Edge Wealth Management

Edge Wealth Management as of June 30, 2014

Portfolio Holdings for Edge Wealth Management

Edge Wealth Management holds 379 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Merck & Co (MRK) 5.9 $14M 244k 57.85
At&t (T) 5.3 $13M 363k 35.36
General Electric Company 5.1 $12M 468k 26.28
Intel Corporation (INTC) 4.9 $12M 384k 30.90
EMC Corporation 4.3 $10M 391k 26.34
BP (BP) 4.2 $10M 193k 52.75
Williams Partners 4.0 $9.5M 175k 54.29
Abbvie (ABBV) 3.8 $9.1M 161k 56.44
Southern Company (SO) 3.5 $8.5M 188k 45.38
ConAgra Foods (CAG) 3.5 $8.5M 287k 29.68
General Dynamics Corporation (GD) 3.5 $8.5M 73k 116.55
Weatherford International Lt reg 3.5 $8.4M 366k 23.00
Procter & Gamble Company (PG) 3.0 $7.2M 92k 78.59
Johnson & Johnson (JNJ) 2.6 $6.2M 59k 104.69
Aetna 2.5 $6.0M 74k 81.08
Ares Coml Real Estate (ACRE) 2.4 $5.7M 460k 12.35
Philip Morris International (PM) 2.2 $5.4M 64k 84.31
Qualcomm (QCOM) 2.1 $5.1M 64k 79.68
KBR (KBR) 2.0 $4.9M 206k 23.85
Apollo Commercial 8.625% Pfd Ser A 1.9 $4.4M 175k 25.39
Xerox Corporation 1.4 $3.4M 276k 12.48
Eaton (ETN) 1.4 $3.4M 44k 77.49
Exxon Mobil Corporation (XOM) 1.2 $2.8M 28k 100.69
Apple (AAPL) 0.8 $2.0M 22k 93.35
United Technologies Corporation 0.8 $1.9M 17k 115.62
JPMorgan Chase & Co. (JPM) 0.8 $1.9M 33k 57.60
Verizon Communications (VZ) 0.8 $1.9M 39k 48.84
Transocean (RIG) 0.7 $1.6M 36k 45.01
PennyMac Mortgage Investment Trust (PMT) 0.6 $1.5M 69k 21.92
Freeport-McMoRan Copper & Gold (FCX) 0.6 $1.5M 40k 36.40
Microsoft Corporation (MSFT) 0.6 $1.3M 31k 42.09
Boeing Company (BA) 0.5 $1.2M 9.6k 127.30
Dow Chemical Company 0.5 $1.2M 24k 51.43
iShares FTSE NAREIT Mort. Plus Capp 0.5 $1.2M 95k 12.60
Nuveen Multi-Strategy Income & Growth (JPC) 0.5 $1.1M 116k 9.70
Chevron Corporation (CVX) 0.5 $1.1M 8.3k 130.36
Raytheon Company 0.4 $1.0M 11k 92.54
Sce Trust I 0.4 $1.0M 43k 23.80
Pfizer (PFE) 0.4 $999k 34k 29.70
Apollo Commercial Real Est. Finance (ARI) 0.4 $1.0M 61k 16.46
Wells Fargo & Company (WFC) 0.4 $958k 18k 52.55
Santa Cruz County Bank Ca 0.4 $966k 50k 19.32
Deutsche Bk Contingnt Cap Tr V ps 0.4 $921k 32k 28.42
Apollo Residential Mortgage 0.3 $840k 35k 24.24
Eaton Vance Floating-Rate Income Trust (EFT) 0.3 $735k 49k 15.05
Invesco Van Kampen Senior Income Trust (VVR) 0.3 $741k 149k 4.97
Apache Corporation 0.3 $716k 7.1k 100.63
Gilead Sciences (GILD) 0.3 $715k 8.6k 83.11
ConocoPhillips (COP) 0.3 $650k 7.6k 85.63
Calumet Specialty Products Partners, L.P 0.2 $606k 19k 31.89
Integrated Electrical Services 0.2 $593k 90k 6.59
