Baker Avenue Asset Management

Baker Avenue Asset Management as of Dec. 31, 2014

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 254 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 8.8 $63M 598k 106.00
Vanguard Total Bond Market ETF (BND) 6.9 $50M 605k 82.37
iShares MSCI EAFE Index Fund (EFA) 6.9 $50M 815k 60.84
iShares S&P 500 Growth Index (IVW) 3.3 $24M 212k 111.60
iShares S&P 100 Index (OEF) 3.1 $22M 244k 90.94
Vanguard Charlotte Fds intl bd idx etf (BNDX) 2.2 $16M 303k 53.11
SPDR DJ Wilshire REIT (RWR) 1.7 $12M 132k 90.90
Ishares Tr usa min vo (USMV) 1.5 $11M 274k 40.48
Pimco Total Return Etf totl (BOND) 1.4 $10M 97k 107.21
iShares Russell 2000 Index (IWM) 1.4 $10M 84k 119.62
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.4 $9.9M 83k 119.41
ProShares Credit Suisse 130/30 (CSM) 1.4 $9.9M 98k 100.91
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.4 $9.8M 184k 53.01
iShares Dow Jones US Technology (IYW) 1.3 $9.4M 90k 104.40
Amgen (AMGN) 1.3 $9.1M 57k 159.28
Financial Select Sector SPDR (XLF) 1.2 $8.9M 359k 24.73
Morgan Stanley (MS) 1.1 $8.0M 207k 38.80
PowerShares DWA Technical Ldrs Pf 1.0 $7.3M 178k 41.06
Sony Corporation (SONY) 1.0 $7.0M 342k 20.47
Goldman Sachs (GS) 1.0 $6.9M 36k 193.84
Dow Chemical Company 0.9 $6.4M 141k 45.61
Citigroup (C) 0.9 $6.2M 115k 54.11
Consumer Staples Select Sect. SPDR (XLP) 0.8 $6.1M 125k 48.49
iShares Gold Trust 0.8 $6.0M 522k 11.44
Google Inc Class C 0.8 $6.0M 11k 526.43
SPDR KBW Regional Banking (KRE) 0.8 $5.7M 141k 40.70
MSCI Europe Financials Sector Index Fund (EUFN) 0.8 $5.5M 248k 22.02
Vanguard Total World Stock Idx (VT) 0.8 $5.5M 92k 60.12
PowerShares Build America Bond Portfolio 0.7 $5.3M 173k 30.44
Abbvie (ABBV) 0.7 $5.2M 80k 65.44
SPDR S&P Retail (XRT) 0.7 $5.2M 54k 96.01
iShares Dow Jones US Medical Dev. (IHI) 0.7 $5.0M 44k 113.11
Seagate Technology Com Stk 0.7 $5.0M 75k 66.50
Cisco Systems (CSCO) 0.7 $4.9M 176k 27.82
PowerShares Fin. Preferred Port. 0.7 $4.8M 265k 18.26
Johnson & Johnson (JNJ) 0.6 $4.5M 43k 104.56
Best Buy (BBY) 0.6 $4.4M 113k 38.98
Applied Materials (AMAT) 0.6 $4.4M 178k 24.92
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.6 $4.4M 201k 22.03
First Trust Large Cap Core Alp Fnd (FEX) 0.6 $4.2M 93k 45.62
Sunedison 0.6 $4.3M 219k 19.51
Akamai Technologies (AKAM) 0.6 $4.2M 66k 62.97
Merck & Co (MRK) 0.6 $4.2M 74k 56.79
United Rentals (URI) 0.6 $4.1M 40k 102.02
EOG Resources (EOG) 0.6 $4.1M 45k 92.06
Visa (V) 0.6 $4.1M 16k 262.22
Apple (AAPL) 0.6 $4.0M 37k 110.38
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.6 $4.0M 66k 60.93
Bank of America Corporation (BAC) 0.6 $4.0M 222k 17.89
Novartis (NVS) 0.6 $4.0M 43k 92.65
Vanguard FTSE All-World ex-US ETF (VEU) 0.6 $3.9M 84k 46.86
Actavis 0.6 $4.0M 15k 257.40
Aetna 0.5 $3.8M 43k 88.83
Prudential Financial (PRU) 0.5 $3.8M 42k 90.47
Hewlett-Packard Company 0.5 $3.8M 94k 40.13
Ipath Dow Jones-aig Commodity (DJP) 0.5 $3.8M 126k 29.91
Vodafone Group New Adr F (VOD) 0.5 $3.8M 110k 34.17
Hess (HES) 0.5 $3.7M 50k 73.83
