First Foundation Advisors as of Sept. 30, 2013
Portfolio Holdings for First Foundation Advisors
First Foundation Advisors holds 170 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| American Realty Capital Prop | 5.3 | $34M | 2.8M | 12.20 | |
| Rexford Industrial Realty Inc reit (REXR) | 4.2 | $27M | 2.0M | 13.51 | |
| Johnson & Johnson (JNJ) | 3.8 | $24M | 280k | 86.69 | |
| Aon | 3.2 | $21M | 279k | 74.44 | |
| United Parcel Service (UPS) | 3.2 | $20M | 224k | 91.37 | |
| Philip Morris International (PM) | 3.1 | $20M | 234k | 86.59 | |
| Novartis (NVS) | 3.1 | $20M | 258k | 76.71 | |
| International Business Machines (IBM) | 3.0 | $19M | 104k | 185.18 | |
| Berkshire Hathaway (BRK.B) | 3.0 | $19M | 169k | 113.51 | |
| Qualcomm (QCOM) | 2.8 | $18M | 271k | 67.32 | |
| Microsoft Corporation (MSFT) | 2.8 | $18M | 548k | 33.28 | |
| Anheuser-Busch InBev NV (BUD) | 2.7 | $18M | 177k | 99.20 | |
| Diageo (DEO) | 2.7 | $18M | 138k | 127.08 | |
| Republic Services (RSG) | 2.7 | $18M | 525k | 33.36 | |
| GlaxoSmithKline | 2.5 | $16M | 319k | 50.17 | |
| Pepsi (PEP) | 2.5 | $16M | 201k | 79.50 | |
| Boeing Company (BA) | 2.4 | $15M | 131k | 117.50 | |
| BlackRock (BLK) | 2.2 | $14M | 53k | 270.63 | |
| Bank of New York Mellon Corporation (BK) | 2.2 | $14M | 459k | 30.19 | |
| Goldman Sachs (GS) | 2.0 | $13M | 83k | 158.21 | |
| TJX Companies (TJX) | 1.9 | $13M | 221k | 56.39 | |
| Occidental Petroleum Corporation (OXY) | 1.9 | $12M | 130k | 93.54 | |
| Schlumberger (SLB) | 1.8 | $12M | 133k | 88.36 | |
| Mondelez Int (MDLZ) | 1.8 | $12M | 374k | 31.42 | |
| Teva Pharmaceutical Industries (TEVA) | 1.8 | $12M | 304k | 37.78 | |
| Altria (MO) | 1.8 | $11M | 333k | 34.35 | |
| Comcast Corporation | 1.7 | $11M | 252k | 43.35 | |
| Walt Disney Company (DIS) | 1.7 | $11M | 166k | 64.49 | |
| Wells Fargo & Company (WFC) | 1.6 | $10M | 245k | 41.32 | |
| British American Tobac (BTI) | 1.5 | $9.8M | 93k | 105.15 | |
| Canadian Natural Resources (CNQ) | 1.4 | $9.3M | 297k | 31.44 | |
| American Express Company (AXP) | 1.4 | $9.3M | 123k | 75.52 | |
| Chevron Corporation (CVX) | 1.4 | $9.2M | 76k | 121.50 | |
| Oracle Corporation (ORCL) | 1.4 | $9.1M | 275k | 33.17 | |
| PCM Fund (PCM) | 1.4 | $9.0M | 790k | 11.45 | |
| Devon Energy Corporation (DVN) | 1.0 | $6.7M | 115k | 57.76 | |
| Pimco Income Strategy Fund II (PFN) | 1.0 | $6.4M | 626k | 10.20 | |
| Exxon Mobil Corporation (XOM) | 0.9 | $5.8M | 68k | 86.04 | |
| Pfizer (PFE) | 0.6 | $3.5M | 122k | 28.73 | |
| Apple (AAPL) | 0.5 | $3.3M | 7.0k | 476.79 | |
| Pimco Dynamic Incm Fund (PDI) | 0.4 | $2.7M | 94k | 28.69 | |
| Spdr S&p 500 Etf (SPY) | 0.4 | $2.5M | 15k | 168.01 | |
