG) 0.2 $774k 4.9k 158.57
Ishares Tr usa min vo (USMV) 0.2 $768k 15k 52.38
Abbvie (ABBV) 0.2 $782k 8.5k 92.25
Dowdupont 0.2 $752k 15k 50.00
First Tr Exch Traded Fd Iii cmn (FPEI) 0.2 $770k 42k 18.25
Spdr Ser Tr 1 3 hgh yield (BIL) 0.2 $765k 8.4k 91.42
FedEx Corporation (FDX) 0.1 $718k 4.5k 161.35
Boeing Company (BA) 0.1 $722k 2.2k 322.61
Sprott Physical Gold Trust (PHYS) 0.1 $709k 69k 10.31
Vanguard Long Term Corporate Bond ETF (VCLT) 0.1 $702k 8.2k 85.14
Apollo Sr Floating Rate Fd I (AFT) 0.1 $713k 50k 14.39
Nuveen High Income Target Term 0.1 $703k 71k 9.86
Pgx etf (PGX) 0.1 $715k 53k 13.48
Pepsi (PEP) 0.1 $661k 4.6k 142.86
Energy Select Sector SPDR (XLE) 0.1 $685k 12k 57.38
iShares Russell 2000 Index (IWM) 0.1 $688k 5.1k 133.85
iShares S&P MidCap 400 Index (IJH) 0.1 $668k 4.0k 166.19
Consumer Discretionary SPDR (XLY) 0.1 $660k 6.7k 98.94
Kayne Anderson MLP Investment (KYN) 0.1 $650k 47k 13.77
Spdr Index Shs Fds s^p global nat res (GNR) 0.1 $693k 17k 41.24
First Trust Iv Enhanced Short (FTSM) 0.1 $688k 12k 59.83
Tpg Specialty Lending In conv 0.1 $665k 665k 1.00
Square Inc cl a (SQ) 0.1 $668k 12k 56.08
Total System Services 0.1 $607k 7.5k 81.30
NVIDIA Corporation (NVDA) 0.1 $614k 4.6k 133.54
BRT Realty Trust (BRT) 0.1 $648k 57k 11.45
Citigroup (C) 0.1 $608k 12k 52.07
Platform Specialty Prods Cor 0.1 $620k 60k 10.33
Nuveen High Income 2020 Targ 0.1 $613k 62k 9.92
Invesco Exchng Traded Fd Tr s&p midcp low (XMLV) 0.1 $623k 14k 44.40
iShares NASDAQ Biotechnology Index (IBB) 0.1 $564k 5.8k 96.51
Immunomedics 0.1 $564k 40k 14.27
Vanguard Pacific ETF (VPL) 0.1 $565k 9.3k 60.60
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $565k 10k 54.97
First Tr Exchange Traded Fd Vi dorsey wright (FVC) 0.1 $566k 24k 23.43
Nuveen Cr Opportunities 2022 0.1 $577k 68k 8.46
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.1 $593k 12k 48.44
Vaneck Vectors J.p. Morgan Em Local Currency Bond Etf etf (EMLC) 0.1 $573k 17k 33.01
Sherwin-Williams Company (SHW) 0.1 $530k 1.3k 393.18
SVB Financial (SIVBQ) 0.1 $516k 2.7k 189.78
Financial Select Sector SPDR (XLF) 0.1 $518k 22k 23.83
Tesla Motors (TSLA) 0.1 $533k 1.6k 332.50
Xpo Logistics Inc equity (XPO) 0.1 $550k 9.6k 57.07
Royal Dutch Shell 0.1 $491k 8.4k 58.27
iShares Russell 1000 Value Index (IWD) 0.1 $497k 4.5k 111.09
Hormel Foods Corporation (HRL) 0.1 $499k 12k 42.70
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $500k 12k 41.96
Ishares Tr eafe min volat (EFAV) 0.1 $502k 7.5k 66.69
Goldman Sachs Mlp Inc Opp 0.1 $491k 70k 7.00
Cara Therapeutics (CARA) 0.1 $459k 35k 13.01
