CSS

CSS as of Sept. 30, 2017

Portfolio Holdings for CSS

CSS holds 509 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Airls (AAL) 6.3 $130M 2.7M 47.49
Altaba 6.0 $124M 1.9M 66.24
Alibaba Group Holding (BABA) 5.2 $106M 613k 172.74
Tesaro Inc note 3.000%10/0 4.1 $84M 23M 3.73
Zions Bancorporation *w exp 05/22/202 3.3 $67M 4.5M 14.76
Tesla Motors (TSLA) 2.7 $56M 163k 341.12
Suntrust Bks Inc wrt exp 11/14/2 2.6 $54M 3.3M 16.10
Wellpoint Inc Note cb 2.3 $46M 18M 2.60
Molina Healthcare Inc. conv 2.1 $43M 25M 1.73
Alere 2.0 $41M 102k 400.35
Ctrip.com Inter Ltd. conv 1.9 $39M 28M 1.38
Intel Corp. Jr. Sub. Cv. Deb. conv 1.6 $34M 18M 1.84
Syngenta 1.6 $33M 356k 92.11
Brocade Communications conv 1.6 $32M 32M 1.00
Suntrust Banks Inc $1.00 Par Cmn 1.5 $31M 513k 59.77
Sina Corporation 1.5 $31M 266k 114.65
Black Hills Corp unit 99/99/9999 1.5 $30M 402k 75.08
Intel Corp sdcv 1.4 $29M 21M 1.42
Microchip Technology Inc note 1.625% 2/1 1.3 $27M 16M 1.75
Array Biopharma Inc note 3.000% 6/0 1.3 $26M 14M 1.81
Ligand Pharmaceuticals Inc note 0.750% 8/1 1.0 $21M 12M 1.83
Financial Select Sector SPDR (XLF) 1.0 $21M 802k 25.86
Repligen Corp note 2.125% 6/0 0.9 $18M 14M 1.35
Dish Network Corp note 3.375% 8/1 0.9 $18M 16M 1.12
11/14/2018 W Exp 11/14/2018 0.8 $17M 1.5M 11.61
Micron Technology Inc conv 0.8 $17M 12M 1.39
Healthways Inc note 1.500% 7/0 0.7 $15M 7.3M 2.10
Nxp Semiconductors N V dbcv 1.000% 12/0 0.7 $15M 13M 1.21
Welltower Inc 6.50% pfd prepet 0.7 $15M 236k 63.26
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.7 $14M 7.8M 1.77
Hartford Financial Services (HIG) 0.7 $14M 243k 55.43
Nxp Semiconductors N V (NXPI) 0.6 $12M 109k 113.08
Starwood Waypoint Residentl note 3.000% 7/0 0.6 $11M 9.2M 1.24
Incyte Corporation (INCY) 0.5 $11M 92k 116.70
Ttm Technologies Inc conv 0.5 $11M 6.3M 1.69
Nortel Inversora 0.5 $11M 268k 39.00
Workday Inc conv 0.5 $10M 8.0M 1.30
Emergent Biosolutions Inc conv 0.5 $10M 7.2M 1.44
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.5 $11M 11M 0.95
Herbalife Ltd conv 0.5 $9.8M 9.8M 1.00
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.5 $9.9M 8.3M 1.19
Tesla Motors Inc bond 0.5 $9.6M 8.8M 1.10
Medicines Company conv 0.5 $9.2M 7.3M 1.27
Liberty Media Corp Delaware Com A Siriusxm 0.5 $9.2M 221k 41.90
Micron Technology Inc note 1.625% 2/1 0.4 $8.6M 2.4M 3.60
Immunomedics Inc note 4.750% 2/1 0.4 $8.6M 3.0M 2.85
Mercadolibre Inc note 2.250% 7/0 0.4 $8.4M 4.0M 2.09
Lam Research Corporation 0.4 $8.3M 45k 185.05
Clovis Oncology Inc note 2.500% 9/1 0.4 $8.1M 5.3M 1.54
Exelixis (EXEL) 0.4 $8.0M 329k 24.20
Dell Technologies Inc Class V equity 0.4 $7.8M 101k 77.21
Lincoln National Corporation (LNC) 0.4 $7.7M 104k 73.48
Arconic 0.4 $7.5M 193k 39.06
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.4 $7.4M 6.5M 1.14
General Mtrs Co *w exp 07/10/201 0.3 $7.2M 321k 22.41
Boulder Growth & Income Fund (STEW) 0.3 $7.0M 682k 10.20
Boston Private Finl Hldgs In *w exp 11/21/201 0.3 $6.9M 721k 9.52
Kinder Morgan (KMI) 0.3 $6.7M 351k 19.19