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $602k 44k 13.73
Eaton Vance New York Municipal Bond Fund (ENX) 0.2 $606k 49k 12.49
Cvr Refng 0.2 $603k 24k 25.12
Amazon (AMZN) 0.2 $579k 1.8k 324.19
United Bancshares Inc. OH (UBOH) 0.2 $572k 42k 13.62
Wells Fargo & Company 8% 0.2 $561k 19k 29.76
Yum! Brands (YUM) 0.2 $520k 6.4k 81.07
Oracle Corporation (ORCL) 0.2 $524k 13k 40.58
PowerShares DB US Dollar Index Bullish 0.2 $532k 25k 21.28
Proshs Ultrashrt S&p500 Prosha etf 0.2 $516k 20k 25.44
Nordic Amern Offshore 0.2 $513k 27k 19.00
Realty Income (O) 0.2 $489k 11k 44.26
Novavax 0.2 $452k 98k 4.61
Jpm Chase Cap 6.7% Pfd Due 04/02/40 p 0.2 $457k 18k 26.08
Hewlett-Packard Company 0.2 $434k 13k 33.81
Google 0.2 $431k 738.00 584.01
BHP Billiton (BHP) 0.2 $425k 6.2k 68.35
Nuveen NJ Invmt Quality Municipal Fund. 0.2 $444k 32k 13.74
Pepsi (PEP) 0.2 $399k 4.5k 89.42
Staples 0.2 $412k 38k 10.84
PG&E Corporation (PCG) 0.2 $412k 8.6k 47.95
Vanguard Dividend Appreciation ETF (VIG) 0.2 $404k 5.2k 77.84
Google Inc Class C 0.2 $406k 706.00 575.07
Invesco Mortgage Capital 0.2 $390k 23k 17.33
Nuveen New Jersey Premium Income Mun 0.2 $379k 27k 14.11
Sandridge Permian Tr 0.2 $383k 30k 12.68
Kkr Financial Holdings 0.2 $388k 14k 28.31
Facebook Inc cl a (META) 0.2 $390k 5.8k 67.57
Medtronic 0.1 $364k 5.7k 63.80
Berkshire Hathaway (BRK.B) 0.1 $332k 2.6k 126.48
International Business Machines (IBM) 0.1 $325k 1.8k 181.56
ProShares UltraShort 7-10 Year Trea (PST) 0.1 $337k 13k 26.96
eBay (EBAY) 0.1 $321k 6.4k 50.12
Huntington Bancshares Incorporated (HBAN) 0.1 $288k 30k 9.54
Bank of America Corporation (BAC) 0.1 $298k 19k 15.36
American Capital Agency 0.1 $285k 12k 23.34
Cornerstone Ondemand 0.1 $293k 6.4k 46.03
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $261k 5.4k 48.42
Coca-Cola Company (KO) 0.1 $248k 5.9k 42.34
Calamos Strategic Total Return Fund (CSQ) 0.1 $211k 18k 11.99
iShares Dow Jones US Pharm Indx (IHE) 0.1 $208k 1.5k 135.50
Gazprom OAO 0.1 $220k 25k 8.73
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $205k 5.4k 38.24
New York Mtg 7.75% Pfdpfd Ser B 0.1 $211k 8.8k 24.11
Abbott Laboratories (ABT) 0.1 $189k 4.6k 40.96
Baxter International (BAX) 0.1 $192k 2.7k 71.96
Regions Financial Corporation (RF) 0.1 $195k 18k 10.67
salesforce (CRM) 0.1 $197k 3.4k 57.94
Market Vectors Gold Miners ETF 0.1 $196k 7.4k 26.58
Twitter 0.1 $188k 4.6k 40.87
Empire St Rlty Op L P unit ltd prt 60 (OGCP) 0.1 $201k 13k 15.72
Morgan Stanley 0% Pfd Due 07/06/99 p 0.1 $203k 10k 20.30
Two Harbors Investment 0.1 $162k 16k 10.45
