Klingman & Associates

Klingman & Associates as of Sept. 30, 2015

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 437 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 12.5 $32M 166k 191.62
iShares S&P 500 Index (IVV) 9.4 $24M 125k 192.71
SPDR S&P Dividend (SDY) 7.3 $19M 259k 72.16
PowerShares FTSE RAFI US 1000 6.0 $15M 185k 82.91
Jp Morgan Alerian Mlp Index 5.8 $15M 491k 30.39
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 5.0 $13M 620k 20.53
SPDR S&P MidCap 400 ETF (MDY) 4.6 $12M 47k 248.88
iShares Dow Jones EPAC Sel Div Ind (IDV) 3.4 $8.6M 307k 28.13
Vanguard REIT ETF (VNQ) 2.5 $6.5M 86k 75.54
iShares S&P MidCap 400 Index (IJH) 2.2 $5.7M 42k 136.60
Clearbridge Energy M 2.1 $5.3M 305k 17.32
Powershares Etf Tr Ii s^p500 low vol 1.9 $4.9M 136k 35.96
iShares Barclays TIPS Bond Fund (TIP) 1.9 $4.7M 43k 110.68
RevenueShares Large Cap Fund 1.8 $4.6M 122k 37.69
iShares S&P SmallCap 600 Index (IJR) 1.6 $4.2M 39k 106.56
iShares Dow Jones Select Dividend (DVY) 1.4 $3.5M 48k 72.73
Vanguard FTSE All-World ex-US ETF (VEU) 1.1 $2.7M 63k 42.62
Endurance Specialty Hldgs Lt 1.0 $2.5M 40k 61.03
Ishares Tr usa min vo (USMV) 1.0 $2.4M 62k 39.59
Vanguard Total Stock Market ETF (VTI) 0.9 $2.4M 24k 98.71
iShares Russell 2000 Index (IWM) 0.9 $2.2M 20k 109.17
Ishares High Dividend Equity F (HDV) 0.8 $2.1M 30k 69.56
Ishares Tr eafe min volat (EFAV) 0.8 $2.0M 32k 62.39
iShares MSCI EAFE Index Fund (EFA) 0.7 $1.8M 31k 57.30
iShares S&P US Pref Stock Idx Fnd (PFF) 0.7 $1.8M 46k 38.59
First Trust/Four Corners SFRI Fund II (FCT) 0.7 $1.8M 140k 12.57
PowerShares DB Com Indx Trckng Fund 0.7 $1.7M 110k 15.15
Rbc Cad (RY) 0.6 $1.5M 27k 55.23
JPMorgan Chase & Co. (JPM) 0.5 $1.4M 22k 60.95
Exxon Mobil Corporation (XOM) 0.5 $1.3M 17k 74.35
Vanguard Emerging Markets ETF (VWO) 0.5 $1.2M 37k 33.08
BlackRock Floating Rate Income Strat. Fn (FRA) 0.5 $1.2M 94k 12.93
WisdomTree Emerging Markets Eq (DEM) 0.4 $1.0M 31k 33.46
Vanguard Dividend Appreciation ETF (VIG) 0.3 $868k 12k 73.72
PowerShares Intl. Dividend Achiev. 0.3 $865k 60k 14.45
Db-x Msci Eafe Currency-hedged (DBEF) 0.3 $804k 31k 26.06
Global X Fds glb x mlp enr 0.3 $827k 61k 13.55
RevenueShares Mid Cap Fund 0.3 $791k 18k 44.78
Ishares Inc core msci emkt (IEMG) 0.3 $777k 20k 39.87
General Electric Company 0.3 $746k 30k 25.20
Vanguard Malvern Fds strm infproidx (VTIP) 0.3 $725k 15k 48.32
Vanguard Small-Cap ETF (VB) 0.3 $700k 6.5k 107.87
SPDR DJ International Real Estate ETF (RWX) 0.3 $691k 18k 39.29
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $677k 14k 47.75
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $693k 6.9k 100.74
Berkshire Hathaway (BRK.B) 0.3 $670k 5.1k 130.38
Apple (AAPL) 0.3 $667k 6.0k 110.30
