CSS

CSS as of March 31, 2017

Portfolio Holdings for CSS

CSS holds 520 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Airls (AAL) 7.0 $116M 2.7M 42.30
Tesaro Inc note 3.000%10/0 6.2 $104M 24M 4.43
Yahoo! 3.5 $59M 1.3M 46.41
Zions Bancorporation *w exp 05/22/202 3.2 $54M 4.8M 11.25
Tesla Motors (TSLA) 2.8 $47M 167k 278.37
Suntrust Bks Inc wrt exp 11/14/2 2.7 $46M 3.4M 13.27
Black Hills Corp unit 99/99/9999 2.1 $35M 480k 73.24
Wellpoint Inc Note cb 1.8 $30M 13M 2.28
Microchip Technology Inc note 1.625% 2/1 1.7 $29M 20M 1.43
Intel Corp. Jr. Sub. Cv. Deb. conv 1.5 $25M 14M 1.75
Welltower Inc 6.50% pfd prepet 1.5 $25M 395k 63.03
Nxp Semiconductors N V dbcv 1.000% 12/0 1.3 $21M 18M 1.16
Intel Corp sdcv 1.2 $21M 15M 1.36
Clovis Oncology Inc note 2.500% 9/1 1.2 $20M 16M 1.29
Priceline.com debt 1.000% 3/1 1.1 $19M 10M 1.88
Ctrip.com Inter Ltd. conv 1.1 $19M 15M 1.31
Lincoln National Corp *W EXP 07/10/2019 1.1 $19M 340k 55.47
Whitewave Foods 1.1 $18M 316k 56.15
Theravance Biopharma Inc note 3.250%11/0 1.1 $18M 14M 1.27
Deutsche Bank Ag-registered (DB) 1.0 $17M 999k 17.16
Tesla Motors Inc bond 1.0 $17M 17M 1.00
Holx 2 12/15/43 1.0 $17M 14M 1.24
Array Biopharma Inc note 3.000% 6/0 1.0 $17M 12M 1.42
Molina Healthcare Inc. conv 1.0 $17M 13M 1.28
Wpx Energy Inc p 0.9 $15M 254k 60.66
Brocade Communications conv 0.9 $15M 15M 1.01
Healthsouth Corp conv 0.8 $14M 12M 1.23
11/14/2018 W Exp 11/14/2018 0.8 $14M 1.5M 9.08
Nvidia Corp note 1.000 12/0 0.8 $14M 2.5M 5.42
Incyte Corporation (INCY) 0.8 $13M 96k 133.68
Sina Corporation 0.7 $12M 170k 72.12
Hartford Financial Services (HIG) 0.7 $12M 243k 48.07
Shutterfly Inc note 0.250% 5/1 0.7 $11M 11M 1.00
General Motors Company (GM) 0.7 $11M 311k 35.36
Lam Research Corp conv 0.6 $11M 5.0M 2.12
Blucora Inc note 4.250% 4/0 0.6 $11M 11M 1.01
Mgic Investment Corp note 0.6 $11M 7.3M 1.45
Xilinx Inc Cvt 2.625 6-15-17 convert 0.6 $10M 5.0M 2.01
Repligen Corp note 2.125% 6/0 0.6 $9.8M 7.6M 1.28
Arconic 0.6 $9.4M 232k 40.67
Clayton Williams Energy 0.6 $9.3M 70k 132.08
Liberty Media Corp Delaware Com A Siriusxm 0.5 $8.7M 223k 38.92
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.5 $8.3M 6.6M 1.25
Hologic Inc cnv 0.5 $8.0M 5.7M 1.40
Kinder Morgan (KMI) 0.5 $7.7M 356k 21.74
Herbalife Ltd conv 0.5 $7.7M 8.0M 0.96
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.5 $7.6M 5.1M 1.49
Two Hbrs Invt Corp note 6.250% 1/1 0.5 $7.7M 7.5M 1.03
Micron Technology Inc bond 0.4 $7.3M 2.5M 2.97
Financial Select Sector SPDR (XLF) 0.4 $7.2M 306k 23.73
T Mobile Us Inc conv pfd ser a 0.4 $6.9M 66k 105.26
Caesars Entertainment 0.4 $6.8M 717k 9.55
Virtus Investment Partners convertible preferred security 0.4 $6.9M 71k 97.87
Exelixis (EXEL) 0.4 $6.4M 297k 21.68
Boston Private Finl Hldgs In *w exp 11/21/201 0.4 $6.5M 708k 9.18
Alon Usa Energy Inc note 3.000% 9/1 0.4 $6.4M 5.9M 1.10
Liberty Media Corp Delaware Com C Siriusxm 0.4 $6.4M 166k 38.78
Boulder Growth & Income Fund (STEW) 0.4 $6.3M 678k 9.30
Micron Technology Inc note 1.625% 2/1 0.4 $6.3M 2.4M 2.64
