CSS

CSS as of March 31, 2016

Portfolio Holdings for CSS

CSS holds 517 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Airls (AAL) 6.5 $105M 2.6M 41.00
Jarden Corp note 1.125% 3/1 3.7 $61M 48M 1.27
Baxter International (BAX) 3.6 $59M 1.4M 41.08
Yahoo! 2.6 $42M 1.1M 36.81
Hartford Finl Svcs Wt Exp 0626 wt 2.4 $39M 1.1M 36.83
Jarden Corp conv 2.2 $36M 24M 1.53
Sandisk Corp conv 2.2 $36M 34M 1.04
Dominion Res Inc Va unit 04/01/2013 2.1 $34M 572k 58.80
Tesla Mtrs Inc note 1.500% 6/0 1.8 $29M 16M 1.84
Nvidia Corp note 1.000 12/0 1.7 $28M 15M 1.79
Equinix Inc note 4.750% 6/1 1.7 $27M 6.2M 4.33
Wellpoint Inc Note cb 1.4 $23M 12M 1.91
Tesaro Inc note 3.000%10/0 1.4 $22M 15M 1.47
Welltower Inc 6.50% pfd prepet 1.4 $22M 355k 61.71
Chevron Corporation (CVX) 1.3 $20M 214k 95.40
Sandisk Corp note 1.500% 8/1 1.2 $20M 13M 1.58
SanDisk Corporation 1.2 $20M 261k 76.07
Teva Pharm Finance Llc Cvt cv bnd 1.2 $20M 15M 1.30
Medicines Co dbcv 1.375% 6/0 1.2 $20M 15M 1.27
Tesla Motors (TSLA) 1.2 $19M 84k 229.83
Tyson Foods Inc cnv p 1.2 $19M 253k 74.34
Nextera Energy, Inc. pfd cv 1.1 $18M 298k 60.69
Webmd Health Corp 1.5% cnvrtbnd 1.1 $17M 13M 1.33
Alere Inc note 3.000% 5/1 0.9 $15M 13M 1.16
Medicines Company conv 0.9 $15M 13M 1.14
Black Hills Corp unit 99/99/9999 0.9 $14M 212k 67.87
Exelixis Inc cnv 0.9 $14M 14M 0.99
Crown Castle Intl Corp New cnv pfd stk sr a 0.8 $13M 123k 106.79
Molina Healthcare Inc. conv 0.8 $13M 7.6M 1.65
GROUP Affymetrix Inc cnv 0.8 $12M 5.2M 2.40
Suntrust Bks Inc wrt exp 11/14/2 0.7 $12M 3.5M 3.44
Zions Bancorporation *w exp 05/22/202 0.7 $12M 4.9M 2.33
Incyte Corp note 0.375%11/1 0.7 $11M 7.1M 1.55
Cameron International Corporation 0.7 $11M 161k 67.05
Albany Molecular Resh Inc note 2.250%11/1 0.7 $11M 9.7M 1.11
Frontier Communications Corp pfd conv ser-a 0.6 $10M 99k 104.08
Time Warner Cable 0.6 $10M 50k 204.62
Lincoln National Corp *W EXP 07/10/2019 0.6 $9.9M 338k 29.26
Utilities SPDR (XLU) 0.6 $9.2M 185k 49.60
Palo Alto Networks Inc note 7/0 0.6 $9.2M 5.9M 1.56
Homeinns Hotel 0.6 $9.1M 255k 35.65
Anacor Pharmaceuticals Inc note 2.000%10/1 0.6 $9.1M 5.1M 1.80
C1 Financial 0.5 $8.7M 362k 24.20
EMC Corporation 0.5 $8.5M 320k 26.65
Sina Corporation 0.5 $8.4M 178k 47.38
Cleco Corporation 0.5 $8.2M 148k 55.21
Microchip Technology Inc sdcv 2.125%12/1 0.5 $8.0M 4.0M 1.99
Nuvasive Inc. conv 0.5 $7.9M 6.2M 1.27
Kinder Morgan (KMI) 0.5 $7.8M 434k 17.86
J2 Global Inc note 3.250% 6/1 0.5 $7.3M 6.7M 1.09
Allergan Plc pfd conv ser a 0.5 $7.3M 8.0k 916.52
JinkoSolar Holding (JKS) 0.4 $7.2M 343k 20.91
Rovi Corp Note 0.500% 3/0 bond 0.4 $7.1M 7.5M 0.95
Invesco Mortgage Capital 0.4 $6.9M 567k 12.18
Altra Holdings, Inc note 2.750% 3/0 0.4 $6.9M 6.0M 1.15
Trina Solar Limited dbcv 3.500% 6/1 0.4 $6.9M 7.5M 0.92
Ctrip.com Inter Ltd. conv 0.4 $6.7M 5.2M 1.28
Wintrust Financial Corp *w exp 12/18/201 0.4 $6.5M 295k 22.10
Integra Lifesciences Holdings conv bnd 0.4 $6.5M 5.0M 1.30
Liberty Media 0.4 $6.5M 169k 38.63