Tesla Motors Inc bond 0.3 $6.8M 6.0M 1.13
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.3 $6.7M 472k 14.15
Herbalife Ltd Com Stk (HLF) 0.3 $6.5M 95k 67.85
Navistar Intl Corp conv 0.3 $6.3M 6.1M 1.04
Tesla Inc convertible security 0.3 $6.2M 5.0M 1.23
B2gold Corp conv 0.3 $5.7M 5.4M 1.04
Comerica Incorporated (CMA) 0.3 $5.4M 71k 76.26
Shutterfly Inc note 0.250% 5/1 0.3 $5.4M 5.4M 0.99
Liberty Broadband Corporation (LBRDA) 0.3 $5.3M 56k 94.17
Quidel Corp note 3.250%12/1 0.3 $5.3M 3.5M 1.52
Dynegy Inc unit 07/01/20191 0.3 $5.2M 77k 67.58
IAC/InterActive 0.2 $5.1M 44k 117.58
Barclays Bk Plc Ipsp croil etn 0.2 $5.1M 948k 5.38
Bio-Rad Laboratories (BIO.B) 0.2 $5.0M 22k 225.06
Valero Energy Corporation (VLO) 0.2 $5.0M 65k 76.92
Astoria Financial Corporation 0.2 $4.8M 224k 21.50
Alere 0.2 $4.8M 95k 50.96
Teva Pharm Finance Llc Cvt cv bnd 0.2 $5.0M 5.5M 0.90
Solarcity Corp note 2.750%11/0 0.2 $5.0M 5.0M 0.99
Array BioPharma 0.2 $4.8M 387k 12.30
Clovis Oncology 0.2 $4.4M 54k 82.39
Caesars Entertainment 0.2 $4.5M 337k 13.24
Liberty Media Corp Delaware Com C Siriusxm 0.2 $4.6M 110k 41.88
NVIDIA Corporation (NVDA) 0.2 $4.3M 24k 178.77
EOG Resources (EOG) 0.2 $4.3M 44k 96.74
Fortress Investment 0.2 $4.3M 543k 7.97
Ctrip.com International 0.2 $4.3M 81k 52.73
Wintrust Financial Corporation (WTFC) 0.2 $4.3M 54k 78.31
Virtus Investment Partners convertible preferred security 0.2 $4.3M 42k 103.85
Anadarko Petroleum Corporation 0.2 $4.2M 86k 48.83
VMware 0.2 $4.0M 37k 109.19
Anchor Bancorp 0.2 $4.1M 164k 24.75
Impax Laboratories Inc conv 0.2 $4.1M 4.5M 0.90
Redwood Tr Inc note 4.750% 8/1 0.2 $4.0M 4.0M 1.00
Rite Aid Corporation 0.2 $3.8M 2.0M 1.96
Wayfair Inc note 0.375% 9/0 0.2 $3.8M 4.0M 0.96
Cit 0.2 $3.8M 77k 49.05
Washington Fed Inc *w exp 11/14/201 0.2 $3.7M 216k 16.88
Ally Financial (ALLY) 0.2 $3.7M 152k 24.26
Molina Healthcare Inc conv 0.2 $3.8M 3.0M 1.25
Forestar Group (FOR) 0.2 $3.8M 237k 15.85
Macquarie Global Infr Total Rtrn Fnd 0.2 $3.4M 131k 26.27
Tesaro 0.2 $3.4M 27k 129.06
Coty Inc Cl A (COTY) 0.2 $3.6M 216k 16.53
Micron Technology Inc bond 0.2 $3.5M 865k 3.99
Cornerstone Ondemand Inc conv 0.2 $3.5M 3.5M 1.01
Medidata Solutions Inc conv 0.2 $3.5M 2.5M 1.38
Theravance Biopharma Inc note 3.250%11/0 0.2 $3.6M 2.9M 1.23
Time Warner 0.2 $3.3M 33k 102.45
Monsanto Company 0.2 $3.4M 28k 119.82
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.2 $3.3M 160k 20.54
Acorda Therap note 1.75% 6/15 0.2 $3.3M 3.7M 0.90
Alon Usa Energy Inc note 3.000% 9/1 0.2 $3.2M 2.9M 1.13
Noble Energy 0.1 $3.0M 106k 28.37
Lennar Corporation (LEN.B) 0.1 $3.0M 67k 45.08
Special Opportunities Fund (SPE) 0.1 $3.0M 188k 15.86
Hologic Inc cnv 0.1 $3.0M 2.5M 1.21
Holx 2 12/15/43 0.1 $3.0M 2.5M 1.21
Layne Christensen Co note 8.000% 5/0 0.1 $3.1M 2.5M 1.25
Timkensteel Corp note 6.000% 6/0 0.1 $3.2M 2.0M 1.58
Nuvasive Inc note 2.250% 3/1 0.1 $3.1M 2.7M 1.14
RMR Asia Pacific Real Estate Fund 0.1 $2.8M 145k 19.32
Cemex Sab De Cv conv bnd 0.1 $2.9M 2.5M 1.14