Newpark Res Inc note 4.000%10/0 0.4 $6.2M 6.1M 1.02
Occidental Petroleum Corporation (OXY) 0.4 $6.1M 96k 63.36
Nortel Inversora 0.4 $6.0M 229k 26.00
Webmd Health Corp 1.5% cnvrtbnd 0.4 $6.1M 5.1M 1.19
Medicines Company conv 0.4 $6.0M 3.8M 1.58
Exelon Corp 6.5% 01-jun-2017 convprf 0.3 $5.8M 117k 49.44
Ctrip Com Intl Ltd note 1.990% 7/0 0.3 $5.8M 5.0M 1.16
B2gold Corp conv 0.3 $5.6M 5.3M 1.06
Starwood Waypoint Residentl note 3.000% 7/0 0.3 $5.5M 4.6M 1.19
Hewlett Packard Enterprise (HPE) 0.3 $5.5M 234k 23.70
Nxp Semiconductors N V (NXPI) 0.3 $5.4M 52k 104.00
Ryland Group note 0.3 $5.2M 4.1M 1.26
Ally Financial (ALLY) 0.3 $5.2M 256k 20.33
Tesla Inc convertible security 0.3 $5.2M 5.0M 1.04
Herbalife Ltd Com Stk (HLF) 0.3 $5.0M 86k 58.13
Tesaro 0.3 $5.0M 33k 153.91
Healthways Inc note 1.500% 7/0 0.3 $5.0M 3.3M 1.54
Finisar Corp note 0.500%12/1 0.3 $5.1M 4.5M 1.13
Envision Healthcare Corp pfd cnv 5.25% a1 0.3 $5.0M 43k 114.08
Nuvasive Inc. conv 0.3 $4.8M 2.7M 1.77
Liberty Broadband Corporation (LBRDA) 0.3 $4.8M 56k 85.10
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.3 $4.9M 47k 103.47
Comerica Incorporated (CMA) 0.3 $4.7M 69k 68.58
Thrx 2 1/8 01/15/23 0.3 $4.8M 5.0M 0.95
American Tower Corp New Pfd Co p 0.3 $4.6M 41k 114.03
Bio-Rad Laboratories (BIO.B) 0.3 $4.5M 22k 199.82
Coty Inc Cl A (COTY) 0.3 $4.6M 253k 18.13
Allscripts Healthcare So conv 0.3 $4.5M 4.5M 1.01
Nii Holdings 0.3 $4.6M 3.4M 1.33
Dow Chemical Company 0.2 $4.2M 66k 63.55
Clovis Oncology 0.2 $4.2M 66k 63.58
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.2 $4.2M 4.5M 0.94
Cabela's Incorporated 0.2 $3.9M 74k 53.10
Ctrip.com International 0.2 $4.0M 81k 49.25
Spectranetics Corp mtnf 2.625% 6/0 0.2 $4.1M 3.6M 1.15
Rite Aid Corporation 0.2 $3.9M 913k 4.25
Wintrust Financial Corporation (WTFC) 0.2 $3.8M 54k 69.12
Pandora Media 0.2 $3.9M 327k 11.82
Dht Holdings Inc cv acrd nt4.5%19 0.2 $3.9M 3.9M 1.00
Veeco Instrs Inc Del note 2.700% 1/1 0.2 $3.6M 3.5M 1.04
UnitedHealth (UNH) 0.2 $3.6M 22k 163.95
Acorda Therap note 1.75% 6/15 0.2 $3.6M 4.2M 0.85
Mobileye 0.2 $3.5M 57k 61.41
Timkensteel Corp note 6.000% 6/0 0.2 $3.5M 2.0M 1.75
Washington Fed Inc *w exp 11/14/201 0.2 $3.4M 216k 15.67
Monsanto Company 0.2 $3.1M 28k 110.00
BE Aerospace 0.2 $3.2M 51k 64.11
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.2 $3.1M 168k 18.58
Macquarie Global Infr Total Rtrn Fnd 0.2 $3.1M 135k 22.85
Dominion Resource p 0.2 $3.2M 62k 50.60
Apple (AAPL) 0.2 $3.0M 21k 143.65
Pandora Media Inc note 1.750%12/0 0.2 $3.0M 3.0M 1.00
Halliburton Company (HAL) 0.2 $2.8M 57k 49.21
Lennar Corporation (LEN.B) 0.2 $2.8M 67k 41.80
WebMD Health 0.2 $2.8M 54k 52.67
Special Opportunities Fund (SPE) 0.2 $2.8M 189k 14.61
Anadarko Petroleum Corporation 0.2 $2.7M 44k 61.98
Barclays Bk Plc Ipsp croil etn 0.2 $2.7M 477k 5.58
Hrg 0.2 $2.7M 138k 19.33
E TRADE Financial Corporation 0.1 $2.6M 74k 34.89
Newmont Mining Corporation (NEM) 0.1 $2.5M 75k 32.95
Lam Research Corporation (LRCX) 0.1 $2.6M 20k 128.40