Ctrip.com International 0.4 $6.3M 142k 44.24
ConocoPhillips (COP) 0.4 $6.1M 152k 40.28
Xpo Logistics note 4.5% 10/1 0.4 $6.2M 3.3M 1.90
Amsburg Corp pfd 5.25% 0.4 $6.2M 44k 140.89
Green Plains Inc conv 0.4 $6.0M 6.0M 1.00
Depomed Inc conv 0.4 $5.8M 6.2M 0.94
Emergent Biosolutions Inc conv 0.4 $5.9M 4.5M 1.30
Ship Finance International sr cv nt 0.3 $5.6M 5.8M 0.97
Hess (HES) 0.3 $5.5M 104k 52.71
Vipshop Holdings Ltd - Ads bond 0.3 $5.5M 5.5M 1.00
Incyte Corp. note 1.250 11/1 0.3 $5.6M 3.5M 1.59
Nii Holdings 0.3 $5.6M 1.0M 5.53
Boulder Growth & Income Fund (STEW) 0.3 $5.4M 685k 7.85
Qihoo 360 Technologies Co Lt 0.3 $5.4M 72k 75.55
Tesoro Corporation 0.3 $5.2M 60k 86.01
Electronic Arts Inc conv 0.3 $5.2M 2.5M 2.08
Insulet Corp note 2.000% 6/1 0.3 $5.1M 5.3M 0.97
Horizon Pharma Plc convertible security 0.3 $5.2M 6.0M 0.86
Solarcity 0.3 $4.8M 196k 24.61
Alon Usa Energy Inc note 3.000% 9/1 0.3 $4.9M 5.0M 0.98
Helmerich & Payne (HP) 0.3 $4.7M 81k 58.72
Renewable Energy Group Inc mtnf 2.750% 6/1 0.3 $4.7M 5.5M 0.87
Schlumberger (SLB) 0.3 $4.5M 61k 73.71
AllianceBernstein Income Fund 0.3 $4.5M 573k 7.85
Tesla Motors Inc bond 0.3 $4.6M 5.3M 0.86
Ally Financial (ALLY) 0.3 $4.6M 246k 18.72
Nortel Inversora 0.3 $4.3M 226k 18.90
Biomarin Pharmaceutical Inc note 0.750%10/1 0.3 $4.2M 3.6M 1.16
Wts/the Pnc Financial Services Grp wts 0.2 $4.0M 198k 20.31
General Motors Company (GM) 0.2 $4.1M 130k 31.43
Anchor Bancorp Wisconsin 0.2 $4.1M 91k 45.06
Anadarko Petroleum Corporation 0.2 $3.9M 85k 46.58
Broadsoft Inc. 1.5% 07/01/2018 conv 0.2 $4.0M 3.5M 1.13
General Electric Company 0.2 $3.7M 115k 31.78
Alere 0.2 $3.8M 9.9k 382.50
Encore Cap Group Inc note 3.000%11/2 0.2 $3.7M 3.7M 1.00
Corenergy Infrastructure note 7% 6/15 0.2 $3.8M 4.8M 0.78
Asa (ASA) 0.2 $3.4M 333k 10.24
Twitter Inc note 1.000% 9/1 0.2 $3.4M 4.0M 0.84
Newpark Res Inc note 4.000%10/0 0.2 $3.2M 3.7M 0.87
Kcg Holdings Inc Cl A 0.2 $3.2M 271k 11.96
Noble Energy 0.2 $3.1M 97k 31.41
Halliburton Company (HAL) 0.2 $3.1M 87k 35.70
Magellan Midstream Partners 0.2 $3.1M 45k 68.80
EQT Corporation (EQT) 0.2 $3.0M 45k 67.21
Bio-Rad Laboratories (BIO.B) 0.2 $3.0M 22k 135.01
Boston Private Finl Hldgs In *w exp 11/21/201 0.2 $3.0M 718k 4.23
Tri Pointe Homes (TPH) 0.2 $3.1M 261k 11.78
Radian Group Inc note 0.2 $3.1M 2.5M 1.24
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.2 $3.0M 2.0M 1.52
Scholastic Corporation (SCHL) 0.2 $2.9M 76k 37.37
Valero Energy Corporation (VLO) 0.2 $2.9M 46k 64.14
Realty Income (O) 0.2 $3.0M 47k 62.50
Ak Steel Corp. conv 0.2 $3.0M 3.3M 0.91
Aegean Marine Petroleum Network note 4.000 11/0 0.2 $2.9M 3.8M 0.77
Micron Technology Inc note 1.625% 2/1 0.2 $2.9M 2.5M 1.17
Liberty Broadband Corporation (LBRDA) 0.2 $2.9M 49k 58.16
Dht Holdings Inc cv acrd nt4.5%19 0.2 $2.9M 3.0M 0.98
Trina Solar 0.2 $2.8M 279k 10.00
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.2 $2.8M 158k 17.90
Special Opportunities Fund (SPE) 0.2 $2.8M 212k 13.07
On Semiconductor Corp note 2.625%12/1 0.2 $2.7M 2.5M 1.08