Qiwi (QIWI) 0.1 $2.9M 174k 16.94
Hewlett Packard Enterprise (HPE) 0.1 $2.9M 197k 14.71
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.1 $2.9M 2.8M 1.03
Apple (AAPL) 0.1 $2.7M 18k 154.15
Telecom Argentina (TEO) 0.1 $2.7M 89k 30.85
General Motors Company (GM) 0.1 $2.7M 67k 40.36
Pandora Media 0.1 $2.7M 347k 7.70
Ikang Healthcare Group- 0.1 $2.6M 191k 13.48
Pacific Continental Corporation 0.1 $2.5M 92k 26.95
SPDR KBW Regional Banking (KRE) 0.1 $2.6M 45k 56.78
Brookdale Senior Living note 0.1 $2.5M 2.5M 1.00
Liberty Media Delawa 0.1 $2.5M 61k 41.91
Pros Holding Inc 2% Due 12/1/2 cvbond 0.1 $2.6M 2.5M 1.02
Radius Health Inc note 3.000% 9/0 0.1 $2.5M 2.5M 1.01
Live Nation Entertainmen conv 0.1 $2.2M 1.7M 1.32
Micro Focus Intl 0.1 $2.2M 68k 31.89
PNC Financial Services (PNC) 0.1 $2.1M 16k 134.80
salesforce (CRM) 0.1 $1.9M 21k 93.52
Humana (HUM) 0.1 $2.1M 8.8k 243.62
Home BancShares (HOMB) 0.1 $2.0M 78k 25.21
Immunomedics 0.1 $2.1M 152k 13.99
Twitter 0.1 $2.0M 118k 16.86
Nextera Energy Inc unit 08/31/2018 0.1 $2.0M 30k 66.18
Liberty Ventures - Ser A 0.1 $2.0M 35k 57.56
Midstates Pete Co Inc Com Par 0.1 $2.1M 138k 15.54
Pandora Media Inc note 1.750%12/0 0.1 $2.1M 2.3M 0.93
Frontier Communication 0.1 $1.9M 165k 11.79
Liberty Media Corp Delaware deb 2.250% 9/3 0.1 $2.0M 1.9M 1.06
Zions Bancorporation (ZION) 0.1 $1.8M 38k 47.20
British American Tobac (BTI) 0.1 $1.9M 30k 62.44
Changyou 0.1 $1.9M 48k 39.61
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $1.8M 15k 124.76
Neuberger Berman Real Estate Sec (NRO) 0.1 $1.8M 313k 5.61
Signature Bk New York N Y *w exp 12/12/201 0.1 $1.9M 20k 97.82
Alpine Total Dyn Fd New cefs 0.1 $1.9M 211k 9.00
Washington Prime (WB) 0.1 $1.8M 18k 98.25
Encore Cap Group Inc note 3.000% 7/0 0.1 $1.8M 1.5M 1.15
American Tower Corp cnv p 0.1 $1.8M 15k 121.75
Frontier Communications Corp pfd conv ser-a 0.1 $1.9M 99k 19.00
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.1 $1.9M 1.8M 1.06
Liberty Media Corp Delaware Com A Braves Grp 0.1 $1.8M 72k 25.37
Rh (RH) 0.1 $1.8M 25k 70.28
BioMarin Pharmaceutical (BMRN) 0.1 $1.6M 18k 93.00
Newmont Mining Corporation (NEM) 0.1 $1.7M 44k 37.50
Bel Fuse (BELFA) 0.1 $1.6M 59k 27.20
Hollyfrontier Corp 0.1 $1.6M 44k 35.97
Flexion Therapeutics 0.1 $1.6M 65k 24.19
New York Reit 0.1 $1.6M 207k 7.85
Depomed Inc conv 0.1 $1.6M 2.1M 0.74
Dht Holdings Inc cv acrd nt4.5%19 0.1 $1.7M 1.7M 0.99
Alphabet Inc Class C cs (GOOG) 0.1 $1.6M 1.6k 958.87
Ionis Pharmaceuticals (IONS) 0.1 $1.6M 32k 50.75
Renewable Energy Group Inc note 4.000% 6/1 0.1 $1.6M 1.3M 1.31
Marriott Vacations Wrldwde C note 1.500% 9/1 0.1 $1.6M 1.5M 1.05
Berkshire Hathaway (BRK.B) 0.1 $1.3M 7.3k 183.28
CSX Corporation (CSX) 0.1 $1.4M 26k 54.30
CBS Corporation 0.1 $1.5M 26k 58.00
Westar Energy 0.1 $1.4M 28k 49.61
priceline.com Incorporated 0.1 $1.4M 769.00 1830.95
General Cable Corp Del New frnt 4.500% 11/1 0.1 $1.3M 1.5M 0.89
Micron Technology (MU) 0.1 $1.3M 34k 39.33
Morgan Stanley Asia Pacific Fund 0.1 $1.4M 84k 17.24
