Baker Avenue Asset Management

Baker Avenue Asset Management as of Dec. 31, 2019

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 250 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 7.0 $96M 588k 163.62
iShares S&P 500 Index (IVV) 5.7 $78M 241k 323.24
Vanguard Total Bond Market ETF (BND) 4.5 $62M 738k 83.86
Vanguard Large-Cap ETF (VV) 4.4 $61M 411k 147.84
iShares Lehman Aggregate Bond (AGG) 4.3 $59M 529k 112.37
SPDR Barclays Capital Aggregate Bo (SPAB) 3.4 $47M 1.6M 29.38
iShares S&P 500 Value Index (IVE) 2.9 $40M 306k 130.09
SPDR S&P Dividend (SDY) 2.4 $33M 306k 107.57
iShares Russell 1000 Growth Index (IWF) 2.2 $31M 175k 175.92
Vanguard FTSE All-World ex-US ETF (VEU) 2.2 $31M 570k 53.75
Ishares Msci Usa Quality Facto invalid (QUAL) 1.9 $26M 256k 101.00
Vanguard Emerging Markets ETF (VWO) 1.8 $24M 547k 44.47
Microsoft Corporation (MSFT) 1.7 $24M 153k 157.69
Vanguard Europe Pacific ETF (VEA) 1.6 $22M 497k 44.06
iShares Russell 2000 Index (IWM) 1.5 $20M 123k 165.67
iShares Russell 3000 Index (IWV) 1.5 $20M 107k 188.49
Consumer Discretionary SPDR (XLY) 1.3 $17M 138k 125.42
iShares MSCI EAFE Growth Index (EFG) 1.2 $16M 188k 86.47
Invesco S&p 500 Equal Weight Etf (RSP) 1.1 $15M 129k 115.71
Ishares Tr core div grwth (DGRO) 1.0 $14M 334k 42.07
iShares MSCI EAFE Index Fund (EFA) 1.0 $14M 200k 69.44
Charles Schwab Corporation (SCHW) 1.0 $14M 291k 47.56
iShares NASDAQ Biotechnology Index (IBB) 0.9 $13M 109k 120.51
Apple (AAPL) 0.9 $13M 44k 293.65
iShares MSCI EAFE Value Index (EFV) 0.9 $12M 241k 49.93
Vanguard Small-Cap ETF (VB) 0.9 $12M 71k 165.63
Select Sector Spdr Tr Communic etfeqty (XLC) 0.8 $12M 214k 53.63
Powershares Global Etf invesco equal wgt. materials - etf (RSPM) 0.8 $11M 98k 116.01
Simpson Manufacturing (SSD) 0.8 $11M 136k 80.23
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.8 $11M 174k 62.28
J P Morgan Exchange Traded F ultra shrt (JPST) 0.8 $10M 205k 50.43
International Business Machines (IBM) 0.7 $10M 75k 134.03
Vanguard REIT ETF (VNQ) 0.7 $9.8M 106k 92.78
SPDR Barclays Capital Convertible SecETF (CWB) 0.7 $9.6M 173k 55.50
Health Care SPDR (XLV) 0.7 $9.4M 93k 101.86
Ishares Tr fltg rate nt (FLOT) 0.7 $9.3M 184k 50.92
Abbvie (ABBV) 0.7 $9.3M 105k 88.54
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.7 $9.1M 79k 114.56
Invesco Financial Preferred Et other (PGF) 0.7 $9.0M 477k 18.87
Financial Select Sector SPDR (XLF) 0.6 $8.6M 278k 30.78
Amgen (AMGN) 0.6 $8.1M 34k 241.06
iShares iBoxx $ High Yid Corp Bond (HYG) 0.6 $8.1M 92k 87.93
Amazon (AMZN) 0.6 $8.0M 4.4k 1847.69
SPDR S&P Homebuilders (XHB) 0.6 $8.0M 175k 45.51
Applied Materials (AMAT) 0.6 $7.9M 129k 61.04
