Baker Avenue Asset Management

Baker Avenue Asset Management as of Sept. 30, 2018

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 250 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market ETF (BND) 4.7 $57M 730k 78.70
iShares Lehman Aggregate Bond (AGG) 4.0 $49M 463k 105.52
Vanguard Total Stock Market ETF (VTI) 3.7 $45M 301k 149.65
iShares S&P 500 Value Index (IVE) 3.5 $43M 369k 115.84
iShares MSCI EAFE Value Index (EFV) 2.6 $32M 608k 51.92
Vanguard FTSE All-World ex-US ETF (VEU) 2.3 $28M 536k 52.05
SPDR Barclays Capital Aggregate Bo (SPAB) 2.3 $28M 1.0M 27.71
Vanguard Europe Pacific ETF (VEA) 2.1 $25M 588k 43.27
iShares Russell 3000 Index (IWV) 2.0 $25M 142k 172.30
Ishares Msci Usa Quality Facto invalid (QUAL) 1.9 $24M 261k 90.37
SPDR S&P Dividend (SDY) 1.9 $23M 239k 97.93
Microsoft Corporation (MSFT) 1.7 $21M 181k 114.37
Vanguard Emerging Markets ETF (VWO) 1.6 $20M 482k 41.00
Simpson Manufacturing (SSD) 1.6 $20M 272k 72.46
iShares MSCI EAFE Index Fund (EFA) 1.6 $20M 288k 67.99
iShares MSCI EAFE Growth Index (EFG) 1.6 $19M 243k 80.07
Qualcomm (QCOM) 1.6 $19M 265k 72.03
International Business Machines (IBM) 1.5 $19M 124k 151.21
Apple (AAPL) 1.5 $18M 81k 225.73
Vanguard Large-Cap ETF (VV) 1.5 $18M 132k 133.51
iShares Russell 2000 Index (IWM) 1.4 $17M 101k 168.55
iShares MSCI ACWI Index Fund (ACWI) 1.4 $17M 227k 74.26
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.3 $16M 135k 119.00
iShares Russell 1000 Growth Index (IWF) 1.3 $16M 101k 155.98
Vanguard Total World Stock Idx (VT) 1.3 $16M 206k 75.83
Consumer Discretionary SPDR (XLY) 1.3 $16M 132k 117.22
Charles Schwab Corporation (SCHW) 1.2 $15M 299k 49.15
Applied Materials (AMAT) 1.1 $13M 340k 38.65
Vanguard Small-Cap ETF (VB) 1.1 $13M 81k 162.58
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.0 $13M 202k 62.28
Dowdupont 1.0 $13M 197k 64.31
Pfizer (PFE) 1.0 $12M 273k 44.07
Weyerhaeuser Company (WY) 0.9 $11M 347k 32.27
Financial Select Sector SPDR (XLF) 0.9 $11M 384k 27.58
Energy Select Sector SPDR (XLE) 0.8 $10M 134k 75.74
iShares Russell Microcap Index (IWC) 0.8 $9.9M 94k 106.30
Spdr Series Trust aerospace def (XAR) 0.8 $10M 100k 99.55
VMware 0.8 $9.9M 63k 156.07
Ishares Msci Japan (EWJ) 0.8 $9.3M 154k 60.23
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.7 $8.9M 143k 62.23
SPDR Barclays Capital Convertible SecETF (CWB) 0.7 $8.5M 157k 53.94
Invesco Senior Loan Etf otr (BKLN) 0.7 $8.2M 353k 23.17
Amgen (AMGN) 0.7 $8.0M 39k 207.28
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $8.0M 93k 86.44
Amazon (AMZN) 0.7 $7.9M 3.9k 2003.04
iShares Russell 2000 Growth Index (IWO) 0.6 $7.8M 36k 215.07
Sony Corporation (SONY) 0.6 $7.3M 121k 60.65
Honeywell International (HON) 0.6 $7.2M 43k 166.40
Invesco Financial Preferred Et other (PGF) 0.6 $7.0M 385k 18.19
Alibaba Group Holding (BABA) 0.6 $6.9M 42k 164.76
iShares Russell 1000 Value Index (IWD) 0.6 $6.8M 53k 126.63
Johnson & Johnson (JNJ) 0.6 $6.7M 48k 138.16
iShares Barclays TIPS Bond Fund (TIP) 0.6 $6.7M 60k 110.63
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.6 $6.7M 62k 107.82
Walt Disney Company (DIS) 0.5 $6.5M 56k 116.94
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.5 $6.6M 127k 51.83