Calamos Convertible & Hi Income Fund (CHY) 0.3 $672k 62k 10.87
Johnson & Johnson (JNJ) 0.2 $632k 6.8k 93.34
RevenueShares Small Cap Fund 0.2 $614k 12k 50.72
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $623k 47k 13.32
iShares Russell 1000 Index (IWB) 0.2 $591k 5.5k 107.01
iShares S&P 100 Index (OEF) 0.2 $594k 7.0k 84.74
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.2 $593k 11k 52.02
Pfizer (PFE) 0.2 $565k 18k 31.36
Amazon (AMZN) 0.2 $563k 1.1k 511.82
RevenueShares ADR Fund 0.2 $562k 19k 29.97
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $566k 6.3k 90.56
Nike (NKE) 0.2 $528k 4.3k 122.96
iShares Russell 1000 Growth Index (IWF) 0.2 $543k 5.8k 92.84
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $546k 131k 4.17
Rydex S&P Equal Weight ETF 0.2 $489k 6.7k 73.51
Vanguard High Dividend Yield ETF (VYM) 0.2 $496k 7.9k 62.63
Cohen and Steers Global Income Builder 0.2 $457k 48k 9.50
Walt Disney Company (DIS) 0.2 $398k 3.9k 102.10
Honeywell International (HON) 0.2 $403k 4.3k 94.56
Merck & Co (MRK) 0.2 $403k 8.2k 49.30
iShares Russell 1000 Value Index (IWD) 0.1 $383k 4.1k 93.26
Google 0.1 $378k 593.00 637.44
iShares Russell Midcap Index Fund (IWR) 0.1 $389k 2.5k 155.54
PowerShares FTSE RAFI Developed Markets 0.1 $381k 11k 35.69
First Republic Bank/san F (FRCB) 0.1 $376k 6.0k 62.67
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $383k 3.6k 106.39
Nuveen Senior Income Fund 0.1 $384k 65k 5.90
Microsoft Corporation (MSFT) 0.1 $359k 8.1k 44.23
Cardinal Health (CAH) 0.1 $362k 4.7k 76.73
iShares S&P NA Tec. Semi. Idx (SOXX) 0.1 $358k 4.4k 81.36
Wells Fargo & Company (WFC) 0.1 $323k 6.3k 51.25
Pepsi (PEP) 0.1 $339k 3.6k 94.30
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $319k 3.0k 107.66
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $317k 4.0k 79.25
SPDR Barclays Capital High Yield B 0.1 $310k 8.7k 35.57
Powershares Global Etf Trust ex us sml port 0.1 $303k 12k 25.25
Home Depot (HD) 0.1 $273k 2.4k 115.34
Thermo Fisher Scientific (TMO) 0.1 $289k 2.4k 122.15
AvalonBay Communities (AVB) 0.1 $279k 1.6k 174.38
Citigroup (C) 0.1 $287k 5.8k 49.51
Enterprise Products Partners (EPD) 0.1 $261k 11k 24.86
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $243k 2.9k 83.13
Vanguard Extended Market ETF (VXF) 0.1 $265k 3.3k 81.54
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $249k 5.0k 49.90
Tegna (TGNA) 0.1 $246k 11k 22.36
Westrock (WRK) 0.1 $257k 5.0k 51.40
Blackstone 0.1 $220k 7.0k 31.56
Procter & Gamble Company (PG) 0.1 $228k 3.2k 71.88
Schlumberger (SLB) 0.1 $226k 3.3k 68.97
Vornado Realty Trust (VNO) 0.1 $217k 2.4k 90.42
Magellan Midstream Partners 0.1 $222k 3.7k 60.00
Sensata Technologies Hldg Bv 0.1 $221k 5.0k 44.20
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $229k 2.1k 109.20