Oceaneering International (OII) 0.1 $2.6M 96k 27.08
Suffolk Ban 0.1 $2.4M 60k 40.40
Marathon Petroleum Corp (MPC) 0.1 $2.5M 50k 50.60
Brookdale Senior Living note 0.1 $2.5M 2.5M 0.99
M/i Homes Inc note 3.250% 9/1 0.1 $2.5M 2.3M 1.10
Vipshop Holdings Ltd - Ads bond 0.1 $2.5M 2.5M 1.01
Time Warner 0.1 $2.4M 25k 97.70
Westar Energy 0.1 $2.3M 42k 54.26
Sohu 0.1 $2.3M 58k 39.33
American International (AIG) 0.1 $2.4M 38k 62.42
Signature Bk New York N Y *w exp 12/12/201 0.1 $2.3M 20k 116.55
Tri Pointe Homes (TPH) 0.1 $2.4M 189k 12.54
Spirit Rlty Cap Inc New Note cb 0.1 $2.4M 2.3M 1.03
Ikang Healthcare Group- 0.1 $2.3M 159k 14.60
Workday Inc conv 0.1 $2.3M 2.0M 1.14
Liberty Media Delawa 0.1 $2.4M 61k 39.72
BioMarin Pharmaceutical (BMRN) 0.1 $2.2M 26k 87.76
General Cable Corp Del New frnt 4.500% 11/1 0.1 $2.2M 2.8M 0.78
Blucora 0.1 $2.2M 130k 17.30
NCR Corporation (VYX) 0.1 $2.0M 43k 45.70
Zions Bancorporation (ZION) 0.1 $2.0M 49k 42.00
Alere 0.1 $2.0M 6.0k 326.94
Seacor Holdings Inc note 2.500%12/1 0.1 $2.1M 2.0M 1.02
Medidata Solutions Inc conv 0.1 $2.0M 1.8M 1.14
Frontier Communications Corp pfd conv ser-a 0.1 $2.0M 40k 49.36
Liberty Ventures - Ser A 0.1 $1.9M 43k 44.48
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.1 $2.0M 2.0M 0.99
PNC Financial Services (PNC) 0.1 $1.9M 16k 120.22
Anworth Mortgage Asset Corporation 0.1 $1.8M 330k 5.55
Allied World Assurance 0.1 $1.8M 34k 53.10
Invesco Mortgage Capital 0.1 $1.9M 124k 15.42
Neuberger Berman Real Estate Sec (NRO) 0.1 $1.9M 353k 5.32
Kcg Holdings Inc Cl A 0.1 $1.8M 100k 17.83
Rsp Permian 0.1 $1.8M 43k 41.42
Alibaba Group Holding (BABA) 0.1 $1.8M 17k 107.82
Arconic 0.1 $1.9M 70k 26.32
Newfield Exploration 0.1 $1.6M 44k 36.90
Exelon Corporation (EXC) 0.1 $1.6M 46k 35.94
Humana (HUM) 0.1 $1.6M 7.7k 206.10
Bel Fuse (BELFA) 0.1 $1.7M 75k 22.68
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $1.8M 15k 120.69
Pbf Energy Inc cl a (PBF) 0.1 $1.6M 74k 22.18
Twitter 0.1 $1.6M 109k 14.95
Alpine Total Dyn Fd New cefs 0.1 $1.7M 211k 8.26
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.1 $1.7M 1.8M 0.96
JPMorgan Chase & Co. (JPM) 0.1 $1.5M 17k 88.00
Caterpillar (CAT) 0.1 $1.5M 16k 92.75
CSX Corporation (CSX) 0.1 $1.6M 34k 46.52
Reynolds American 0.1 $1.5M 24k 63.00
SM Energy (SM) 0.1 $1.5M 61k 24.01
Banc Of California (BANC) 0.1 $1.5M 72k 20.69
Brookfield Real Assets Incom shs ben int (RA) 0.1 $1.4M 63k 22.78
Lockheed Martin Corporation (LMT) 0.1 $1.4M 5.1k 268.00
Chesapeake Energy Corporation 0.1 $1.4M 233k 5.95
SPDR KBW Regional Banking (KRE) 0.1 $1.4M 25k 54.60
Morgan Stanley Asia Pacific Fund 0.1 $1.3M 84k 15.35
Pennantpark Floating Rate Capi (PFLT) 0.1 $1.3M 96k 13.94
Zweig Fund 0.1 $1.4M 123k 11.12
Diamondback Energy (FANG) 0.1 $1.4M 13k 103.69
Intercept Pharmaceuticals In 0.1 $1.3M 12k 113.12
News (NWSA) 0.1 $1.3M 98k 13.00
Liberty Broadband Cl C (LBRDK) 0.1 $1.4M 16k 86.41
Alphabet Inc Class C cs (GOOG) 0.1 $1.4M 1.6k 829.34
Immunomedics Inc note 4.750% 2/1 0.1 $1.4M 1.0M 1.41
Bank of America Corporation (BAC) 0.1 $1.2M 49k 23.60
