Castle Rock Wealth Management as of March 31, 2019
Portfolio Holdings for Castle Rock Wealth Management
Castle Rock Wealth Management holds 226 positions in its portfolio as reported in the March 2019 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
Nuveen CA Dividend Advantage Muni. Fund (NAC) | 14.6 | $695k | 70k | 9.87 | |
Pgx etf (PGX) | 9.1 | $435k | 30k | 14.50 | |
Wells Fargo & Company (WFC) | 6.2 | $293k | 6.1k | 48.32 | |
Home Depot (HD) | 6.0 | $289k | 5.2k | 55.56 | |
Nuveen Ins Ca Tx Fr Adv Mun (NKX) | 5.0 | $238k | 17k | 13.92 | |
Brookfield Real Assets Incom shs ben int (RA) | 3.8 | $183k | 8.5k | 21.62 | |
PG&E Corporation (PCG) | 3.4 | $160k | 9.0k | 17.80 | |
Gladstone Investment Corporation (GAIN) | 3.3 | $159k | 14k | 11.60 | |
Exxon Mobil Corporation (XOM) | 2.7 | $130k | 7.0k | 18.51 | |
International Business Machines (IBM) | 2.4 | $113k | 800.00 | 141.10 | |
Microsoft Corporation (MSFT) | 2.4 | $112k | 13k | 8.73 | |
Costco Wholesale Corporation (COST) | 2.3 | $109k | 2.4k | 46.43 | |
Corcept Therapeutics Incorporated (CORT) | 2.1 | $100k | 8.5k | 11.74 | |
Goldman Sachs Etf Tr treasuryaccess (GBIL) | 2.0 | $97k | 962.00 | 100.27 | |
Petroleo Brasileiro SA (PBR) | 2.0 | $94k | 5.9k | 15.92 | |
Walt Disney Company (DIS) | 1.8 | $84k | 6.5k | 12.85 | |
Facebook Inc cl a (META) | 1.8 | $84k | 2.9k | 28.78 | |
Amazon (AMZN) | 1.6 | $75k | 1.3k | 59.39 | |
Exelon Corporation (EXC) | 1.5 | $70k | 1.4k | 50.13 | |
American Electric Power Company (AEP) | 1.2 | $59k | 700.00 | 83.75 | |
Nuveen Calif Municpal Valu F | 1.2 | $56k | 3.5k | 15.96 | |
Spdr S&p 500 Etf (SPY) | 1.1 | $50k | 2.7k | 18.65 | |
Invesco S&p 500 Equal Wt Hlth Care Etf exchange traded fund (RSPH) | 0.9 | $44k | 224.00 | 197.38 | |
Schwab Strategic Tr us lrg cap etf (SCHX) | 0.9 | $41k | 605.00 | 67.61 | |
Apple (AAPL) | 0.8 | $40k | 12k | 3.30 | |
Sempra Energy (SRE) | 0.8 | $41k | 323.00 | 125.86 | |
Schwab Strategic Tr us dividend eq (SCHD) | 0.8 | $40k | 765.00 | 52.28 | |
Invesco Variable Rate Preferred Etf etf (VRP) | 0.8 | $40k | 1.6k | 24.58 | |
Prospect Capital Corporation (PSEC) | 0.7 | $35k | 5.3k | 6.52 | |
iShares Gold Trust | 0.7 | $32k | 2.6k | 12.38 | |
iShares S&P 500 Index (IVV) | 0.6 | $29k | 100.00 | 284.56 | |
Allstate Corporation (ALL) | 0.6 | $28k | 300.00 | 94.18 | |
Celgene Corporation | 0.6 | $28k | 294.00 | 94.34 | |
Comcast Corporation (CMCSA) | 0.5 | $25k | 618.00 | 39.98 | |
Pepsi (PEP) | 0.5 | $25k | 3.2k | 7.68 | |
Pembina Pipeline Corp (PBA) | 0.5 | $24k | 663.00 | 36.76 | |