Prologis (PLD) 0.1 $233k 6.0k 38.83
Twenty-first Century Fox 0.1 $229k 8.5k 26.94
Google Inc Class C 0.1 $226k 373.00 605.90
Verizon Communications (VZ) 0.1 $192k 4.4k 43.36
Altria (MO) 0.1 $207k 3.8k 54.29
Occidental Petroleum Corporation (OXY) 0.1 $198k 3.0k 66.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $201k 2.4k 84.56
Western Gas Partners 0.1 $210k 4.5k 46.67
Plains All American Pipeline (PAA) 0.1 $212k 7.0k 30.29
Vanguard European ETF (VGK) 0.1 $212k 4.3k 49.12
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $203k 4.0k 50.75
Ishares Tr fltg rate nt (FLOT) 0.1 $201k 4.0k 50.25
Chevron Corporation (CVX) 0.1 $177k 2.2k 78.84
Automatic Data Processing (ADP) 0.1 $168k 2.1k 80.31
Philip Morris International (PM) 0.1 $191k 2.4k 79.06
Hershey Company (HSY) 0.1 $183k 2.0k 91.50
MarkWest Energy Partners 0.1 $188k 4.4k 42.73
Targa Resources Partners 0.1 $186k 6.4k 28.91
Sunoco Logistics Partners 0.1 $189k 6.6k 28.64
Golar Lng (GLNG) 0.1 $181k 6.5k 27.85
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $186k 1.6k 115.03
Babson Cap Corporate Invs 0.1 $174k 11k 16.26
Abbvie (ABBV) 0.1 $181k 3.3k 54.29
Powershares Etf Tr Ii var rate pfd por 0.1 $191k 7.9k 24.18
Comcast Corporation (CMCSA) 0.1 $157k 2.8k 56.56
CSX Corporation (CSX) 0.1 $161k 6.0k 26.83
Martin Marietta Materials (MLM) 0.1 $161k 1.1k 151.89
United Rentals (URI) 0.1 $150k 2.5k 60.00
Colgate-Palmolive Company (CL) 0.1 $165k 2.6k 63.19
International Business Machines (IBM) 0.1 $144k 994.00 144.87
Euronet Worldwide (EEFT) 0.1 $148k 2.0k 74.00
iShares S&P MidCap 400 Growth (IJK) 0.1 $161k 1.0k 156.31
LMP Capital and Income Fund (SCD) 0.1 $141k 12k 12.16
Costco Wholesale Corporation (COST) 0.1 $139k 968.00 143.60
Wal-Mart Stores (WMT) 0.1 $121k 1.9k 64.71
CVS Caremark Corporation (CVS) 0.1 $123k 1.3k 96.47
Oracle Corporation (ORCL) 0.1 $124k 3.4k 36.09
PowerShares QQQ Trust, Series 1 0.1 $133k 1.3k 101.22
American International (AIG) 0.1 $130k 2.3k 56.40
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $138k 850.00 162.35
iShares S&P SmallCap 600 Growth (IJT) 0.1 $118k 983.00 120.04
PowerShares Preferred Portfolio 0.1 $133k 9.1k 14.54
Cohen & Steers Total Return Real (RFI) 0.1 $129k 11k 11.80
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.1 $116k 2.3k 51.56
Golar Lng Partners Lp unit 0.1 $117k 8.0k 14.62
iShares MSCI Emerging Markets Indx (EEM) 0.0 $103k 3.2k 32.70
FedEx Corporation (FDX) 0.0 $91k 637.00 142.86
Abbott Laboratories (ABT) 0.0 $108k 2.7k 39.91
Dominion Resources (D) 0.0 $91k 1.3k 70.00
Bristol Myers Squibb (BMY) 0.0 $114k 1.9k 58.98
Cisco Systems (CSCO) 0.0 $106k 4.0k 26.24
Intel Corporation (INTC) 0.0 $92k 3.1k 30.07
Analog Devices (ADI) 0.0 $113k 2.0k 56.22
