Klingman & Associates

Klingman & Associates as of Sept. 30, 2016

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 377 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 11.2 $37M 171k 217.56
Spdr S&p 500 Etf (SPY) 10.1 $34M 155k 216.30
Jp Morgan Alerian Mlp Index 8.5 $28M 895k 31.50
SPDR S&P Dividend (SDY) 6.4 $21M 252k 84.36
PowerShares FTSE RAFI US 1000 5.3 $18M 188k 93.60
iShares Barclays TIPS Bond Fund (TIP) 4.9 $16M 140k 116.49
iShares S&P MidCap 400 Index (IJH) 4.9 $16M 105k 154.71
SPDR S&P MidCap 400 ETF (MDY) 4.8 $16M 56k 282.27
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 4.8 $16M 730k 21.62
iShares S&P SmallCap 600 Index (IJR) 2.6 $8.5M 68k 124.15
iShares Dow Jones EPAC Sel Div Ind (IDV) 2.6 $8.5M 283k 29.98
Vanguard REIT ETF (VNQ) 1.8 $5.8M 67k 86.74
Oppenheimer Rev Weighted Etf large cap rev et 1.5 $5.0M 120k 41.78
iShares Russell 2000 Index (IWM) 1.5 $4.9M 39k 124.21
Clearbridge Energy M 1.5 $4.9M 298k 16.28
Powershares Etf Tr Ii s^p500 low vol 1.4 $4.7M 114k 41.49
Ishares Tr usa min vo (USMV) 1.4 $4.6M 101k 45.43
Pjt Partners (PJT) 1.3 $4.4M 160k 27.27
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 1.3 $4.3M 85k 50.19
iShares Dow Jones Select Dividend (DVY) 1.2 $4.1M 48k 85.69
Vanguard Malvern Fds strm infproidx (VTIP) 1.1 $3.5M 71k 49.65
iShares MSCI EAFE Index Fund (EFA) 0.8 $2.8M 47k 59.12
Vanguard Total Stock Market ETF (VTI) 0.8 $2.7M 24k 111.33
iShares Russell 1000 Index (IWB) 0.8 $2.6M 21k 120.44
Powershares Etf Tr Ii var rate pfd por 0.6 $2.1M 84k 25.51
Citizens Financial (CFG) 0.6 $2.1M 85k 24.71
Global X Fds glb x mlp enr 0.6 $1.9M 128k 15.19
First Trust/Four Corners SFRI Fund II (FCT) 0.6 $1.9M 139k 13.67
Ishares Tr eafe min volat (EFAV) 0.6 $1.9M 27k 67.63
Ishares High Dividend Equity F (HDV) 0.5 $1.8M 22k 81.28
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $1.7M 37k 45.44
JPMorgan Chase & Co. (JPM) 0.5 $1.5M 22k 66.58
Exxon Mobil Corporation (XOM) 0.5 $1.5M 17k 87.28
Vanguard Emerging Markets ETF (VWO) 0.4 $1.4M 37k 37.62
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.4 $1.3M 13k 101.43
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $1.2M 86k 13.86
General Electric Company 0.3 $991k 33k 29.63
Vanguard Europe Pacific ETF (VEA) 0.3 $938k 25k 37.40
Rbc Cad (RY) 0.3 $889k 14k 61.93
WisdomTree Emerging Markets Eq (DEM) 0.3 $872k 23k 37.58
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $840k 17k 50.41
Vanguard Dividend Appreciation ETF (VIG) 0.2 $791k 9.4k 83.92
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $736k 45k 16.25
SPDR DJ International Real Estate ETF (RWX) 0.2 $729k 18k 41.69
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $693k 13k 52.38
Powershares Exchange 0.2 $693k 23k 30.66
iShares S&P 100 Index (OEF) 0.2 $665k 6.9k 95.97
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $673k 11k 59.58
Pfizer (PFE) 0.2 $639k 19k 33.88
Vanguard Small-Cap ETF (VB) 0.2 $595k 4.9k 122.25
Rydex S&P Equal Weight ETF 0.2 $556k 6.7k 83.58
Calamos Convertible & Hi Income Fund (CHY) 0.2 $571k 52k 11.01
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $557k 129k 4.33
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $564k 5.7k 99.56
Microsoft Corporation (MSFT) 0.1 $506k 8.8k 57.62