Invesco Exchng Traded Fd Tr fndmntl hy crp (PHB) | 0.5 | $24k | 1.3k | 18.65 | |
Nuveen Mun High Income Opp F (NMZ) | 0.5 | $23k | 1.7k | 13.54 | |
Bank of America Corporation (BAC) | 0.5 | $23k | 9.4k | 2.40 | |
Medtronic (MDT) | 0.5 | $22k | 237.00 | 91.08 | |
Invesco Exchange Traded Fd T s&p500 eql fin (RSPF) | 0.4 | $20k | 500.00 | 40.28 | |
Under Armour Inc Cl C (UA) | 0.4 | $19k | 1.0k | 18.87 | |
Cisco Systems (CSCO) | 0.4 | $18k | 339.00 | 53.91 | |
U.S. Bancorp (USB) | 0.4 | $17k | 352.00 | 48.19 | |
Capital One Financial (COF) | 0.3 | $16k | 200.00 | 81.69 | |
Bank of Marin Ban (BMRC) | 0.3 | $16k | 400.00 | 40.69 | |
Hldgs (UAL) | 0.3 | $16k | 199.00 | 79.78 | |
SPDR Barclays Capital Convertible SecETF (CWB) | 0.3 | $16k | 13k | 1.18 | |
Invesco Qqq Trust Series 1 (QQQ) | 0.3 | $16k | 3.5k | 4.49 | |
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) | 0.3 | $15k | 1.0k | 15.07 | |
iShares Silver Trust (SLV) | 0.3 | $14k | 1.0k | 14.18 | |
Tyson Foods (TSN) | 0.3 | $14k | 200.00 | 69.43 | |
Sanofi-Aventis SA (SNY) | 0.3 | $14k | 316.00 | 44.28 | |
Halliburton Company (HAL) | 0.3 | $13k | 458.00 | 29.30 | |
Southwest Airlines (LUV) | 0.3 | $13k | 255.00 | 51.91 | |
FedEx Corporation (FDX) | 0.3 | $13k | 72.00 | 181.42 | |
At&t (T) | 0.3 | $13k | 26k | 0.48 | |
Citigroup (C) | 0.3 | $12k | 200.00 | 62.22 | |
Morgan Stanley (MS) | 0.2 | $11k | 248.00 | 42.20 | |
Discover Financial Services (DFS) | 0.2 | $9.8k | 138.00 | 71.16 | |
General Electric Company | 0.2 | $10k | 17k | 0.59 | |
iShares Dow Jones Select Dividend (DVY) | 0.2 | $10k | 4.0k | 2.57 | |
Alphabet Inc Class A cs (GOOGL) | 0.2 | $8.9k | 592.00 | 15.08 | |
Alphabet Inc Class C cs (GOOG) | 0.2 | $9.1k | 796.00 | 11.48 | |
Rite Aid Corporation | 0.2 | $8.3k | 13k | 0.64 | |
Calamos Convertible & Hi Income Fund (CHY) | 0.2 | $7.4k | 685.00 | 10.85 | |
FirstEnergy (FE) | 0.1 | $7.4k | 177.00 | 41.61 | |
John Hancock Exchange Traded multifactor he | 0.1 | $7.1k | 208.00 | 34.21 | |
Invesco S&p 500 Equal Weight R (RSPR) | 0.1 | $6.7k | 222.00 | 29.98 | |
Diamond Offshore Drilling | 0.1 | $6.3k | 600.00 | 10.49 | |
Molson Coors Brewing Company (TAP) | 0.1 | $6.4k | 6.7k | 0.95 | |
Invesco Exchange Traded Fd T s&p500 eql tec (RSPT) | 0.1 | $6.1k | 36.00 | 170.11 | |
Nuveen Div. Advantage Muni. Fund (NAD) | 0.1 | $5.7k | 421.00 | 13.57 | |
Etf Managers Tr tierra xp latin | 0.1 | $5.0k | 138.00 | 36.37 | |
Invesco Van Kampen High Inc Trust II (VLT) | 0.1 | $4.7k | 326.00 | 14.34 | |
Boeing Company (BA) | 0.1 | $4.1k | 691.00 | 5.90 | |
