Edge Wealth Management

Edge Wealth Management as of Sept. 30, 2014

Portfolio Holdings for Edge Wealth Management

Edge Wealth Management holds 414 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Merck & Co (MRK) 5.5 $14M 238k 59.51
At&t (T) 5.0 $13M 372k 35.25
Intel Corporation (INTC) 5.0 $13M 372k 34.82
General Electric Company 4.9 $13M 495k 25.62
iShares FTSE NAREIT Mort. Plus Capp 4.6 $12M 1.0M 11.83
iShares S&P US Pref Stock Idx Fnd (PFF) 4.6 $12M 301k 39.50
EMC Corporation 4.2 $11M 373k 29.30
BP (BP) 3.6 $9.4M 214k 43.93
Abbvie (ABBV) 3.6 $9.4M 162k 57.94
Williams Partners 3.5 $9.0M 170k 52.69
General Dynamics Corporation (GD) 3.4 $8.9M 70k 127.18
Southern Company (SO) 3.2 $8.2M 189k 43.59
Procter & Gamble Company (PG) 2.9 $7.5M 90k 83.82
Weatherford International Lt reg 2.6 $6.9M 331k 20.78
Johnson & Johnson (JNJ) 2.4 $6.3M 59k 106.48
Aetna 2.3 $6.1M 75k 81.20
Philip Morris International (PM) 2.0 $5.2M 63k 83.26
Fireeye 2.0 $5.1M 168k 30.53
Chicago Bridge & Iron Company 1.9 $5.0M 89k 56.56
Qualcomm (QCOM) 1.9 $5.0M 67k 74.80
Apollo Commercial 8.625% Pfd Ser A 1.7 $4.4M 170k 26.11
Eaton (ETN) 1.5 $3.9M 61k 63.30
Xerox Corporation 1.0 $2.7M 205k 13.26
PennyMac Mortgage Investment Trust (PMT) 1.0 $2.7M 125k 21.45
Exxon Mobil Corporation (XOM) 1.0 $2.7M 28k 94.14
Vale (VALE) 1.0 $2.6M 239k 10.99
JPMorgan Chase & Co. (JPM) 1.0 $2.6M 43k 60.34
Ares Coml Real Estate (ACRE) 0.9 $2.4M 207k 11.78
Apple (AAPL) 0.9 $2.4M 24k 100.78
Pfizer (PFE) 0.9 $2.3M 78k 29.65
United Technologies Corporation 0.7 $1.8M 17k 105.56
Verizon Communications (VZ) 0.6 $1.6M 32k 49.92
Microsoft Corporation (MSFT) 0.6 $1.4M 31k 46.23
Boeing Company (BA) 0.5 $1.3M 10k 127.54
Raytheon Company 0.5 $1.2M 12k 101.61
Citigroup (C) 0.4 $1.1M 20k 51.83
American Airls (AAL) 0.4 $1.1M 30k 35.60
Santa Cruz County Bank Ca 0.4 $1.0M 50k 20.70
Chevron Corporation (CVX) 0.4 $995k 8.3k 119.36
Gilead Sciences (GILD) 0.4 $957k 9.0k 106.11
Integrated Electrical Services 0.4 $965k 119k 8.12
Deutsche Bk Contingnt Cap Tr V ps 0.4 $951k 33k 28.46
Wells Fargo & Company (WFC) 0.4 $946k 18k 51.92
Nuveen Multi-Strategy Income & Growth (JPC) 0.4 $931k 101k 9.21
Yum! Brands (YUM) 0.3 $919k 13k 72.28
Pimco Total Return Etf totl (BOND) 0.3 $781k 7.2k 108.47
United Bancshares Inc. OH (UBOH) 0.3 $749k 50k 14.98
KBR (KBR) 0.3 $733k 39k 18.85
Apollo Residential Mortgage 0.3 $730k 30k 24.27
Apache Corporation 0.3 $666k 7.1k 93.61