Mercadolibre Inc note 2.250% 7/0 0.2 $2.8M 2.5M 1.13
National-Oilwell Var 0.2 $2.7M 86k 31.16
Dominion Resources Inc 6% 07/01/2016 conbnp 0.2 $2.6M 45k 58.30
Solarcity Corp note 2.750%11/0 0.2 $2.5M 3.6M 0.71
Accuray Inc debt 3.500% 2/0 0.2 $2.7M 2.3M 1.19
Microchip Technology Inc note 1.625% 2/1 0.2 $2.6M 2.5M 1.02
Bank of America Corporation (BAC) 0.1 $2.4M 179k 13.52
At&t (T) 0.1 $2.5M 64k 39.20
Lennar Corporation (LEN.B) 0.1 $2.4M 63k 38.70
ArcelorMittal 0.1 $2.4M 519k 4.58
Macquarie Global Infr Total Rtrn Fnd 0.1 $2.5M 124k 20.09
Cobalt Intl Energy Inc note 3.125% 5/1 0.1 $2.4M 5.9M 0.41
Qihoo 360 Technology Co Ltd note 2.500% 9/1 0.1 $2.5M 2.5M 0.99
Apache Corporation 0.1 $2.2M 45k 48.80
Apple (AAPL) 0.1 $2.3M 21k 109.00
Alere 0.1 $2.2M 44k 50.61
National Penn Bancshares 0.1 $2.2M 207k 10.64
Redwood Trust, Inc note 5.625 11/1 0.1 $2.3M 2.5M 0.92
Immunomedics Inc note 4.750% 2/1 0.1 $2.3M 3.1M 0.74
Devon Energy Corporation (DVN) 0.1 $2.1M 77k 27.03
American International (AIG) 0.1 $2.1M 39k 54.06
Neuberger Berman Real Estate Sec (NRO) 0.1 $2.1M 408k 5.09
Signature Bk New York N Y *w exp 12/12/201 0.1 $2.1M 20k 105.93
Abbvie (ABBV) 0.1 $2.0M 36k 57.11
Liberty Media Corp. Lib Cap 0.1 $2.1M 55k 39.13
Alphabet Inc Class C cs (GOOG) 0.1 $2.2M 2.9k 744.96
Baker Hughes Incorporated 0.1 $1.9M 44k 43.83
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $1.9M 15k 130.62
Wright Medical Group Inc note 2 000 8/1 0.1 $2.0M 2.0M 0.99
Qihoo 360 Technology Co Ltd Note 1.750% 8/1 0.1 $2.0M 2.0M 0.99
JPMorgan Chase & Co. (JPM) 0.1 $1.9M 32k 59.23
Exelixis (EXEL) 0.1 $1.7M 431k 4.00
Greenbrier Companies (GBX) 0.1 $1.8M 65k 27.64
Pbf Energy Inc cl a (PBF) 0.1 $1.8M 55k 33.25
Array Biopharma Inc note 3.000% 6/0 0.1 $1.8M 2.2M 0.80
Endologix Inc note 2.250%12/1 0.1 $1.7M 2.4M 0.73
Sequenom Inc. note 5.000 10/0 0.1 $1.7M 2.2M 0.79
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.1 $1.8M 93k 19.64
Trina Solar Limited note 4.000%10/1 0.1 $1.8M 2.0M 0.90
E TRADE Financial Corporation 0.1 $1.6M 64k 24.48
Continental Resources 0.1 $1.7M 56k 30.00
Verizon Communications (VZ) 0.1 $1.7M 31k 54.10
Occidental Petroleum Corporation (OXY) 0.1 $1.7M 25k 68.45
Armstrong World Industries (AWI) 0.1 $1.6M 32k 48.38
Fidelity Southern Corporation 0.1 $1.7M 104k 16.04
General Mtrs Co *w exp 07/10/201 0.1 $1.6M 72k 21.69
Cobalt Intl Energy Inc note 0.1 $1.7M 3.3M 0.51
Gyrodyne Llc Cmn (GYRO) 0.1 $1.7M 63k 26.95
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.1 $1.6M 1.7M 0.91
McDonald's Corporation (MCD) 0.1 $1.5M 12k 125.77
Sears Holdings Corporation 0.1 $1.4M 90k 15.31
Whiting Petroleum Corporation 0.1 $1.4M 178k 7.97
Cliffs Natural Resources 0.1 $1.5M 495k 3.00
Alpine Total Dyn Fd New cefs 0.1 $1.5M 196k 7.50
Allergan 0.1 $1.4M 5.3k 267.50
Sunpower Corp conv 0.1 $1.5M 2.0M 0.77
Broad 0.1 $1.5M 9.9k 154.42
Cabot Oil & Gas Corporation (CTRA) 0.1 $1.3M 56k 22.71
BioMarin Pharmaceutical (BMRN) 0.1 $1.3M 16k 82.48
Johnson & Johnson (JNJ) 0.1 $1.2M 11k 108.26