General Electric Company 0.5 $3.6M 142k 25.27
Foot Locker (FL) 0.5 $3.6M 64k 56.18
Autodesk (ADSK) 0.5 $3.6M 59k 60.06
Jack in the Box (JACK) 0.5 $3.5M 44k 79.95
iShares Dow Jones US Industrial (IYJ) 0.5 $3.6M 33k 106.59
Cdw (CDW) 0.5 $3.6M 101k 35.17
FedEx Corporation (FDX) 0.5 $3.4M 20k 173.66
BP (BP) 0.5 $3.3M 88k 38.12
Wal-Mart Stores (WMT) 0.5 $3.3M 39k 85.89
Western Digital (WDC) 0.5 $3.3M 30k 110.72
Oracle Corporation (ORCL) 0.5 $3.3M 73k 44.97
Gap (GAP) 0.5 $3.3M 77k 42.11
Valero Energy Corporation (VLO) 0.4 $3.2M 64k 49.51
Honeywell International (HON) 0.4 $3.2M 32k 99.91
Walt Disney Company (DIS) 0.4 $3.1M 33k 94.20
United Technologies Corporation 0.4 $3.1M 27k 115.01
Xerox Corporation 0.4 $3.1M 224k 13.86
F5 Networks (FFIV) 0.4 $3.1M 24k 130.46
Antero Res (AR) 0.4 $3.1M 75k 40.58
Costco Wholesale Corporation (COST) 0.4 $3.0M 21k 141.77
Lowe's Companies (LOW) 0.4 $2.9M 42k 68.80
ConAgra Foods (CAG) 0.4 $2.8M 76k 36.29
Amazon (AMZN) 0.4 $2.8M 8.9k 310.38
Abb (ABBNY) 0.4 $2.8M 130k 21.15
PowerShares QQQ Trust, Series 1 0.4 $2.8M 27k 103.26
Market Vectors Gold Miners ETF 0.4 $2.7M 148k 18.38
Schlumberger (SLB) 0.4 $2.7M 32k 85.40
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.4 $2.7M 96k 27.68
Tableau Software Inc Cl A 0.4 $2.7M 32k 84.75
SPDR S&P Dividend (SDY) 0.4 $2.6M 33k 78.81
FMC Technologies 0.3 $2.4M 51k 46.84
Freeport-McMoRan Copper & Gold (FCX) 0.3 $2.4M 103k 23.36
Gilead Sciences (GILD) 0.3 $2.3M 25k 94.25
Noble Energy 0.3 $2.1M 44k 47.44
Rydex Russell Top 50 ETF 0.3 $2.1M 15k 141.67
Energy Select Sector SPDR (XLE) 0.2 $1.8M 23k 79.15
Global X Fds globx supdv us (DIV) 0.2 $1.8M 62k 28.91
Health Care SPDR (XLV) 0.2 $1.7M 25k 68.36
Rite Aid Corporation 0.2 $1.7M 226k 7.52
ShoreTel 0.2 $1.7M 231k 7.35
City National Corporation 0.2 $1.6M 20k 80.79
Alcatel-Lucent 0.2 $1.7M 478k 3.55
Sonus Networks 0.2 $1.6M 399k 3.97
Consumer Discretionary SPDR (XLY) 0.2 $1.4M 20k 72.14
SanDisk Corporation 0.2 $1.3M 13k 98.00
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.3M 4.9k 263.89
Cypress Semiconductor Corporation 0.2 $1.2M 87k 14.28
Synergy Res Corp 0.2 $1.2M 93k 12.54
Industrial SPDR (XLI) 0.1 $1.1M 20k 56.58
Sprott Physical Gold Trust (PHYS) 0.1 $1.1M 113k 9.77
Proofpoint 0.1 $1.0M 22k 48.21
iShares Russell 1000 Value Index (IWD) 0.1 $975k 9.3k 104.39
ViaSat (VSAT) 0.1 $1.0M 16k 63.01
Vanguard Small-Cap Value ETF (VBR) 0.1 $997k 9.4k 105.77
iShares Dow Jones US Basic Mater. (IYM) 0.1 $993k 12k 82.46
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $1.0M 7.5k 137.78
Spdr S&p 500 Etf (SPY) 0.1 $964k 4.7k 205.50
Google 0.1 $970k 1.8k 530.93
Fortinet (FTNT) 0.1 $904k 30k 30.67
iShares Russell 2000 Value Index (IWN) 0.1 $854k 8.4k 101.68
Vanguard REIT ETF (VNQ) 0.1 $882k 11k 81.04
Ruckus Wireless 0.1 $894k 74k 12.02
Corning Incorporated (GLW) 0.1 $764k 33k 22.94
Materials SPDR (XLB) 0.1 $785k 16k 48.61
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $779k 9.1k 86.06
Technology SPDR (XLK) 0.1 $728k 18k 41.32
LogMeIn 0.1 $745k 15k 49.34