| Spdr Short-term High Yield mf (SJNK) | 0.4 | $2.4M | 78k | 30.54 | |
| Berkshire Hathaway (BRK.A) | 0.3 | $2.2M | 13.00 | 170384.62 | |
| Starwood Property Trust (STWD) | 0.3 | $1.9M | 81k | 23.97 | |
| Enterprise Products Partners (EPD) | 0.3 | $2.0M | 32k | 61.04 | |
| Retail Opportunity Investments (ROIC) | 0.3 | $1.7M | 121k | 13.80 | |
| Doubleline Opportunistic Cr (DBL) | 0.2 | $1.6M | 71k | 22.88 | |
| Procter & Gamble Company (PG) | 0.2 | $1.6M | 21k | 75.57 | |
| Realty Income (O) | 0.2 | $1.6M | 39k | 39.76 | |
| At&t (T) | 0.2 | $1.4M | 42k | 33.83 | |
| Pimco CA Muni. Income Fund III (PZC) | 0.2 | $1.4M | 144k | 9.36 | |
| 3M Company (MMM) | 0.2 | $1.1M | 9.6k | 119.43 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.2 | $1.1M | 17k | 63.80 | |
| Blackrock Build America Bond Trust (BBN) | 0.2 | $1.1M | 60k | 18.81 | |
| CenturyLink | 0.2 | $1.0M | 33k | 31.39 | |
| Colony Financial | 0.2 | $1.1M | 53k | 19.98 | |
| General Electric Company | 0.1 | $937k | 39k | 23.89 | |
| Unilever | 0.1 | $968k | 26k | 37.74 | |
| Companhia de Bebidas das Americas | 0.1 | $869k | 23k | 38.37 | |
| SPDR Gold Trust (GLD) | 0.1 | $890k | 6.9k | 128.11 | |
| Interactive Brokers (IBKR) | 0.1 | $833k | 44k | 18.77 | |
| Emerson Electric (EMR) | 0.1 | $804k | 12k | 64.69 | |
| National-Oilwell Var | 0.1 | $857k | 11k | 78.14 | |
| Illinois Tool Works (ITW) | 0.1 | $813k | 11k | 76.26 | |
| Coca-Cola Company (KO) | 0.1 | $790k | 21k | 37.89 | |
| Broadcom Corporation | 0.1 | $774k | 30k | 26.04 | |
| Nucor Corporation (NUE) | 0.1 | $700k | 14k | 49.02 | |
| Total (TTE) | 0.1 | $731k | 13k | 57.95 | |
| Vanguard Europe Pacific ETF (VEA) | 0.1 | $701k | 18k | 39.89 | |
| Vanguard Emerging Markets ETF (VWO) | 0.1 | $692k | 17k | 40.16 | |
| TCW Strategic Income Fund (TSI) | 0.1 | $727k | 135k | 5.39 | |
| Nuveen Build Amer Bd (NBB) | 0.1 | $704k | 39k | 18.07 | |
| McDonald's Corporation (MCD) | 0.1 | $670k | 7.0k | 96.20 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $660k | 16k | 40.27 | |
| Clorox Company (CLX) | 0.1 | $672k | 8.2k | 81.70 | |
| Source Capital (SOR) | 0.1 | $626k | 10k | 62.15 | |
| Oaktree Cap | 0.1 | $628k | 12k | 52.33 | |
| Abbvie (ABBV) | 0.1 | $642k | 14k | 44.73 | |
| PPG Industries (PPG) | 0.1 | $585k | 3.5k | 167.14 | |
| World Wrestling Entertainment | 0.1 | $610k | 60k | 10.17 | |
| Magellan Midstream Partners | 0.1 | $553k | 10k | 55.31 | |
| Flaherty & Crumrine/Claymore Preferred S (FFC) | 0.1 | $582k | 32k | 18.01 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.1 | $567k | 60k | 9.38 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.1 | $555k | 64k | 8.68 | |