Hewlett-Packard Company 0.3 $682k 19k 35.47
Amazon (AMZN) 0.2 $597k 1.9k 322.01
Eaton Vance New York Municipal Bond Fund (ENX) 0.2 $597k 49k 12.31
ConocoPhillips (COP) 0.2 $578k 7.6k 76.27
International Business Machines (IBM) 0.2 $571k 3.0k 189.76
Fifth Str Sr Floating Rate 0.2 $575k 49k 11.82
Oracle Corporation (ORCL) 0.2 $546k 14k 38.29
iShares Russell 2000 Index (IWM) 0.2 $555k 5.1k 109.79
Wells Fargo & Company 8% 0.2 $546k 19k 28.97
Nordic Amern Offshore 0.2 $525k 30k 17.50
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $494k 37k 13.30
Bank of America Corporation (BAC) 0.2 $440k 26k 17.04
Google 0.2 $437k 745.00 586.58
Novavax 0.2 $442k 106k 4.18
Kkr Financial Holdings 0.2 $439k 16k 27.89
Facebook Inc cl a (META) 0.2 $454k 5.8k 78.66
Jpm Chase Cap 6.7% Pfd Due 04/02/40 p 0.2 $450k 18k 25.68
Pepsi (PEP) 0.2 $416k 4.5k 93.27
Realty Income (O) 0.2 $418k 10k 40.77
Google Inc Class C 0.2 $410k 713.00 575.04
Vanguard Dividend Appreciation ETF (VIG) 0.1 $377k 4.9k 76.94
Invesco Mortgage Capital 0.1 $388k 25k 15.84
PG&E Corporation (PCG) 0.1 $369k 8.2k 45.04
Nuveen New Jersey Premium Income Mun 0.1 $366k 27k 13.63
Medtronic 0.1 $339k 5.5k 62.14
ProShares UltraShort 7-10 Year Trea (PST) 0.1 $332k 13k 26.56
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $332k 6.8k 49.13
Sandridge Permian Tr 0.1 $334k 35k 9.63
Berkshire Hathaway (BRK.B) 0.1 $311k 2.3k 138.22
eBay (EBAY) 0.1 $317k 5.6k 57.00
Nuveen NJ Invmt Quality Municipal Fund. 0.1 $324k 24k 13.28
Alibaba Group Holding (BABA) 0.1 $315k 3.5k 89.11
Huntington Bancshares Incorporated (HBAN) 0.1 $294k 30k 9.74
Coca-Cola Company (KO) 0.1 $262k 6.1k 42.62
Calamos Strategic Total Return Fund (CSQ) 0.1 $252k 22k 11.67
iShares Dow Jones US Pharm Indx (IHE) 0.1 $256k 1.8k 141.05
First Independence Corp 0.1 $236k 16k 14.75
Twitter 0.1 $237k 4.6k 51.52
American Eagle Outfitters (AEO) 0.1 $219k 15k 14.60
iShares MSCI Brazil Index (EWZ) 0.1 $218k 5.0k 43.60
American Capital Agency 0.1 $204k 9.6k 21.28
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $211k 5.5k 38.60
New York Mtg 7.75% Pfdpfd Ser B 0.1 $209k 8.8k 23.89
Comcast Corporation (CMCSA) 0.1 $192k 3.6k 53.90
Home Depot (HD) 0.1 $171k 1.9k 91.84
Abbott Laboratories (ABT) 0.1 $192k 4.6k 41.61
Baxter International (BAX) 0.1 $192k 2.7k 71.96
Novartis (NVS) 0.1 $186k 2.0k 94.03
Baker Hughes Incorporated 0.1 $170k 2.6k 65.01
salesforce (CRM) 0.1 $194k 3.4k 57.06
American International (AIG) 0.1 $173k 3.2k 54.10
