Castle Rock Wealth Management

Castle Rock Wealth Management as of March 31, 2019

Portfolio Holdings for Castle Rock Wealth Management

Castle Rock Wealth Management holds 226 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen CA Dividend Advantage Muni. Fund (NAC) 14.6 $695k 70k 9.87
Pgx etf (PGX) 9.1 $435k 30k 14.50
Wells Fargo & Company (WFC) 6.2 $293k 6.1k 48.32
Home Depot (HD) 6.0 $289k 5.2k 55.56
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 5.0 $238k 17k 13.92
Brookfield Real Assets Incom shs ben int (RA) 3.8 $183k 8.5k 21.62
PG&E Corporation (PCG) 3.4 $160k 9.0k 17.80
Gladstone Investment Corporation (GAIN) 3.3 $159k 14k 11.60
Exxon Mobil Corporation (XOM) 2.7 $130k 7.0k 18.51
International Business Machines (IBM) 2.4 $113k 800.00 141.10
Microsoft Corporation (MSFT) 2.4 $112k 13k 8.73
Costco Wholesale Corporation (COST) 2.3 $109k 2.4k 46.43
Corcept Therapeutics Incorporated (CORT) 2.1 $100k 8.5k 11.74
Goldman Sachs Etf Tr treasuryaccess (GBIL) 2.0 $97k 962.00 100.27
Petroleo Brasileiro SA (PBR) 2.0 $94k 5.9k 15.92
Walt Disney Company (DIS) 1.8 $84k 6.5k 12.85
Facebook Inc cl a (META) 1.8 $84k 2.9k 28.78
Amazon (AMZN) 1.6 $75k 1.3k 59.39
Exelon Corporation (EXC) 1.5 $70k 1.4k 50.13
American Electric Power Company (AEP) 1.2 $59k 700.00 83.75
Nuveen Calif Municpal Valu F 1.2 $56k 3.5k 15.96
Spdr S&p 500 Etf (SPY) 1.1 $50k 2.7k 18.65
Invesco S&p 500 Equal Wt Hlth Care Etf exchange traded fund (RSPH) 0.9 $44k 224.00 197.38
Schwab Strategic Tr us lrg cap etf (SCHX) 0.9 $41k 605.00 67.61
Apple (AAPL) 0.8 $40k 12k 3.30
Sempra Energy (SRE) 0.8 $41k 323.00 125.86
Schwab Strategic Tr us dividend eq (SCHD) 0.8 $40k 765.00 52.28
Invesco Variable Rate Preferred Etf etf (VRP) 0.8 $40k 1.6k 24.58
Prospect Capital Corporation (PSEC) 0.7 $35k 5.3k 6.52
iShares Gold Trust 0.7 $32k 2.6k 12.38
iShares S&P 500 Index (IVV) 0.6 $29k 100.00 284.56
Allstate Corporation (ALL) 0.6 $28k 300.00 94.18
Celgene Corporation 0.6 $28k 294.00 94.34
Comcast Corporation (CMCSA) 0.5 $25k 618.00 39.98
Pepsi (PEP) 0.5 $25k 3.2k 7.68
Pembina Pipeline Corp (PBA) 0.5 $24k 663.00 36.76
Invesco Exchng Traded Fd Tr fndmntl hy crp (PHB) 0.5 $24k 1.3k 18.65
Nuveen Mun High Income Opp F (NMZ) 0.5 $23k 1.7k 13.54
Bank of America Corporation (BAC) 0.5 $23k 9.4k 2.40
Medtronic (MDT) 0.5 $22k 237.00 91.08
Invesco Exchange Traded Fd T s&p500 eql fin (RSPF) 0.4 $20k 500.00 40.28
Under Armour Inc Cl C (UA) 0.4 $19k 1.0k 18.87
Cisco Systems (CSCO) 0.4 $18k 339.00 53.91
U.S. Bancorp (USB) 0.4 $17k 352.00 48.19
Capital One Financial (COF) 0.3 $16k 200.00 81.69
Bank of Marin Ban (BMRC) 0.3 $16k 400.00 40.69
Hldgs (UAL) 0.3 $16k 199.00 79.78
SPDR Barclays Capital Convertible SecETF (CWB) 0.3 $16k 13k 1.18
Invesco Qqq Trust Series 1 (QQQ) 0.3 $16k 3.5k 4.49
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.3 $15k 1.0k 15.07
iShares Silver Trust (SLV) 0.3 $14k 1.0k 14.18
Tyson Foods (TSN) 0.3 $14k 200.00 69.43
Sanofi-Aventis SA (SNY) 0.3 $14k 316.00 44.28
Halliburton Company (HAL) 0.3 $13k 458.00 29.30
Southwest Airlines (LUV) 0.3 $13k 255.00 51.91
FedEx Corporation (FDX) 0.3 $13k 72.00 181.42
At&t (T) 0.3 $13k 26k 0.48
Citigroup (C) 0.3 $12k 200.00 62.22