Calamos Conv. Opptys. & Income Fund (CHI) | 0.1 | $4.1k | 400.00 | 10.14 | |
Nuveen Insured Tax-Free Adv Munici (NEA) | 0.1 | $4.4k | 327.00 | 13.36 | |
wisdomtreetrusdivd.. (DGRW) | 0.1 | $4.4k | 103.00 | 43.06 | |
Liberty Media Corp Delaware Com C Siriusxm | 0.1 | $3.6k | 94.00 | 38.24 | |
Chevron Corporation (CVX) | 0.1 | $3.3k | 27k | 0.12 | |
Transglobe Energy Corp | 0.1 | $3.4k | 1.8k | 1.89 | |
Nuveen California Municipal Value Fund (NCA) | 0.1 | $3.3k | 342.00 | 9.56 | |
Caterpillar (CAT) | 0.1 | $3.0k | 22.00 | 135.50 | |
Blackberry (BB) | 0.1 | $3.0k | 300.00 | 10.09 | |
Liberty Global Inc C | 0.1 | $2.5k | 105.00 | 24.21 | |
Invesco Bulletshares 2021 Corp | 0.1 | $2.4k | 115.00 | 21.03 | |
Guggenheim Bulletshrs 2023 Corp Bd Etf | 0.1 | $2.4k | 115.00 | 20.80 | |
Liberty Broadband Cl C (LBRDK) | 0.0 | $2.1k | 23.00 | 91.74 | |
Liberty Media Corp Delaware Com A Siriusxm | 0.0 | $1.8k | 47.00 | 38.17 | |
Berkshire Hathaway (BRK.B) | 0.0 | $1.5k | 7.6k | 0.20 | |
Abbott Laboratories (ABT) | 0.0 | $1.2k | 15k | 0.08 | |
Visa (V) | 0.0 | $1.3k | 8.5k | 0.16 | |
Vanguard Charlotte Fds intl bd idx etf (BNDX) | 0.0 | $1.3k | 23k | 0.06 | |
First Tr Exchange Traded Fd fst low mtg etf (LMBS) | 0.0 | $1.4k | 28k | 0.05 | |
Ionis Pharmaceuticals (IONS) | 0.0 | $1.2k | 15k | 0.08 | |
Janus Short Duration (VNLA) | 0.0 | $1.3k | 25k | 0.05 | |
Bsco etf (BSCO) | 0.0 | $1.3k | 63k | 0.02 | |
Johnson & Johnson (JNJ) | 0.0 | $773.793000 | 5.5k | 0.14 | |
NVIDIA Corporation (NVDA) | 0.0 | $788.803200 | 4.4k | 0.18 | |
Adobe Systems Incorporated (ADBE) | 0.0 | $816.862400 | 3.1k | 0.27 | |
Hanesbrands (HBI) | 0.0 | $851.610400 | 48k | 0.02 | |
Colgate-Palmolive Company (CL) | 0.0 | $968.795500 | 14k | 0.07 | |
UnitedHealth (UNH) | 0.0 | $1.1k | 4.4k | 0.25 | |
Ford Motor Company (F) | 0.0 | $878.000000 | 100.00 | 8.78 | |
Alerian Mlp Etf | 0.0 | $771.130000 | 77k | 0.01 | |
iShares Barclays TIPS Bond Fund (TIP) | 0.0 | $875.959500 | 7.7k | 0.11 | |
iShares Dow Jones US Healthcare (IYH) | 0.0 | $919.086000 | 4.7k | 0.19 | |
Ishares Tr usa min vo (USMV) | 0.0 | $759.696000 | 13k | 0.06 | |
Gaslog Partners | 0.0 | $970.647400 | 43k | 0.02 | |
Store Capital Corp reit | 0.0 | $1.1k | 33k | 0.03 | |
Goldman Sachs Etf Tr fund (GIGB) | 0.0 | $907.580800 | 18k | 0.05 | |
Invesco S&p 500 Equal Weight Etf (RSP) | 0.0 | $1.0k | 9.9k | 0.10 | |
MasterCard Incorporated (MA) | 0.0 | $320.008000 | 1.4k | 0.24 | |
Moody's Corporation (MCO) | 0.0 | $339.931200 | 1.9k | 0.18 | |
McDonald's Corporation (MCD) | 0.0 | $417.939600 | 2.2k | 0.19 | |