Gazprom OAO 0.1 $176k 25k 6.98
Empire St Rlty Op L P unit ltd prt 60 (OGCP) 0.1 $189k 13k 14.79
Morgan Stanley 0% Pfd Due 07/06/99 p 0.1 $190k 9.6k 19.90
Two Harbors Investment 0.1 $150k 16k 9.68
Walt Disney Company (DIS) 0.1 $166k 1.9k 88.82
Ford Motor Company (F) 0.1 $150k 10k 14.82
Ocwen Financial Corporation 0.1 $143k 5.5k 26.24
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $159k 1.6k 99.38
Phillips 66 (PSX) 0.1 $147k 1.8k 81.44
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $155k 7.8k 19.87
Ipath S&p 500 Vix S/t Fu Etn 0.1 $143k 4.6k 31.35
Enlink Midstream Ptrs 0.1 $145k 4.8k 30.21
American Express Company (AXP) 0.1 $131k 1.5k 87.74
Transocean (RIG) 0.1 $136k 4.3k 31.81
Johnson Controls 0.1 $138k 3.1k 43.89
Regions Financial Corporation (RF) 0.1 $130k 13k 10.00
Celgene Corporation 0.1 $117k 1.2k 94.35
Market Vectors Gold Miners ETF 0.1 $118k 5.5k 21.38
Tesla Motors (TSLA) 0.1 $126k 525.00 240.00
Valeant Pharmaceuticals Int 0.1 $131k 1.0k 131.00
Nuveen New York Mun Value 0.1 $131k 9.0k 14.49
Cornerstone Ondemand 0.1 $135k 3.9k 34.47
Kraft Foods 0.1 $139k 2.5k 56.32
Actavis 0.1 $120k 500.00 240.00
Diamond Offshore Drilling 0.0 $105k 3.1k 34.30
Leucadia National 0.0 $105k 4.4k 23.85
Travelers Companies (TRV) 0.0 $115k 1.2k 93.65
SPDR Gold Trust (GLD) 0.0 $107k 922.00 116.05
Abb (ABBNY) 0.0 $105k 4.7k 22.34
Federal Realty Inv. Trust 0.0 $95k 800.00 118.75
Nuveen NY Municipal Value (NNY) 0.0 $101k 11k 9.63
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $91k 1.9k 47.15
Ashford Hospital Trust Inc Pre (AHT.PD) 0.0 $97k 3.9k 25.19
Market Vectors Etf Uranium+nuclear Engy Etf 0.0 $104k 2.0k 51.21
Empire St Rlty Op L P unit ltd prtnsp (ESBA) 0.0 $113k 7.7k 14.71
Costco Wholesale Corporation (COST) 0.0 $71k 568.00 125.00
Ecolab (ECL) 0.0 $89k 775.00 114.84
Cummins (CMI) 0.0 $83k 626.00 132.59
Union Pacific Corporation (UNP) 0.0 $76k 700.00 108.57
Morgan Stanley (MS) 0.0 $90k 2.6k 34.62
Thermo Fisher Scientific (TMO) 0.0 $87k 709.00 122.71
Altria (MO) 0.0 $85k 1.9k 45.95
Fannie Mae Pfd. S (FNMAS) 0.0 $72k 7.7k 9.38
St. Joe Company (JOE) 0.0 $67k 3.4k 19.71
AvalonBay Communities (AVB) 0.0 $73k 515.00 141.75
New York Community Ban 0.0 $68k 4.3k 15.76
Rockwell Automation (ROK) 0.0 $77k 700.00 110.00
PowerShares QQQ Trust, Series 1 0.0 $78k 789.00 98.86
Financial Select Sector SPDR (XLF) 0.0 $81k 3.5k 23.14
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $69k 1.0k 69.00
