Baker Avenue Asset Management

Baker Avenue Asset Management as of Dec. 31, 2018

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 245 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 5.7 $58M 454k 127.63
iShares Lehman Aggregate Bond (AGG) 4.3 $43M 408k 106.49
iShares S&P 500 Index (IVV) 4.2 $43M 170k 251.61
Vanguard Total Bond Market ETF (BND) 4.2 $42M 532k 79.21
iShares S&P 500 Value Index (IVE) 3.3 $33M 327k 101.14
SPDR Barclays Capital Aggregate Bo (SPAB) 2.7 $27M 969k 27.85
Ishares Msci Usa Quality Facto invalid (QUAL) 2.3 $23M 305k 76.76
SPDR S&P Dividend (SDY) 2.2 $22M 246k 89.52
Vanguard Europe Pacific ETF (VEA) 2.1 $21M 569k 37.10
Vanguard FTSE All-World ex-US ETF (VEU) 2.1 $21M 462k 45.58
Vanguard Emerging Markets ETF (VWO) 2.0 $20M 522k 38.10
iShares MSCI EAFE Value Index (EFV) 1.9 $19M 420k 45.22
Microsoft Corporation (MSFT) 1.8 $19M 182k 101.57
Vanguard Large-Cap ETF (VV) 1.8 $19M 161k 114.86
iShares Russell 3000 Index (IWV) 1.8 $18M 124k 146.92
Ishares Tr fltg rate nt (FLOT) 1.6 $16M 314k 50.36
Apple (AAPL) 1.5 $15M 95k 157.74
Simpson Manufacturing (SSD) 1.4 $15M 270k 54.13
Consumer Discretionary SPDR (XLY) 1.3 $13M 135k 99.01
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.3 $13M 134k 100.23
iShares MSCI EAFE Growth Index (EFG) 1.3 $13M 188k 69.07
iShares MSCI EAFE Index Fund (EFA) 1.2 $12M 205k 58.78
Charles Schwab Corporation (SCHW) 1.1 $12M 281k 41.53
Vanguard Total World Stock Idx (VT) 1.1 $11M 173k 65.46
iShares NASDAQ Biotechnology Index (IBB) 1.1 $11M 115k 96.43
iShares Russell 2000 Index (IWM) 1.1 $11M 81k 133.90
iShares MSCI ACWI Index Fund (ACWI) 1.1 $11M 169k 64.16
iShares Russell 1000 Growth Index (IWF) 1.1 $11M 81k 130.92
Caterpillar (CAT) 1.0 $9.9M 78k 127.08
Vanguard Small-Cap ETF (VB) 1.0 $9.8M 74k 131.99
Financial Select Sector SPDR (XLF) 0.9 $9.5M 399k 23.82
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.8 $8.6M 166k 51.82
Qualcomm (QCOM) 0.8 $7.9M 139k 56.91
VMware 0.8 $7.7M 57k 137.13
SPDR Barclays Capital Convertible SecETF (CWB) 0.8 $7.6M 162k 46.79
Amgen (AMGN) 0.7 $7.4M 38k 194.67
Invesco Senior Loan Etf otr (BKLN) 0.7 $7.4M 340k 21.78
SPDR S&P Homebuilders (XHB) 0.7 $7.3M 224k 32.52
Invesco Financial Preferred Et other (PGF) 0.7 $7.2M 412k 17.36
Energy Select Sector SPDR (XLE) 0.7 $7.1M 124k 57.35
Amazon (AMZN) 0.7 $7.0M 4.6k 1501.94
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.7 $6.9M 134k 51.64
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.7 $6.7M 65k 103.92
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $6.7M 82k 81.10
Spdr Series Trust aerospace def (XAR) 0.6 $6.2M 78k 78.92
Walt Disney Company (DIS) 0.6 $6.1M 55k 109.66
International Business Machines (IBM) 0.6 $6.1M 54k 113.68
Health Care SPDR (XLV) 0.6 $6.0M 69k 86.51
Intel Corporation (INTC) 0.6 $5.8M 123k 46.93
iShares Russell 1000 Value Index (IWD) 0.6 $5.8M 52k 111.05
Sony Corporation (SONY) 0.6 $5.7M 118k 48.28
Honeywell International (HON) 0.6 $5.5M 42k 132.12
Ishares Msci Japan (EWJ) 0.5 $5.3M 105k 50.69
Applied Materials (AMAT) 0.5 $5.3M 161k 32.74
JPMorgan Chase & Co. (JPM) 0.5 $5.1M 52k 97.63