Waste Management (WM) | 0.0 | $375.024000 | 3.6k | 0.10 | |
Martin Marietta Materials (MLM) | 0.0 | $299.035700 | 1.5k | 0.20 | |
Bristol Myers Squibb (BMY) | 0.0 | $421.763400 | 8.8k | 0.05 | |
3M Company (MMM) | 0.0 | $363.059600 | 1.7k | 0.21 | |
Digital Realty Trust (DLR) | 0.0 | $299.984700 | 2.5k | 0.12 | |
Northrop Grumman Corporation (NOC) | 0.0 | $539.069400 | 2.0k | 0.27 | |
Automatic Data Processing (ADP) | 0.0 | $384.958200 | 2.4k | 0.16 | |
Intel Corporation (INTC) | 0.0 | $624.316200 | 12k | 0.05 | |
Verizon Communications (VZ) | 0.0 | $565.764300 | 9.6k | 0.06 | |
Nextera Energy (NEE) | 0.0 | $376.935000 | 2.0k | 0.19 | |
Procter & Gamble Company (PG) | 0.0 | $402.896000 | 3.9k | 0.10 | |
Rio Tinto (RIO) | 0.0 | $299.115600 | 5.1k | 0.06 | |
Stryker Corporation (SYK) | 0.0 | $437.905500 | 2.2k | 0.20 | |
Qualcomm (QCOM) | 0.0 | $381.900000 | 6.7k | 0.06 | |
iShares MSCI EAFE Index Fund (EFA) | 0.0 | $345.902400 | 5.3k | 0.06 | |
Paccar (PCAR) | 0.0 | $565.446200 | 8.3k | 0.07 | |
Constellation Brands (STZ) | 0.0 | $400.087400 | 2.3k | 0.18 | |
Netflix (NFLX) | 0.0 | $238.966800 | 669.00 | 0.36 | |
iShares NASDAQ Biotechnology Index (IBB) | 0.0 | $247.075200 | 2.2k | 0.11 | |
salesforce (CRM) | 0.0 | $564.101500 | 3.6k | 0.16 | |
American Campus Communities | 0.0 | $417.737600 | 8.8k | 0.05 | |
Wabtec Corporation (WAB) | 0.0 | $369.000000 | 5.00 | 73.80 | |
Church & Dwight (CHD) | 0.0 | $467.157600 | 6.6k | 0.07 | |
Realty Income (O) | 0.0 | $562.789500 | 7.7k | 0.07 | |
Magellan Midstream Partners | 0.0 | $379.053000 | 6.3k | 0.06 | |
Vanguard Emerging Markets ETF (VWO) | 0.0 | $703.247500 | 17k | 0.04 | |
Cohen & Steers infrastucture Fund (UTF) | 0.0 | $376.932500 | 15k | 0.02 | |
First Trust NASDAQ-100 Tech Sector InETF (QTEC) | 0.0 | $626.240000 | 7.6k | 0.08 | |
Gabelli Dividend & Income Trust (GDV) | 0.0 | $272.533500 | 13k | 0.02 | |
Main Street Capital Corporation (MAIN) | 0.0 | $352.916400 | 9.5k | 0.04 | |
Ss&c Technologies Holding (SSNC) | 0.0 | $484.369600 | 7.6k | 0.06 | |
Vanguard REIT ETF (VNQ) | 0.0 | $528.264000 | 6.1k | 0.09 | |
Vanguard Extended Market ETF (VXF) | 0.0 | $355.085800 | 3.1k | 0.12 | |
iShares S&P US Pref Stock Idx Fnd (PFF) | 0.0 | $306.378600 | 8.4k | 0.04 | |
iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.0 | $443.458400 | 14k | 0.03 | |
SPDR S&P Emerging Asia Pacific (GMF) | 0.0 | $447.028000 | 4.5k | 0.10 | |
PIMCO Intermediate Mun Bond Strat Fund (MUNI) | 0.0 | $246.155000 | 4.6k | 0.05 | |
iShares Dow Jones US Financial Svc. (IYG) | 0.0 | $529.975000 | 4.3k | 0.12 | |