Market Vector Russia ETF Trust 0.0 $90k 4.0k 22.50
Barclays Bk Plc Ipsp croil etn 0.0 $90k 4.0k 22.50
iShares Dow Jones Select Dividend (DVY) 0.0 $80k 1.1k 73.39
Gabelli Dividend & Income Trust (GDV) 0.0 $65k 3.1k 21.31
iShares Dow Jones US Healthcare (IYH) 0.0 $90k 670.00 134.33
Ellington Financial 0.0 $89k 4.0k 22.25
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $75k 5.4k 13.89
Blackrock Muniyield California Ins Fund 0.0 $73k 5.0k 14.60
Schwab U S Broad Market ETF (SCHB) 0.0 $72k 1.5k 47.78
Mosaic (MOS) 0.0 $66k 1.5k 44.00
Linkedin Corp 0.0 $88k 423.00 208.04
American Realty Capital Prop 0.0 $72k 6.0k 12.00
Jazz Pharmaceuticals (JAZZ) 0.0 $80k 500.00 160.00
Arrowhead Research 0.0 $88k 6.0k 14.67
Express Scripts Holding 0.0 $70k 988.00 70.85
Directv 0.0 $87k 1.0k 87.00
Twenty-first Century Fox 0.0 $77k 2.3k 34.13
Market Vectors Junior Gold Min 0.0 $84k 2.5k 33.60
Sterling Bancorp 0.0 $67k 5.2k 12.85
Rewalk Robotics Ltd F 0.0 $66k 2.0k 33.00
BlackRock (BLK) 0.0 $41k 125.00 328.00
Norfolk Southern (NSC) 0.0 $45k 405.00 111.11
Spdr S&p 500 Etf (SPY) 0.0 $52k 264.00 196.97
Bristol Myers Squibb (BMY) 0.0 $41k 795.00 51.57
United Rentals (URI) 0.0 $39k 350.00 111.43
Ing Pref 6.125% 01/15/11 p 0.0 $50k 2.0k 25.00
Vornado Realty Trust (VNO) 0.0 $47k 466.00 100.86
Teekay Shipping Marshall Isl (TK) 0.0 $44k 662.00 66.47
Key (KEY) 0.0 $52k 3.9k 13.47
Rock-Tenn Company 0.0 $48k 1.0k 48.00
TICC Capital 0.0 $44k 5.0k 8.80
Ares Capital Corporation (ARCC) 0.0 $51k 3.2k 16.11
Banco Santander (SAN) 0.0 $52k 5.5k 9.52
Centerra Gold (CGAU) 0.0 $46k 10k 4.51
Dresser-Rand 0.0 $58k 700.00 82.86
Randgold Resources 0.0 $61k 900.00 67.78
Riverbed Technology 0.0 $52k 2.8k 18.76
National Fuel Gas (NFG) 0.0 $59k 844.00 69.91
Alcatel-Lucent 0.0 $53k 18k 3.00
American Water Works (AWK) 0.0 $43k 879.00 48.92
Vanguard Large-Cap ETF (VV) 0.0 $40k 447.00 89.49
Constant Contact 0.0 $46k 1.7k 27.38
Nxp Semiconductors N V (NXPI) 0.0 $41k 600.00 68.33
KKR & Co 0.0 $44k 2.0k 22.00
PowerShares Water Resources 0.0 $49k 2.0k 24.50
Opko Health (OPK) 0.0 $39k 4.5k 8.63
Vanguard REIT ETF (VNQ) 0.0 $46k 644.00 71.43
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $50k 11k 4.72
Bridgestone Corporation (BRDCY) 0.0 $50k 1.5k 33.33
Blackrock New York Municipal Income Trst (BNY) 0.0 $59k 4.3k 13.82
BroadVision 0.0 $53k 6.0k 8.83
Deutsche Bk Cap Iii 7.6% P referred 0.0 $59k 2.1k 27.90
Powershares Etf Tr Ii s^p500 low vol 0.0 $63k 1.8k 35.00