Turkish Investment Fund 0.1 $1.4M 151k 9.38
Pennantpark Floating Rate Capi (PFLT) 0.1 $1.4M 96k 14.48
Global X Fds ftse greec 0.1 $1.4M 146k 9.46
Intercept Pharmaceuticals In 0.1 $1.4M 24k 58.00
Liberty Broadband Cl C (LBRDK) 0.1 $1.5M 16k 95.30
Anthem Inc conv p 0.1 $1.4M 26k 52.11
Nii Holdings 0.1 $1.5M 3.2M 0.46
Calatlantic 0.1 $1.5M 40k 36.54
Arconic 0.1 $1.4M 55k 24.87
Brookfield Real Assets Incom shs ben int (RA) 0.1 $1.5M 63k 23.79
Green Plains Inc conv bnd 0.1 $1.4M 1.4M 1.03
Bank of America Corporation (BAC) 0.1 $1.2M 49k 25.33
Intel Corporation (INTC) 0.1 $1.3M 33k 38.10
Deere & Company (DE) 0.1 $1.3M 10k 125.49
Liberty Media 0.1 $1.2M 49k 23.56
Marriott International (MAR) 0.1 $1.2M 11k 110.22
Illumina (ILMN) 0.1 $1.3M 6.5k 199.23
CBOE Holdings (CBOE) 0.1 $1.2M 11k 107.61
Invesco Mortgage Capital 0.1 $1.3M 76k 17.13
Asia Pacific Fund 0.1 $1.2M 86k 13.88
Taiwan Fund (TWN) 0.1 $1.2M 58k 20.58
Liberty Media Corp New int com ser b 0.1 $1.2M 52k 23.74
News (NWSA) 0.1 $1.3M 98k 13.26
Rsp Permian 0.1 $1.3M 36k 34.60
J2 Global Inc note 3.250% 6/1 0.1 $1.2M 1.0M 1.24
Petroleum & Res Corp Com cef (PEO) 0.1 $1.2M 60k 19.64
Wpx Energy Inc p 0.1 $1.3M 24k 53.31
Nexpoint Credit Strategies Fund (NXDT) 0.1 $1.2M 54k 23.04
Liberty Interactive Corp lbt ven com b ne 0.1 $1.2M 20k 59.49
Invacare Corp conv bnd 0.1 $1.2M 1.0M 1.20
JPMorgan Chase & Co. (JPM) 0.1 $1.1M 11k 95.50
Caterpillar (CAT) 0.1 $1.0M 8.3k 124.70
India Fund (IFN) 0.1 $1.1M 41k 26.78
Verizon Communications (VZ) 0.1 $1.0M 21k 49.51
PAREXEL International Corporation 0.1 $1.1M 13k 88.13
CIGNA Corporation 0.1 $1.1M 5.9k 187.50
Chesapeake Energy Corporation 0.1 $929k 216k 4.31
Advanced Micro Devices (AMD) 0.1 $1.0M 82k 12.76
Deutsche Bank Ag-registered (DB) 0.1 $950k 55k 17.27
Central Fd Cda Ltd cl a 0.1 $950k 75k 12.66
Asa (ASA) 0.1 $976k 82k 11.88
Regency Centers Corporation (REG) 0.1 $1.1M 18k 62.05
General American Investors (GAM) 0.1 $1.0M 28k 36.01
Greif (GEF.B) 0.1 $921k 14k 64.23
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $1.0M 92k 11.16
THE GDL FUND Closed-End fund (GDL) 0.1 $935k 92k 10.20
Wintrust Financial Corp *w exp 12/18/201 0.1 $1.1M 19k 55.47
Citigroup (C) 0.1 $1.1M 15k 72.75
Associated Banc Corp *w exp 11/21/201 0.1 $1.1M 224k 4.94
Matador Resources (MTDR) 0.1 $986k 36k 27.16
Servicenow (NOW) 0.1 $939k 8.0k 117.30
Pbf Energy Inc cl a (PBF) 0.1 $930k 34k 27.59
Tri Pointe Homes (TPH) 0.1 $1.0M 76k 13.82
Accuray 0.1 $1.0M 1.0M 1.01
Heritage Ins Hldgs (HRTG) 0.1 $981k 74k 13.20
Horizon Pharma 0.1 $934k 74k 12.68
Deutsche High Income Opport 0.1 $955k 63k 15.14
Crown Castle Intl (CCI) 0.1 $1.0M 10k 100.00
Navistar Intl Corp conv 0.1 $1.1M 1.0M 1.10
Gyrodyne Llc Cmn (GYRO) 0.1 $936k 43k 21.77
Brighthouse Finl (BHF) 0.1 $954k 16k 60.76
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $770k 18k 44.00
Occidental Petroleum Corporation (OXY) 0.0 $901k 14k 64.13
Hershey Company (HSY) 0.0 $785k 7.2k 109.09
Central Securities (CET) 0.0 $882k 34k 25.84
SPDR Gold Trust (GLD) 0.0 $894k 7.4k 121.63