| Level 3 Communications | 0.1 | $553k | 21k | 26.68 | |
| Abbott Laboratories (ABT) | 0.1 | $508k | 15k | 33.17 | |
| Bristol Myers Squibb (BMY) | 0.1 | $521k | 11k | 46.29 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $506k | 7.4k | 68.17 | |
| United Technologies Corporation | 0.1 | $511k | 4.7k | 107.90 | |
| Ventas (VTR) | 0.1 | $516k | 8.4k | 61.53 | |
| Vanguard REIT ETF (VNQ) | 0.1 | $485k | 7.3k | 66.12 | |
| PIMCO Corporate Opportunity Fund (PTY) | 0.1 | $512k | 28k | 18.04 | |
| SPDR DJ International Real Estate ETF (RWX) | 0.1 | $508k | 12k | 42.11 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.1 | $534k | 41k | 13.05 | |
| U.S. Bancorp (USB) | 0.1 | $436k | 12k | 36.57 | |
| Home Depot (HD) | 0.1 | $461k | 6.1k | 75.91 | |
| Eli Lilly & Co. (LLY) | 0.1 | $475k | 9.4k | 50.32 | |
| Dominion Resources (D) | 0.1 | $460k | 7.4k | 62.54 | |
| Cisco Systems (CSCO) | 0.1 | $429k | 18k | 23.46 | |
| Public Storage (PSA) | 0.1 | $419k | 2.6k | 160.47 | |
| Verizon Communications (VZ) | 0.1 | $432k | 9.3k | 46.70 | |
| Colgate-Palmolive Company (CL) | 0.1 | $462k | 7.8k | 59.35 | |
| Royal Dutch Shell | 0.1 | $440k | 6.7k | 65.61 | |
| Lance | 0.1 | $466k | 16k | 28.84 | |
| Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.1 | $469k | 26k | 17.93 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.1 | $453k | 5.9k | 77.15 | |
| Pimco Income Strategy Fund (PFL) | 0.1 | $421k | 36k | 11.56 | |
| Templeton Emerging Markets Income Fund (TEI) | 0.1 | $480k | 34k | 14.29 | |
| Blackrock MuniHoldings CA Insrd Fnd (MUC) | 0.1 | $478k | 35k | 13.62 | |
| Kayne Anderson Mdstm Energy | 0.1 | $468k | 15k | 32.05 | |
| Nuveen Build Amer Bd Opptny | 0.1 | $464k | 25k | 18.53 | |
| Intel Corporation (INTC) | 0.1 | $390k | 17k | 22.94 | |
| ConocoPhillips (COP) | 0.1 | $402k | 5.8k | 69.53 | |
| Halliburton Company (HAL) | 0.1 | $415k | 8.6k | 48.16 | |
| Starbucks Corporation (SBUX) | 0.1 | $391k | 5.1k | 76.92 | |
| Plains All American Pipeline (PAA) | 0.1 | $358k | 6.8k | 52.73 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.1 | $365k | 3.7k | 99.67 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.1 | $368k | 24k | 15.64 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 0.1 | $358k | 21k | 16.98 | |
| Alpine Total Dynamic Dividend Fund | 0.1 | $413k | 103k | 4.02 | |
| Wells Fargo Adv Multi-Sector Inco Fund (ERC) | 0.1 | $414k | 29k | 14.13 | |
| Chubb Corporation | 0.1 | $324k | 3.6k | 89.38 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $352k | 6.8k | 51.69 | |
| Union Pacific Corporation (UNP) | 0.1 | $296k | 1.9k | 155.30 | |
| Automatic Data Processing (ADP) | 0.1 | $295k | 4.1k | 72.29 | |