Morgan Stanley (MS) 0.2 $11k 248.00 42.20
Discover Financial Services (DFS) 0.2 $9.8k 138.00 71.16
General Electric Company 0.2 $10k 17k 0.59
iShares Dow Jones Select Dividend (DVY) 0.2 $10k 4.0k 2.57
Alphabet Inc Class A cs (GOOGL) 0.2 $8.9k 592.00 15.08
Alphabet Inc Class C cs (GOOG) 0.2 $9.1k 796.00 11.48
Rite Aid Corporation 0.2 $8.3k 13k 0.64
Calamos Convertible & Hi Income Fund (CHY) 0.2 $7.4k 685.00 10.85
FirstEnergy (FE) 0.1 $7.4k 177.00 41.61
John Hancock Exchange Traded multifactor he 0.1 $7.1k 208.00 34.21
Invesco S&p 500 Equal Weight R (RSPR) 0.1 $6.7k 222.00 29.98
Diamond Offshore Drilling 0.1 $6.3k 600.00 10.49
Molson Coors Brewing Company (TAP) 0.1 $6.4k 6.7k 0.95
Invesco Exchange Traded Fd T s&p500 eql tec (RSPT) 0.1 $6.1k 36.00 170.11
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $5.7k 421.00 13.57
Etf Managers Tr tierra xp latin 0.1 $5.0k 138.00 36.37
Invesco Van Kampen High Inc Trust II (VLT) 0.1 $4.7k 326.00 14.34
Boeing Company (BA) 0.1 $4.1k 691.00 5.90
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $4.1k 400.00 10.14
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $4.4k 327.00 13.36
wisdomtreetrusdivd.. (DGRW) 0.1 $4.4k 103.00 43.06
Liberty Media Corp Delaware Com C Siriusxm 0.1 $3.6k 94.00 38.24
Chevron Corporation (CVX) 0.1 $3.3k 27k 0.12
Transglobe Energy Corp 0.1 $3.4k 1.8k 1.89
Nuveen California Municipal Value Fund (NCA) 0.1 $3.3k 342.00 9.56
Caterpillar (CAT) 0.1 $3.0k 22.00 135.50
Blackberry (BB) 0.1 $3.0k 300.00 10.09
Liberty Global Inc C 0.1 $2.5k 105.00 24.21
Invesco Bulletshares 2021 Corp 0.1 $2.4k 115.00 21.03
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.1 $2.4k 115.00 20.80
Liberty Broadband Cl C (LBRDK) 0.0 $2.1k 23.00 91.74
Liberty Media Corp Delaware Com A Siriusxm 0.0 $1.8k 47.00 38.17
Berkshire Hathaway (BRK.B) 0.0 $1.5k 7.6k 0.20
Abbott Laboratories (ABT) 0.0 $1.2k 15k 0.08
Visa (V) 0.0 $1.3k 8.5k 0.16
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $1.3k 23k 0.06
First Tr Exchange Traded Fd fst low mtg etf (LMBS) 0.0 $1.4k 28k 0.05
Ionis Pharmaceuticals (IONS) 0.0 $1.2k 15k 0.08
Janus Short Duration (VNLA) 0.0 $1.3k 25k 0.05
Bsco etf (BSCO) 0.0 $1.3k 63k 0.02
Johnson & Johnson (JNJ) 0.0 $773.793000 5.5k 0.14
NVIDIA Corporation (NVDA) 0.0 $788.803200 4.4k 0.18
Adobe Systems Incorporated (ADBE) 0.0 $816.862400 3.1k 0.27
Hanesbrands (HBI) 0.0 $851.610400 48k 0.02
Colgate-Palmolive Company (CL) 0.0 $968.795500 14k 0.07
UnitedHealth (UNH) 0.0 $1.1k 4.4k 0.25
Ford Motor Company (F) 0.0 $878.000000 100.00 8.78
Alerian Mlp Etf 0.0 $771.130000 77k 0.01
iShares Barclays TIPS Bond Fund (TIP) 0.0 $875.959500 7.7k 0.11
iShares Dow Jones US Healthcare (IYH) 0.0 $919.086000 4.7k 0.19
Ishares Tr usa min vo (USMV) 0.0 $759.696000 13k 0.06
Gaslog Partners 0.0 $970.647400 43k 0.02
Store Capital Corp reit 0.0 $1.1k 33k 0.03
Goldman Sachs Etf Tr fund (GIGB) 0.0 $907.580800 18k 0.05
Invesco S&p 500 Equal Weight Etf (RSP) 0.0 $1.0k 9.9k 0.10
MasterCard Incorporated (MA) 0.0 $320.008000 1.4k 0.24
Moody's Corporation (MCO) 0.0 $339.931200 1.9k 0.18
McDonald's Corporation (MCD) 0.0 $417.939600 2.2k 0.19
Waste Management (WM) 0.0 $375.024000 3.6k 0.10