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 0.6 $7.8M 33k 233.03
Spdr Series Trust aerospace def (XAR) 0.6 $7.8M 71k 109.10
ConocoPhillips (COP) 0.5 $7.2M 111k 65.02
First Trust Value Line Dividend Indx Fnd (FVD) 0.5 $7.2M 200k 36.03
Honeywell International (HON) 0.5 $7.1M 40k 176.98
Vanguard Total World Stock Idx (VT) 0.5 $7.1M 87k 80.99
iShares Russell 1000 Value Index (IWD) 0.5 $6.9M 51k 136.47
Ishares Msci Japan (EWJ) 0.5 $6.8M 114k 59.23
Marsh & McLennan Companies (MMC) 0.5 $6.6M 59k 111.40
Invesco S&p 500 Low Volatility Etf (SPLV) 0.5 $6.7M 114k 58.34
wisdomtreetrusdivd.. (DGRW) 0.5 $6.4M 132k 48.47
Proshares Tr S&p 500 Aristo (NOBL) 0.5 $6.3M 84k 75.59
Walt Disney Company (DIS) 0.5 $6.2M 43k 144.61
American Express Company (AXP) 0.4 $6.1M 49k 124.49
Vanguard Short-Term Bond ETF (BSV) 0.4 $5.9M 74k 80.61
Energy Select Sector SPDR (XLE) 0.4 $6.0M 99k 60.04
Ishares Tr core strm usbd (ISTB) 0.4 $5.6M 111k 50.40
Linde 0.4 $5.7M 27k 212.89
Corning Incorporated (GLW) 0.4 $5.5M 188k 29.11
JPMorgan Chase & Co. (JPM) 0.4 $5.4M 39k 139.39
Constellation Brands (STZ) 0.4 $5.4M 29k 189.72
iShares S&P SmallCap 600 Index (IJR) 0.4 $5.2M 62k 83.84
Schwab Strategic Tr us aggregate b (SCHZ) 0.4 $5.1M 95k 53.42
Spdr Short-term High Yield mf (SJNK) 0.4 $5.1M 188k 26.94
iShares MSCI ACWI Index Fund (ACWI) 0.4 $4.9M 62k 79.24
iShares Dow Jones US Medical Dev. (IHI) 0.4 $4.9M 19k 264.27
Ishares Tr cmn (STIP) 0.4 $4.9M 49k 100.70
Northrop Grumman Corporation (NOC) 0.3 $4.7M 14k 343.92
Alphabet Inc Class A cs (GOOGL) 0.3 $4.7M 3.5k 1339.26
General Motors Company (GM) 0.3 $4.6M 126k 36.60
Sony Corporation (SONY) 0.3 $4.4M 65k 67.99
United Parcel Service (UPS) 0.3 $4.5M 38k 117.05
Schwab Emerging Markets Equity ETF (SCHE) 0.3 $4.1M 152k 27.37
Weyerhaeuser Company (WY) 0.3 $4.1M 134k 30.20
Eaton (ETN) 0.3 $4.1M 43k 94.71
Bank of America Corporation (BAC) 0.3 $3.9M 111k 35.21
Alibaba Group Holding (BABA) 0.3 $3.8M 18k 212.07
United Rentals (URI) 0.3 $3.6M 22k 166.73
Alphabet Inc Class C cs (GOOG) 0.3 $3.6M 2.7k 1336.93
iShares S&P SmallCap 600 Value Idx (IJS) 0.2 $3.5M 22k 160.78
Costco Wholesale Corporation (COST) 0.2 $3.1M 11k 293.91
WisdomTree Intl. SmallCap Div (DLS) 0.2 $3.0M 43k 71.11
Zillow Group Inc Cl A (ZG) 0.2 $3.0M 67k 45.73
Wisdomtree Tr brclys us aggr (AGGY) 0.2 $3.1M 59k 52.24
Telefonaktiebolaget LM Ericsson (ERIC) 0.2 $2.9M 330k 8.78
Materials SPDR (XLB) 0.2 $2.9M 48k 61.40
Exxon Mobil Corporation (XOM) 0.2 $2.5M 36k 69.76
Home Depot (HD) 0.2 $2.4M 11k 218.36
Spdr S&p 500 Etf (SPY) 0.2 $2.5M 7.7k 321.84
iShares S&P Global Energy Sector (IXC) 0.2 $2.4M 79k 30.82