American Eagle Outfitters (AEO) 0.1 $168k 15k 11.20
Novartis (NVS) 0.1 $179k 2.0k 90.50
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $159k 1.6k 99.38
Kraft Foods 0.1 $162k 2.7k 60.02
Comcast Corporation (CMCSA) 0.1 $137k 2.5k 53.85
American Express Company (AXP) 0.1 $141k 1.5k 94.44
Walt Disney Company (DIS) 0.1 $141k 1.6k 85.77
Baker Hughes Incorporated 0.1 $145k 2.0k 74.36
Nuveen New York Mun Value 0.1 $133k 9.0k 14.71
Phillips 66 (PSX) 0.1 $137k 1.7k 80.40
Enlink Midstream Ptrs 0.1 $150k 4.8k 31.25
Home Depot (HD) 0.1 $114k 1.4k 80.91
Travelers Companies (TRV) 0.1 $116k 1.2k 93.70
Ford Motor Company (F) 0.1 $124k 7.2k 17.22
American International (AIG) 0.1 $111k 2.0k 54.55
Tesla Motors (TSLA) 0.1 $127k 525.00 241.90
Valeant Pharmaceuticals Int 0.1 $126k 1.0k 126.00
iShares Dow Jones Select Dividend (DVY) 0.1 $113k 1.5k 77.24
Invesco Insured Municipal Income Trust (IIM) 0.1 $111k 7.4k 15.00
Schwab U S Broad Market ETF (SCHB) 0.1 $123k 2.6k 47.64
First Independence Corp 0.1 $132k 12k 11.48
Solarcity 0.1 $127k 1.8k 70.95
Market Vectors Junior Gold Min 0.1 $132k 3.2k 41.90
Empire St Rlty Op L P unit ltd prtnsp (ESBA) 0.1 $121k 7.7k 15.75
Devon Energy Corporation (DVN) 0.0 $103k 1.3k 79.54
Ecolab (ECL) 0.0 $86k 775.00 110.97
Cummins (CMI) 0.0 $96k 626.00 153.35
Altria (MO) 0.0 $98k 2.3k 42.02
Wet Seal 0.0 $93k 100k 0.93
Abb (ABBNY) 0.0 $108k 4.7k 22.98
Celgene Corporation 0.0 $89k 1.0k 85.58
Ocwen Financial Corporation 0.0 $101k 2.7k 37.06
Rockwell Automation (ROK) 0.0 $87k 700.00 124.29
Federal Realty Inv. Trust 0.0 $96k 800.00 120.00
iShares Dow Jones US Healthcare (IYH) 0.0 $86k 670.00 128.36
Nuveen NY Municipal Value (NNY) 0.0 $104k 11k 9.92
Ing Group N V 0.0 $100k 3.9k 25.64
Ashford Hospital Trust Inc Pre (AHT.PD) 0.0 $98k 3.9k 25.45
Directv 0.0 $85k 1.0k 85.00
Market Vectors Etf Uranium+nuclear Engy Etf 0.0 $106k 2.0k 52.19
Costco Wholesale Corporation (COST) 0.0 $65k 568.00 114.44
Spdr S&p 500 Etf (SPY) 0.0 $80k 410.00 195.12
Union Pacific Corporation (UNP) 0.0 $70k 700.00 100.00
Morgan Stanley (MS) 0.0 $84k 2.6k 32.31
Thermo Fisher Scientific (TMO) 0.0 $84k 709.00 118.48
AvalonBay Communities (AVB) 0.0 $73k 515.00 141.75
New York Community Ban 0.0 $69k 4.3k 15.99
Centerra Gold (CGAU) 0.0 $64k 10k 6.27
Randgold Resources 0.0 $76k 900.00 84.44
Alcatel-Lucent 0.0 $63k 18k 3.58
PowerShares QQQ Trust, Series 1 0.0 $71k 760.00 93.42
dELiA*s 0.0 $78k 100k 0.78
Financial Select Sector SPDR (XLF) 0.0 $80k 3.5k 22.86
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $68k 1.0k 68.00