JPMorgan Chase & Co. (JPM) 0.5 $6.4M 57k 112.84
Northrop Grumman Corporation (NOC) 0.5 $6.1M 19k 317.35
Technipfmc (FTI) 0.5 $6.0M 193k 31.25
Ishares Tr fltg rate nt (FLOT) 0.5 $6.0M 117k 51.02
iShares Dow Jones US Medical Dev. (IHI) 0.5 $5.6M 25k 227.47
Health Care SPDR (XLV) 0.5 $5.4M 57k 95.16
Intel Corporation (INTC) 0.5 $5.5M 115k 47.29
Vanguard Short-Term Bond ETF (BSV) 0.5 $5.5M 70k 78.03
Exxon Mobil Corporation (XOM) 0.4 $5.2M 61k 85.01
iShares NASDAQ Biotechnology Index (IBB) 0.4 $5.2M 43k 121.94
Ishares Tr core strm usbd (ISTB) 0.4 $4.8M 99k 49.00
United Parcel Service (UPS) 0.4 $4.6M 39k 116.75
Vanguard Dividend Appreciation ETF (VIG) 0.4 $4.4M 40k 110.69
Goldman Sachs (GS) 0.3 $4.2M 19k 224.23
Alphabet Inc Class C cs (GOOG) 0.3 $4.3M 3.6k 1193.47
Invesco Qqq Trust Series 1 (QQQ) 0.3 $4.2M 23k 185.80
Corning Incorporated (GLW) 0.3 $4.1M 117k 35.30
Eaton (ETN) 0.3 $4.0M 46k 86.72
Golar Lng (GLNG) 0.3 $3.9M 141k 27.80
General Motors Company (GM) 0.3 $3.9M 115k 33.67
CSX Corporation (CSX) 0.3 $3.8M 51k 74.05
Ishares Tr core div grwth (DGRO) 0.3 $3.8M 102k 37.06
iShares S&P 500 Growth Index (IVW) 0.3 $3.4M 19k 177.16
Industries N shs - a - (LYB) 0.3 $3.4M 33k 102.49
Mylan Nv 0.3 $3.4M 93k 36.60
WisdomTree MidCap Dividend Fund (DON) 0.2 $2.9M 79k 36.88
Proshares Tr S&p 500 Aristo (NOBL) 0.2 $2.9M 44k 66.82
International Flavors & Fragrances (IFF) 0.2 $2.8M 20k 139.11
Vanguard High Dividend Yield ETF (VYM) 0.2 $2.8M 32k 87.09
Ishares Inc msci world idx (URTH) 0.2 $2.8M 30k 91.81
Broadcom (AVGO) 0.2 $2.7M 11k 246.73
Abbvie (ABBV) 0.2 $2.7M 29k 94.59
Chevron Corporation (CVX) 0.2 $2.5M 21k 122.26
iShares Russell 2000 Value Index (IWN) 0.2 $2.4M 18k 133.00
Merck & Co (MRK) 0.2 $2.3M 33k 70.93
SPDR S&P Biotech (XBI) 0.2 $2.4M 25k 95.87
WisdomTree LargeCap Dividend Fund (DLN) 0.2 $2.3M 24k 95.40
At&t (T) 0.2 $2.2M 64k 33.58
NVIDIA Corporation (NVDA) 0.2 $2.1M 7.4k 281.08
Lowe's Companies (LOW) 0.2 $2.0M 18k 114.79
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $2.1M 43k 47.69
Cummins (CMI) 0.2 $2.0M 13k 146.04
Callon Pete Co Del Com Stk 0.2 $1.9M 159k 11.99
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.9M 31k 62.43
Vale (VALE) 0.1 $1.8M 122k 14.84
Caterpillar (CAT) 0.1 $1.9M 12k 152.52
Celgene Corporation 0.1 $1.8M 20k 89.51
Vanguard REIT ETF (VNQ) 0.1 $1.8M 22k 80.69
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $1.8M 47k 38.43
Suntrust Banks Inc $1.00 Par Cmn 0.1 $1.7M 26k 66.78
Berkshire Hathaway (BRK.B) 0.1 $1.7M 7.9k 214.15
Regions Financial Corporation (RF) 0.1 $1.7M 93k 18.35
iShares S&P 500 Index (IVV) 0.1 $1.7M 5.7k 292.70
Vanguard Value ETF (VTV) 0.1 $1.7M 15k 110.65
Xylem (XYL) 0.1 $1.7M 21k 79.87
Allergan 0.1 $1.6M 8.7k 190.53
Alphabet Inc Class A cs (GOOGL) 0.1 $1.7M 1.4k 1206.85
Bank of New York Mellon Corporation (BK) 0.1 $1.6M 31k 51.00
Paychex (PAYX) 0.1 $1.5M 21k 73.63
Target Corporation (TGT) 0.1 $1.6M 18k 88.22
UnitedHealth (UNH) 0.1 $1.6M 5.9k 265.96
Sunpower (SPWRQ) 0.1 $1.6M 220k 7.30
Costco Wholesale Corporation (COST) 0.1 $1.4M 6.1k 234.91
Ecolab (ECL) 0.1 $1.5M 9.6k 156.74
AFLAC Incorporated (AFL) 0.1 $1.5M 32k 47.06
Vulcan Materials Company (VMC) 0.1 $1.4M 13k 111.23
Altria (MO) 0.1 $1.5M 25k 60.29