Blackstone 0.1 $409k 14k 29.67
GlaxoSmithKline 0.1 $437k 11k 38.25
United Technologies Corporation 0.1 $435k 4.0k 108.57
Jack Henry & Associates (JKHY) 0.1 $448k 3.5k 126.49
iShares S&P MidCap 400 Growth (IJK) 0.1 $413k 2.2k 191.20
Nuveen Quality Pref. Inc. Fund II 0.1 $441k 53k 8.28
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $446k 35k 12.74
Intelsat Sa 0.1 $438k 21k 21.37
Twitter 0.1 $416k 15k 28.79
Allergan 0.1 $413k 3.1k 133.61
Shopify Inc cl a (SHOP) 0.1 $444k 3.2k 138.36
Wells Fargo & Company (WFC) 0.1 $373k 8.1k 46.25
Avery Dennison Corporation (AVY) 0.1 $373k 4.2k 88.71
Gilead Sciences (GILD) 0.1 $400k 6.4k 62.58
Starbucks Corporation (SBUX) 0.1 $409k 6.3k 64.48
BioScrip 0.1 $375k 105k 3.57
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $404k 8.9k 45.62
Kratos Defense & Security Solutions (KTOS) 0.1 $362k 26k 14.10
O'reilly Automotive (ORLY) 0.1 $407k 1.2k 344.62
Vanguard Long-Term Bond ETF (BLV) 0.1 $362k 4.1k 87.44
Nuveen CA Select Tax-Free Incom Port (NXC) 0.1 $373k 28k 13.32
New Mountain Finance Corp (NMFC) 0.1 $392k 31k 12.72
Mondelez Int (MDLZ) 0.1 $363k 9.1k 40.08
Palo Alto Networks (PANW) 0.1 $374k 2.0k 185.71
Eaton (ETN) 0.1 $387k 5.6k 68.59
Ishares Inc msci india index (INDA) 0.1 $374k 11k 33.32
Kbl Merger Corp Iv 0.1 $408k 40k 10.20
BP (BP) 0.1 $349k 9.3k 37.74
Comcast Corporation (CMCSA) 0.1 $357k 11k 34.05
American Express Company (AXP) 0.1 $343k 3.6k 95.00
Eli Lilly & Co. (LLY) 0.1 $340k 2.9k 115.80
Bristol Myers Squibb (BMY) 0.1 $350k 7.3k 48.00
3M Company (MMM) 0.1 $344k 1.8k 190.69
Intuitive Surgical (ISRG) 0.1 $327k 683.00 478.77
ON Semiconductor (ON) 0.1 $343k 21k 16.50
Ladenburg Thalmann Financial Services 0.1 $353k 152k 2.33
Spirit AeroSystems Holdings (SPR) 0.1 $348k 4.8k 72.09
iShares Barclays TIPS Bond Fund (TIP) 0.1 $351k 3.2k 109.48
Vanguard Extended Market ETF (VXF) 0.1 $313k 3.1k 99.78
SPDR DJ Wilshire REIT (RWR) 0.1 $354k 4.1k 85.94
Reaves Utility Income Fund (UTG) 0.1 $340k 12k 29.47
Nuveen Build Amer Bd (NBB) 0.1 $332k 17k 19.36
Nuveen Calif Municpal Valu F 0.1 $357k 23k 15.26
Alps Etf sectr div dogs (SDOG) 0.1 $355k 9.1k 39.14
First Tr Exchange-traded Fd cmn (HYLS) 0.1 $350k 7.8k 44.84
Invesco Dynamic Biotechnology other (PBE) 0.1 $355k 7.5k 47.03
Stewart Information Services Corporation (STC) 0.1 $295k 7.1k 41.41
PNC Financial Services (PNC) 0.1 $282k 2.4k 116.77
General Electric Company 0.1 $295k 39k 7.66
RPM International (RPM) 0.1 $305k 5.2k 58.77
Amgen (AMGN) 0.1 $292k 1.5k 194.67
Berkshire Hathaway (BRK.A) 0.1 $306k 1.00 306000.00
ConocoPhillips (COP) 0.1 $291k 4.9k 59.70