Berkshire Hathaway (BRK.B) 0.1 $1.2M 7.3k 166.64
Schlumberger (SLB) 0.1 $1.2M 15k 78.03
Illumina (ILMN) 0.1 $1.1M 6.5k 170.68
Array BioPharma 0.1 $1.1M 122k 8.93
Asa (ASA) 0.1 $1.1M 94k 12.06
Regency Centers Corporation (REG) 0.1 $1.2M 18k 66.40
Citigroup (C) 0.1 $1.2M 20k 59.79
Associated Banc Corp *w exp 11/21/201 0.1 $1.2M 228k 5.35
Global X Fds ftse greec 0.1 $1.2M 146k 7.96
Accuray 0.1 $1.1M 1.0M 1.09
Petroleum & Res Corp Com cef (PEO) 0.1 $1.2M 62k 19.42
Halcon Res 0.1 $1.1M 147k 7.70
Midstates Pete Co Inc Com Par 0.1 $1.2M 64k 18.46
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $987k 26k 38.40
India Fund (IFN) 0.1 $1.0M 41k 25.39
Verizon Communications (VZ) 0.1 $1.0M 21k 48.74
Baker Hughes Incorporated 0.1 $1.1M 18k 59.83
Procter & Gamble Company (PG) 0.1 $1.0M 11k 89.84
Marriott International (MAR) 0.1 $1.1M 11k 94.13
Oneok Partners 0.1 $1.1M 20k 54.00
Shutterfly 0.1 $966k 20k 48.30
Asia Pacific Fund 0.1 $974k 80k 12.23
Taiwan Fund (TWN) 0.1 $1.1M 58k 18.23
New Ireland Fund 0.1 $1.0M 79k 12.66
Liberty Media Corp New int com ser b 0.1 $1.1M 52k 20.15
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $1.1M 81k 13.33
Molina Healthcare Inc conv 0.1 $1.1M 1.0M 1.06
Deutsche High Income Opport 0.1 $923k 63k 14.65
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.1 $1.0M 53k 19.74
Forest City Enterpri class b conv 0.1 $1.0M 37k 28.30
Dell Technologies Inc Class V equity 0.1 $975k 15k 64.08
Liberty Interactive Corp lbt ven com b ne 0.1 $927k 20k 45.35
Invacare Corp conv bnd 0.1 $1.0M 1.0M 1.01
Suntrust Banks Inc $1.00 Par Cmn 0.1 $829k 15k 55.27
Snap-on Incorporated (SNA) 0.1 $843k 5.0k 168.60
Deere & Company (DE) 0.1 $849k 7.8k 108.70
Liberty Media 0.1 $865k 43k 20.03
Central Securities (CET) 0.1 $818k 34k 23.96
SPDR Gold Trust (GLD) 0.1 $873k 7.4k 118.78
Advanced Micro Devices (AMD) 0.1 $811k 56k 14.58
salesforce (CRM) 0.1 $911k 11k 82.47
Central Fd Cda Ltd cl a 0.1 $872k 68k 12.85
EQT Corporation (EQT) 0.1 $916k 15k 61.07
CBOE Holdings (CBOE) 0.1 $894k 11k 80.91
Insulet Corporation (PODD) 0.1 $862k 20k 43.10
General American Investors (GAM) 0.1 $847k 25k 33.52
Swiss Helvetia Fund (SWZ) 0.1 $868k 75k 11.60
THE GDL FUND Closed-End fund (GDL) 0.1 $902k 92k 9.84
Sanofi Aventis Wi Conval Rt 0.1 $887k 2.0M 0.45
Broadsoft Inc. 1.5% 07/01/2018 conv 0.1 $840k 750k 1.12
Dividend & Income Fund (BXSY) 0.1 $782k 65k 12.06
Singapore Fund 0.1 $778k 73k 10.69
Jpmorgan China Region 0.1 $817k 45k 18.33
Fluidigm Corporation convertible cor 0.1 $777k 1.1M 0.68
New York Reit 0.1 $771k 80k 9.69
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.1 $879k 18k 50.21
Tyson Foods Inc cnv p 0.1 $821k 12k 67.23
Diversified Real Asset Inc F 0.1 $818k 47k 17.35
Navios Maritime Holdings (NM.PH) 0.1 $896k 57k 15.73
Gyrodyne Llc Cmn (GYRO) 0.1 $901k 44k 20.71
Liberty Media Corp Delaware Com A Braves Grp 0.1 $863k 36k 23.96
Impax Laboratories Inc conv 0.1 $820k 1.0M 0.82
Continental Resources 0.0 $627k 14k 45.43
ConocoPhillips (COP) 0.0 $744k 15k 49.85