Target Corporation (TGT) 0.0 $105k 1.3k 78.59
Qualcomm (QCOM) 0.0 $105k 2.0k 53.63
SPDR Gold Trust (GLD) 0.0 $113k 1.1k 106.81
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $91k 874.00 104.12
Vanguard Pacific ETF (VPL) 0.0 $105k 2.0k 53.57
Vanguard Health Care ETF (VHT) 0.0 $102k 837.00 121.86
Wstrn Asst Emrgng Mrkts Incm Fnd 0.0 $108k 11k 9.52
WisdomTree Intl. SmallCap Div (DLS) 0.0 $110k 2.0k 55.00
BlackRock MuniHoldings New York Insured (MHN) 0.0 $99k 7.3k 13.59
Ishares Inc em mkt min vol (EEMV) 0.0 $103k 2.1k 49.54
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $106k 5.0k 21.20
Citizens Financial (CFG) 0.0 $107k 4.5k 23.78
Medtronic (MDT) 0.0 $92k 1.4k 66.33
Doubleline Total Etf etf (TOTL) 0.0 $99k 2.0k 49.50
Goldman Sachs (GS) 0.0 $86k 500.00 172.00
Bank of America Corporation (BAC) 0.0 $78k 5.0k 15.49
McDonald's Corporation (MCD) 0.0 $75k 765.00 98.04
Consolidated Edison (ED) 0.0 $84k 1.3k 66.09
United Parcel Service (UPS) 0.0 $82k 832.00 98.56
3M Company (MMM) 0.0 $87k 616.00 141.23
At&t (T) 0.0 $69k 2.1k 32.44
Coach 0.0 $85k 3.0k 28.62
Kimberly-Clark Corporation (KMB) 0.0 $87k 799.00 108.89
BB&T Corporation 0.0 $71k 2.0k 35.50
Accenture (ACN) 0.0 $67k 686.00 97.67
Anheuser-Busch InBev NV (BUD) 0.0 $78k 738.00 105.69
Lowe's Companies (LOW) 0.0 $68k 1.0k 68.00
Cintas Corporation (CTAS) 0.0 $64k 747.00 85.68
Visa (V) 0.0 $80k 1.2k 69.44
Under Armour (UAA) 0.0 $77k 800.00 96.25
Flowserve Corporation (FLS) 0.0 $74k 1.8k 41.11
NBT Ban (NBTB) 0.0 $88k 3.3k 26.67
Technology SPDR (XLK) 0.0 $84k 2.1k 39.44
American Water Works (AWK) 0.0 $70k 1.3k 54.35
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $83k 720.00 115.28
iShares Morningstar Large Value (ILCV) 0.0 $79k 1.0k 76.62
iShares Morningstar Small Growth (ISCG) 0.0 $77k 600.00 128.33
iShares Morningstar Small Value (ISCV) 0.0 $74k 661.00 111.95
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $64k 6.0k 10.67
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $81k 1.8k 44.60
WisdomTree Japan Total Dividend (DXJ) 0.0 $79k 1.6k 48.23
Vanguard Total World Stock Idx (VT) 0.0 $66k 1.2k 55.23
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $71k 5.7k 12.54
Paypal Holdings (PYPL) 0.0 $64k 2.1k 30.92
Ace Limited Cmn 0.0 $40k 389.00 102.83
CBS Corporation 0.0 $62k 1.6k 39.64
Nucor Corporation (NUE) 0.0 $50k 1.3k 37.54
Morgan Stanley (MS) 0.0 $53k 1.7k 31.29
ConocoPhillips (COP) 0.0 $51k 1.1k 47.84
General Mills (GIS) 0.0 $40k 722.00 55.40
Southern Company (SO) 0.0 $63k 1.4k 44.49
Washington Real Estate Investment Trust (ELME) 0.0 $49k 2.0k 24.50
Service Corporation International (SCI) 0.0 $46k 1.7k 27.01
Omni (OMC) 0.0 $43k 662.00 64.95
Edison International (EIX) 0.0 $42k 666.00 63.06