Utilities SPDR (XLU) 0.0 $795k 15k 53.00
Oasis Petroleum 0.0 $780k 86k 9.11
Aberdn Emring Mkts Telecomtions 0.0 $774k 55k 13.97
Adams Express Company (ADX) 0.0 $767k 50k 15.22
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $716k 71k 10.11
New Germany Fund (GF) 0.0 $757k 41k 18.58
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $772k 85k 9.07
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $762k 58k 13.24
Aberdeen Latin Amer Eqty 0.0 $734k 27k 27.33
New Ireland Fund 0.0 $842k 61k 13.71
Gnc Holdings Inc Cl A 0.0 $756k 86k 8.84
Nuveen Real (JRI) 0.0 $736k 41k 18.00
Dividend & Income Fund (BXSY) 0.0 $860k 67k 12.87
REPCOM cla 0.0 $868k 10k 86.80
Sibanye Gold 0.0 $843k 189k 4.46
Sprint 0.0 $725k 93k 7.78
Singapore Fund 0.0 $847k 73k 11.64
Caesars Acquisition Co cl a 0.0 $782k 36k 21.48
Aberdeen Gtr China 0.0 $750k 64k 11.73
Navios Maritime Holdings (NMPRY) 0.0 $812k 52k 15.74
Neuroderm Ltd F 0.0 $797k 21k 38.89
Madison Square Garden Cl A (MSGS) 0.0 $773k 3.6k 214.25
Ryanair Holdings (RYAAY) 0.0 $799k 7.6k 105.48
Lsc Communications 0.0 $726k 44k 16.50
Special Opp 3.5% Pfd Conv 0.0 $735k 29k 25.74
Great Elm Cap 0.0 $919k 88k 10.44
Baker Hughes A Ge Company (BKR) 0.0 $785k 22k 36.60
E TRADE Financial Corporation 0.0 $686k 16k 43.59
AMAG Pharmaceuticals 0.0 $543k 30k 18.40
Teva Pharmaceutical Industries (TEVA) 0.0 $713k 41k 17.60
Morgan Stanley India Investment Fund (IIF) 0.0 $547k 16k 34.22
Transocean (RIG) 0.0 $577k 54k 10.79
National-Oilwell Var 0.0 $600k 17k 35.71
Procter & Gamble Company (PG) 0.0 $671k 7.4k 91.01
Royal Dutch Shell 0.0 $657k 11k 60.57
Live Nation Entertainment (LYV) 0.0 $662k 15k 43.55
Southwestern Energy Company 0.0 $639k 105k 6.10
Impax Laboratories 0.0 $609k 30k 20.30
Kindred Healthcare 0.0 $610k 90k 6.81
RPC (RES) 0.0 $675k 27k 24.79
MKS Instruments (MKSI) 0.0 $567k 6.0k 94.50
Energy Transfer Equity (ET) 0.0 $622k 36k 17.37
MVC Capital 0.0 $550k 55k 10.01
Oceaneering International (OII) 0.0 $533k 20k 26.26
Anworth Mortgage Asset Corporation 0.0 $545k 91k 6.01
Energen Corporation 0.0 $530k 9.7k 54.64
WGL Holdings 0.0 $547k 6.5k 84.19
American International (AIG) 0.0 $528k 8.6k 61.40
China Fund (CHN) 0.0 $622k 31k 20.34
Templeton Dragon Fund (TDF) 0.0 $716k 34k 20.81
iShares S&P Latin America 40 Index (ILF) 0.0 $664k 19k 35.13
Biglari Holdings 0.0 $642k 1.9k 333.51
Morgan Stanley Emerging Markets Fund 0.0 $705k 41k 17.39
Korea (KF) 0.0 $661k 16k 40.43
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $528k 34k 15.74
Central Europe and Russia Fund (CEE) 0.0 $676k 27k 24.71
Swiss Helvetia Fund (SWZ) 0.0 $575k 45k 12.77
Constellation Brands 0.0 $674k 3.4k 198.24
Watsco, Incorporated (WSO.B) 0.0 $588k 3.7k 160.17
D Fluidigm Corp Del (LAB) 0.0 $650k 129k 5.03
Sanofi Aventis Wi Conval Rt 0.0 $711k 2.0M 0.36
Wpx Energy 0.0 $659k 57k 11.50
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $608k 68k 8.89
Diamondback Energy (FANG) 0.0 $618k 6.3k 97.89
Allegion Plc equity (ALLE) 0.0 $663k 7.7k 86.52