Firsthand Tech Value (SVVC) 0.0 $54k 2.3k 24.00
American Tower Reit (AMT) 0.0 $47k 500.00 94.00
Direxion Daily Russia Bull 3x mutual fund 0.0 $57k 5.0k 11.40
Ensco Plc Shs Class A 0.0 $62k 1.5k 41.33
Stratasys (SSYS) 0.0 $64k 530.00 120.75
Solarcity 0.0 $59k 1.0k 59.00
Invesco Mortgage Capital pref 0.0 $43k 1.8k 24.57
Empire St Rlty Op L P unit ltd prt 250 (FISK) 0.0 $48k 3.3k 14.75
Goldman Sachs Mlp Inc Opp 0.0 $39k 1.8k 21.85
Ito En Ltd Ord 0.0 $57k 2.7k 21.11
Time Warner 0.0 $18k 233.00 77.25
MasterCard Incorporated (MA) 0.0 $33k 450.00 73.33
McDonald's Corporation (MCD) 0.0 $13k 134.00 97.01
Daimler Ag reg (MBGAF) 0.0 $19k 249.00 76.31
Via 0.0 $18k 229.00 78.60
Eli Lilly & Co. (LLY) 0.0 $36k 560.00 64.29
Orexigen Therapeutics 0.0 $30k 7.0k 4.29
Dominion Resources (D) 0.0 $28k 400.00 70.00
Charles River Laboratories (CRL) 0.0 $36k 600.00 60.00
Nokia Corporation (NOK) 0.0 $17k 2.0k 8.50
E.I. du Pont de Nemours & Company 0.0 $15k 208.00 72.12
Whirlpool Corporation (WHR) 0.0 $15k 100.00 150.00
CVS Caremark Corporation (CVS) 0.0 $21k 267.00 78.65
Amgen (AMGN) 0.0 $30k 212.00 141.51
Exelon Corporation (EXC) 0.0 $13k 381.00 34.12
ITC Holdings 0.0 $37k 1.1k 35.24
Via 0.0 $17k 221.00 76.92
Barclays (BCS) 0.0 $15k 1.0k 15.00
Prudential Financial (PRU) 0.0 $35k 400.00 87.50
Solar Cap (SLRC) 0.0 $38k 2.0k 19.00
Alpha Natural Resources 0.0 $19k 8.0k 2.38
Goldcorp 0.0 $18k 765.00 23.53
Illumina (ILMN) 0.0 $33k 200.00 165.00
American Capital 0.0 $14k 962.00 14.55
Myers Industries (MYE) 0.0 $16k 915.00 17.49
Synaptics, Incorporated (SYNA) 0.0 $22k 294.00 74.83
CenterPoint Energy (CNP) 0.0 $16k 670.00 23.88
MetLife (MET) 0.0 $17k 324.00 52.47
Nomura Holdings (NMR) 0.0 $23k 3.9k 5.90
Pepco Holdings 0.0 $21k 800.00 26.25
Suburban Propane Partners (SPH) 0.0 $19k 416.00 45.67
BorgWarner (BWA) 0.0 $29k 550.00 52.73
Lululemon Athletica (LULU) 0.0 $26k 610.00 42.62
Brocade Communications Systems 0.0 $30k 2.8k 10.71
Technology SPDR (XLK) 0.0 $16k 412.00 38.83
iShares Russell 1000 Growth Index (IWF) 0.0 $14k 150.00 93.33
Vanguard Financials ETF (VFH) 0.0 $22k 465.00 47.31
Kimco Realty Corporation (KIM) 0.0 $35k 1.6k 22.22
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $31k 183.00 169.40
Yamana Gold 0.0 $16k 2.6k 6.15
Ariad Pharmaceuticals 0.0 $30k 5.5k 5.45
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $36k 4.0k 9.00
Korea (KF) 0.0 $19k 450.00 42.22
Walmart De Mexico-ser V 0.0 $13k 5.0k 2.59