Southwestern Energy Company (SWN) 0.0 $632k 78k 8.16
Sears Holdings Corporation 0.0 $713k 62k 11.49
Meredith Corporation 0.0 $594k 9.2k 64.65
Whiting Petroleum Corporation 0.0 $740k 78k 9.47
Western Refining 0.0 $723k 21k 35.05
Carrizo Oil & Gas 0.0 $730k 26k 28.62
Energy Transfer Equity (ET) 0.0 $706k 36k 19.72
Energen Corporation 0.0 $605k 11k 54.50
Molina Healthcare (MOH) 0.0 $684k 15k 45.60
VMware 0.0 $645k 7.0k 92.14
Immunomedics 0.0 $726k 112k 6.48
Aberdn Emring Mkts Telecomtions 0.0 $723k 55k 13.05
Adams Express Company (ADX) 0.0 $693k 50k 13.75
Hldgs (UAL) 0.0 $660k 9.3k 70.64
Morgan Stanley Emerging Markets Fund 0.0 $598k 41k 14.75
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $728k 73k 9.99
New Germany Fund (GF) 0.0 $675k 46k 14.77
MV Oil Trust (MVO) 0.0 $731k 120k 6.10
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $724k 85k 8.55
Wintrust Financial Corp *w exp 12/18/201 0.0 $612k 19k 32.21
Gnc Holdings Inc Cl A 0.0 $695k 94k 7.38
Matador Resources (MTDR) 0.0 $622k 26k 23.75
Fbr & Co 0.0 $732k 41k 18.04
Sprint 0.0 $682k 79k 8.68
Aberdeen Gtr China 0.0 $592k 57k 10.47
Horizon Pharma 0.0 $613k 42k 14.77
Nuveen Global High (JGH) 0.0 $586k 36k 16.48
Zillow Group Inc Cl A (ZG) 0.0 $609k 18k 33.80
Madison Square Garden Cl A (MSGS) 0.0 $721k 3.6k 199.83
Ryanair Holdings (RYAAY) 0.0 $720k 8.7k 83.00
Nuvectra 0.0 $590k 86k 6.83
Aptevo Therapeutics Inc apvo 0.0 $729k 354k 2.06
Lsc Communications 0.0 $643k 26k 25.16
Special Opp 3.5% Pfd Conv 0.0 $746k 29k 25.54
Deutsche Bk Ag right 04/06/2017 0.0 $742k 188k 3.94
Gnc Hldgs Inc note 1.500% 8/1 0.0 $610k 1.0M 0.61
Novavax Inc note 3.750% 2/0 0.0 $595k 1.3M 0.46
iShares MSCI Emerging Markets Indx (EEM) 0.0 $429k 11k 39.36
Exxon Mobil Corporation (XOM) 0.0 $533k 6.5k 82.02
Abbott Laboratories (ABT) 0.0 $444k 10k 44.40
Scholastic Corporation (SCHL) 0.0 $548k 13k 42.60
Morgan Stanley India Investment Fund (IIF) 0.0 $504k 16k 31.53
Helmerich & Payne (HP) 0.0 $506k 7.6k 66.58
Olin Corporation (OLN) 0.0 $505k 15k 32.87
Royal Dutch Shell 0.0 $572k 11k 52.73
Barclays (BCS) 0.0 $551k 49k 11.25
Hershey Company (HSY) 0.0 $525k 4.8k 109.39
Bce (BCE) 0.0 $420k 9.5k 44.26
Frontier Communications 0.0 $530k 247k 2.15
RPC (RES) 0.0 $431k 24k 18.32
Medicines Company 0.0 $538k 11k 48.91
Armstrong World Industries (AWI) 0.0 $451k 9.8k 46.02
AK Steel Holding Corporation 0.0 $501k 70k 7.21
MGM Resorts International. (MGM) 0.0 $551k 20k 27.41
Neustar 0.0 $584k 18k 33.17
Buffalo Wild Wings 0.0 $489k 3.2k 152.81
WGL Holdings 0.0 $536k 6.5k 82.50
Suncor Energy (SU) 0.0 $437k 14k 30.73
Bank Of America Corp w exp 10/201 0.0 $538k 585k 0.92
China Fund (CHN) 0.0 $545k 33k 16.63
Thai Fund 0.0 $423k 49k 8.58
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $517k 33k 15.51
Royce Value Trust (RVT) 0.0 $430k 31k 14.00
RMR Asia Pacific Real Estate Fund 0.0 $482k 23k 20.99
Pimco Income Strategy Fund II (PFN) 0.0 $514k 51k 10.05
Central Europe and Russia Fund (CEE) 0.0 $573k 27k 20.94
Fidelity Southern Corporation 0.0 $480k 22k 22.37