Nuveen Global High (JGH) 0.0 $618k 36k 17.38
Zillow Group Inc Cl A (ZG) 0.0 $563k 14k 40.17
Lumentum Hldgs (LITE) 0.0 $515k 9.5k 54.31
Aegerion Pharmaceuticals 2% Du cvbond 0.0 $516k 653k 0.79
Liberty Media Corp Del Com Ser 0.0 $587k 16k 36.51
Pinnacle Entertainment 0.0 $549k 26k 21.29
Aptevo Therapeutics Inc apvo 0.0 $692k 302k 2.29
Liberty Expedia Holdings ser b 0.0 $655k 12k 52.67
Barrick Gold Corp (GOLD) 0.0 $336k 21k 16.08
Comcast Corporation (CMCSA) 0.0 $419k 11k 38.44
Ansys (ANSS) 0.0 $473k 3.9k 122.86
Scholastic Corporation (SCHL) 0.0 $460k 12k 37.21
H&R Block (HRB) 0.0 $414k 16k 26.47
Hologic (HOLX) 0.0 $367k 10k 36.70
ConocoPhillips (COP) 0.0 $396k 7.9k 50.04
Williams Companies (WMB) 0.0 $363k 12k 30.00
Barclays (BCS) 0.0 $507k 49k 10.35
Fastenal Company (FAST) 0.0 $360k 7.9k 45.60
Pioneer Natural Resources 0.0 $384k 2.6k 147.69
Sears Holdings Corporation 0.0 $359k 49k 7.31
Sohu 0.0 $403k 7.4k 54.45
Meredith Corporation 0.0 $454k 8.2k 55.45
Whiting Petroleum Corporation 0.0 $426k 78k 5.45
Energy Select Sector SPDR (XLE) 0.0 $363k 5.3k 68.49
Atwood Oceanics 0.0 $407k 43k 9.39
Armstrong World Industries (AWI) 0.0 $482k 9.4k 51.28
Finisar Corporation 0.0 $441k 20k 22.19
Iconix Brand 0.0 $380k 67k 5.69
AK Steel Holding Corporation 0.0 $373k 67k 5.60
Lululemon Athletica (LULU) 0.0 $423k 6.8k 62.21
Buffalo Wild Wings 0.0 $338k 3.2k 105.62
General Communication 0.0 $446k 11k 40.81
Acorda Therapeutics 0.0 $472k 20k 23.60
Superior Energy Services 0.0 $365k 34k 10.71
Morgan Stanley China A Share Fund (CAF) 0.0 $407k 17k 23.84
Suncor Energy (SU) 0.0 $498k 14k 35.02
Bank Of America Corp w exp 10/201 0.0 $457k 586k 0.78
SPDR S&P Oil & Gas Explore & Prod. 0.0 $341k 10k 34.10
iShares MSCI Turkey Index Fund (TUR) 0.0 $439k 11k 41.81
Gabelli Dividend & Income Trust (GDV) 0.0 $309k 14k 22.36
Thai Fund 0.0 $480k 49k 9.74
Qad 0.0 $479k 17k 27.98
Meta Financial (CASH) 0.0 $338k 4.3k 78.44
BlackRock Global Energy & Resources Trus (BGR) 0.0 $363k 26k 13.75
Japan Smaller Capitalizaion Fund (JOF) 0.0 $319k 25k 12.56
Fidelity Southern Corporation 0.0 $507k 22k 23.63
Mexico Equity and Income Fund (MXE) 0.0 $400k 35k 11.59
Aberdeen Chile Fund (AEF) 0.0 $334k 40k 8.40
Latin American Discovery Fund 0.0 $413k 34k 12.07
Tcf Finl Corp *w exp 11/14/201 0.0 $426k 237k 1.80
Kosmos Energy 0.0 $381k 48k 7.95
Wendy's/arby's Group (WEN) 0.0 $343k 22k 15.52
Proofpoint 0.0 $436k 5.0k 87.20
Workday Inc cl a (WDAY) 0.0 $316k 3.0k 105.33
Metropcs Communications (TMUS) 0.0 $381k 6.2k 61.63
Liberty Global Inc C 0.0 $503k 15k 32.64
Liberty Global Plc Shs Cl B 0.0 $322k 9.2k 35.02
Foundation Medicine 0.0 $422k 11k 40.24
Sterling Bancorp 0.0 $332k 14k 24.67
Alpine Global Dynamic 0.0 $366k 35k 10.62
Rice Energy 0.0 $320k 11k 28.96
Gabelli mutual funds - (GGZ) 0.0 $380k 29k 13.22
Deutsche Multi-mkt Income Tr Shs cef 0.0 $311k 35k 8.95
Sandisk Corp conv 0.0 $480k 500k 0.96
Cornerstone Strategic Value (CLM) 0.0 $456k 31k 14.81
Williams Partners 0.0 $319k 8.2k 38.95
Acxiom 0.0 $343k 16k 21.34