Kayne Anderson Energy Total Return Fund 0.0 $21k 649.00 32.36
Nuveen Equity Premium Opportunity Fund 0.0 $25k 2.0k 12.50
PowerShares Intl. Dividend Achiev. 0.0 $18k 990.00 18.18
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $36k 3.0k 12.00
Invesco Quality Municipal Inc Trust (IQI) 0.0 $19k 1.5k 12.45
Intesa Sanpaolo Spa (ISNPY) 0.0 $24k 8.0k 3.00
Daiwa Secs Group (DSEEY) 0.0 $23k 2.9k 7.93
Santos 0.0 $20k 1.7k 12.06
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $13k 1.0k 13.00
Invesco Insured Municipal Income Trust (IIM) 0.0 $21k 1.4k 15.00
Federal Natl Mtg Assn Pfd 8.25 ps (FNMAT) 0.0 $28k 2.2k 12.63
Single Touch Systems 0.0 $19k 46k 0.41
USD.001 Atlas Energy Lp ltd part 0.0 $26k 600.00 43.33
Kinder Morgan (KMI) 0.0 $20k 525.00 38.10
Pennantpark Floating Rate Capi (PFLT) 0.0 $28k 2.0k 14.00
Gsv Cap Corp 0.0 $17k 1.7k 9.86
Dunkin' Brands Group 0.0 $20k 450.00 44.44
Softbank Corp-un (SFTBY) 0.0 $21k 600.00 35.00
Invensense 0.0 $24k 1.2k 20.00
Market Vectors Oil Service Etf 0.0 $30k 600.00 50.00
Claymore Exchange Trd Fd Tr guggenheim sol 0.0 $33k 825.00 40.00
Duke Energy (DUK) 0.0 $25k 341.00 73.31
Thompson Creek Metal unit 99/99/9999 0.0 $33k 2.5k 13.20
Infoblox 0.0 $13k 850.00 15.29
American Capital 8% Pfd ps 0.0 $26k 1.0k 26.00
Nuveen Intermediate 0.0 $20k 1.6k 12.50
Marin Software 0.0 $26k 3.0k 8.67
Crestwood Midstream Partners 0.0 $19k 864.00 21.99
Crestwood Eqty Ptrns Lp equs 0.0 $21k 2.0k 10.50
Sirius Xm Holdings (SIRI) 0.0 $23k 6.7k 3.46
Alliqua 0.0 $24k 4.9k 4.87
Wizard World 0.0 $14k 15k 0.93
Vodafone Group New Adr F (VOD) 0.0 $15k 455.00 32.97
Trinet (TNET) 0.0 $13k 500.00 26.00
Investors Ban 0.0 $26k 2.6k 10.20
Seaspan Corp 9.5% Pfd p 0.0 $31k 1.2k 26.96
Time Warner Cable 0.0 $5.0k 33.00 151.52
NRG Energy (NRG) 0.0 $2.0k 64.00 31.25
Northeast Utilities System 0.0 $7.0k 162.00 43.21
Annaly Capital Management 0.0 $4.0k 400.00 10.00
Charles Schwab Corporation (SCHW) 0.0 $1.0k 32.00 31.25
U.S. Bancorp (USB) 0.0 $2.0k 50.00 40.00
Suntrust Banks Inc $1.00 Par Cmn 0.0 $6.0k 154.00 38.96
CSX Corporation (CSX) 0.0 $2.0k 65.00 30.77
FedEx Corporation (FDX) 0.0 $5.0k 32.00 156.25
Wal-Mart Stores (WMT) 0.0 $7.0k 88.00 79.55
Waste Management (WM) 0.0 $1.0k 16.00 62.50
CBS Corporation 0.0 $11k 200.00 55.00
United Parcel Service (UPS) 0.0 $1.0k 8.00 125.00
3M Company (MMM) 0.0 $1.0k 10.00 100.00
Bed Bath & Beyond 0.0 $1.0k 10.00 100.00
Cisco Systems (CSCO) 0.0 $5.0k 180.00 27.78