Philip Morris International (PM) 0.1 $1.4M 17k 81.54
Marvell Technology Group 0.1 $1.5M 78k 19.30
Abb (ABBNY) 0.1 $1.5M 63k 23.63
Technology SPDR (XLK) 0.1 $1.5M 20k 75.34
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $1.4M 46k 31.63
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $1.4M 14k 101.65
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $1.4M 28k 50.17
McDonald's Corporation (MCD) 0.1 $1.4M 8.2k 167.23
Range Resources (RRC) 0.1 $1.3M 75k 16.98
Texas Instruments Incorporated (TXN) 0.1 $1.4M 13k 107.27
Freeport-McMoRan Copper & Gold (FCX) 0.1 $1.3M 95k 13.92
ON Semiconductor (ON) 0.1 $1.3M 72k 18.43
Te Connectivity Ltd for (TEL) 0.1 $1.3M 15k 87.96
Mosaic (MOS) 0.1 $1.3M 39k 32.48
Globant S A (GLOB) 0.1 $1.4M 23k 58.99
Mcdermott International Inc mcdermott intl 0.1 $1.4M 75k 18.42
Invesco S&p 500 Top 50 Etf (XLG) 0.1 $1.4M 6.5k 209.14
Ingersoll-rand Co Ltd-cl A 0.1 $1.3M 12k 102.29
SPDR S&P MidCap 400 ETF (MDY) 0.1 $1.2M 3.2k 367.55
Vanguard Small-Cap Value ETF (VBR) 0.1 $1.2M 8.3k 139.36
FleetCor Technologies 0.1 $1.2M 5.1k 227.78
Air Lease Corp (AL) 0.1 $1.2M 25k 45.89
U.S. Bancorp (USB) 0.1 $1.1M 21k 52.83
Northern Trust Corporation (NTRS) 0.1 $1.1M 11k 102.10
LKQ Corporation (LKQ) 0.1 $1.1M 34k 31.66
Domino's Pizza (DPZ) 0.1 $1.1M 3.8k 294.75
Huntsman Corporation (HUN) 0.1 $1.1M 41k 27.24
CalAmp 0.1 $1.1M 46k 23.96
Citigroup (C) 0.1 $1.1M 16k 71.71
Yandex Nv-a (YNDX) 0.1 $1.1M 35k 32.90
Floor & Decor Hldgs Inc cl a (FND) 0.1 $1.1M 36k 30.18
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.1 $1.1M 18k 59.58
iShares MSCI Emerging Markets Indx (EEM) 0.1 $1.0M 24k 42.90
Spdr S&p 500 Etf (SPY) 0.1 $958k 3.3k 290.66
General Electric Company 0.1 $997k 88k 11.29
Akamai Technologies (AKAM) 0.1 $914k 13k 73.13
PG&E Corporation (PCG) 0.1 $984k 21k 45.99
Oracle Corporation (ORCL) 0.1 $1.0M 20k 51.55
iShares S&P SmallCap 600 Index (IJR) 0.1 $1.0M 12k 87.21
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $971k 12k 78.15
Groupon 0.1 $946k 251k 3.77
Ishares Core Intl Stock Etf core (IXUS) 0.1 $940k 16k 60.34
Impinj (PI) 0.1 $1.0M 41k 24.83
Alta Mesa Resour 0.1 $925k 221k 4.18
SYSCO Corporation (SYY) 0.1 $846k 12k 73.26
Stericycle (SRCL) 0.1 $893k 15k 58.67
iShares Russell 3000 Growth Index (IUSG) 0.1 $831k 13k 62.09
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $814k 7.6k 106.78
WisdomTree Intl. SmallCap Div (DLS) 0.1 $887k 13k 71.13
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $876k 19k 47.35
Ishares Tr msci eafe esg (ESGD) 0.1 $806k 12k 66.18
Nordstrom (JWN) 0.1 $711k 12k 59.85
Alaska Air (ALK) 0.1 $698k 10k 68.84
Cognex Corporation (CGNX) 0.1 $778k 14k 55.85
First Trust Large Cap Value Opp Fnd (FTA) 0.1 $742k 14k 54.16
Berry Plastics (BERY) 0.1 $676k 14k 48.42
Perrigo Company (PRGO) 0.1 $759k 11k 70.84
Gtt Communications 0.1 $751k 17k 43.39
Weatherford Intl Plc ord 0.1 $744k 275k 2.71
Nutanix Inc cl a (NTNX) 0.1 $777k 18k 42.72
Martin Marietta Materials (MLM) 0.1 $564k 3.1k 181.94
CBS Corporation 0.1 $596k 10k 57.49
Mattel (MAT) 0.1 $628k 40k 15.70
Royal Dutch Shell 0.1 $569k 8.3k 68.15
Garmin (GRMN) 0.1 $638k 9.1k 70.02
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $610k 2.9k 211.66