General Motors Company (GM) 0.5 $5.0M 150k 33.45
iShares Dow Jones US Medical Dev. (IHI) 0.5 $5.0M 25k 199.81
Vanguard Dividend Appreciation ETF (VIG) 0.5 $4.5M 46k 97.95
Johnson & Johnson (JNJ) 0.4 $4.4M 34k 129.06
Northrop Grumman Corporation (NOC) 0.4 $4.4M 18k 244.89
Schwab Strategic Tr us aggregate b (SCHZ) 0.4 $4.4M 86k 50.59
Ishares Tr cmn (STIP) 0.4 $4.3M 44k 98.03
iShares Barclays TIPS Bond Fund (TIP) 0.4 $4.2M 38k 109.52
Spdr Short-term High Yield mf (SJNK) 0.4 $4.1M 157k 26.03
Ishares Tr core div grwth (DGRO) 0.4 $4.1M 124k 33.18
Fidelity Bond Etf (FBND) 0.4 $3.9M 81k 48.53
Exxon Mobil Corporation (XOM) 0.4 $3.8M 56k 68.19
United Parcel Service (UPS) 0.4 $3.8M 39k 97.53
Alibaba Group Holding (BABA) 0.4 $3.7M 27k 137.07
Vanguard Short-Term Bond ETF (BSV) 0.4 $3.6M 46k 78.57
Alphabet Inc Class C cs (GOOG) 0.3 $3.5M 3.3k 1035.69
Invesco Qqq Trust Series 1 (QQQ) 0.3 $3.4M 22k 154.27
Corning Incorporated (GLW) 0.3 $3.3M 111k 30.21
Ishares Tr core strm usbd (ISTB) 0.3 $3.2M 65k 49.06
Broadcom (AVGO) 0.3 $3.2M 12k 254.27
CSX Corporation (CSX) 0.3 $2.9M 47k 62.14
Abbvie (ABBV) 0.3 $2.8M 31k 92.20
American Express Company (AXP) 0.3 $2.8M 29k 95.33
Eaton (ETN) 0.3 $2.6M 38k 68.67
Golar Lng (GLNG) 0.2 $2.6M 118k 21.76
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $2.6M 78k 33.17
Allergan 0.2 $2.4M 18k 133.64
Dowdupont 0.2 $2.5M 46k 53.49
Merck & Co (MRK) 0.2 $2.4M 31k 76.40
Industries N shs - a - (LYB) 0.2 $2.3M 28k 83.15
Technipfmc (FTI) 0.2 $2.3M 117k 19.58
Chevron Corporation (CVX) 0.2 $2.2M 20k 108.82
Pfizer (PFE) 0.2 $2.1M 47k 43.65
Target Corporation (TGT) 0.2 $2.1M 31k 66.08
First Trust Large Cap Value Opp Fnd (FTA) 0.2 $2.0M 43k 46.23
International Flavors & Fragrances (IFF) 0.2 $1.9M 14k 134.30
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $1.8M 42k 41.95
Proshares Tr S&p 500 Aristo (NOBL) 0.2 $1.8M 29k 60.56
Ishares Tr core msci intl (IDEV) 0.2 $1.9M 38k 48.85
Alphabet Inc Class A cs (GOOGL) 0.2 $1.8M 1.7k 1044.75
Procter & Gamble Company (PG) 0.2 $1.6M 17k 91.91
Lowe's Companies (LOW) 0.2 $1.6M 17k 92.35
ON Semiconductor (ON) 0.2 $1.6M 97k 16.51
Technology SPDR (XLK) 0.2 $1.6M 26k 62.00
WisdomTree MidCap Dividend Fund (DON) 0.2 $1.6M 52k 31.63
Ingersoll-rand Co Ltd-cl A 0.1 $1.6M 17k 91.26
SPDR S&P Biotech (XBI) 0.1 $1.5M 22k 71.74
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $1.5M 29k 52.11
Vanguard REIT ETF (VNQ) 0.1 $1.6M 21k 74.59
Vanguard High Dividend Yield ETF (VYM) 0.1 $1.5M 20k 78.00
iShares Russell Microcap Index (IWC) 0.1 $1.5M 18k 82.46
Vale (VALE) 0.1 $1.4M 109k 13.19
Berkshire Hathaway (BRK.B) 0.1 $1.4M 6.8k 204.13
Cisco Systems (CSCO) 0.1 $1.4M 32k 43.32
AFLAC Incorporated (AFL) 0.1 $1.4M 31k 45.57
UnitedHealth (UNH) 0.1 $1.4M 5.6k 249.07
Ishares Tr liquid inc etf (ICSH) 0.1 $1.4M 29k 50.06
Ecolab (ECL) 0.1 $1.4M 9.2k 147.34
Paychex (PAYX) 0.1 $1.3M 21k 65.15
Whirlpool Corporation (WHR) 0.1 $1.3M 13k 106.86
Abb (ABBNY) 0.1 $1.4M 72k 19.01
WisdomTree LargeCap Dividend Fund (DLN) 0.1 $1.3M 16k 84.48
Xylem (XYL) 0.1 $1.4M 20k 66.74
Innovator Etfs Tr ibd 50 etf (FFTY) 0.1 $1.3M 47k 27.62
Invesco S&p 500 Top 50 Etf (XLG) 0.1 $1.3M 7.2k 179.85