Kimberly-Clark Corporation (KMB) 0.0 $11k 100.00 110.00
Newmont Mining Corporation (NEM) 0.0 $1.0k 59.00 16.95
Nucor Corporation (NUE) 0.0 $3.0k 60.00 50.00
Automatic Data Processing (ADP) 0.0 $4.0k 50.00 80.00
Eastman Chemical Company (EMN) 0.0 $3.0k 42.00 71.43
Valero Energy Corporation (VLO) 0.0 $2.0k 50.00 40.00
Alcoa 0.0 $1.0k 56.00 17.86
Anadarko Petroleum Corporation 0.0 $5.0k 53.00 94.34
Aol 0.0 $1.0k 10.00 100.00
BB&T Corporation 0.0 $11k 283.00 38.87
Hess (HES) 0.0 $1.0k 6.00 166.67
Nike (NKE) 0.0 $4.0k 42.00 95.24
Occidental Petroleum Corporation (OXY) 0.0 $1.0k 10.00 100.00
Target Corporation (TGT) 0.0 $8.0k 135.00 59.26
Walgreen Company 0.0 $5.0k 80.00 62.50
Agilent Technologies Inc C ommon (A) 0.0 $6.0k 101.00 59.41
Biogen Idec (BIIB) 0.0 $3.0k 10.00 300.00
Federal National Mortgage Association (FNMA) 0.0 $2.0k 800.00 2.50
Starbucks Corporation (SBUX) 0.0 $8.0k 100.00 80.00
Fannie Mae Pfd. M 0.0 $6.0k 397.00 15.11
Visa (V) 0.0 $4.0k 17.00 235.29
Dr Pepper Snapple 0.0 $1.0k 2.00 500.00
ConAgra Foods (CAG) 0.0 $7.0k 215.00 32.56
Frontier Communications 0.0 $999.020000 209.00 4.78
Fastenal Company (FAST) 0.0 $6.0k 140.00 42.86
Marathon Oil Corporation (MRO) 0.0 $2.0k 40.00 50.00
Ventas (VTR) 0.0 $12k 200.00 60.00
Yahoo! 0.0 $4.0k 100.00 40.00
Griffon Corporation (GFF) 0.0 $12k 1.0k 12.00
Equinix 0.0 $3.0k 14.00 214.29
Clean Energy Fuels (CLNE) 0.0 $6.0k 750.00 8.00
Exide Technologies 0.0 $1.0k 5.0k 0.20
iShares MSCI Japan Index 0.0 $12k 1.0k 12.00
Deutsche Bank Ag-registered (DB) 0.0 $10k 300.00 33.33
Steven Madden (SHOO) 0.0 $5.0k 150.00 33.33
Allianz SE 0.0 $8.0k 500.00 16.00
Hercules Offshore 0.0 $11k 5.0k 2.20
Medivation 0.0 $3.0k 30.00 100.00
Novagold Resources Inc Cad (NG) 0.0 $1.0k 100.00 10.00
United States Steel Corporation (X) 0.0 $12k 304.00 39.47
Anglo American 0.0 $4.0k 323.00 12.38
Church & Dwight (CHD) 0.0 $2.0k 25.00 80.00
Otter Tail Corporation (OTTR) 0.0 $9.0k 319.00 28.21
Golar Lng (GLNG) 0.0 $10k 150.00 66.67
Coastal Bancorp 0.0 $11k 200.00 55.00
Apollo Investment 0.0 $11k 1.4k 8.09
AECOM Technology Corporation (ACM) 0.0 $3.0k 80.00 37.50
AVEO Pharmaceuticals 0.0 $11k 10k 1.10
SPDR S&P Homebuilders (XHB) 0.0 $4.0k 120.00 33.33
China Fund (CHN) 0.0 $12k 580.00 20.69
3D Systems Corporation (DDD) 0.0 $5.0k 100.00 50.00
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 0.0 $9.0k 400.00 22.50
Royal Bk Scotland Group Plc spon adr ser h 0.0 $3.0k 125.00 24.00