iShares S&P NA Tec. Semi. Idx (SOXX) 0.1 $497k 4.4k 112.95
Berkshire Hathaway (BRK.B) 0.1 $459k 3.2k 144.43
Johnson & Johnson (JNJ) 0.1 $454k 3.8k 118.04
iShares Russell 1000 Growth Index (IWF) 0.1 $477k 4.6k 104.13
iShares Russell Midcap Index Fund (IWR) 0.1 $436k 2.5k 174.33
Vanguard High Dividend Yield ETF (VYM) 0.1 $416k 5.8k 72.13
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $422k 3.6k 117.22
Cohen and Steers Global Income Builder 0.1 $436k 49k 8.88
Honeywell International (HON) 0.1 $391k 3.4k 116.51
Pepsi (PEP) 0.1 $391k 3.6k 108.76
Walt Disney Company (DIS) 0.1 $374k 4.0k 92.78
Vanguard Mid-Cap ETF (VO) 0.1 $359k 2.8k 129.60
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $364k 6.4k 56.88
Nuveen Senior Income Fund 0.1 $380k 58k 6.55
Apple (AAPL) 0.1 $346k 3.1k 112.96
Procter & Gamble Company (PG) 0.1 $324k 3.6k 89.83
iShares Russell 1000 Value Index (IWD) 0.1 $331k 3.1k 105.48
Powershares Global Etf Trust ex us sml port 0.1 $334k 12k 27.83
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $347k 14k 25.34
Home Depot (HD) 0.1 $305k 2.4k 128.86
Hershey Company (HSY) 0.1 $306k 3.2k 95.62
Vanguard Extended Market ETF (VXF) 0.1 $297k 3.3k 91.38
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $303k 13k 23.04
Merck & Co (MRK) 0.1 $250k 4.0k 62.33
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $281k 2.5k 111.82
Citigroup (C) 0.1 $274k 5.8k 47.31
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $268k 10k 26.42
Abbvie (ABBV) 0.1 $255k 4.0k 63.13
Comcast Corporation (CMCSA) 0.1 $217k 3.3k 66.24
Chevron Corporation (CVX) 0.1 $227k 2.2k 102.85
Verizon Communications (VZ) 0.1 $239k 4.6k 51.88
Altria (MO) 0.1 $228k 3.6k 63.09
Philip Morris International (PM) 0.1 $235k 2.4k 97.27
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $236k 2.1k 112.54
PowerShares FTSE RAFI Developed Markets 0.1 $236k 6.4k 36.82
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $225k 4.0k 56.25
Costco Wholesale Corporation (COST) 0.1 $186k 1.2k 152.71
Automatic Data Processing (ADP) 0.1 $185k 2.1k 88.43
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $188k 2.1k 87.56
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $215k 1.6k 132.96
Ishares Tr fltg rate nt (FLOT) 0.1 $203k 4.0k 50.75
Gugenheim Bulletshares 2022 Corp Bd 0.1 $183k 8.5k 21.63
Doubleline Total Etf etf (TOTL) 0.1 $191k 3.8k 50.26
Barings Corporate Investors (MCI) 0.1 $184k 11k 17.19
Anheuser-Busch InBev NV (BUD) 0.1 $156k 1.2k 131.42
Euronet Worldwide (EEFT) 0.1 $164k 2.0k 82.00
PowerShares QQQ Trust, Series 1 0.1 $156k 1.3k 118.72
iShares S&P MidCap 400 Growth (IJK) 0.1 $180k 1.0k 174.76
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $177k 2.0k 87.15
LMP Capital and Income Fund (SCD) 0.1 $158k 12k 13.62
SPDR Barclays Capital High Yield B 0.1 $150k 4.1k 36.70
IQ Hedge Multi-Strategy Tracker (QAI) 0.1 $156k 5.3k 29.21
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.1 $180k 8.4k 21.56
Wal-Mart Stores (WMT) 0.0 $135k 1.9k 72.19
Cisco Systems (CSCO) 0.0 $128k 4.0k 31.68
Analog Devices (ADI) 0.0 $130k 2.0k 64.68
CVS Caremark Corporation (CVS) 0.0 $145k 1.6k 89.23
Colgate-Palmolive Company (CL) 0.0 $124k 1.7k 74.25
International Business Machines (IBM) 0.0 $148k 932.00 158.80