Berkshire Hathaway (BRK.B) 0.1 $666k 4.4k 150.24
Emerson Electric (EMR) 0.1 $621k 10k 61.72
Informatica Corporation 0.1 $648k 17k 38.12
Tesla Motors (TSLA) 0.1 $648k 2.9k 222.30
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $671k 6.4k 105.25
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $642k 14k 46.91
Sanchez Energy Corp C ommon stocks 0.1 $659k 71k 9.29
Bank of New York Mellon Corporation (BK) 0.1 $575k 14k 40.57
Intel Corporation (INTC) 0.1 $548k 15k 36.28
Office Depot 0.1 $545k 64k 8.58
Macy's (M) 0.1 $585k 8.9k 65.72
EMC Corporation 0.1 $553k 19k 29.74
Banco Santander (SAN) 0.1 $595k 71k 8.33
Callidus Software 0.1 $572k 35k 16.34
iShares Lehman Aggregate Bond (AGG) 0.1 $597k 5.4k 110.19
SPDR S&P Oil & Gas Explore & Prod. 0.1 $603k 13k 47.86
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $577k 15k 39.45
iShares S&P Global Industrials Sec (EXI) 0.1 $593k 8.4k 70.50
SPDR Nuveen Barclays Capital Municpl Bnd 0.1 $593k 25k 24.17
Sterling Bancorp 0.1 $575k 40k 14.38
Tubemogul 0.1 $579k 26k 22.55
Charles Schwab Corporation (SCHW) 0.1 $521k 17k 30.17
CSX Corporation (CSX) 0.1 $518k 14k 36.24
AFLAC Incorporated (AFL) 0.1 $529k 8.7k 61.07
Nokia Corporation (NOK) 0.1 $524k 67k 7.85
Deere & Company (DE) 0.1 $539k 6.1k 88.48
Dr Pepper Snapple 0.1 $495k 6.9k 71.62
salesforce (CRM) 0.1 $486k 8.2k 59.27
Applied Micro Circuits Corporation 0.1 $483k 74k 6.52
Ciena Corporation (CIEN) 0.1 $524k 27k 19.41
iShares Silver Trust (SLV) 0.1 $488k 32k 15.05
Vanguard Small-Cap ETF (VB) 0.1 $499k 4.3k 116.59
Vanguard Dividend Appreciation ETF (VIG) 0.1 $520k 6.4k 81.12
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $478k 4.4k 109.36
WisdomTree Equity Income Fund (DHS) 0.1 $520k 8.5k 61.52
First Trust Energy AlphaDEX (FXN) 0.1 $471k 23k 20.94
Linkedin Corp 0.1 $481k 2.1k 229.92
Powershares S&p 500 0.1 $506k 15k 32.86
IAC/InterActive 0.1 $445k 7.3k 60.73
M&T Bank Corporation (MTB) 0.1 $459k 3.7k 125.72
Methanex Corp (MEOH) 0.1 $423k 9.2k 45.93
Precision Castparts 0.1 $440k 1.8k 240.96
Ingersoll-rand Co Ltd-cl A 0.1 $427k 6.7k 63.35
Southern Copper Corporation (SCCO) 0.1 $437k 16k 28.21
Baltic Trading 0.1 $397k 158k 2.51
iShares S&P MidCap 400 Index (IJH) 0.1 $452k 3.1k 144.92
Achillion Pharmaceuticals 0.1 $429k 35k 12.26
iShares S&P Global Telecommunicat. (IXP) 0.1 $463k 7.7k 60.15
Halcon Resources 0.1 $449k 252k 1.78
Alps Etf sectr div dogs (SDOG) 0.1 $445k 12k 38.07
Blackberry (BB) 0.1 $415k 38k 10.99
JPMorgan Chase & Co. (JPM) 0.1 $329k 5.3k 62.67
PNC Financial Services (PNC) 0.1 $395k 4.3k 91.20
Cadence Design Systems (CDNS) 0.1 $390k 21k 18.96
Mylan 0.1 $372k 6.6k 56.36
McKesson Corporation (MCK) 0.1 $392k 1.9k 207.41
Integrated Device Technology 0.1 $349k 18k 19.61
Halliburton Company (HAL) 0.1 $330k 8.4k 39.33
Marsh & McLennan Companies (MMC) 0.1 $335k 5.9k 57.17
Williams Companies (WMB) 0.1 $332k 7.4k 44.91
Dillard's (DDS) 0.1 $376k 3.0k 125.33
Vanguard Short-Term Bond ETF (BSV) 0.1 $372k 4.7k 80.00
NetEase (NTES) 0.1 $377k 3.8k 99.21
Graphic Packaging Holding Company (GPK) 0.1 $393k 29k 13.62