Constellation Brands 0.0 $553k 3.4k 162.65
Tcf Finl Corp *w exp 11/14/201 0.0 $533k 237k 2.25
Watsco, Incorporated (WSO.B) 0.0 $526k 3.7k 143.29
Workday Inc cl a (WDAY) 0.0 $500k 6.0k 83.33
REPCOM cla 0.0 $461k 10k 46.10
Liberty Global Inc C 0.0 $540k 15k 35.04
Allegion Plc equity (ALLE) 0.0 $580k 7.7k 75.69
Rayonier Advanced Matls (RYAM) 0.0 $519k 39k 13.45
Cobalt Intl Energy Inc note 3.125% 5/1 0.0 $480k 2.0M 0.24
Sandisk Corp conv 0.0 $475k 500k 0.95
Aegerion Pharmaceuticals 2% Du cvbond 0.0 $529k 653k 0.81
Liberty Media Corp Del Com Ser 0.0 $526k 16k 32.72
Pinnacle Entertainment 0.0 $503k 26k 19.51
Liberty Expedia Holdings ser b 0.0 $568k 12k 45.67
Barrick Gold Corp (GOLD) 0.0 $397k 21k 18.99
Comcast Corporation (CMCSA) 0.0 $293k 7.8k 37.56
Ansys (ANSS) 0.0 $411k 3.9k 106.75
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $273k 220.00 1240.91
Range Resources (RRC) 0.0 $364k 13k 29.12
J.C. Penney Company 0.0 $280k 46k 6.16
Intel Corporation (INTC) 0.0 $256k 7.1k 36.06
Akamai Technologies (AKAM) 0.0 $385k 6.5k 59.62
Office Depot 0.0 $390k 84k 4.67
Ford Motor Company (F) 0.0 $295k 25k 11.66
Williams Companies (WMB) 0.0 $358k 12k 29.59
New York Community Ban (NYCB) 0.0 $319k 23k 13.97
Fastenal Company (FAST) 0.0 $258k 5.0k 51.60
Energy Select Sector SPDR (XLE) 0.0 $370k 5.3k 69.81
Alere 0.0 $373k 9.4k 39.68
Key (KEY) 0.0 $334k 19k 17.80
Old National Ban (ONB) 0.0 $279k 16k 17.33
MKS Instruments (MKSI) 0.0 $309k 4.5k 68.67
Iconix Brand 0.0 $407k 54k 7.50
Energy Transfer Partners 0.0 $365k 10k 36.50
Lululemon Athletica (LULU) 0.0 $353k 6.8k 51.91
PrivateBan 0.0 $416k 7.0k 59.43
Nabors Industries 0.0 $392k 30k 13.07
Bridgepoint Education 0.0 $262k 25k 10.69
Korea Equity Fund 0.0 $390k 44k 8.80
Chemtura Corporation 0.0 $263k 7.9k 33.43
Opko Health (OPK) 0.0 $257k 32k 8.00
Gabelli Dividend & Income Trust (GDV) 0.0 $288k 14k 20.84
Cheniere Energy Partners (CQP) 0.0 $262k 8.1k 32.29
Advent/Claymore Enhanced Growth & Income 0.0 $390k 46k 8.45
BlackRock Global Energy & Resources Trus (BGR) 0.0 $361k 26k 13.75
Japan Smaller Capitalizaion Fund (JOF) 0.0 $275k 25k 10.83
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $368k 28k 13.33
Aberdeen Latin Amer Eqty 0.0 $413k 18k 23.50
Turkish Investment Fund 0.0 $344k 41k 8.32
Mexico Equity and Income Fund (MXE) 0.0 $375k 35k 10.87
Aberdeen Chile Fund (AEF) 0.0 $262k 38k 6.97
CECO Environmental (CECO) 0.0 $303k 29k 10.53
American Intl Group 0.0 $322k 15k 21.02
Wpx Energy 0.0 $267k 20k 13.39
Virtus Total Return Fund Cef 0.0 $278k 64k 4.37
Proofpoint 0.0 $372k 5.0k 74.40
Palo Alto Networks (PANW) 0.0 $349k 3.2k 108.91
Epr Properties Pfd C 5.75% (EPR.PC) 0.0 $258k 8.9k 28.88
Atlanticus Holdings (ATLC) 0.0 $278k 104k 2.66
Ambac Finl (AMBC) 0.0 $339k 18k 18.85
Liberty Global Plc Shs Cl B 0.0 $339k 9.2k 36.87
Blackberry (BB) 0.0 $287k 37k 7.76
Gogo (GOGO) 0.0 $353k 32k 11.00
Foundation Medicine 0.0 $393k 12k 32.25
Sirius Xm Holdings (SIRI) 0.0 $316k 61k 5.20
Ftd Cos 0.0 $316k 16k 20.13
Alpine Global Dynamic 0.0 $336k 35k 9.75