| Safeway | 0.1 | $328k | 10k | 31.96 | |
| Merck & Co (MRK) | 0.1 | $298k | 6.3k | 47.66 | |
| iShares S&P MidCap 400 Growth (IJK) | 0.1 | $301k | 2.2k | 139.22 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.1 | $348k | 8.7k | 39.84 | |
| Citigroup (C) | 0.1 | $348k | 7.2k | 48.45 | |
| BP (BP) | 0.0 | $231k | 5.5k | 41.96 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $278k | 6.8k | 40.82 | |
| Caterpillar (CAT) | 0.0 | $228k | 2.7k | 83.39 | |
| Ecolab (ECL) | 0.0 | $238k | 2.4k | 98.71 | |
| Wal-Mart Stores (WMT) | 0.0 | $279k | 3.8k | 73.83 | |
| Travelers Companies (TRV) | 0.0 | $230k | 2.7k | 84.84 | |
| Franklin Electric (FELE) | 0.0 | $252k | 6.4k | 39.38 | |
| Nordstrom (JWN) | 0.0 | $281k | 5.0k | 56.20 | |
| E.I. du Pont de Nemours & Company | 0.0 | $267k | 4.6k | 58.64 | |
| Amgen (AMGN) | 0.0 | $272k | 2.4k | 111.80 | |
| PowerShares DB Com Indx Trckng Fund | 0.0 | $261k | 10k | 25.77 | |
| Oneok Partners | 0.0 | $225k | 4.2k | 52.98 | |
| Anworth Mortgage Asset Corporation | 0.0 | $240k | 50k | 4.83 | |
| Sunoco Logistics Partners | 0.0 | $234k | 3.5k | 66.36 | |
| iShares Silver Trust (SLV) | 0.0 | $263k | 13k | 20.88 | |
| General American Investors (GAM) | 0.0 | $253k | 7.4k | 34.19 | |
| Nuveen California Municipal Value Fund (NCA) | 0.0 | $253k | 28k | 9.16 | |
| Rli (RLI) | 0.0 | $205k | 2.4k | 87.23 | |
| Bank of America Corporation (BAC) | 0.0 | $212k | 15k | 13.80 | |
| Medtronic | 0.0 | $207k | 3.9k | 53.23 | |
| 0.0 | $217k | 248.00 | 875.00 | ||
| Energy Transfer Equity (ET) | 0.0 | $206k | 3.1k | 65.63 | |
| Southwest Airlines (LUV) | 0.0 | $177k | 12k | 14.52 | |
| Kinder Morgan Energy Partners | 0.0 | $217k | 2.7k | 79.87 | |
| iShares S&P MidCap 400 Index (IJH) | 0.0 | $209k | 1.7k | 124.04 | |
| BlackRock Floating Rate Income Trust (BGT) | 0.0 | $183k | 13k | 14.18 | |
| Invesco Van Kampen Cal Val Mun Inc Trust (VCV) | 0.0 | $204k | 18k | 11.21 | |
| Annaly Capital Management | 0.0 | $131k | 11k | 11.56 | |
| Frontier Communications | 0.0 | $105k | 25k | 4.18 | |
| TICC Capital | 0.0 | $99k | 10k | 9.78 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.0 | $131k | 14k | 9.34 | |
| Nuveen Muni Value Fund (NUV) | 0.0 | $134k | 15k | 9.13 | |
| Resolute Fst Prods In | 0.0 | $134k | 10k | 13.19 | |
| Blackberry (BB) | 0.0 | $152k | 19k | 7.93 | |
| Eldorado Gold Corp | 0.0 | $76k | 11k | 6.71 | |
| Nuveen Quality Pref. Inc. Fund II | 0.0 | $86k | 11k | 8.13 | |
| Chimera Investment Corporation | 0.0 | $30k | 10k | 3.00 | |
| Rubicon Minerals Corp | 0.0 | $18k | 14k | 1.29 | |
| Comstock Mining Inc cs | 0.0 | $25k | 14k | 1.77 |