Office Depot 0.1 $1.3M 180k 7.10
Shire 0.1 $1.3M 7.6k 171.84
Meredith Corporation 0.1 $1.3M 27k 47.52
General Cable Corp Del New frnt 4.500% 11/1 0.1 $1.2M 2.2M 0.55
Carrizo Oil & Gas 0.1 $1.3M 42k 30.94
AK Steel Holding Corporation 0.1 $1.3M 317k 4.13
Heartland Payment Systems 0.1 $1.3M 14k 96.61
Central Fd Cda Ltd cl a 0.1 $1.2M 102k 11.99
Youku 0.1 $1.4M 50k 27.49
Liberty Media Corp New int com ser b 0.1 $1.3M 53k 25.25
Xpo Logistics Inc equity (XPO) 0.1 $1.3M 41k 30.71
M/i Homes Inc note 3.250% 9/1 0.1 $1.3M 1.3M 1.00
Bottomline Tech Del Inc note 1.500%12/0 0.1 $1.3M 1.2M 1.14
11/14/2018 W Exp 11/14/2018 0.1 $1.3M 1.4M 0.90
News (NWSA) 0.1 $1.3M 103k 12.77
Banc Of California (BANC) 0.1 $1.3M 72k 17.50
Murphy Usa (MUSA) 0.1 $1.3M 21k 61.44
Liberty Media Corp Del Com Ser C 0.1 $1.3M 34k 38.08
Liberty Broadband Cl C (LBRDK) 0.1 $1.3M 23k 57.95
Williams Partners 0.1 $1.4M 67k 20.46
Range Resources (RRC) 0.1 $1.1M 34k 32.39
NVIDIA Corporation (NVDA) 0.1 $1.1M 32k 35.66
Newmont Mining Corporation (NEM) 0.1 $1.2M 44k 26.59
Masco Corporation (MAS) 0.1 $1.1M 34k 31.46
Southwestern Energy Company (SWN) 0.1 $1.1M 142k 8.06
Cobalt Intl Energy 0.1 $1.1M 364k 2.97
Hldgs (UAL) 0.1 $1.2M 19k 59.89
Morgan Stanley Asia Pacific Fund 0.1 $1.1M 84k 13.69
Citigroup (C) 0.1 $1.2M 29k 41.75
Pennantpark Floating Rate Capi (PFLT) 0.1 $1.2M 99k 11.70
Global X Fds ftse greec 0.1 $1.1M 146k 7.53
Libertyinteractivecorp lbtventcoma 0.1 $1.1M 29k 39.13
Liberty Interactive Corp lbt vent com b 0.1 $1.1M 27k 39.19
Restoration Hardware Hldgs I 0.1 $1.1M 26k 41.93
Starz - Liberty Capital 0.1 $1.1M 42k 26.33
Starz 0.1 $1.1M 41k 26.53
Accuray 0.1 $1.2M 1.0M 1.21
Ikang Healthcare Group- 0.1 $1.2M 55k 21.86
Hrg 0.1 $1.2M 86k 13.94
Madison Square Garden Cl A (MSGS) 0.1 $1.1M 6.8k 166.37
Berkshire Hathaway (BRK.B) 0.1 $1.0M 7.3k 141.82
India Fund (IFN) 0.1 $940k 41k 22.97
Weyerhaeuser Company (WY) 0.1 $959k 31k 31.01
SPDR Gold Trust (GLD) 0.1 $899k 7.7k 117.52
Maiden Holdings (MHLD) 0.1 $1.0M 79k 12.94
MV Oil Trust (MVO) 0.1 $903k 193k 4.69
Taiwan Fund (TWN) 0.1 $902k 58k 15.55
Hollyfrontier Corp 0.1 $1.1M 29k 36.00
Telephone And Data Systems (TDS) 0.1 $1.0M 34k 30.09
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $947k 74k 12.88
Facebook Inc cl a (META) 0.1 $1.0M 8.9k 114.19
Pra Group Inc conv 0.1 $969k 1.2M 0.79
Aegerion Pharmaceuticals 2% Du cvbond 0.1 $894k 1.8M 0.51
Oclaro Inc 6.000% 02/15/20 convertible bond 0.1 $1.0M 350k 2.86
Microsoft Corporation (MSFT) 0.1 $865k 16k 55.24
Wal-Mart Stores (WMT) 0.1 $891k 13k 68.50
Ford Motor Company (F) 0.1 $814k 60k 13.49
Murphy Oil Corporation (MUR) 0.1 $742k 30k 25.14
EOG Resources (EOG) 0.1 $871k 12k 72.60
Humana (HUM) 0.1 $732k 4.0k 183.00
Lam Research Corporation (LRCX) 0.1 $825k 10k 82.58
Ingersoll-rand Co Ltd-cl A 0.1 $877k 14k 61.96
Hatteras Financial 0.1 $772k 54k 14.30
Chemtura Corporation 0.1 $812k 31k 26.39
Swiss Helvetia Fund (SWZ) 0.1 $747k 73k 10.18
New Ireland Fund 0.1 $885k 68k 12.99