Barclays Bank Plc 8.125% Non C p 0.0 $5.0k 200.00 25.00
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.0 $7.0k 161.00 43.48
General Motors Company (GM) 0.0 $2.0k 59.00 33.90
PowerShares Preferred Portfolio 0.0 $7.0k 500.00 14.00
Ms Capital Trust Ii 6.25% Due p 0.0 $6.0k 236.00 25.42
Cytomedix (GTF) 0.0 $11k 27k 0.41
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $2.0k 160.00 12.50
Nuveen Insured Municipal Opp. Fund 0.0 $3.0k 200.00 15.00
TCW Strategic Income Fund (TSI) 0.0 $5.0k 869.00 5.75
WisdomTree Japan Total Dividend (DXJ) 0.0 $8.0k 145.00 55.17
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $11k 1.0k 11.00
Cabco Trust (CBJCL) 0.0 $8.0k 400.00 20.00
Southern Calif Ediso preferred 0.0 $3.0k 125.00 24.00
Covidien 0.0 $2.0k 26.00 76.92
Sauer Energy 0.0 $996.000000 1.2k 0.83
Qihoo 360 Technologies Co Lt 0.0 $2.0k 32.00 62.50
Netqin Mobile 0.0 $3.0k 500.00 6.00
Marathon Petroleum Corp (MPC) 0.0 $2.0k 20.00 100.00
Acasti Pharma 0.0 $998.300000 1.5k 0.67
Pac Gas & Elec 5.50% Pfd Cm 1s p (PCG.PB) 0.0 $4.0k 137.00 29.20
Impact Fusion Intl 0.0 $0 200k 0.00
Xylem (XYL) 0.0 $2.0k 65.00 30.77
Zynga 0.0 $3.0k 1.2k 2.47
Coronado Biosciences Inc. Common 0.0 $3.0k 1.5k 2.00
Vocera Communications 0.0 $1.0k 80.00 12.50
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 40.00 25.00
Prudential Sht Duration Hg Y 0.0 $10k 600.00 16.67
Pcg Ser E Pfd 5% P referred 0.0 $6.0k 225.00 26.67
Broadwind Energy (BWEN) 0.0 $1.0k 112.00 8.93
Mondelez Int (MDLZ) 0.0 $7.0k 207.00 33.82
Proshs Ultrashrt S&p500 Prosha etf 0.0 $7.0k 281.00 24.91
Southern Calif Edisonco Vtg Pr 0.0 $3.0k 125.00 24.00
Babson Cap Glb Sht Durhgh Yl 0.0 $10k 430.00 23.26
Crimson Wine (CWGL) 0.0 $1.0k 70.00 14.29
National Bk Greece S A spn adr rep 1 sh 0.0 $1.0k 50.00 20.00
Blackstone Mtg Tr (BXMT) 0.0 $8.0k 300.00 26.67
Mallinckrodt Pub 0.0 $999.990000 3.00 333.33
News (NWSA) 0.0 $8.0k 475.00 16.84
Blackberry (BB) 0.0 $8.0k 750.00 10.67
Marlin Midstream Ptns 0.0 $6.0k 300.00 20.00
Science App Int'l (SAIC) 0.0 $2.0k 40.00 50.00
Noble Corp Plc equity 0.0 $7.0k 300.00 23.33
Ultra Short Russell 2000 0.0 $9.0k 177.00 50.85
Castlight Health 0.0 $10k 750.00 13.33
Growlife 0.0 $960.000000 16k 0.06
Duquesne Ligh 3.75% Pfdp 0.0 $4.0k 100.00 40.00
Lion Biotechnologies 0.0 $11k 1.5k 7.33
Time 0.0 $999.880000 28.00 35.71
Theravance Biopharma (TBPH) 0.0 $999.900000 22.00 45.45
Cocrystal Pharma 0.0 $12k 34k 0.35
Paragon Offshore Plc equity 0.0 $1.0k 100.00 10.00