Energy Transfer Equity (ET) 0.0 $49k 2.4k 20.42
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.0 $60k 1.7k 35.34
Nuveen Quality Preferred Income Fund 0.0 $55k 7.0k 7.86
WisdomTree LargeCap Dividend Fund (DLN) 0.0 $40k 600.00 66.67
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $56k 3.8k 14.65
iShares 2016 S&P AMT-Free Mun Ser ETF 0.0 $53k 2.0k 26.50
Dbx Etf Tr em curr hdg eq (DBEM) 0.0 $43k 2.3k 18.49
Sterling Bancorp 0.0 $54k 3.7k 14.78
Allergan 0.0 $60k 222.00 270.27
Annaly Capital Management 0.0 $30k 3.1k 9.74
Bank of New York Mellon Corporation (BK) 0.0 $37k 965.00 38.34
Caterpillar (CAT) 0.0 $26k 400.00 65.00
Coca-Cola Company (KO) 0.0 $34k 869.00 39.13
Baxter International (BAX) 0.0 $19k 589.00 32.26
Eli Lilly & Co. (LLY) 0.0 $38k 462.00 82.25
Norfolk Southern (NSC) 0.0 $21k 285.00 73.68
IDEXX Laboratories (IDXX) 0.0 $20k 280.00 71.43
Union Pacific Corporation (UNP) 0.0 $17k 200.00 85.00
International Paper Company (IP) 0.0 $15k 400.00 37.50
Valero Energy Corporation (VLO) 0.0 $36k 600.00 60.00
CenturyLink 0.0 $16k 664.00 24.10
McKesson Corporation (MCK) 0.0 $27k 150.00 180.00
Novartis (NVS) 0.0 $25k 279.00 89.61
GlaxoSmithKline 0.0 $26k 700.00 37.14
Sanofi-Aventis SA (SNY) 0.0 $22k 464.00 47.41
Texas Instruments Incorporated (TXN) 0.0 $24k 500.00 48.00
NuStar GP Holdings 0.0 $24k 925.00 25.95
Prudential Financial (PRU) 0.0 $13k 175.00 74.29
Dr Pepper Snapple 0.0 $21k 278.00 75.54
United States Oil Fund 0.0 $17k 1.2k 14.17
Westar Energy 0.0 $25k 665.00 37.59
WABCO Holdings 0.0 $20k 200.00 100.00
Bce (BCE) 0.0 $18k 444.00 40.54
Public Service Enterprise (PEG) 0.0 $36k 864.00 41.67
Xcel Energy (XEL) 0.0 $24k 687.00 34.93
Roper Industries (ROP) 0.0 $20k 130.00 153.85
Vanguard Short-Term Bond ETF (BSV) 0.0 $14k 186.00 75.27
Zimmer Holdings (ZBH) 0.0 $18k 200.00 90.00
Cedar Fair 0.0 $32k 625.00 51.20
Delta Air Lines (DAL) 0.0 $15k 340.00 44.12
Yahoo! 0.0 $36k 1.3k 28.80
SBA Communications Corporation 0.0 $25k 239.00 104.60
Mead Johnson Nutrition 0.0 $35k 511.00 68.49
StoneMor Partners 0.0 $18k 675.00 26.67
Home Properties 0.0 $31k 425.00 72.94
TC Pipelines 0.0 $14k 309.00 45.31
Centene Corporation (CNC) 0.0 $29k 538.00 53.90
Monolithic Power Systems (MPWR) 0.0 $30k 599.00 50.08
Unilever (UL) 0.0 $18k 463.00 38.88
Central Fd Cda Ltd cl a 0.0 $17k 1.7k 10.30
Suncor Energy (SU) 0.0 $26k 1.0k 26.00
PowerShares FTSE RAFI US 1500 Small-Mid 0.0 $23k 255.00 90.20
Tri-Continental Corporation (TY) 0.0 $19k 1.0k 19.00
Vanguard Mid-Cap ETF (VO) 0.0 $24k 210.00 114.29
Cohen & Steers infrastucture Fund (UTF) 0.0 $28k 1.5k 18.67
Cohen & Steers REIT/P (RNP) 0.0 $25k 1.5k 16.67
Eaton Vance Short Duration Diversified I (EVG) 0.0 $13k 1.0k 13.00
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $29k 2.1k 13.81