Martin Marietta Materials (MLM) 0.0 $299.035700 1.5k 0.20
Bristol Myers Squibb (BMY) 0.0 $421.763400 8.8k 0.05
3M Company (MMM) 0.0 $363.059600 1.7k 0.21
Digital Realty Trust (DLR) 0.0 $299.984700 2.5k 0.12
Northrop Grumman Corporation (NOC) 0.0 $539.069400 2.0k 0.27
Automatic Data Processing (ADP) 0.0 $384.958200 2.4k 0.16
Intel Corporation (INTC) 0.0 $624.316200 12k 0.05
Verizon Communications (VZ) 0.0 $565.764300 9.6k 0.06
Nextera Energy (NEE) 0.0 $376.935000 2.0k 0.19
Procter & Gamble Company (PG) 0.0 $402.896000 3.9k 0.10
Rio Tinto (RIO) 0.0 $299.115600 5.1k 0.06
Stryker Corporation (SYK) 0.0 $437.905500 2.2k 0.20
Qualcomm (QCOM) 0.0 $381.900000 6.7k 0.06
iShares MSCI EAFE Index Fund (EFA) 0.0 $345.902400 5.3k 0.06
Paccar (PCAR) 0.0 $565.446200 8.3k 0.07
Constellation Brands (STZ) 0.0 $400.087400 2.3k 0.18
Netflix (NFLX) 0.0 $238.966800 669.00 0.36
iShares NASDAQ Biotechnology Index (IBB) 0.0 $247.075200 2.2k 0.11
salesforce (CRM) 0.0 $564.101500 3.6k 0.16
American Campus Communities 0.0 $417.737600 8.8k 0.05
Wabtec Corporation (WAB) 0.0 $369.000000 5.00 73.80
Church & Dwight (CHD) 0.0 $467.157600 6.6k 0.07
Realty Income (O) 0.0 $562.789500 7.7k 0.07
Magellan Midstream Partners 0.0 $379.053000 6.3k 0.06
Vanguard Emerging Markets ETF (VWO) 0.0 $703.247500 17k 0.04
Cohen & Steers infrastucture Fund (UTF) 0.0 $376.932500 15k 0.02
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.0 $626.240000 7.6k 0.08
Gabelli Dividend & Income Trust (GDV) 0.0 $272.533500 13k 0.02
Main Street Capital Corporation (MAIN) 0.0 $352.916400 9.5k 0.04
Ss&c Technologies Holding (SSNC) 0.0 $484.369600 7.6k 0.06
Vanguard REIT ETF (VNQ) 0.0 $528.264000 6.1k 0.09
Vanguard Extended Market ETF (VXF) 0.0 $355.085800 3.1k 0.12
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $306.378600 8.4k 0.04
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $443.458400 14k 0.03
SPDR S&P Emerging Asia Pacific (GMF) 0.0 $447.028000 4.5k 0.10
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.0 $246.155000 4.6k 0.05
iShares Dow Jones US Financial Svc. (IYG) 0.0 $529.975000 4.3k 0.12
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.0 $261.007900 1.3k 0.20
Nuveen Floating Rate Income Fund (JFR) 0.0 $340.272000 35k 0.01
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.0 $707.805000 11k 0.06
First Trust Value Line Dividend Indx Fnd (FVD) 0.0 $596.160000 18k 0.03
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $299.941200 3.0k 0.10
Reaves Utility Income Fund (UTG) 0.0 $530.505400 16k 0.03
SPDR FTSE/Macquarie Global Infra (GII) 0.0 $287.840000 5.6k 0.05
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $352.034900 4.4k 0.08
First Trust/FIDAC Mortgage Income Fund (FMY) 0.0 $484.420500 36k 0.01
Schwab Strategic Tr 0 (SCHP) 0.0 $521.730000 9.5k 0.06
Sch Us Mid-cap Etf etf (SCHM) 0.0 $387.800000 7.0k 0.06
Cbre Clarion Global Real Estat re (IGR) 0.0 $375.127500 50k 0.01
New Mountain Finance Corp (NMFC) 0.0 $436.478400 32k 0.01
Xpo Logistics Inc equity (XPO) 0.0 $277.930800 5.2k 0.05
American Tower Reit (AMT) 0.0 $434.060000 2.2k 0.20
Ishares Inc em mkt min vol (EEMV) 0.0 $313.760000 5.3k 0.06
Spdr Series Trust aerospace def (XAR) 0.0 $240.975000 2.6k 0.09