Washington Fed Inc *w exp 11/14/201 0.1 $777k 125k 6.20
THE GDL FUND Closed-End fund (GDL) 0.1 $863k 86k 10.04
Market Vectors Oil Service Etf 0.1 $807k 30k 26.56
Synergy Pharmaceuticals 0.1 $776k 281k 2.76
Kingsway Finl Svcs (KFS) 0.1 $756k 159k 4.75
Fbr & Co 0.1 $756k 42k 18.10
Brookfield Total Return Fd I 0.1 $875k 36k 24.23
Sunedison 0.1 $822k 1.5M 0.54
Solazyme Inc. note 6.000 2/0 0.1 $825k 1.5M 0.55
Cornerstone Strategic Value (CLM) 0.1 $861k 59k 14.64
Wec Energy Group (WEC) 0.1 $791k 13k 60.08
Nuvectra 0.1 $736k 136k 5.41
Bed Bath & Beyond 0.0 $630k 13k 49.60
Hologic (HOLX) 0.0 $690k 20k 34.50
Barclays (BCS) 0.0 $716k 83k 8.64
Central Securities (CET) 0.0 $630k 33k 19.13
Marathon Oil Corporation (MRO) 0.0 $671k 60k 11.14
Rite Aid Corporation 0.0 $696k 86k 8.13
Clean Energy Fuels (CLNE) 0.0 $700k 239k 2.93
Starwood Hotels & Resorts Worldwide 0.0 $686k 8.2k 83.40
Deutsche Bank Ag-registered (DB) 0.0 $680k 40k 16.95
Energy Transfer Equity (ET) 0.0 $605k 85k 7.12
Ciena Corporation (CIEN) 0.0 $570k 30k 19.00
Simon Property (SPG) 0.0 $667k 3.2k 207.44
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $692k 70k 9.87
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $612k 81k 7.54
Southcoast Financial cmn 0.0 $723k 55k 13.05
Guggenheim Enhanced Equity Strategy 0.0 $704k 46k 15.23
Zweig Total Return 0.0 $605k 51k 11.99
Steel Partners Hldgs L P ltd prtrship u (SPLP) 0.0 $724k 48k 15.24
Dividend & Income Fund (BXSY) 0.0 $709k 64k 11.17
L Brands 0.0 $668k 7.6k 87.83
Metropcs Communications (TMUS) 0.0 $593k 16k 38.31
Ambac Finl (AMBC) 0.0 $716k 45k 15.83
Intelsat S A man conv jr p 0.0 $676k 92k 7.39
Gaming & Leisure Pptys (GLPI) 0.0 $724k 23k 30.95
Fnf (FNF) 0.0 $569k 17k 33.88
Deutsche High Income Opport 0.0 $602k 45k 13.32
Outfront Media (OUT) 0.0 $673k 32k 21.10
Iron Mountain (IRM) 0.0 $638k 19k 34.00
Petroleum & Res Corp Com cef (PEO) 0.0 $727k 40k 17.99
Windstream Holdings 0.0 $605k 79k 7.68
Sunedison Inc note 2.750% 1/0 0.0 $642k 16M 0.04
Monster Beverage Corp (MNST) 0.0 $667k 5.0k 133.40
Baxalta Incorporated 0.0 $579k 14k 40.40
Horizon Global Corporation 0.0 $578k 46k 12.58
Hewlett Packard Enterprise (HPE) 0.0 $712k 40k 17.68
Forest City Enterpri class b conv 0.0 $641k 31k 20.85
iStar Financial 0.0 $478k 50k 9.63
CSX Corporation (CSX) 0.0 $516k 20k 25.80
AGL Resources 0.0 $521k 8.0k 65.12
Edwards Lifesciences (EW) 0.0 $547k 6.2k 88.23
J.C. Penney Company 0.0 $443k 40k 11.08
Dow Chemical Company 0.0 $530k 10k 50.80
AstraZeneca (AZN) 0.0 $407k 14k 28.23
Olin Corporation (OLN) 0.0 $482k 28k 17.38
Janus Capital 0.0 $439k 30k 14.62
Cablevision Systems Corporation 0.0 $482k 15k 33.01
Cincinnati Bell 0.0 $416k 107k 3.87
Medicines Company 0.0 $499k 16k 31.78
Lululemon Athletica (LULU) 0.0 $460k 6.8k 67.65
Buffalo Wild Wings 0.0 $474k 3.2k 148.12
SM Energy (SM) 0.0 $444k 24k 18.73
Suncor Energy (SU) 0.0 $563k 20k 27.85
CBOE Holdings (CBOE) 0.0 $462k 7.1k 65.38
China Fund (CHN) 0.0 $483k 33k 14.74