iShares Dow Jones US Aerospace & Def.ETF (ITA) | 0.0 | $261.007900 | 1.3k | 0.20 | |
Nuveen Floating Rate Income Fund (JFR) | 0.0 | $340.272000 | 35k | 0.01 | |
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) | 0.0 | $707.805000 | 11k | 0.06 | |
First Trust Value Line Dividend Indx Fnd (FVD) | 0.0 | $596.160000 | 18k | 0.03 | |
PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.0 | $299.941200 | 3.0k | 0.10 | |
Reaves Utility Income Fund (UTG) | 0.0 | $530.505400 | 16k | 0.03 | |
SPDR FTSE/Macquarie Global Infra (GII) | 0.0 | $287.840000 | 5.6k | 0.05 | |
Vanguard Short Term Corporate Bond ETF (VCSH) | 0.0 | $352.034900 | 4.4k | 0.08 | |
First Trust/FIDAC Mortgage Income Fund (FMY) | 0.0 | $484.420500 | 36k | 0.01 | |
Schwab Strategic Tr 0 (SCHP) | 0.0 | $521.730000 | 9.5k | 0.06 | |
Sch Us Mid-cap Etf etf (SCHM) | 0.0 | $387.800000 | 7.0k | 0.06 | |
Cbre Clarion Global Real Estat re (IGR) | 0.0 | $375.127500 | 50k | 0.01 | |
New Mountain Finance Corp (NMFC) | 0.0 | $436.478400 | 32k | 0.01 | |
Xpo Logistics Inc equity (XPO) | 0.0 | $277.930800 | 5.2k | 0.05 | |
American Tower Reit (AMT) | 0.0 | $434.060000 | 2.2k | 0.20 | |
Ishares Inc em mkt min vol (EEMV) | 0.0 | $313.760000 | 5.3k | 0.06 | |
Spdr Series Trust aerospace def (XAR) | 0.0 | $240.975000 | 2.6k | 0.09 | |
Servicenow (NOW) | 0.0 | $383.033600 | 1.6k | 0.25 | |
Palo Alto Networks (PANW) | 0.0 | $487.014500 | 2.0k | 0.24 | |
Abbvie (ABBV) | 0.0 | $468.205400 | 5.8k | 0.08 | |
D First Tr Exchange-traded (FPE) | 0.0 | $664.412600 | 35k | 0.02 | |
First Tr Exchange-traded Fd cmn (HYLS) | 0.0 | $522.215000 | 11k | 0.05 | |
Intercontinental Exchange (ICE) | 0.0 | $497.085200 | 6.5k | 0.08 | |
Proshares Tr S&p 500 Aristo (NOBL) | 0.0 | $710.815200 | 11k | 0.07 | |
Alps Etf Tr Riverfrnt Str Inc etf - fixed in (RIGS) | 0.0 | $451.877400 | 18k | 0.02 | |
Trinet (TNET) | 0.0 | $469.011400 | 7.8k | 0.06 | |
Arista Networks (ANET) | 0.0 | $597.045600 | 1.9k | 0.31 | |
Alibaba Group Holding (BABA) | 0.0 | $420.893000 | 2.3k | 0.18 | |
Keysight Technologies (KEYS) | 0.0 | $360.942400 | 4.1k | 0.09 | |
Proshares Invt Grade Etf etf/closed end (IGHG) | 0.0 | $350.863500 | 4.7k | 0.07 | |
Crown Castle Intl (CCI) | 0.0 | $497.924700 | 3.9k | 0.13 | |
Ishares Tr liquid inc etf (ICSH) | 0.0 | $274.839200 | 5.5k | 0.05 | |
First Trust Iv Enhanced Short (FTSM) | 0.0 | $577.615700 | 9.6k | 0.06 | |
Ark Etf Tr innovation etf (ARKK) | 0.0 | $489.387600 | 11k | 0.05 | |
Shopify Inc cl a (SHOP) | 0.0 | $569.113600 | 2.8k | 0.21 | |