Gabelli mutual funds - (GGZ) 0.0 $328k 29k 11.41
Parsley Energy Inc-class A 0.0 $293k 9.0k 32.56
Theravance Biopharma (TBPH) 0.0 $368k 10k 36.80
Deutsche Multi-mkt Income Tr Shs cef 0.0 $285k 33k 8.70
Depomed Inc conv 0.0 $259k 275k 0.94
Crown Castle Intl (CCI) 0.0 $306k 3.2k 94.47
Cornerstone Strategic Value (CLM) 0.0 $380k 24k 16.17
Williams Partners 0.0 $334k 8.2k 40.78
American Tower Corp cnv p 0.0 $266k 2.4k 112.14
Nrg Yield Inc Cl A New cs 0.0 $371k 21k 17.37
Allergan Plc pfd conv ser a 0.0 $298k 352.00 846.59
Acxiom 0.0 $298k 16k 18.54
Seritage Growth Pptys Cl A (SRG) 0.0 $331k 7.7k 43.20
Cushing Energy Income 0.0 $278k 30k 9.41
Nexpoint Credit Strategies Fund (NXDT) 0.0 $273k 12k 22.89
Easterly Acquisition 0.0 $279k 28k 9.97
Ionis Pharmaceuticals (IONS) 0.0 $411k 10k 40.17
Liberty Media Corp Delaware Com C Braves Grp 0.0 $379k 16k 23.67
Dynegy Inc unit 07/01/20191 0.0 $257k 4.4k 58.76
Washington Prime Group 0.0 $380k 44k 8.69
Mtge Invt Corp Com reit 0.0 $302k 18k 16.78
Chipmos Technologies 0.0 $368k 21k 17.74
Ishares Msci United Kingdom Index etf (EWU) 0.0 $252k 7.8k 32.52
Liberty Expedia Holdings ser a 0.0 $281k 6.2k 45.43
Conduent Incorporate (CNDT) 0.0 $375k 22k 16.79
Technipfmc (FTI) 0.0 $405k 13k 32.50
Huntington Bancshares Incorporated (HBAN) 0.0 $247k 19k 13.39
HSBC Holdings (HSBC) 0.0 $204k 5.0k 40.80
Two Harbors Investment 0.0 $169k 18k 9.61
SLM Corporation (SLM) 0.0 $224k 19k 12.10
Devon Energy Corporation (DVN) 0.0 $229k 5.5k 41.64
AES Corporation (AES) 0.0 $113k 10k 11.19
Citrix Systems 0.0 $225k 2.7k 83.30
Nokia Corporation (NOK) 0.0 $136k 25k 5.44
Rent-A-Center (UPBD) 0.0 $90k 10k 8.82
National-Oilwell Var 0.0 $200k 5.0k 40.00
AngloGold Ashanti 0.0 $121k 11k 10.80
Cemex SAB de CV (CX) 0.0 $122k 14k 9.04
Janus Capital 0.0 $199k 15k 13.18
Cousins Properties 0.0 $216k 26k 8.28
Ashford Hospitality Trust 0.0 $111k 17k 6.39
ArcelorMittal 0.0 $154k 18k 8.35
Clean Energy Fuels (CLNE) 0.0 $91k 36k 2.55
JAKKS Pacific 0.0 $97k 18k 5.48
E.W. Scripps Company (SSP) 0.0 $221k 9.4k 23.44
Albany Molecular Research 0.0 $140k 10k 14.00
CVR Energy (CVI) 0.0 $237k 12k 20.09
Helix Energy Solutions (HLX) 0.0 $117k 15k 7.80
Denbury Resources 0.0 $116k 45k 2.58
Silver Standard Res 0.0 $197k 19k 10.64
EnerNOC 0.0 $129k 22k 6.00
Lattice Semiconductor (LSCC) 0.0 $190k 27k 6.93
Eldorado Gold Corp 0.0 $117k 34k 3.41
GSI Technology (GSIT) 0.0 $98k 11k 8.73
Rosetta Stone 0.0 $124k 13k 9.76
Nicholas Financial (NICK) 0.0 $138k 13k 10.65
Royal Bank of Scotland 0.0 $164k 27k 6.05
Yamana Gold 0.0 $129k 47k 2.75
National CineMedia 0.0 $126k 10k 12.60
Alpine Global Premier Properties Fund 0.0 $165k 29k 5.71
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $219k 2.5k 87.60
QEP Resources 0.0 $137k 11k 12.69
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $160k 32k 5.00
Aberdeen Australia Equity Fund (IAF) 0.0 $124k 21k 6.05
Alerian Mlp Etf 0.0 $133k 11k 12.67
Aware (AWRE) 0.0 $116k 25k 4.69
Liberty All-Star Equity Fund (USA) 0.0 $146k 27k 5.46