Aberdn Emring Mkts Telecomtions 0.0 $532k 46k 11.63
Opko Health (OPK) 0.0 $521k 50k 10.39
New Germany Fund (GF) 0.0 $543k 39k 14.09
RMR Asia Pacific Real Estate Fund 0.0 $443k 23k 19.29
Pimco Income Strategy Fund II (PFN) 0.0 $448k 51k 8.76
Central Europe and Russia Fund (CEE) 0.0 $505k 27k 18.73
Constellation Brands 0.0 $515k 3.4k 151.47
Watsco, Incorporated (WSO.B) 0.0 $480k 3.7k 130.75
General Mtrs Co *w exp 07/10/201 0.0 $554k 41k 13.65
Fortune Brands (FBIN) 0.0 $508k 9.1k 56.01
Associated Banc Corp *w exp 11/21/201 0.0 $559k 227k 2.46
Mentor Graphics 4% 2031 conv 0.0 $537k 511k 1.05
Mondelez Int (MDLZ) 0.0 $453k 11k 40.00
Singapore Fund 0.0 $548k 61k 8.99
Allegion Plc equity (ALLE) 0.0 $539k 8.5k 63.69
Ftd Cos 0.0 $438k 17k 26.23
Perrigo Company (PRGO) 0.0 $517k 4.0k 128.06
Fluidigm Corporation convertible cor 0.0 $560k 1.0M 0.56
Castle A M & Co note 7.000%12/1 0.0 $470k 1.0M 0.47
Iconix Brand Group, Inc. conv 0.0 $566k 820k 0.69
Citizens Financial (CFG) 0.0 $419k 20k 20.95
Horizon Pharma 0.0 $514k 31k 16.58
Diversified Real Asset Inc F 0.0 $542k 34k 15.81
Tyco International 0.0 $468k 13k 36.67
Nuveen Global High (JGH) 0.0 $474k 34k 13.88
Wp Glimcher 0.0 $415k 44k 9.49
Medtronic (MDT) 0.0 $465k 6.2k 75.06
T Mobile Us Inc conv pfd ser a 0.0 $482k 7.3k 66.18
Communications Sales&leas Incom us equities / etf's 0.0 $418k 19k 22.28
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $410k 17k 23.69
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.0 $440k 500k 0.88
Hasbro (HAS) 0.0 $344k 4.3k 80.00
Barrick Gold Corp (GOLD) 0.0 $284k 21k 13.59
Comcast Corporation (CMCSA) 0.0 $262k 4.3k 60.93
Ansys (ANSS) 0.0 $344k 3.9k 89.35
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $265k 220.00 1204.55
First Financial Ban (FFBC) 0.0 $290k 16k 18.15
SLM Corporation (SLM) 0.0 $286k 45k 6.35
Morgan Stanley India Investment Fund (IIF) 0.0 $400k 16k 25.03
Kimberly-Clark Corporation (KMB) 0.0 $304k 2.3k 134.69
Affymetrix 0.0 $280k 20k 14.00
BB&T Corporation 0.0 $333k 10k 33.30
Liberty Media 0.0 $293k 12k 25.27
NCR Corporation (VYX) 0.0 $277k 9.3k 29.90
Royal Dutch Shell 0.0 $375k 7.7k 48.50
Astoria Financial Corporation 0.0 $346k 22k 15.83
MercadoLibre (MELI) 0.0 $295k 2.5k 118.00
Energy Select Sector SPDR (XLE) 0.0 $371k 6.0k 61.83
JAKKS Pacific 0.0 $276k 37k 7.45
Oshkosh Corporation (OSK) 0.0 $252k 6.2k 40.94
CVR Energy (CVI) 0.0 $308k 12k 26.11
Iconix Brand 0.0 $330k 41k 8.05
Centene Corporation (CNC) 0.0 $372k 6.0k 61.56
Neustar 0.0 $322k 13k 24.58
Wilshire Ban 0.0 $356k 35k 10.29
Bel Fuse (BELFA) 0.0 $382k 28k 13.48
Bridgepoint Education 0.0 $247k 25k 10.08
Ariad Pharmaceuticals 0.0 $373k 58k 6.40
Capital One Financial Cor w exp 11/201 0.0 $296k 10k 28.63
KKR & Co 0.0 $314k 21k 14.67
Morgan Stanley Emerging Markets Fund 0.0 $294k 22k 13.20
Gabelli Dividend & Income Trust (GDV) 0.0 $329k 18k 18.47
Thai Fund 0.0 $370k 49k 7.50
Endologix 0.0 $376k 45k 8.36
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $304k 21k 14.50