iShares Lehman MBS Bond Fund (MBB) 0.0 $20k 185.00 108.11
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $18k 1.9k 9.42
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $23k 5.1k 4.54
General American Investors (GAM) 0.0 $21k 679.00 30.93
PowerShares DB Agriculture Fund 0.0 $20k 1.0k 20.00
Wisdomtree Tr em lcl debt (ELD) 0.0 $34k 1.0k 34.00
MFS Multimarket Income Trust (MMT) 0.0 $16k 3.0k 5.33
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $35k 4.9k 7.12
Nuveen Tax-Advantaged Dividend Growth 0.0 $27k 2.0k 13.24
WisdomTree Europe SmallCap Div (DFE) 0.0 $33k 622.00 53.05
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $27k 2.5k 10.64
BlackRock MuniYield Insured Investment 0.0 $13k 1.0k 13.00
Ascena Retail 0.0 $22k 1.6k 13.75
Te Connectivity Ltd for (TEL) 0.0 $25k 434.00 57.60
Kinder Morgan (KMI) 0.0 $19k 705.00 26.95
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $33k 359.00 91.92
Express Scripts Holding 0.0 $35k 434.00 80.65
Pimco Total Return Etf totl (BOND) 0.0 $24k 230.00 104.35
Phillips 66 (PSX) 0.0 $15k 200.00 75.00
Facebook Inc cl a (META) 0.0 $16k 182.00 87.91
Duke Energy (DUK) 0.0 $22k 311.00 70.74
Mondelez Int (MDLZ) 0.0 $16k 404.00 39.60
Starz - Liberty Capital 0.0 $13k 350.00 37.14
Madison Covered Call Eq Strat (MCN) 0.0 $18k 2.6k 7.04
Allianzgi Nfj Divid Int Prem S cefs 0.0 $17k 1.4k 12.14
Blackstone Mtg Tr (BXMT) 0.0 $14k 515.00 27.18
Clifton Ban 0.0 $14k 1.1k 13.00
Qorvo (QRVO) 0.0 $16k 375.00 42.67
Baxalta Incorporated 0.0 $18k 589.00 30.56
BP (BP) 0.0 $0 20.00 0.00
Chubb Corporation 0.0 $3.0k 25.00 120.00
Time Warner Cable 0.0 $4.0k 25.00 160.00
HSBC Holdings (HSBC) 0.0 $10k 275.00 36.36
People's United Financial 0.0 $11k 700.00 15.71
IAC/InterActive 0.0 $0 8.00 0.00
Monsanto Company 0.0 $4.0k 49.00 81.63
Via 0.0 $10k 236.00 42.37
FirstEnergy (FE) 0.0 $10k 333.00 30.03
Apache Corporation 0.0 $0 25.00 0.00
Greif (GEF) 0.0 $1.0k 50.00 20.00
J.C. Penney Company 0.0 $0 21.00 0.00
NetApp (NTAP) 0.0 $8.0k 290.00 27.59
Reynolds American 0.0 $8.0k 200.00 40.00
T. Rowe Price (TROW) 0.0 $3.0k 50.00 60.00
Trimble Navigation (TRMB) 0.0 $6.0k 370.00 16.22
Willis Group Holdings 0.0 $4.0k 100.00 40.00
AFLAC Incorporated (AFL) 0.0 $5.0k 100.00 50.00
Dow Chemical Company 0.0 $0 18.00 0.00
Las Vegas Sands (LVS) 0.0 $5.0k 150.00 33.33
Nokia Corporation (NOK) 0.0 $999.050000 265.00 3.77
E.I. du Pont de Nemours & Company 0.0 $4.0k 100.00 40.00
Bemis Company 0.0 $0 25.00 0.00
National-Oilwell Var 0.0 $1.0k 37.00 27.03
Becton, Dickinson and (BDX) 0.0 $3.0k 25.00 120.00
Lockheed Martin Corporation (LMT) 0.0 $6.0k 30.00 200.00
Hewlett-Packard Company 0.0 $2.0k 100.00 20.00
Praxair 0.0 $2.0k 25.00 80.00
Telefonica (TEF) 0.0 $9.0k 759.00 11.86