Bank Ozk (OZK) 0.1 $1.3M 58k 22.83
Costco Wholesale Corporation (COST) 0.1 $1.2M 5.8k 203.73
Regions Financial Corporation (RF) 0.1 $1.2M 88k 13.38
Texas Instruments Incorporated (TXN) 0.1 $1.2M 12k 94.52
Weyerhaeuser Company (WY) 0.1 $1.2M 57k 21.85
Ford Motor Company (F) 0.1 $1.2M 154k 7.65
First Trust Iv Enhanced Short (FTSM) 0.1 $1.2M 20k 59.83
J P Morgan Exchange Traded F ultra shrt (JPST) 0.1 $1.2M 24k 50.13
Danaher Corporation (DHR) 0.1 $1.1M 11k 103.12
Cree 0.1 $1.1M 25k 42.79
iShares Russell 2000 Value Index (IWN) 0.1 $1.1M 10k 107.51
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $1.1M 11k 100.92
Sunpower (SPWRQ) 0.1 $1.1M 215k 4.97
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $1.1M 22k 49.87
Paypal Holdings (PYPL) 0.1 $1.1M 14k 84.07
iShares MSCI Emerging Markets Indx (EEM) 0.1 $1.0M 26k 39.05
Suntrust Banks Inc $1.00 Par Cmn 0.1 $1.0M 21k 50.45
NVIDIA Corporation (NVDA) 0.1 $1.0M 7.8k 133.48
Domino's Pizza (DPZ) 0.1 $983k 4.0k 248.11
Marvell Technology Group 0.1 $1.0M 62k 16.20
SPDR S&P MidCap 400 ETF (MDY) 0.1 $970k 3.2k 302.56
Vanguard Small-Cap Value ETF (VBR) 0.1 $1.0M 8.9k 114.08
Vanguard Value ETF (VTV) 0.1 $970k 9.9k 97.93
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $1.1M 36k 29.07
Northern Trust Corporation (NTRS) 0.1 $914k 11k 83.62
Vulcan Materials Company (VMC) 0.1 $897k 9.1k 98.78
Celgene Corporation 0.1 $950k 15k 64.12
U.S. Bancorp (USB) 0.1 $807k 18k 45.72
McDonald's Corporation (MCD) 0.1 $761k 4.3k 177.60
Martin Marietta Materials (MLM) 0.1 $828k 4.8k 171.96
Spdr S&p 500 Etf (SPY) 0.1 $843k 3.4k 250.07
Freeport-McMoRan Copper & Gold (FCX) 0.1 $852k 83k 10.32
Oracle Corporation (ORCL) 0.1 $823k 18k 45.13
Callon Pete Co Del Com Stk 0.1 $779k 120k 6.49
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $784k 8.4k 93.01
Yandex Nv-a (YNDX) 0.1 $774k 28k 27.34
Ishares Core Intl Stock Etf core (IXUS) 0.1 $834k 16k 52.55
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.1 $827k 17k 48.48
SYSCO Corporation (SYY) 0.1 $723k 12k 62.64
Visa (V) 0.1 $675k 5.1k 131.86
Natus Medical 0.1 $744k 22k 34.02
iShares S&P SmallCap 600 Index (IJR) 0.1 $750k 11k 69.32
Mosaic (MOS) 0.1 $738k 25k 29.22
Groupon 0.1 $713k 223k 3.20
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $726k 16k 44.73
Ishares Inc msci em esg se (ESGE) 0.1 $744k 24k 30.68
Ishares Tr msci eafe esg (ESGD) 0.1 $666k 12k 57.40
Range Resources (RRC) 0.1 $607k 63k 9.58
Halliburton Company (HAL) 0.1 $602k 23k 26.59
Huntsman Corporation (HUN) 0.1 $639k 33k 19.29
iShares S&P 500 Growth Index (IVW) 0.1 $586k 3.9k 150.72
Garmin (GRMN) 0.1 $577k 9.1k 63.27
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $588k 3.3k 180.87
FleetCor Technologies 0.1 $576k 3.1k 185.81
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $583k 5.6k 103.20
iShares Russell 3000 Growth Index (IUSG) 0.1 $576k 11k 52.68
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $627k 8.0k 77.92
Sprott Physical Gold Trust (PHYS) 0.1 $612k 59k 10.30
Citigroup (C) 0.1 $601k 12k 52.08
Nutanix Inc cl a (NTNX) 0.1 $647k 16k 41.56
Floor & Decor Hldgs Inc cl a (FND) 0.1 $654k 25k 25.88