Seritage Growth Pptys Cl A (SRG) 0.0 $353k 7.7k 46.07
Cushing Energy Income 0.0 $308k 36k 8.69
B. Riley Financial (RILY) 0.0 $464k 27k 17.05
Nuvectra 0.0 $332k 25k 13.26
Washington Prime Group 0.0 $364k 44k 8.32
Halcon Res 0.0 $325k 48k 6.79
M Iii Acquisition Corp equities 0.0 $390k 40k 9.81
Liberty Expedia Holdings ser a 0.0 $328k 6.2k 53.02
Conduent Incorporate (CNDT) 0.0 $319k 20k 15.68
Technipfmc (FTI) 0.0 $348k 13k 27.92
Huntington Bancshares Incorporated (HBAN) 0.0 $258k 19k 13.98
BHP Billiton 0.0 $287k 8.1k 35.43
iShares MSCI Emerging Markets Indx (EEM) 0.0 $202k 4.5k 44.89
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $289k 220.00 1313.64
SLM Corporation (SLM) 0.0 $212k 19k 11.45
RadNet (RDNT) 0.0 $133k 12k 11.54
Microchip Technology (MCHP) 0.0 $144k 1.6k 90.00
Office Depot 0.0 $260k 57k 4.54
Olin Corporation (OLN) 0.0 $241k 7.1k 34.19
NCR Corporation (VYX) 0.0 $205k 5.5k 37.51
Ford Motor Company (F) 0.0 $183k 15k 11.94
Illinois Tool Works (ITW) 0.0 $296k 2.0k 148.00
Vornado Realty Trust (VNO) 0.0 $238k 3.1k 76.77
Cousins Properties 0.0 $244k 26k 9.36
New York Community Ban 0.0 $294k 23k 12.87
Ashford Hospitality Trust 0.0 $116k 17k 6.67
ACCO Brands Corporation (ACCO) 0.0 $132k 11k 11.89
Key (KEY) 0.0 $259k 14k 18.82
CVR Energy (CVI) 0.0 $306k 12k 25.94
Banco Santander (SAN) 0.0 $138k 20k 6.90
Lattice Semiconductor (LSCC) 0.0 $224k 43k 5.22
Extreme Networks (EXTR) 0.0 $146k 12k 11.87
Brocade Communications Systems 0.0 $110k 9.2k 11.96
Navistar International Corporation 0.0 $278k 6.3k 44.13
Royal Bank of Scotland 0.0 $197k 27k 7.27
Amicus Therapeutics (FOLD) 0.0 $196k 13k 15.09
Bridgepoint Education 0.0 $235k 25k 9.59
Alpine Global Premier Properties Fund 0.0 $192k 29k 6.64
iShares MSCI South Korea Index Fund (EWY) 0.0 $138k 2.0k 69.00
Amarin Corporation (AMRN) 0.0 $159k 46k 3.49
Aberdeen Asia-Pacific Income Fund 0.0 $165k 32k 5.16
Aberdeen Australia Equity Fund (IAF) 0.0 $105k 17k 6.18
iShares Barclays TIPS Bond Fund (TIP) 0.0 $154k 1.4k 113.24
Aware (AWRE) 0.0 $115k 25k 4.65
Opko Health (OPK) 0.0 $221k 32k 6.87
Liberty All-Star Equity Fund (USA) 0.0 $165k 27k 6.03
Royce Value Trust (RVT) 0.0 $279k 18k 15.80
Liberty All-Star Growth Fund (ASG) 0.0 $138k 26k 5.25
Hartford Finl Svcs Wt Exp 0626 wt 0.0 $193k 4.2k 46.37
Mitel Networks Corp 0.0 $138k 16k 8.41
Cheniere Energy Partners (CQP) 0.0 $234k 8.1k 28.84
MV Oil Trust (MVO) 0.0 $216k 38k 5.76
Pimco Income Strategy Fund II (PFN) 0.0 $277k 26k 10.71
Franklin Universal Trust (FT) 0.0 $111k 15k 7.29
Advent/Claymore Enhanced Growth & Income 0.0 $293k 34k 8.62
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $151k 13k 11.28
First Trust/Aberdeen Global Opportunity 0.0 $235k 20k 11.77
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $182k 13k 13.73
Asia Tigers Fund 0.0 $184k 15k 12.37
Aberdeen Indonesia Fund 0.0 $113k 15k 7.73
CECO Environmental (CECO) 0.0 $244k 29k 8.48
Eagle Cap Growth (GRF) 0.0 $184k 23k 7.99
American Intl Group 0.0 $302k 15k 19.63