United Technologies Corporation 0.0 $12k 137.00 87.59
American Electric Power Company (AEP) 0.0 $5.0k 100.00 50.00
Total (TTE) 0.0 $4.0k 100.00 40.00
Gilead Sciences (GILD) 0.0 $9.0k 100.00 90.00
EMC Corporation 0.0 $2.0k 112.00 17.86
Starbucks Corporation (SBUX) 0.0 $4.0k 74.00 54.05
Brookfield Infrastructure Part (BIP) 0.0 $8.0k 225.00 35.56
USG Corporation 0.0 $0 2.00 0.00
Hospitality Properties Trust 0.0 $9.0k 375.00 24.00
Deluxe Corporation (DLX) 0.0 $0 8.00 0.00
Toll Brothers (TOL) 0.0 $2.0k 87.00 22.99
ConAgra Foods (CAG) 0.0 $4.0k 116.00 34.48
Frontier Communications 0.0 $1.0k 419.00 2.39
Fifth Street Finance 0.0 $9.0k 1.6k 5.81
J.M. Smucker Company (SJM) 0.0 $7.0k 69.00 101.45
Sina Corporation 0.0 $4.0k 115.00 34.78
Marathon Oil Corporation (MRO) 0.0 $3.0k 200.00 15.00
Bank of the Ozarks 0.0 $2.0k 60.00 33.33
salesforce (CRM) 0.0 $5.0k 80.00 62.50
BGC Partners 0.0 $8.0k 1.0k 8.00
Enbridge (ENB) 0.0 $3.0k 100.00 30.00
Ares Capital Corporation (ARCC) 0.0 $5.0k 400.00 12.50
Perry Ellis International 0.0 $0 19.00 0.00
iShares MSCI EMU Index (EZU) 0.0 $6.0k 185.00 32.43
Macquarie Infrastructure Company 0.0 $7.0k 100.00 70.00
PennantPark Investment (PNNT) 0.0 $8.0k 1.3k 6.04
Cheesecake Factory Incorporated (CAKE) 0.0 $5.0k 93.00 53.76
Community Bank System (CBU) 0.0 $7.0k 200.00 35.00
Capital Product 0.0 $6.0k 1.0k 6.00
MetLife (MET) 0.0 $9.0k 200.00 45.00
Martin Midstream Partners (MMLP) 0.0 $7.0k 325.00 21.54
Navigators 0.0 $3.0k 50.00 60.00
Navios Maritime Partners 0.0 $4.0k 650.00 6.15
Suburban Propane Partners (SPH) 0.0 $9.0k 300.00 30.00
Banco Santander (SAN) 0.0 $998.640000 342.00 2.92
Ashland 0.0 $1.0k 18.00 55.56
Energy Transfer Partners 0.0 $8.0k 200.00 40.00
Aqua America 0.0 $4.0k 156.00 25.64
Albemarle Corporation (ALB) 0.0 $0 12.00 0.00
Alcatel-Lucent 0.0 $3.0k 976.00 3.07
Greenbrier Companies (GBX) 0.0 $6.0k 200.00 30.00
Senior Housing Properties Trust 0.0 $5.0k 325.00 15.38
iShares Dow Jones US Home Const. (ITB) 0.0 $5.0k 200.00 25.00
Financial Select Sector SPDR (XLF) 0.0 $3.0k 142.00 21.13
iShares MSCI Taiwan Index 0.0 $2.0k 185.00 10.81
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $10k 400.00 25.00
ROYAL BK SCOTLAND Group Plc sp adr pref t 0.0 $7.0k 300.00 23.33
QEP Resources 0.0 $0 50.00 0.00
Six Flags Entertainment (SIX) 0.0 $9.0k 200.00 45.00
Alerian Mlp Etf 0.0 $6.0k 500.00 12.00
AllianceBernstein Income Fund 0.0 $7.0k 1.0k 6.89
Barclays Bank Plc 8.125% Non C p 0.0 $10k 425.00 23.53
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $9.0k 375.00 24.00
General Motors Company (GM) 0.0 $1.0k 51.00 19.61
VirnetX Holding Corporation 0.0 $3.0k 1.0k 3.00
Motorola Solutions (MSI) 0.0 $999.880000 28.00 35.71