BlackRock Global Energy & Resources Trus (BGR) 0.0 $330k 25k 13.03
Japan Smaller Capitalizaion Fund (JOF) 0.0 $245k 25k 9.64
Mexico Equity and Income Fund (MXE) 0.0 $387k 35k 11.21
CECO Environmental (CECO) 0.0 $250k 40k 6.21
Tcf Finl Corp *w exp 11/14/201 0.0 $343k 234k 1.47
Sanofi Aventis Wi Conval Rt 0.0 $304k 2.8M 0.11
Wendy's/arby's Group (WEN) 0.0 $327k 30k 10.87
Pandora Media 0.0 $358k 40k 8.95
Apollo Residential Mortgage 0.0 $335k 25k 13.40
Suntrust Bks Inc wrt exp 12/31/2 0.0 $364k 56k 6.45
Adt 0.0 $365k 8.8k 41.30
Atlanticus Holdings (ATLC) 0.0 $313k 104k 3.00
Thrx 2 1/8 01/15/23 0.0 $328k 410k 0.80
Cst Brands 0.0 $356k 9.3k 38.26
Sprint 0.0 $273k 79k 3.48
Liberty Global Plc Shs Cl B 0.0 $367k 9.2k 39.92
Communityone Ban 0.0 $249k 19k 13.25
Foundation Medicine 0.0 $283k 16k 18.20
Caesars Acquisition Co cl a 0.0 $327k 53k 6.12
Alpine Global Dynamic 0.0 $287k 34k 8.54
Talmer Ban 0.0 $364k 20k 18.11
Gabelli mutual funds - (GGZ) 0.0 $300k 28k 10.55
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $245k 11k 22.14
Liberty Tripadvisor Hldgs In (LTRPB) 0.0 $365k 16k 22.88
Nexpoint Residential Tr (NXRT) 0.0 $385k 29k 13.09
Journal Media 0.0 $334k 28k 11.96
Nrg Yield Inc Cl A New cs 0.0 $290k 21k 13.58
Acxiom 0.0 $282k 16k 17.55
Rentech 0.0 $315k 142k 2.22
Seritage Growth Pptys Cl A (SRG) 0.0 $383k 7.7k 49.99
Nexpoint Credit Strategies Fund (NXDT) 0.0 $326k 18k 18.06
Lifevantage Ord (LFVN) 0.0 $283k 31k 9.09
Ionis Pharmaceuticals (IONS) 0.0 $327k 8.1k 40.37
BP (BP) 0.0 $202k 6.7k 30.25
Federal-Mogul Corporation 0.0 $104k 11k 9.92
AMAG Pharmaceuticals 0.0 $240k 10k 23.30
Celestica (CLS) 0.0 $143k 13k 10.88
Stryker Corporation (SYK) 0.0 $204k 1.9k 107.37
Williams Companies (WMB) 0.0 $196k 12k 16.07
ITC Holdings 0.0 $209k 4.8k 43.59
Ashford Hospitality Trust 0.0 $111k 17k 6.39
Central Garden & Pet (CENT) 0.0 $182k 11k 16.34
Micron Technology (MU) 0.0 $131k 13k 10.48
Array BioPharma 0.0 $177k 60k 2.95
A.M. Castle & Co. 0.0 $136k 51k 2.69
Elizabeth Arden 0.0 $126k 15k 8.19
Albany Molecular Research 0.0 $167k 11k 15.32
Global Sources 0.0 $85k 11k 8.13
Anworth Mortgage Asset Corporation 0.0 $159k 34k 4.68
Crawford & Company (CRD.B) 0.0 $158k 24k 6.49
Vicor Corporation (VICR) 0.0 $243k 23k 10.46
Lattice Semiconductor (LSCC) 0.0 $156k 27k 5.69
Navistar International Corporation 0.0 $141k 11k 12.59
Nicholas Financial (NICK) 0.0 $140k 13k 10.80
Royal Bank of Scotland 0.0 $173k 27k 6.38
Immunomedics 0.0 $239k 96k 2.49
Alpine Global Premier Properties Fund 0.0 $147k 26k 5.60
Korea Equity Fund 0.0 $184k 23k 7.95
Adams Express Company (ADX) 0.0 $229k 18k 12.64
Aware (AWRE) 0.0 $92k 25k 3.72
Liberty All-Star Equity Fund (USA) 0.0 $124k 25k 4.97
Aegerion Pharmaceuticals 0.0 $113k 31k 3.71
Royce Value Trust (RVT) 0.0 $225k 19k 11.72
Liberty All-Star Growth Fund (ASG) 0.0 $138k 34k 4.07
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $142k 13k 10.86
Mitel Networks Corp 0.0 $142k 17k 8.18
Cheniere Energy Partners (CQP) 0.0 $234k 8.1k 28.84