Qualcomm (QCOM) 0.0 $134k 2.0k 68.44
iShares S&P SmallCap 600 Growth (IJT) 0.0 $135k 983.00 137.33
Cohen & Steers Total Return Real (RFI) 0.0 $144k 11k 13.17
Wstrn Asst Emrgng Mrkts Incm Fnd 0.0 $131k 11k 11.55
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $119k 2.3k 52.89
WisdomTree Intl. SmallCap Div (DLS) 0.0 $123k 2.0k 61.50
BlackRock Core Bond Trust (BHK) 0.0 $142k 10k 14.21
Nuveen Energy Mlp Total Return etf 0.0 $144k 11k 13.12
Medtronic (MDT) 0.0 $118k 1.4k 86.64
Alphabet Inc Class C cs (GOOG) 0.0 $143k 184.00 777.17
Revenueshares 0.0 $132k 4.1k 32.43
FedEx Corporation (FDX) 0.0 $111k 637.00 174.25
McDonald's Corporation (MCD) 0.0 $88k 765.00 115.03
Abbott Laboratories (ABT) 0.0 $87k 2.1k 42.32
CBS Corporation 0.0 $86k 1.6k 54.99
Bristol Myers Squibb (BMY) 0.0 $104k 1.9k 53.80
United Parcel Service (UPS) 0.0 $93k 854.00 108.90
3M Company (MMM) 0.0 $109k 616.00 176.95
Coach 0.0 $109k 3.0k 36.70
Kimberly-Clark Corporation (KMB) 0.0 $101k 799.00 126.41
Intel Corporation (INTC) 0.0 $116k 3.1k 37.91
Thermo Fisher Scientific (TMO) 0.0 $110k 691.00 159.19
Accenture (ACN) 0.0 $84k 686.00 122.45
Cintas Corporation (CTAS) 0.0 $84k 747.00 112.45
Visa (V) 0.0 $95k 1.2k 82.47
Flowserve Corporation (FLS) 0.0 $87k 1.8k 48.33
NBT Ban (NBTB) 0.0 $93k 2.8k 32.77
Technology SPDR (XLK) 0.0 $102k 2.1k 47.89
American Water Works (AWK) 0.0 $96k 1.3k 74.53
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $89k 720.00 123.61
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $116k 926.00 125.27
iShares Morningstar Large Value (ILCV) 0.0 $97k 1.1k 88.02
Vanguard Health Care ETF (VHT) 0.0 $111k 837.00 132.62
iShares Morningstar Small Growth (ISCG) 0.0 $86k 600.00 143.33
BlackRock MuniHoldings New York Insured (MHN) 0.0 $108k 7.3k 14.82
Ishares Inc em mkt min vol (EEMV) 0.0 $112k 2.1k 53.87
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $109k 5.0k 21.80
Claymore Exchange Trd Fd Tr 2023 corp bond 0.0 $105k 4.9k 21.47
Bank of America Corporation (BAC) 0.0 $73k 4.7k 15.59
Cardinal Health (CAH) 0.0 $71k 918.00 77.34
At&t (T) 0.0 $82k 2.0k 40.51
Digital Realty Trust (DLR) 0.0 $60k 615.00 97.56
Nucor Corporation (NUE) 0.0 $66k 1.3k 49.55
Spectra Energy 0.0 $58k 1.4k 42.74
Wells Fargo & Company (WFC) 0.0 $58k 1.3k 44.51
Morgan Stanley (MS) 0.0 $54k 1.7k 31.88
Lockheed Martin Corporation (LMT) 0.0 $63k 261.00 241.38
BB&T Corporation 0.0 $75k 2.0k 37.50
Nike (NKE) 0.0 $57k 1.1k 52.39
Southern Company (SO) 0.0 $64k 1.2k 51.53
Lowe's Companies (LOW) 0.0 $72k 1.0k 72.00
Washington Real Estate Investment Trust (ELME) 0.0 $62k 2.0k 31.00
Service Corporation International (SCI) 0.0 $65k 2.5k 26.50
Oracle Corporation (ORCL) 0.0 $59k 1.5k 39.33
Amazon (AMZN) 0.0 $63k 75.00 840.00
Yahoo! 0.0 $54k 1.3k 43.20
iShares Morningstar Large Growth (ILCG) 0.0 $51k 415.00 122.89
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $74k 6.0k 12.33
PowerShares Dynamic Bldg. & Const. 0.0 $52k 2.0k 26.00
PowerShares Hgh Yield Corporate Bnd 0.0 $54k 2.8k 19.01
Vanguard Total World Stock Idx (VT) 0.0 $73k 1.2k 61.09
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $80k 5.7k 14.12
Western Asset Global Cp Defi (GDO) 0.0 $63k 3.6k 17.58
Facebook Inc cl a (META) 0.0 $59k 462.00 127.71