Schwab Strategic Tr us dividend eq (SCHD) 0.2 $2.5M 44k 57.91
Ingersoll-rand Co Ltd-cl A 0.2 $2.3M 17k 132.88
Sunpower (SPWRQ) 0.2 $2.4M 302k 7.80
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.2 $2.3M 19k 125.52
Uber Technologies (UBER) 0.2 $2.4M 80k 29.74
Target Corporation (TGT) 0.2 $2.2M 17k 128.18
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $2.3M 52k 43.11
Hess (HES) 0.1 $2.1M 31k 66.80
UnitedHealth (UNH) 0.1 $2.0M 6.9k 293.90
Freeport-McMoRan Copper & Gold (FCX) 0.1 $2.1M 160k 13.12
Lowe's Companies (LOW) 0.1 $2.1M 17k 119.71
Fiserv (FI) 0.1 $2.1M 18k 115.60
Oracle Corporation (ORCL) 0.1 $2.1M 40k 52.97
ON Semiconductor (ON) 0.1 $2.1M 85k 24.37
Schwab Strategic Tr cmn (SCHV) 0.1 $2.1M 34k 60.12
Invesco S&p 500 Top 50 Etf (XLG) 0.1 $2.1M 8.9k 233.37
Chevron Corporation (CVX) 0.1 $1.9M 16k 120.50
NVIDIA Corporation (NVDA) 0.1 $2.0M 8.5k 235.29
Technology SPDR (XLK) 0.1 $1.9M 21k 91.67
Merck & Co (MRK) 0.1 $1.9M 21k 90.90
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $1.8M 28k 65.23
Broadcom (AVGO) 0.1 $1.8M 5.8k 315.93
Ecolab (ECL) 0.1 $1.6M 8.4k 192.97
Regions Financial Corporation (RF) 0.1 $1.6M 95k 17.16
Deere & Company (DE) 0.1 $1.6M 9.2k 173.27
EXACT Sciences Corporation (EXAS) 0.1 $1.6M 18k 92.43
IDEXX Laboratories (IDXX) 0.1 $1.5M 5.7k 261.04
Abiomed 0.1 $1.5M 8.5k 170.52
Paypal Holdings (PYPL) 0.1 $1.5M 14k 108.15
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $1.3M 6.0k 218.86
National-Oilwell Var 0.1 $1.4M 56k 25.05
Marvell Technology Group 0.1 $1.3M 50k 26.56
Huntsman Corporation (HUN) 0.1 $1.4M 57k 24.15
SPDR S&P Biotech (XBI) 0.1 $1.3M 14k 95.11
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $1.4M 29k 49.10
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $1.3M 13k 101.57
Provention Bio 0.1 $1.4M 91k 14.89
Ares Capital Corporation (ARCC) 0.1 $1.2M 66k 18.65
Motorola Solutions (MSI) 0.1 $1.2M 7.7k 161.03
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $1.3M 26k 50.23
Jd (JD) 0.1 $1.3M 36k 35.21
General Electric Company 0.1 $1.1M 94k 11.16
CarMax (KMX) 0.1 $1.1M 12k 87.61
Sherwin-Williams Company (SHW) 0.1 $1.1M 2.0k 583.04
Danaher Corporation (DHR) 0.1 $1.1M 7.1k 153.36
iShares Gold Trust 0.1 $1.1M 73k 14.49
SPDR S&P MidCap 400 ETF (MDY) 0.1 $1.1M 2.8k 375.13
Vanguard Value ETF (VTV) 0.1 $1.1M 9.2k 119.83
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $1.1M 20k 53.60
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $1.1M 9.1k 120.06
Ishares Core Intl Stock Etf core (IXUS) 0.1 $1.1M 17k 61.86
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $1.1M 24k 46.55