Gabelli Dividend & Income Trust (GDV) 0.0 $70k 3.2k 21.88
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $74k 5.4k 13.70
Blackrock Muniyield California Ins Fund 0.0 $74k 5.0k 14.80
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $81k 1.7k 46.96
Mosaic (MOS) 0.0 $74k 1.5k 49.33
Powershares Etf Tr Ii s^p500 low vol 0.0 $64k 1.8k 35.56
American Realty Capital Prop 0.0 $75k 6.0k 12.50
Jazz Pharmaceuticals (JAZZ) 0.0 $73k 500.00 146.00
Market Vectors Oil Service Etf 0.0 $78k 1.4k 57.56
Express Scripts Holding 0.0 $68k 988.00 68.83
Twenty-first Century Fox 0.0 $79k 2.3k 35.02
Sterling Bancorp 0.0 $62k 5.2k 11.89
BlackRock (BLK) 0.0 $40k 125.00 320.00
MasterCard Incorporated (MA) 0.0 $48k 650.00 73.85
Norfolk Southern (NSC) 0.0 $42k 405.00 103.70
United Rentals (URI) 0.0 $37k 350.00 105.71
ITC Holdings 0.0 $38k 1.1k 36.19
Ing Pref 6.125% 01/15/11 p 0.0 $51k 2.0k 25.50
Vornado Realty Trust (VNO) 0.0 $50k 466.00 107.30
Solar Cap (SLRC) 0.0 $43k 2.0k 21.50
Teekay Shipping Marshall Isl (TK) 0.0 $41k 662.00 61.93
Key (KEY) 0.0 $55k 3.9k 14.25
TICC Capital 0.0 $49k 5.0k 9.80
Finisar Corporation 0.0 $40k 2.0k 20.00
Banco Santander (SAN) 0.0 $56k 5.4k 10.47
Dresser-Rand 0.0 $44k 700.00 62.86
Riverbed Technology 0.0 $57k 2.8k 20.56
Nabors Industries 0.0 $37k 1.3k 29.60
American Water Works (AWK) 0.0 $43k 879.00 48.92
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $56k 333.00 168.17
Constant Contact 0.0 $54k 1.7k 32.14
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $37k 4.0k 9.25
PowerShares Water Resources 0.0 $53k 2.0k 26.50
Opko Health (OPK) 0.0 $40k 4.5k 8.85
Vanguard REIT ETF (VNQ) 0.0 $48k 644.00 74.53
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $40k 3.0k 13.33
Blackrock New York Municipal Income Trst (BNY) 0.0 $60k 4.3k 14.06
BroadVision 0.0 $57k 6.0k 9.50
Firsthand Tech Value (SVVC) 0.0 $48k 2.3k 21.33
Zillow 0.0 $43k 300.00 143.33
American Tower Reit (AMT) 0.0 $45k 500.00 90.00
Claymore Exchange Trd Fd Tr guggenheim sol 0.0 $37k 825.00 44.85
Thompson Creek Metal unit 99/99/9999 0.0 $41k 2.5k 16.40
Nuveen Intermediate 0.0 $48k 3.8k 12.63
Invesco Mortgage Capital pref 0.0 $43k 1.8k 24.57
American Airls (AAL) 0.0 $43k 1.0k 43.00
Empire St Rlty Op L P unit ltd prt 250 (FISK) 0.0 $52k 3.3k 15.98
Diamond Offshore Drilling 0.0 $16k 325.00 49.23
Leucadia National 0.0 $18k 700.00 25.71
Principal Financial (PFG) 0.0 $22k 434.00 50.69
McDonald's Corporation (MCD) 0.0 $13k 134.00 97.01
Via 0.0 $20k 229.00 87.34
Eli Lilly & Co. (LLY) 0.0 $35k 560.00 62.50
Dominion Resources (D) 0.0 $29k 400.00 72.50