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $2.0k 35.00 57.14
Kayne Anderson Energy Total Return Fund 0.0 $6.0k 500.00 12.00
Nuveen Muni Value Fund (NUV) 0.0 $11k 1.2k 9.39
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $8.0k 983.00 8.14
Nuveen Insured Municipal Opp. Fund 0.0 $11k 847.00 12.99
Pimco Municipal Income Fund II (PML) 0.0 $6.0k 500.00 12.00
Putnam High Income Securities Fund 0.0 $5.0k 767.00 6.52
Blackrock Health Sciences Trust (BME) 0.0 $7.0k 200.00 35.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $4.0k 300.00 13.33
Nuveen Municipal Advantage Fund 0.0 $0 1.00 0.00
Nuveen Select Tax Free Incom Portfolio 2 0.0 $5.0k 398.00 12.56
PowerShrs CEF Income Cmpst Prtfl 0.0 $12k 615.00 19.51
Putnam Managed Municipal Income Trust (PMM) 0.0 $10k 1.5k 6.57
Nuveen Insured Quality Muncipal Fund 0.0 $7.0k 600.00 11.67
Nuveen Ohio Quality Income M 0.0 $8.0k 559.00 14.31
First Trust/Aberdeen Global Opportunity 0.0 $999.530000 109.00 9.17
Lightbridge Corporation 0.0 $2.0k 3.3k 0.60
Vringo 0.0 $0 1.0k 0.00
American Intl Group 0.0 $0 2.00 0.00
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $10k 230.00 43.48
Rait Financial Trust 0.0 $10k 2.2k 4.65
General Mtrs Co *w exp 07/10/201 0.0 $0 47.00 0.00
General Mtrs Co *w exp 07/10/201 0.0 $0 47.00 0.00
Marathon Petroleum Corp (MPC) 0.0 $9.0k 200.00 45.00
New Mountain Finance Corp (NMFC) 0.0 $7.0k 525.00 13.33
American Tower Reit (AMT) 0.0 $2.0k 25.00 80.00
First Trust Strategic 0.0 $12k 1.1k 10.67
Bbcn Ban 0.0 $3.0k 200.00 15.00
Carlyle Group 0.0 $1.0k 72.00 13.89
Adt 0.0 $6.0k 216.00 27.78
Summit Midstream Partners 0.0 $4.0k 250.00 16.00
Liberty Media 0.0 $12k 350.00 34.29
Pacific Ethanol 0.0 $0 1.00 0.00
Echo Therapeutics 0.0 $0 25.00 0.00
Seaworld Entertainment (PRKS) 0.0 $7.0k 425.00 16.47
Mallinckrodt Pub 0.0 $3.0k 54.00 55.56
Sprint 0.0 $2.0k 627.00 3.19
Sirius Xm Holdings (SIRI) 0.0 $1.0k 500.00 2.00
American Airls (AAL) 0.0 $2.0k 72.00 27.78
Pentair cs (PNR) 0.0 $5.0k 103.00 48.54
Now (DNOW) 0.0 $0 9.00 0.00
Northstar Rlty Fin 0.0 $10k 835.00 11.98
Veritiv Corp - When Issued 0.0 $0 7.00 0.00
Cdk Global Inc equities 0.0 $9.0k 189.00 47.62
Vtti Energy Partners 0.0 $7.0k 375.00 18.67
New Residential Investment (RITM) 0.0 $9.0k 700.00 12.86
Halyard Health 0.0 $0 29.00 0.00
Tyco International 0.0 $10k 312.00 32.05
Liberty Broadband Cl C (LBRDK) 0.0 $8.0k 175.00 45.71
Liberty Broadband Corporation (LBRDA) 0.0 $4.0k 87.00 45.98
Williams Partners 0.0 $9.0k 300.00 30.00
Eversource Energy (ES) 0.0 $3.0k 76.00 39.47
Rock Creek Pharmaceuticals 0.0 $0 829.00 0.00
Kraft Heinz (KHC) 0.0 $11k 168.00 65.48
Allergan Plc pfd conv ser a 0.0 $8.0k 9.00 888.89
Chemours (CC) 0.0 $0 20.00 0.00
Cushing Energy Income 0.0 $999.580000 106.00 9.43