Marriott Vacations Wrldwde Cp (VAC) 0.0 $137k 1.1k 124.55
Sunpower (SPWRQ) 0.0 $132k 18k 7.29
Zynga 0.0 $107k 28k 3.77
Mcewen Mining 0.0 $124k 64k 1.95
Grifols S A Sponsored Adr R (GRFS) 0.0 $215k 9.8k 21.88
Turquoisehillres 0.0 $117k 38k 3.11
Kingsway Finl Svcs (KFS) 0.0 $230k 38k 6.11
Palo Alto Networks (PANW) 0.0 $304k 2.2k 141.03
Epr Properties Pfd C 5.75% (EPR.PC) 0.0 $248k 8.9k 27.77
Atlanticus Holdings (ATLC) 0.0 $245k 104k 2.35
M/i Homes Inc note 3.000% 3/0 0.0 $218k 218k 1.00
Ambac Finl (AMBC) 0.0 $173k 10k 17.30
Blackberry (BB) 0.0 $224k 20k 11.20
Gogo (GOGO) 0.0 $236k 20k 11.80
Sirius Xm Holdings 0.0 $245k 44k 5.53
Royce Global Value Tr (RGT) 0.0 $131k 13k 10.32
Ftd Cos 0.0 $205k 16k 13.06
Gaming & Leisure Pptys (GLPI) 0.0 $247k 6.7k 36.87
Fluidigm Corporation convertible cor 0.0 $104k 143k 0.73
Navios Maritime Hdgs 8.75% Adr pfd stk (NMPGY) 0.0 $198k 12k 16.03
Iridium Communications $16.25 perp pfd cnv b 0.0 $270k 743.00 363.39
Citizens Financial (CFG) 0.0 $265k 7.0k 37.86
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $137k 11k 12.38
Asterias Biotherapeutics 0.0 $145k 42k 3.41
Liberty Tripadvisor Hldgs In (LTRPB) 0.0 $232k 17k 13.89
New Senior Inv Grp 0.0 $154k 17k 9.15
Electrum Spl Acquisition Cor 0.0 $278k 27k 10.25
Origo Acquisition Corp 0.0 $141k 13k 10.63
Ishares Msci United Kingdom Index etf (EWU) 0.0 $270k 7.8k 34.84
Hilton Grand Vacations (HGV) 0.0 $238k 6.2k 38.70
Gnc Hldgs Inc note 1.500% 8/1 0.0 $248k 340k 0.73
Novavax Inc note 3.750% 2/0 0.0 $273k 594k 0.46
Virtus Total Return Fund cf 0.0 $267k 21k 13.06
Janus Henderson Group Plc Ord (JHG) 0.0 $243k 7.0k 34.79
Ssr Mining (SSRM) 0.0 $170k 16k 10.62
Clean Energy Fuels (CLNE) 0.0 $93k 36k 2.60
JAKKS Pacific 0.0 $53k 18k 3.00
Harmonic (HLIT) 0.0 $37k 12k 3.04
General Moly Inc Com Stk 0.0 $4.0k 12k 0.34
Materials SPDR (XLB) 0.0 $57k 1.0k 57.00
GSI Technology (GSIT) 0.0 $82k 11k 7.31
Green Plains Renewable Energy (GPRE) 0.0 $73k 3.6k 20.28
USA Technologies 0.0 $67k 11k 6.27
Yamana Gold 0.0 $35k 13k 2.67
Zion Oil & Gas (ZNOG) 0.0 $62k 18k 3.42
Fieldpoint Petroleum Corporation (FPPP) 0.0 $33k 103k 0.32
Celgene Corp right 12/31/2011 0.0 $26k 17k 1.50
Eca Marcellus Trust I (ECTM) 0.0 $54k 25k 2.19
Valley Natl Bancorp *w exp 11/14/201 0.0 $31k 173k 0.18
Fieldpoint Petroleum Corp *w exp 03/23/2 0.0 $0 5.5k 0.00
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.0 $7.0k 200.00 35.00
Community Health Sys Inc New right 01/27/2016 0.0 $1.6k 159k 0.01
Dynegy Inc New Del pfd conv ser a 0.0 $36k 1.1k 33.03
Sears Hldgs Corp *w exp 12/15/201 0.0 $0 28.00 0.00
Windstream Holdings 0.0 $64k 36k 1.78
Civeo 0.0 $80k 28k 2.83
Liberty Global 0.0 $49k 2.2k 22.75
Rentech 0.0 $23k 50k 0.46
Lifevantage Ord (LFVN) 0.0 $55k 13k 4.20
Wright Medical Group Rtsn V 0.0 $85k 55k 1.55
Midatech Pharma 0.0 $64k 41k 1.55
Liberty Media Corp Series C Li 0.0 $13k 334.00 38.92
Halcon Res Corp *w exp 09/09/202 0.0 $13k 22k 0.59
Drive Shack (DSHK) 0.0 $53k 15k 3.64
Medicines Company 2.750000 07/15/2023 bond 0.0 $43k 41k 1.05