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $665k 5.6k 119.37
Ipath Dow Jones-aig Commodity (DJP) 0.1 $667k 28k 23.75
Ishares Inc msci em esg se (ESGE) 0.1 $592k 18k 33.36
Brighthouse Finl (BHF) 0.1 $553k 13k 44.24
Invesco Actively Managd Etf optimum yield (PDBC) 0.1 $555k 30k 18.78
Industrial SPDR (XLI) 0.0 $502k 6.4k 78.41
Illumina (ILMN) 0.0 $543k 1.5k 367.39
Ciena Corporation (CIEN) 0.0 $535k 17k 31.23
iShares Gold Trust 0.0 $485k 43k 11.42
SPDR S&P Oil & Gas Explore & Prod. 0.0 $519k 12k 43.25
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $535k 3.2k 167.40
Sprott Physical Gold Trust (PHYS) 0.0 $475k 50k 9.54
Vanguard Admiral Fds Inc equity (VOOV) 0.0 $530k 4.7k 111.81
Facebook Inc cl a (META) 0.0 $447k 2.7k 164.28
Palo Alto Networks (PANW) 0.0 $433k 1.9k 225.40
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.0 $546k 8.5k 64.09
Control4 0.0 $509k 15k 34.30
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.0 $500k 11k 47.44
L3 Technologies 0.0 $519k 2.4k 212.70
Coca-Cola Company (KO) 0.0 $410k 8.9k 46.21
Wells Fargo & Company (WFC) 0.0 $371k 7.1k 52.59
Macy's (M) 0.0 $424k 12k 34.75
Marsh & McLennan Companies (MMC) 0.0 $354k 4.3k 82.79
Procter & Gamble Company (PG) 0.0 $350k 4.2k 83.17
Stryker Corporation (SYK) 0.0 $318k 1.8k 177.65
Abercrombie & Fitch (ANF) 0.0 $317k 15k 21.13
J.M. Smucker Company (SJM) 0.0 $406k 4.0k 102.73
iShares Russell 1000 Index (IWB) 0.0 $384k 2.4k 161.55
United States Steel Corporation (X) 0.0 $305k 10k 30.50
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $402k 3.5k 114.79
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $412k 2.5k 166.80
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $388k 7.1k 54.42
Advisorshares Tr bny grwth (AADR) 0.0 $322k 6.0k 53.74
Mondelez Int (MDLZ) 0.0 $366k 8.5k 43.02
Vanguard S&p 500 Etf idx (VOO) 0.0 $377k 1.4k 267.00
Taiwan Semiconductor Mfg (TSM) 0.0 $268k 6.1k 44.16
American Express Company (AXP) 0.0 $245k 2.3k 106.57
Bank of America Corporation (BAC) 0.0 $205k 6.9k 29.53
Abbott Laboratories (ABT) 0.0 $225k 3.1k 73.51
Verizon Communications (VZ) 0.0 $259k 4.8k 53.47
Lockheed Martin Corporation (LMT) 0.0 $274k 793.00 345.52
Colgate-Palmolive Company (CL) 0.0 $236k 3.5k 67.08
Starbucks Corporation (SBUX) 0.0 $263k 4.6k 56.84
Sap (SAP) 0.0 $229k 1.9k 122.79
First Industrial Realty Trust (FR) 0.0 $222k 7.1k 31.41
Netflix (NFLX) 0.0 $215k 575.00 373.91
Micron Technology (MU) 0.0 $204k 4.5k 45.31
Banco Itau Holding Financeira (ITUB) 0.0 $292k 27k 11.00
Flotek Industries 0.0 $276k 115k 2.40
Materials SPDR (XLB) 0.0 $239k 4.1k 57.97
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.0 $276k 2.7k 101.02
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $238k 3.3k 71.69
iShares S&P 1500 Index Fund (ITOT) 0.0 $251k 3.8k 66.70
iShares S&P Global Industrials Sec (EXI) 0.0 $284k 3.0k 93.79
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $260k 4.8k 53.94
Ishares Tr eafe min volat (EFAV) 0.0 $206k 2.8k 72.79
Ishares Tr msci usavalfct (VLUE) 0.0 $209k 2.4k 88.00
Madison Square Garden Cl A (MSGS) 0.0 $267k 847.00 315.23
Alerian Mlp Etf 0.0 $113k 11k 10.71
Pandora Media 0.0 $176k 19k 9.50
On Deck Capital 0.0 $120k 16k 7.59