Invesco Qqq Trust Series 1 (QQQ) 0.1 $1.2M 5.5k 212.60
Paychex (PAYX) 0.1 $916k 11k 85.05
SYSCO Corporation (SYY) 0.1 $985k 12k 85.53
Intel Corporation (INTC) 0.1 $991k 17k 59.85
Vulcan Materials Company (VMC) 0.1 $989k 6.9k 143.92
Qualcomm (QCOM) 0.1 $934k 11k 88.22
iShares Russell 2000 Value Index (IWN) 0.1 $994k 7.7k 128.54
Vanguard Small-Cap Value ETF (VBR) 0.1 $898k 6.6k 137.02
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $1.0M 4.5k 228.08
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $1.0M 13k 81.00
SPDR S&P International Dividend (DWX) 0.1 $1.0M 25k 40.17
Xpo Logistics Inc equity (XPO) 0.1 $978k 12k 79.68
Sohu (SOHU) 0.1 $940k 84k 11.17
Berkshire Hathaway (BRK.B) 0.1 $844k 3.7k 226.33
IAC/InterActive 0.1 $779k 3.1k 248.80
Johnson & Johnson (JNJ) 0.1 $832k 5.7k 145.71
Pfizer (PFE) 0.1 $829k 21k 39.16
Martin Marietta Materials (MLM) 0.1 $866k 3.1k 279.35
iShares S&P 500 Growth Index (IVW) 0.1 $788k 4.1k 193.42
Ishares Inc msci em esg se (ESGE) 0.1 $878k 24k 35.92
Ishares Tr msci eafe esg (ESGD) 0.1 $861k 13k 68.67
Ark Etf Tr 3d printing etf (PRNT) 0.1 $872k 39k 22.43
McDonald's Corporation (MCD) 0.1 $728k 3.7k 197.40
At&t (T) 0.1 $636k 16k 39.07
Pioneer Natural Resources 0.1 $701k 4.6k 151.21
MercadoLibre (MELI) 0.1 $656k 1.1k 571.43
Chart Industries (GTLS) 0.1 $698k 10k 67.41
SPDR S&P Oil & Gas Explore & Prod. 0.1 $656k 28k 23.68
iShares Russell Microcap Index (IWC) 0.1 $720k 7.2k 99.45
iShares Russell 3000 Growth Index (IUSG) 0.1 $642k 9.5k 67.56
Nuveen Quality Pref. Inc. Fund II 0.1 $694k 69k 10.02
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $739k 13k 59.04
Citigroup (C) 0.1 $753k 9.4k 79.82
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $651k 13k 50.52
iShares MSCI Emerging Markets Indx (EEM) 0.0 $577k 13k 44.84
Visa (V) 0.0 $542k 2.9k 187.87
Stifel Financial (SF) 0.0 $569k 9.4k 60.58
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $505k 3.9k 127.98
First Trust Large Cap Value Opp Fnd (FTA) 0.0 $605k 11k 56.44
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $591k 4.4k 133.86
Ipath Dow Jones-aig Commodity (DJP) 0.0 $556k 24k 22.83
iShares S&P Global Industrials Sec (EXI) 0.0 $500k 5.1k 97.28
Glu Mobile 0.0 $561k 93k 6.04
Yandex Nv-a (NBIS) 0.0 $507k 12k 43.44
Citigroup Global Mkts Hldgs leveragd etn s p 0.0 $581k 41k 14.17
Pgx etf (PGX) 0.0 $611k 41k 15.01
L3harris Technologies (LHX) 0.0 $571k 2.9k 197.85
Greenlane Holdings Cl A Ord 0.0 $597k 184k 3.25
Freedom 100 Emerging Markets Etf etf (FRDM) 0.0 $552k 20k 27.60
Sundial Growers 0.0 $523k 174k 3.00
Direxion Shs Etf Tr Oil Gas Bl 3x Sh cef 0.0 $547k 15k 36.52
Bunge 0.0 $439k 7.6k 57.43