Servicenow (NOW) 0.0 $383.033600 1.6k 0.25
Palo Alto Networks (PANW) 0.0 $487.014500 2.0k 0.24
Abbvie (ABBV) 0.0 $468.205400 5.8k 0.08
D First Tr Exchange-traded (FPE) 0.0 $664.412600 35k 0.02
First Tr Exchange-traded Fd cmn (HYLS) 0.0 $522.215000 11k 0.05
Intercontinental Exchange (ICE) 0.0 $497.085200 6.5k 0.08
Proshares Tr S&p 500 Aristo (NOBL) 0.0 $710.815200 11k 0.07
Alps Etf Tr Riverfrnt Str Inc etf - fixed in (RIGS) 0.0 $451.877400 18k 0.02
Trinet (TNET) 0.0 $469.011400 7.8k 0.06
Arista Networks (ANET) 0.0 $597.045600 1.9k 0.31
Alibaba Group Holding (BABA) 0.0 $420.893000 2.3k 0.18
Keysight Technologies (KEYS) 0.0 $360.942400 4.1k 0.09
Proshares Invt Grade Etf etf/closed end (IGHG) 0.0 $350.863500 4.7k 0.07
Crown Castle Intl (CCI) 0.0 $497.924700 3.9k 0.13
Ishares Tr liquid inc etf (ICSH) 0.0 $274.839200 5.5k 0.05
First Trust Iv Enhanced Short (FTSM) 0.0 $577.615700 9.6k 0.06
Ark Etf Tr innovation etf (ARKK) 0.0 $489.387600 11k 0.05
Shopify Inc cl a (SHOP) 0.0 $569.113600 2.8k 0.21
Paypal Holdings (PYPL) 0.0 $408.868200 3.9k 0.10
Square Inc cl a (SQ) 0.0 $622.275000 8.3k 0.07
Atlassian Corp Plc cl a 0.0 $368.007100 3.3k 0.11
Oppenheimer Rev Weighted Etf financials secto 0.0 $320.280000 5.1k 0.06
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.0 $315.250000 6.5k 0.05
Janus Detroit Str Tr sml mid cp etf (JSMD) 0.0 $452.918900 11k 0.04
Vaneck Vectors Etf Tr morningstar wide (MOAT) 0.0 $415.066200 8.9k 0.05
Mortgage Reit Index real (REM) 0.0 $475.403600 11k 0.04
Smith & Wesson Holding Corpora 0.0 $327.001500 35.00 9.34
J P Morgan Exchange Traded F ultra shrt (JPST) 0.0 $259.799500 5.2k 0.05
Cronos Group (CRON) 0.0 $267.996000 15k 0.02
Broadcom (AVGO) 0.0 $530.009600 1.8k 0.30
Ceridian Hcm Hldg (DAY) 0.0 $377.978400 7.4k 0.05
Invesco S&p Small Cap Utilities Etf s&p smlcp util (PSCU) 0.0 $433.842300 8.1k 0.05
Invesco Zacks Multi-asset Income Etf exchange traded fund (CVY) 0.0 $244.080000 11k 0.02
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.0 $382.158000 6.7k 0.06
Brookfield Property Reit Inc cl a 0.0 $353.174000 17k 0.02
Stoneco (STNE) 0.0 $390.411200 9.5k 0.04
Blackstone 0.0 $234.115000 6.7k 0.04
Health Care SPDR (XLV) 0.0 $216.975900 2.4k 0.09
Edwards Lifesciences (EW) 0.0 $211.960400 1.1k 0.19
ConocoPhillips (COP) 0.0 $209.971600 3.1k 0.07
Illinois Tool Works (ITW) 0.0 $228.051900 1.6k 0.14
Oneok (OKE) 0.0 $225.035200 3.2k 0.07
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $217.987200 841.00 0.26
Templeton Global Income Fund (SABA) 0.0 $85.440600 14k 0.01
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $198.675000 13k 0.01
iShares S&P NA Tech. Sec. Idx (IGM) 0.0 $206.000000 1.0k 0.21
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $149.450000 15k 0.01
Palatin Technologies 0.0 $23.058000 23k 0.00
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $211.097600 2.4k 0.09
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.0 $203.060000 2.6k 0.08
Allianzgi Nfj Divid Int Prem S cefs 0.0 $191.180000 16k 0.01
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.0 $225.947600 2.0k 0.11
Canopy Gro 0.0 $215.850500 5.0k 0.04
Cloudera 0.0 $109.970100 10k 0.01
Tilray (TLRY) 0.0 $0 0 0.00