Paypal Holdings (PYPL) | 0.0 | $408.868200 | 3.9k | 0.10 | |
Square Inc cl a (SQ) | 0.0 | $622.275000 | 8.3k | 0.07 | |
Atlassian Corp Plc cl a | 0.0 | $368.007100 | 3.3k | 0.11 | |
Oppenheimer Rev Weighted Etf financials secto | 0.0 | $320.280000 | 5.1k | 0.06 | |
Nuveen Barclays Shrt Term Muni bdfund (SHM) | 0.0 | $315.250000 | 6.5k | 0.05 | |
Janus Detroit Str Tr sml mid cp etf (JSMD) | 0.0 | $452.918900 | 11k | 0.04 | |
Vaneck Vectors Etf Tr morningstar wide (MOAT) | 0.0 | $415.066200 | 8.9k | 0.05 | |
Mortgage Reit Index real (REM) | 0.0 | $475.403600 | 11k | 0.04 | |
Smith & Wesson Holding Corpora | 0.0 | $327.001500 | 35.00 | 9.34 | |
J P Morgan Exchange Traded F ultra shrt (JPST) | 0.0 | $259.799500 | 5.2k | 0.05 | |
Cronos Group (CRON) | 0.0 | $267.996000 | 15k | 0.02 | |
Broadcom (AVGO) | 0.0 | $530.009600 | 1.8k | 0.30 | |
Ceridian Hcm Hldg (DAY) | 0.0 | $377.978400 | 7.4k | 0.05 | |
Invesco S&p Small Cap Utilities Etf s&p smlcp util (PSCU) | 0.0 | $433.842300 | 8.1k | 0.05 | |
Invesco Zacks Multi-asset Income Etf exchange traded fund (CVY) | 0.0 | $244.080000 | 11k | 0.02 | |
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) | 0.0 | $382.158000 | 6.7k | 0.06 | |
Brookfield Property Reit Inc cl a | 0.0 | $353.174000 | 17k | 0.02 | |
Stoneco (STNE) | 0.0 | $390.411200 | 9.5k | 0.04 | |
Blackstone | 0.0 | $234.115000 | 6.7k | 0.04 | |
Health Care SPDR (XLV) | 0.0 | $216.975900 | 2.4k | 0.09 | |
Edwards Lifesciences (EW) | 0.0 | $211.960400 | 1.1k | 0.19 | |
ConocoPhillips (COP) | 0.0 | $209.971600 | 3.1k | 0.07 | |
Illinois Tool Works (ITW) | 0.0 | $228.051900 | 1.6k | 0.14 | |
Oneok (OKE) | 0.0 | $225.035200 | 3.2k | 0.07 | |
SPDR Dow Jones Industrial Average ETF (DIA) | 0.0 | $217.987200 | 841.00 | 0.26 | |
Templeton Global Income Fund (SABA) | 0.0 | $85.440600 | 14k | 0.01 | |
Eaton Vance Tax Managed Buy Write Opport (ETV) | 0.0 | $198.675000 | 13k | 0.01 | |
iShares S&P NA Tech. Sec. Idx (IGM) | 0.0 | $206.000000 | 1.0k | 0.21 | |
Eaton Vance Tax-Managed Global Buy-Write (ETW) | 0.0 | $149.450000 | 15k | 0.01 | |
Palatin Technologies | 0.0 | $23.058000 | 23k | 0.00 | |
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) | 0.0 | $211.097600 | 2.4k | 0.09 | |
Vanguard Mega Cap 300 Value Index ETF (MGV) | 0.0 | $203.060000 | 2.6k | 0.08 | |
Allianzgi Nfj Divid Int Prem S cefs | 0.0 | $191.180000 | 16k | 0.01 | |
Ishares Tr Msci Usa Momentum Factor (MTUM) | 0.0 | $225.947600 | 2.0k | 0.11 | |
Canopy Gro | 0.0 | $215.850500 | 5.0k | 0.04 | |
Cloudera | 0.0 | $109.970100 | 10k | 0.01 | |
Tilray (TLRY) | 0.0 | $0 | 0 | 0.00 |