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $145k 16k 9.35
Franklin Universal Trust (FT) 0.0 $92k 15k 6.24
Calamos Global Dynamic Income Fund (CHW) 0.0 $161k 23k 7.01
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $145k 13k 11.03
Aberdeen Latin Amer Eqty 0.0 $222k 12k 18.17
Visteon Corporation (VC) 0.0 $238k 3.0k 79.33
Turkish Investment Fund 0.0 $153k 17k 9.13
Asia Pacific Fund 0.0 $97k 10k 9.57
Comerica Inc *w exp 11/14/201 0.0 $223k 17k 13.35
Eagle Cap Growth (GRF) 0.0 $189k 24k 7.90
Oxford Lane Cap Corp (OXLC) 0.0 $218k 26k 8.46
D Fluidigm Corp Del (LAB) 0.0 $179k 22k 8.06
Kosmos Energy 0.0 $98k 17k 5.80
Solazyme 0.0 $214k 106k 2.01
Cvr Partners Lp unit 0.0 $207k 25k 8.41
Ntelos Holdings 0.0 $95k 10k 9.16
Wpx Energy 0.0 $139k 20k 6.98
Zynga 0.0 $111k 48k 2.30
Sanchez Energy Corp C ommon stocks 0.0 $181k 33k 5.47
Rentech Nitrogen Partners L 0.0 $234k 21k 11.44
Virtus Total Return Fund Cef 0.0 $142k 34k 4.24
Mcewen Mining 0.0 $122k 65k 1.87
Kinder Morgan Inc/delaware Wts 0.0 $172k 4.3M 0.04
Popular (BPOP) 0.0 $243k 8.5k 28.65
Turquoisehillres 0.0 $96k 38k 2.55
Jpmorgan China Region 0.0 $152k 10k 14.76
Twitter 0.0 $192k 12k 16.55
Aberdeen Gtr China 0.0 $223k 27k 8.28
Intrawest Resorts Holdings 0.0 $129k 15k 8.54
Northstar Asset Management C 0.0 $163k 14k 11.36
New Residential Investment (RITM) 0.0 $214k 18k 11.63
New Senior Inv Grp 0.0 $184k 18k 10.32
Talen Energy 0.0 $152k 17k 8.99
Chemours (CC) 0.0 $138k 20k 7.00
Northstar Realty Finance 0.0 $162k 12k 13.12
Midatech Pharma 0.0 $193k 48k 4.04
RadNet (RDNT) 0.0 $56k 12k 4.86
Energy Xxi 0.0 $23k 38k 0.61
Enzon Pharmaceuticals (ENZN) 0.0 $44k 93k 0.48
PDL BioPharma 0.0 $33k 10k 3.30
Linn Energy 0.0 $4.0k 10k 0.40
Chesapeake Energy Corporation 0.0 $0 348k 0.00
Harmonic (HLIT) 0.0 $40k 12k 3.29
Vanguard Natural Resources 0.0 $26k 16k 1.58
General Moly Inc Com Stk 0.0 $4.0k 12k 0.34
Sequenom 0.0 $58k 41k 1.40
GSI Technology (GSIT) 0.0 $46k 11k 4.10
Cloud Peak Energy 0.0 $28k 15k 1.93
USA Technologies 0.0 $51k 12k 4.36
Zion Oil & Gas (ZNOG) 0.0 $52k 30k 1.75
Bank Of America Corp w exp 10/201 0.0 $20k 98k 0.20
Fieldpoint Petroleum Corporation (FPPP) 0.0 $54k 103k 0.52
Gordmans Stores 0.0 $45k 20k 2.26
Celgene Corp right 12/31/2011 0.0 $21k 17k 1.22
MoSys 0.0 $8.0k 12k 0.66
Putnam Premier Income Trust (PPT) 0.0 $70k 15k 4.75
Niska Gas Storage Partners 0.0 $36k 10k 3.60
Eca Marcellus Trust I (ECTM) 0.0 $36k 25k 1.46
Valley Natl Bancorp *w exp 11/14/201 0.0 $37k 206k 0.18
Stereotaxis (STXS) 0.0 $19k 17k 1.12
Chanticleer Holdings Incpar $. 0.0 $18k 23k 0.79
Intelsat Sa 0.0 $50k 20k 2.50
Covisint 0.0 $57k 29k 1.99
Community Health Sys Inc New right 01/27/2016 0.0 $1.6k 159k 0.01
Voya Natural Res Eq Inc Fund 0.0 $62k 11k 5.69
Newcastle Investment Corporati 0.0 $70k 16k 4.33
California Resources 0.0 $50k 48k 1.04
Sunedison Inc note 2.000%10/0 0.0 $50k 1.3M 0.04
Civeo 0.0 $40k 32k 1.24
Wright Medical Group Rtsn V 0.0 $69k 55k 1.26
Sunedison Inc convertible security 0.0 $80k 2.0M 0.04