At&t (T) 0.1 $480k 17k 28.52
Ciena Corporation (CIEN) 0.1 $548k 16k 33.88
Ipath Dow Jones-aig Commodity (DJP) 0.1 $529k 25k 21.20
Globant S A (GLOB) 0.1 $512k 9.1k 56.28
Impinj (PI) 0.1 $557k 38k 14.55
Roku (ROKU) 0.1 $502k 16k 30.66
Coca-Cola Company (KO) 0.0 $391k 8.3k 47.39
Industrial SPDR (XLI) 0.0 $401k 6.2k 64.35
Illumina (ILMN) 0.0 $402k 1.3k 300.22
Baidu (BIDU) 0.0 $389k 2.5k 158.71
Banco Itau Holding Financeira (ITUB) 0.0 $364k 40k 9.14
Chart Industries (GTLS) 0.0 $365k 5.6k 64.99
Materials SPDR (XLB) 0.0 $446k 8.8k 50.46
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $395k 3.5k 112.79
iShares Russell 2000 Growth Index (IWO) 0.0 $386k 2.3k 168.05
Tesla Motors (TSLA) 0.0 $365k 1.1k 333.03
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $438k 4.0k 108.96
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $436k 3.2k 138.37
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $391k 7.1k 54.84
Schwab Strategic Tr sht tm us tres (SCHO) 0.0 $369k 7.4k 49.93
Facebook Inc cl a (META) 0.0 $405k 3.1k 131.07
Palo Alto Networks (PANW) 0.0 $362k 1.9k 188.44
Ishares Inc msci world idx (URTH) 0.0 $442k 5.6k 78.87
Vanguard S&p 500 Etf idx (VOO) 0.0 $379k 1.6k 230.12
Varonis Sys (VRNS) 0.0 $406k 7.7k 52.95
Fortive (FTV) 0.0 $426k 6.3k 67.73
L3 Technologies 0.0 $429k 2.5k 173.47
Invesco Actively Managd Etf optimum yield (PDBC) 0.0 $416k 28k 15.06
Abbott Laboratories (ABT) 0.0 $315k 4.4k 72.38
PPG Industries (PPG) 0.0 $315k 3.1k 102.37
Marsh & McLennan Companies (MMC) 0.0 $326k 4.1k 79.69
Royal Dutch Shell 0.0 $280k 4.8k 58.30
Starbucks Corporation (SBUX) 0.0 $351k 5.5k 64.36
Invesco (IVZ) 0.0 $255k 15k 16.75
Alaska Air (ALK) 0.0 $259k 4.3k 60.78
iShares Gold Trust 0.0 $286k 23k 12.28
SPDR S&P Oil & Gas Explore & Prod. 0.0 $318k 12k 26.50
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $313k 2.4k 131.73
iShares S&P 1500 Index Fund (ITOT) 0.0 $323k 5.7k 56.71
iShares S&P Global Industrials Sec (EXI) 0.0 $276k 3.5k 77.97
Mondelez Int (MDLZ) 0.0 $349k 8.7k 40.06
Teladoc (TDOC) 0.0 $337k 6.8k 49.56
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.0 $298k 6.2k 48.14
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.0 $331k 3.8k 87.40
Bank of America Corporation (BAC) 0.0 $205k 8.3k 24.63
General Electric Company 0.0 $174k 23k 7.56
Lockheed Martin Corporation (LMT) 0.0 $212k 811.00 261.41
Colgate-Palmolive Company (CL) 0.0 $207k 3.5k 59.38
Stryker Corporation (SYK) 0.0 $249k 1.6k 156.90
First Industrial Realty Trust (FR) 0.0 $204k 7.1k 28.87
First Solar (FSLR) 0.0 $245k 5.8k 42.39
iShares Russell 1000 Index (IWB) 0.0 $214k 1.5k 138.42
Immunomedics 0.0 $182k 13k 14.27
SPDR MSCI ACWI ex-US (CWI) 0.0 $253k 7.7k 32.77
Ishares Trust Msci China msci china idx (MCHI) 0.0 $247k 4.7k 52.55
Control4 0.0 $207k 12k 17.64
Madison Square Garden Cl A (MSGS) 0.0 $227k 847.00 268.00
Tata Motors 0.0 $123k 10k 12.20
Marchex (MCHX) 0.0 $59k 22k 2.63
Pandora Media 0.0 $150k 19k 8.09
Weatherford Intl Plc ord 0.0 $101k 181k 0.56
On Deck Capital 0.0 $93k 16k 5.89
Citigroup Global Mkts Hldgs leveragd etn s p 0.0 $91k 10k 8.92
Yeti Hldgs (YETI) 0.0 $148k 10k 14.80