Bristol Myers Squibb (BMY) 0.0 $19k 395.00 48.10
Newmont Mining Corporation (NEM) 0.0 $17k 659.00 25.80
Charles River Laboratories (CRL) 0.0 $32k 600.00 53.33
Nokia Corporation (NOK) 0.0 $15k 2.0k 7.50
Whirlpool Corporation (WHR) 0.0 $14k 100.00 140.00
Amgen (AMGN) 0.0 $25k 212.00 117.92
Exelon Corporation (EXC) 0.0 $14k 381.00 36.75
Starbucks Corporation (SBUX) 0.0 $13k 170.00 76.47
Via 0.0 $19k 221.00 85.97
Fannie Mae Pfd. S (FNMAS) 0.0 $32k 3.1k 10.41
Prudential Financial (PRU) 0.0 $36k 400.00 90.00
Verisk Analytics (VRSK) 0.0 $19k 325.00 58.46
Ventas (VTR) 0.0 $13k 200.00 65.00
SPDR Gold Trust (GLD) 0.0 $22k 172.00 127.91
PowerShares DB Com Indx Trckng Fund 0.0 $20k 750.00 26.67
Goldcorp 0.0 $21k 765.00 27.45
American Capital 0.0 $15k 962.00 15.59
Sun Life Financial (SLF) 0.0 $22k 618.00 35.60
Synaptics, Incorporated (SYNA) 0.0 $30k 335.00 89.55
CenterPoint Energy (CNP) 0.0 $17k 670.00 25.37
MetLife (MET) 0.0 $23k 418.00 55.02
Nomura Holdings (NMR) 0.0 $27k 3.9k 6.92
Pepco Holdings 0.0 $22k 800.00 27.50
Suburban Propane Partners (SPH) 0.0 $19k 416.00 45.67
BorgWarner (BWA) 0.0 $36k 550.00 65.45
Hercules Offshore 0.0 $14k 3.5k 4.00
Lululemon Athletica (LULU) 0.0 $25k 610.00 40.98
National Fuel Gas (NFG) 0.0 $31k 400.00 77.50
Brocade Communications Systems 0.0 $26k 2.8k 9.29
Technology SPDR (XLK) 0.0 $32k 821.00 38.98
iShares Russell 1000 Growth Index (IWF) 0.0 $27k 300.00 90.00
Vanguard Financials ETF (VFH) 0.0 $22k 465.00 47.31
Kimco Realty Corporation (KIM) 0.0 $36k 1.6k 22.86
Yamana Gold 0.0 $21k 2.6k 8.08
Ariad Pharmaceuticals 0.0 $19k 3.0k 6.33
AVEO Pharmaceuticals 0.0 $18k 10k 1.80
KKR & Co 0.0 $24k 1.0k 24.00
Korea (KF) 0.0 $19k 450.00 42.22
Nuveen Equity Premium Opportunity Fund 0.0 $26k 2.0k 13.00
Invesco Quality Municipal Inc Trust (IQI) 0.0 $19k 1.5k 12.45
Daiwa Secs Group (DSEEY) 0.0 $25k 2.9k 8.62
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $13k 1.0k 13.00
Etfs Precious Metals Basket phys pm bskt 0.0 $20k 275.00 72.73
Federal Natl Mtg Assn Pfd 8.25 ps (FNMAT) 0.0 $28k 2.2k 12.63
Single Touch Systems 0.0 $17k 46k 0.37
USD.001 Atlas Energy Lp ltd part 0.0 $27k 600.00 45.00
Qihoo 360 Technologies Co Lt 0.0 $24k 262.00 91.60
Gsv Cap Corp 0.0 $28k 2.6k 10.82
Dunkin' Brands Group 0.0 $21k 450.00 46.67
Invensense 0.0 $22k 1.0k 22.00
Duke Energy (DUK) 0.0 $25k 341.00 73.31
Infoblox 0.0 $24k 1.9k 12.97
Midstates Pete 0.0 $14k 2.0k 7.00
American Capital 8% Pfd ps 0.0 $26k 1.0k 26.00
Actavis 0.0 $34k 150.00 226.67
Crestwood Midstream Partners 0.0 $19k 864.00 21.99