Cooper Tire & Rubber Company 0.1 $347k 10k 34.70
L-3 Communications Holdings 0.1 $366k 2.9k 126.21
RF Micro Devices 0.1 $348k 21k 16.57
Conn's (CONNQ) 0.1 $375k 20k 18.71
Cameron International Corporation 0.1 $386k 7.7k 49.94
Acacia Research Corporation (ACTG) 0.1 $390k 23k 16.96
Nanometrics Incorporated 0.1 $336k 20k 16.80
Spansion 0.1 $357k 10k 34.26
Nxp Semiconductors N V (NXPI) 0.1 $336k 4.4k 76.36
First Trust Morningstar Divid Ledr (FDL) 0.1 $393k 16k 23.97
Pandora Media 0.1 $330k 19k 17.81
Groupon 0.1 $333k 40k 8.27
Paragon Shipping Inc cl a 0.1 $394k 146k 2.71
Fireeye 0.1 $393k 13k 31.54
ardmore Shipping (ASC) 0.1 $383k 32k 11.98
Fiat Chrysler Auto 0.1 $347k 30k 11.57
Evine Live Inc cl a 0.1 $361k 55k 6.59
Carnival Corporation (CCL) 0.0 $317k 7.0k 45.29
NVIDIA Corporation (NVDA) 0.0 $261k 13k 20.02
Fifth Third Ban (FITB) 0.0 $262k 13k 20.39
Kaiser Aluminum (KALU) 0.0 $323k 4.5k 71.46
Quantum Corporation 0.0 $315k 179k 1.76
Huntsman Corporation (HUN) 0.0 $296k 13k 22.77
FMC Corporation (FMC) 0.0 $265k 4.6k 57.01
NPS Pharmaceuticals 0.0 $263k 7.4k 35.78
Spirit AeroSystems Holdings (SPR) 0.0 $278k 6.5k 43.10
iShares Dow Jones US Real Estate (IYR) 0.0 $297k 3.9k 76.86
Avago Technologies 0.0 $295k 2.9k 100.68
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $318k 2.5k 125.94
Anacor Pharmaceuticals In 0.0 $323k 10k 32.30
Vanguard European ETF (VGK) 0.0 $262k 5.0k 52.40
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $299k 2.5k 117.72
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $270k 2.1k 127.96
WisdomTree Investments (WT) 0.0 $282k 18k 15.67
Pvh Corporation (PVH) 0.0 $308k 2.4k 128.33
American Tower Reit (AMT) 0.0 $265k 2.7k 99.03
Imperva 0.0 $274k 5.5k 49.46
Pacific Ethanol 0.0 $312k 30k 10.32
Kate Spade & Co 0.0 $288k 9.0k 32.00
Rubicon Proj 0.0 $261k 16k 16.16
American Express Company (AXP) 0.0 $250k 2.7k 92.94
Exxon Mobil Corporation (XOM) 0.0 $252k 2.7k 92.41
Chevron Corporation (CVX) 0.0 $205k 1.8k 112.21
Bristol Myers Squibb (BMY) 0.0 $234k 4.0k 59.15
Allergan 0.0 $234k 1.1k 212.73
Colgate-Palmolive Company (CL) 0.0 $207k 3.0k 69.32
Lazard Ltd-cl A shs a 0.0 $227k 4.5k 49.94
Commerce Bancshares (CBSH) 0.0 $240k 5.5k 43.54
Orion Energy Systems (OESX) 0.0 $251k 46k 5.50
Weatherford International Lt reg 0.0 $202k 18k 11.46
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $214k 2.4k 89.54
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $205k 2.6k 79.77
Jazz Pharmaceuticals (JAZZ) 0.0 $246k 1.5k 164.00
Criteo Sa Ads (CRTO) 0.0 $243k 6.0k 40.50
Huntington Bancshares Incorporated (HBAN) 0.0 $132k 13k 10.53
SandRidge Energy 0.0 $116k 64k 1.82
InterNAP Network Services 0.0 $138k 17k 7.97
Accuray Incorporated (ARAY) 0.0 $180k 24k 7.53
Intel Corp sdcv 0.0 $66k 50k 1.32
Atmel Corporation 0.0 $86k 10k 8.39
Rentech 0.0 $71k 56k 1.27
Hansen Medical 0.0 $39k 70k 0.56
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $66k 11k 6.13
Sfx Entmt 0.0 $91k 20k 4.55
Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 0.0 $0 32k 0.00