Qualcomm (QCOM) 0.1 $268k 4.7k 57.50
Solar Cap (SLRC) 0.1 $301k 16k 19.18
Oracle Corporation (ORCL) 0.1 $269k 6.0k 45.14
iShares MSCI Brazil Index (EWZ) 0.1 $292k 7.6k 38.22
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $265k 2.5k 104.13
iShares S&P Latin America 40 Index (ILF) 0.1 $283k 9.2k 30.77
Alerian Mlp Etf 0.1 $269k 31k 8.73
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $293k 3.5k 83.67
Vanguard Health Care ETF (VHT) 0.1 $278k 1.7k 160.60
iShares Dow Jones US Healthcare (IYH) 0.1 $288k 1.6k 180.68
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $299k 6.4k 46.84
First Trust Morningstar Divid Ledr (FDL) 0.1 $294k 11k 27.27
Tortoise MLP Fund 0.1 $300k 25k 12.25
Hca Holdings (HCA) 0.1 $266k 2.1k 124.42
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $276k 2.9k 95.21
American Tower Reit (AMT) 0.1 $280k 1.8k 158.19
Apollo Tactical Income Fd In (AIF) 0.1 $270k 20k 13.78
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.1 $307k 5.9k 52.34
Crown Castle Intl (CCI) 0.1 $310k 2.9k 108.73
Box Inc cl a (BOX) 0.1 $293k 17k 16.87
Welltower Inc Com reit (WELL) 0.1 $267k 3.9k 69.31
Global Medical Reit (GMRE) 0.1 $280k 31k 8.90
Crispr Therapeutics (CRSP) 0.1 $279k 9.8k 28.58
Goldman Sachs (GS) 0.1 $257k 1.5k 166.78
United Parcel Service (UPS) 0.1 $243k 2.5k 97.71
Lincoln Electric Holdings (LECO) 0.1 $229k 2.9k 78.99
Northrop Grumman Corporation (NOC) 0.1 $264k 1.1k 245.13
SYSCO Corporation (SYY) 0.1 $242k 3.9k 62.74
Emerson Electric (EMR) 0.1 $251k 4.2k 59.82
CVS Caremark Corporation (CVS) 0.1 $255k 3.9k 65.19
Becton, Dickinson and (BDX) 0.1 $228k 1.0k 225.74
Colgate-Palmolive Company (CL) 0.1 $243k 4.0k 60.00
Clorox Company (CLX) 0.1 $223k 1.4k 153.90
First Solar (FSLR) 0.1 $240k 5.7k 42.45
Vanguard Short-Term Bond ETF (BSV) 0.1 $256k 3.3k 78.60
Wynn Resorts (WYNN) 0.1 $220k 2.2k 98.70
NetEase (NTES) 0.1 $232k 985.00 235.53
Micron Technology (MU) 0.1 $237k 7.5k 31.79
iShares Lehman Aggregate Bond (AGG) 0.1 $237k 2.2k 106.42
Consumer Staples Select Sect. SPDR (XLP) 0.1 $250k 4.9k 50.74
General Motors Company (GM) 0.1 $263k 7.8k 33.57
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $229k 4.4k 51.92
Cheniere Energy Partners (CQP) 0.1 $217k 6.0k 36.17
Kinder Morgan (KMI) 0.1 $252k 16k 15.38
Phillips 66 (PSX) 0.1 $242k 2.8k 86.02
Zillow Group Inc Cl C Cap Stk (Z) 0.1 $250k 7.9k 31.58
Invesco S&p 500 Low Volatility Etf (SPLV) 0.1 $249k 5.3k 46.72
Nio Inc spon ads (NIO) 0.1 $230k 36k 6.38
Corning Incorporated (GLW) 0.0 $206k 6.8k 30.23
MasterCard Incorporated (MA) 0.0 $210k 1.1k 188.34