Crestwood Eqty Ptrns Lp equs 0.0 $30k 2.0k 15.00
Sirius Xm Holdings (SIRI) 0.0 $23k 6.7k 3.46
Alliqua 0.0 $27k 4.9k 5.48
Vodafone Group New Adr F (VOD) 0.0 $15k 447.00 33.56
Trinet (TNET) 0.0 $24k 1.0k 24.00
Investors Ban 0.0 $28k 2.6k 10.98
Seaspan Corp 9.5% Pfd p 0.0 $32k 1.2k 27.83
NRG Energy (NRG) 0.0 $2.0k 64.00 31.25
Northeast Utilities System 0.0 $8.0k 162.00 49.38
Annaly Capital Management 0.0 $5.0k 400.00 12.50
Charles Schwab Corporation (SCHW) 0.0 $1.0k 32.00 31.25
U.S. Bancorp (USB) 0.0 $2.0k 50.00 40.00
Ameriprise Financial (AMP) 0.0 $6.0k 52.00 115.38
Suntrust Banks Inc $1.00 Par Cmn 0.0 $6.0k 154.00 38.96
CSX Corporation (CSX) 0.0 $2.0k 65.00 30.77
FedEx Corporation (FDX) 0.0 $1.0k 7.00 142.86
Wal-Mart Stores (WMT) 0.0 $9.0k 120.00 75.00
Waste Management (WM) 0.0 $1.0k 16.00 62.50
Orexigen Therapeutics 0.0 $12k 2.0k 6.00
CBS Corporation 0.0 $12k 200.00 60.00
United Parcel Service (UPS) 0.0 $1.0k 8.00 125.00
3M Company (MMM) 0.0 $1.0k 10.00 100.00
Bed Bath & Beyond 0.0 $1.0k 10.00 100.00
J.C. Penney Company 0.0 $7.0k 750.00 9.33
Kimberly-Clark Corporation (KMB) 0.0 $11k 100.00 110.00
Nucor Corporation (NUE) 0.0 $3.0k 60.00 50.00
Automatic Data Processing (ADP) 0.0 $4.0k 50.00 80.00
E.I. du Pont de Nemours & Company 0.0 $1.0k 8.00 125.00
Eastman Chemical Company (EMN) 0.0 $4.0k 42.00 95.24
Alcoa 0.0 $1.0k 56.00 17.86
Anadarko Petroleum Corporation 0.0 $6.0k 53.00 113.21
Hess (HES) 0.0 $1.0k 6.00 166.67
Nike (NKE) 0.0 $3.0k 42.00 71.43
Occidental Petroleum Corporation (OXY) 0.0 $1.0k 10.00 100.00
Target Corporation (TGT) 0.0 $8.0k 135.00 59.26
Agilent Technologies Inc C ommon (A) 0.0 $6.0k 100.00 60.00
Biogen Idec (BIIB) 0.0 $3.0k 10.00 300.00
Fannie Mae Pfd. M 0.0 $7.0k 397.00 17.63
Visa (V) 0.0 $4.0k 17.00 235.29
Theravance 0.0 $2.0k 80.00 25.00
Frontier Communications 0.0 $1.0k 203.00 4.93
Netflix (NFLX) 0.0 $9.0k 20.00 450.00
Griffon Corporation (GFF) 0.0 $12k 1.0k 12.00
Energy Select Sector SPDR (XLE) 0.0 $12k 120.00 100.00
Equinix 0.0 $3.0k 14.00 214.29
Clean Energy Fuels (CLNE) 0.0 $9.0k 750.00 12.00
Exide Technologies 0.0 $1.0k 5.0k 0.20
iShares Russell 2000 Index (IWM) 0.0 $7.0k 55.00 127.27
Ares Capital Corporation (ARCC) 0.0 $9.0k 490.00 18.37
iShares MSCI Japan Index 0.0 $12k 1.0k 12.00
Deutsche Bank Ag-registered (DB) 0.0 $11k 300.00 36.67
Steven Madden (SHOO) 0.0 $5.0k 150.00 33.33
Medivation 0.0 $3.0k 40.00 75.00
United States Steel Corporation (X) 0.0 $2.0k 65.00 30.77
Otter Tail Corporation (OTTR) 0.0 $10k 319.00 31.35
Coastal Bancorp 0.0 $12k 200.00 60.00