iShares Russell 1000 Index (IWB) 0.0 $351k 2.0k 178.35
Banco Itau Holding Financeira (ITUB) 0.0 $364k 40k 9.14
iShares Russell 2000 Growth Index (IWO) 0.0 $389k 1.8k 214.09
Vanguard Dividend Appreciation ETF (VIG) 0.0 $479k 3.8k 124.58
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $442k 2.6k 170.46
Sprott Physical Gold Trust (PHYS) 0.0 $369k 30k 12.16
Facebook Inc cl a (META) 0.0 $449k 2.2k 204.84
Mondelez Int (MDLZ) 0.0 $482k 8.8k 55.08
Palo Alto Networks (PANW) 0.0 $346k 1.5k 230.67
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $371k 14k 26.50
D First Tr Exchange-traded (FPE) 0.0 $414k 21k 20.06
Vanguard S&p 500 Etf idx (VOO) 0.0 $383k 1.3k 295.30
Ishares U S Etf Tr shr mat mu etf (MEAR) 0.0 $395k 7.9k 50.00
Topbuild (BLD) 0.0 $396k 3.9k 102.83
Arconic 0.0 $470k 15k 30.73
Technipfmc (FTI) 0.0 $374k 18k 21.39
Snap Inc cl a (SNAP) 0.0 $449k 28k 16.33
Invesco Actively Managd Etf optimum yield (PDBC) 0.0 $438k 27k 16.55
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.0 $429k 6.7k 64.32
eBay (EBAY) 0.0 $272k 7.5k 36.04
United Technologies Corporation 0.0 $341k 2.3k 149.76
Starbucks Corporation (SBUX) 0.0 $272k 3.1k 87.63
Netflix (NFLX) 0.0 $245k 759.00 322.79
Industrial SPDR (XLI) 0.0 $279k 3.4k 81.46
Lam Research Corporation 0.0 $289k 989.00 292.21
Conn's (CONNQ) 0.0 $278k 23k 12.36
Golar Lng (GLNG) 0.0 $314k 22k 14.21
SPDR KBW Regional Banking (KRE) 0.0 $322k 5.5k 58.12
Garmin (GRMN) 0.0 $255k 2.6k 97.48
Nxp Semiconductors N V (NXPI) 0.0 $254k 2.0k 127.00
iShares Dow Jones Select Dividend (DVY) 0.0 $274k 2.6k 105.38
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $240k 3.3k 72.29
SPDR DJ Wilshire REIT (RWR) 0.0 $256k 2.5k 101.75
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $253k 4.5k 56.85
Pimco NY Muni Income Fund II (PNI) 0.0 $220k 18k 12.03
Ishares High Dividend Equity F (HDV) 0.0 $264k 2.7k 97.78
Jazz Pharmaceuticals (JAZZ) 0.0 $223k 1.5k 148.67
Gw Pharmaceuticals Plc ads 0.0 $263k 2.5k 104.49
Ishares Tr 0-5yr hi yl cp (SHYG) 0.0 $214k 4.6k 46.41
Globant S A (GLOB) 0.0 $308k 2.9k 105.81
Ishares Tr liquid inc etf (ICSH) 0.0 $298k 5.9k 50.25
Energizer Holdings (ENR) 0.0 $261k 5.2k 50.19
Madison Square Garden Cl A (MSGS) 0.0 $229k 780.00 293.59
Fortive (FTV) 0.0 $291k 3.8k 76.28
Invesco S&p 500 High Div, Low V equities (SPHD) 0.0 $264k 6.0k 44.00
Tilray (TLRY) 0.0 $340k 20k 17.09
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.0 $220k 2.0k 109.13
Slack Technologies 0.0 $233k 10k 22.39
Owl Rock Capital Corporation (OBDC) 0.0 $267k 15k 17.85
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $207k 15k 14.17
Sirius Xm Holdings 0.0 $143k 20k 7.15