CSX Corporation (CSX) 0.0 $214k 3.4k 62.16
Adobe Systems Incorporated (ADBE) 0.0 $212k 935.00 226.74
Anadarko Petroleum Corporation 0.0 $204k 4.7k 43.73
General Mills (GIS) 0.0 $208k 5.3k 39.00
Philip Morris International (PM) 0.0 $212k 3.2k 66.83
Texas Instruments Incorporated (TXN) 0.0 $202k 2.1k 94.39
Public Service Enterprise (PEG) 0.0 $202k 3.9k 52.12
Amarin Corporation (AMRN) 0.0 $169k 12k 13.63
iShares S&P SmallCap 600 Growth (IJT) 0.0 $212k 1.3k 161.34
Servicenow (NOW) 0.0 $216k 1.2k 178.22
Ares Dynamic Cr Allocation (ARDC) 0.0 $174k 13k 13.76
Gw Pharmaceuticals Plc ads 0.0 $217k 2.2k 97.62
Ishares Msci Usa Quality Facto invalid (QUAL) 0.0 $173k 2.3k 76.89
Washington Prime (WB) 0.0 $202k 3.5k 58.52
Walgreen Boots Alliance (WBA) 0.0 $214k 3.6k 60.00
Johnson Controls International Plc equity (JCI) 0.0 $213k 7.2k 29.61
Invesco Db Commodity Index Tracking Fund Invsc Trackng Etf unit (DBC) 0.0 $169k 12k 14.51
Select Sector Spdr Tr Communic etfeqty (XLC) 0.0 $204k 4.9k 41.35
Novavax 0.0 $142k 77k 1.84
One Liberty Properties (OLP) 0.0 $124k 16k 8.01
THL Credit 0.0 $128k 21k 6.10
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $148k 38k 3.90
Doubleline Opportunistic Cr (DBL) 0.0 $132k 6.9k 18.96
Physicians Realty Trust 0.0 $164k 10k 16.08
Snap Inc cl a (SNAP) 0.0 $164k 30k 5.53
Bilibili Ads (BILI) 0.0 $160k 11k 14.58
Invesco Db Oil Fund (DBO) 0.0 $147k 17k 8.50
TheStreet 0.0 $75k 45k 1.67
Alimera Sciences 0.0 $73k 102k 0.72
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $91k 12k 7.45
Gsv Cap Corp 0.0 $117k 23k 5.21
Intellicheck Mobilisa (IDN) 0.0 $84k 39k 2.14
Goldman Sachs Mlp Energy Ren 0.0 $76k 17k 4.38
First Tr Sr Floating Rate 20 0.0 $110k 13k 8.25
J Jill Inc call 0.0 $107k 20k 5.35
Nuveen Emerging Mkts Debt 20 0.0 $80k 11k 7.60
Churchill Cap Corp *w exp 09/11/202 0.0 $78k 93k 0.84
Southwestern Energy Company 0.0 $67k 20k 3.41
Vermillion 0.0 $55k 182k 0.30
Unknown 0.0 $42k 12k 3.56
Transenterix 0.0 $33k 15k 2.24
Hc2 Holdings 0.0 $48k 20k 2.48
Second Sight Med Prods 0.0 $43k 49k 0.88
Viewray (VRAYQ) 0.0 $65k 11k 6.07
Amyris 0.0 $66k 20k 3.34
Protalix BioTherapeutics 0.0 $6.0k 18k 0.33
Synergy Pharmaceuticals 0.0 $10k 85k 0.12
Southcross Energy Partners L 0.0 $6.0k 26k 0.23
Eco-stim Energy Solution 0.0 $1.0k 10k 0.10
Prospect Capital Corp conv 0.0 $20k 20k 1.00
Capstone Turbine 0.0 $6.0k 10k 0.60
Sequential Brnds 0.0 $9.0k 11k 0.82
Prospect Capital Corporation conb 0.0 $10k 10k 1.00
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $4.0k 40k 0.10
Kbl Merger Corp Iv right 03/22/2019 0.0 $16k 40k 0.40