Apollo Investment 0.0 $8.0k 900.00 8.89
Denison Mines Corp (DNN) 0.0 $10k 7.6k 1.31
AECOM Technology Corporation (ACM) 0.0 $3.0k 80.00 37.50
SPDR S&P Homebuilders (XHB) 0.0 $4.0k 120.00 33.33
China Fund (CHN) 0.0 $12k 580.00 20.69
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 0.0 $9.0k 400.00 22.50
Achillion Pharmaceuticals 0.0 $8.0k 1.0k 8.00
Royal Bk Scotland Group Plc spon adr ser h 0.0 $3.0k 125.00 24.00
Barclays Bank Plc 8.125% Non C p 0.0 $5.0k 200.00 25.00
General Motors Company (GM) 0.0 $2.0k 59.00 33.90
PowerShares Preferred Portfolio 0.0 $7.0k 500.00 14.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $10k 250.00 40.00
Cytomedix (GTF) 0.0 $11k 27k 0.41
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $2.0k 160.00 12.50
Nuveen Insured Municipal Opp. Fund 0.0 $3.0k 200.00 15.00
TCW Strategic Income Fund (TSI) 0.0 $5.0k 869.00 5.75
WisdomTree Japan Total Dividend (DXJ) 0.0 $7.0k 145.00 48.28
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $12k 1.0k 12.00
Cabco Trust (CBJCL) 0.0 $8.0k 400.00 20.00
Southern Calif Ediso preferred 0.0 $3.0k 125.00 24.00
Deutsche Bk Cap Iii 7.6% P referred 0.0 $3.0k 115.00 26.09
Covidien 0.0 $2.0k 26.00 76.92
Endocyte 0.0 $10k 1.5k 6.67
Citigroup (C) 0.0 $11k 244.00 45.08
Linkedin Corp 0.0 $12k 71.00 169.01
Netqin Mobile 0.0 $3.0k 500.00 6.00
Fusion-io 0.0 $8.0k 750.00 10.67
Acasti Pharma 0.0 $2.0k 1.5k 1.34
Pac Gas & Elec 5.50% Pfd Cm 1s p (PCG.PB) 0.0 $4.0k 137.00 29.20
Softbank Corp-un (SFTBY) 0.0 $11k 300.00 36.67
Impact Fusion Intl 0.0 $2.0k 200k 0.01
Xylem (XYL) 0.0 $3.0k 65.00 46.15
Imperva 0.0 $6.0k 232.00 25.86
Zynga 0.0 $4.0k 1.2k 3.29
Empire Resorts 0.0 $7.0k 1.0k 7.00
Coronado Biosciences Inc. Common 0.0 $3.0k 1.5k 2.00
Vocera Communications 0.0 $1.0k 80.00 12.50
Pcg Ser E Pfd 5% P referred 0.0 $6.0k 225.00 26.67
Broadwind Energy (BWEN) 0.0 $1.0k 112.00 8.93
Southern Calif Edisonco Vtg Pr 0.0 $3.0k 125.00 24.00
Crimson Wine (CWGL) 0.0 $1.0k 70.00 14.29
Blackstone Mtg Tr (BXMT) 0.0 $9.0k 300.00 30.00
News (NWSA) 0.0 $10k 537.00 18.62
Blackberry (BB) 0.0 $8.0k 750.00 10.67
Marlin Midstream Ptns 0.0 $6.0k 300.00 20.00
Science App Int'l (SAIC) 0.0 $2.0k 40.00 50.00
Ipath S&p 500 Vix S/t Fu Etn 0.0 $5.0k 189.00 26.46
Noble Corp Plc equity 0.0 $10k 300.00 33.33
Ultra Short Russell 2000 0.0 $8.0k 177.00 45.20
Growlife 0.0 $1.9k 16k 0.12
Myos 0.0 $11k 777.00 14.16
Duquesne Ligh 3.75% Pfdp 0.0 $4.0k 100.00 40.00
Gabelli mutual funds - (GGZ) 0.0 $3.0k 320.00 9.38
Theravance Biopharma (TBPH) 0.0 $999.900000 22.00 45.45
Cocrystal Pharma 0.0 $11k 34k 0.32