Liberty All-Star Growth Fund (ASG) 0.0 $175k 39k 4.53
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $171k 14k 12.41
Mitel Networks Corp 0.0 $114k 16k 6.95
Franklin Universal Trust (FT) 0.0 $106k 15k 6.99
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $149k 13k 11.17
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $224k 19k 11.62
Asia Tigers Fund 0.0 $181k 16k 11.40
Aberdeen Indonesia Fund 0.0 $106k 15k 7.26
Eagle Cap Growth (GRF) 0.0 $170k 23k 7.38
Tahoe Resources 0.0 $138k 17k 8.02
D Fluidigm Corp Del (LAB) 0.0 $148k 26k 5.70
Kosmos Energy 0.0 $114k 17k 6.67
Wendy's/arby's Group (WEN) 0.0 $192k 14k 13.62
Global Eagle Acquisition Cor 0.0 $108k 34k 3.18
Sunpower (SPWR) 0.0 $110k 18k 6.08
Genie Energy Ltd-b cl b (GNE) 0.0 $177k 24k 7.24
Groupon 0.0 $98k 25k 3.92
Mcewen Mining 0.0 $193k 64k 3.03
Servicenow (NOW) 0.0 $200k 2.3k 87.34
Turquoisehillres 0.0 $115k 38k 3.06
Kingsway Finl Svcs (KFS) 0.0 $207k 36k 5.81
Realogy Hldgs (HOUS) 0.0 $202k 6.8k 29.71
M/i Homes Inc note 3.000% 3/0 0.0 $220k 218k 1.01
Fireeye 0.0 $177k 14k 12.63
Sterling Bancorp 0.0 $241k 10k 23.73
Noble Corp Plc equity 0.0 $91k 15k 6.16
Royce Global Value Tr (RGT) 0.0 $130k 15k 8.79
Gaming & Leisure Pptys (GLPI) 0.0 $224k 6.7k 33.43
Caesars Acquisition Co cl a 0.0 $176k 12k 15.36
Iconix Brand Group, Inc. conv 0.0 $150k 158k 0.95
Dws Global High Income Fund 0.0 $133k 16k 8.47
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $156k 11k 14.09
Asterias Biotherapeutics 0.0 $158k 46k 3.43
Liberty Tripadvisor Hldgs In (LTRPB) 0.0 $239k 17k 14.31
New Senior Inv Grp 0.0 $172k 17k 10.22
Windstream Holdings 0.0 $196k 36k 5.46
Civeo 0.0 $84k 28k 2.98
Wright Medical Group Rtsn V 0.0 $84k 55k 1.53
Midatech Pharma 0.0 $107k 41k 2.59
Frontline 0.0 $112k 17k 6.75
Commercehub Inc Com Ser A 0.0 $203k 13k 15.48
Donnelley R R & Sons Co when issued 0.0 $240k 20k 12.10
Src Energy 0.0 $110k 13k 8.46
RadNet (RDNT) 0.0 $68k 12k 5.90
Safe Bulkers Inc Com Stk (SB) 0.0 $37k 17k 2.19
Harmonic (HLIT) 0.0 $72k 12k 5.91
Stein Mart 0.0 $79k 26k 2.99
General Moly Inc Com Stk 0.0 $6.0k 12k 0.51
NAVIOS MARITIME HOLDINGS INC Com Stk 0.0 $22k 12k 1.83
USA Technologies 0.0 $45k 11k 4.21
Zion Oil & Gas (ZNOG) 0.0 $36k 30k 1.21
Fieldpoint Petroleum Corporation (FPPP) 0.0 $45k 103k 0.44
Cobalt Intl Energy 0.0 $12k 22k 0.54
Nevsun Res 0.0 $44k 17k 2.59
Celgene Corp right 12/31/2011 0.0 $19k 17k 1.10
Eca Marcellus Trust I (ECTM) 0.0 $53k 25k 2.15
Ascena Retail 0.0 $83k 20k 4.27
Valley Natl Bancorp *w exp 11/14/201 0.0 $61k 197k 0.31
Zynga 0.0 $81k 28k 2.85
Kinder Morgan Inc/delaware Wts 0.0 $0 4.1M 0.00
Chanticleer Holdings Incpar $. 0.0 $8.0k 23k 0.35
Covisint 0.0 $59k 29k 2.06
Community Health Sys Inc New right 01/27/2016 0.0 $1.6k 159k 0.01
Rentech 0.0 $55k 110k 0.50
Lifevantage Ord (LFVN) 0.0 $70k 13k 5.35
Terravia Holdings 0.0 $14k 19k 0.74
Asterias Biotherapeutics Wts Exp 9/30/2016 rights/warrants 0.0 $46k 109k 0.42
Halcon Res Corp *w exp 09/09/202 0.0 $39k 22k 1.76
Drive Shack (DSHK) 0.0 $60k 15k 4.12