Sterling Bancorp 0.0 $64k 3.7k 17.52
Ishares Tr 0-5yr hi yl cp (SHYG) 0.0 $70k 1.5k 47.04
Claymore Exchange Trd Fd Tr 2024 corp bond 0.0 $81k 3.8k 21.26
Allergan 0.0 $60k 262.00 229.01
Kraft Heinz (KHC) 0.0 $61k 681.00 89.57
Alphabet Inc Class A cs (GOOGL) 0.0 $75k 93.00 806.45
iStar Financial 0.0 $23k 2.2k 10.59
Annaly Capital Management 0.0 $32k 3.1k 10.39
BlackRock (BLK) 0.0 $36k 100.00 360.00
Goldman Sachs (GS) 0.0 $30k 185.00 162.16
MasterCard Incorporated (MA) 0.0 $41k 400.00 102.50
Bank of New York Mellon Corporation (BK) 0.0 $38k 965.00 39.38
Caterpillar (CAT) 0.0 $36k 400.00 90.00
Coca-Cola Company (KO) 0.0 $37k 869.00 42.58
Baxter International (BAX) 0.0 $28k 589.00 47.54
Eli Lilly & Co. (LLY) 0.0 $37k 462.00 80.09
Norfolk Southern (NSC) 0.0 $28k 285.00 98.25
Consolidated Edison (ED) 0.0 $39k 520.00 75.00
Union Pacific Corporation (UNP) 0.0 $20k 200.00 100.00
Adobe Systems Incorporated (ADBE) 0.0 $24k 225.00 106.67
International Paper Company (IP) 0.0 $30k 622.00 48.23
Equity Residential (EQR) 0.0 $30k 460.00 65.22
Valero Energy Corporation (VLO) 0.0 $32k 600.00 53.33
McKesson Corporation (MCK) 0.0 $25k 150.00 166.67
ConocoPhillips (COP) 0.0 $46k 1.1k 43.15
General Mills (GIS) 0.0 $46k 722.00 63.71
Schlumberger (SLB) 0.0 $38k 477.00 79.66
Target Corporation (TGT) 0.0 $45k 650.00 69.23
Texas Instruments Incorporated (TXN) 0.0 $35k 500.00 70.00
UnitedHealth (UNH) 0.0 $26k 185.00 140.54
Starbucks Corporation (SBUX) 0.0 $32k 599.00 53.42
Omni (OMC) 0.0 $45k 527.00 85.39
Dr Pepper Snapple 0.0 $25k 278.00 89.93
Westar Energy 0.0 $38k 665.00 57.14
WABCO Holdings 0.0 $23k 200.00 115.00
PPL Corporation (PPL) 0.0 $33k 945.00 34.92
Public Service Enterprise (PEG) 0.0 $20k 484.00 41.32
Xcel Energy (XEL) 0.0 $28k 687.00 40.76
Roper Industries (ROP) 0.0 $24k 130.00 184.62
Zimmer Holdings (ZBH) 0.0 $26k 200.00 130.00
Ventas (VTR) 0.0 $27k 379.00 71.24
Mead Johnson Nutrition 0.0 $40k 511.00 78.28
Under Armour (UAA) 0.0 $33k 854.00 38.64
Edison International (EIX) 0.0 $48k 666.00 72.07
Enbridge (ENB) 0.0 $31k 700.00 44.29
Celgene Corporation 0.0 $31k 300.00 103.33
Centene Corporation (CNC) 0.0 $28k 419.00 66.83
Cheniere Energy (LNG) 0.0 $35k 800.00 43.75
Monolithic Power Systems (MPWR) 0.0 $48k 599.00 80.13
Unilever (UL) 0.0 $22k 463.00 47.52
Aqua America 0.0 $35k 1.2k 30.28
Tor Dom Bk Cad (TD) 0.0 $36k 802.00 44.89
Colony Financial 0.0 $22k 1.2k 17.89
Suncor Energy (SU) 0.0 $28k 1.0k 28.00
PowerShares FTSE RAFI US 1500 Small-Mid 0.0 $46k 435.00 105.75
Tri-Continental Corporation (TY) 0.0 $21k 1.0k 21.00
Cohen & Steers infrastucture Fund (UTF) 0.0 $32k 1.5k 21.33
Cohen & Steers REIT/P (RNP) 0.0 $30k 1.5k 20.00
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $27k 1.8k 15.00
Vanguard European ETF (VGK) 0.0 $17k 350.00 48.57
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $21k 1.9k 10.99
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $26k 5.1k 5.14
General American Investors (GAM) 0.0 $22k 679.00 32.40
iShares Morningstar Small Value (ISCV) 0.0 $27k 209.00 129.19
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $44k 943.00 46.66
WisdomTree LargeCap Dividend Fund (DLN) 0.0 $46k 600.00 76.67
Nuveen Insd Dividend Advantage (NVG) 0.0 $22k 1.4k 15.99
MFS Multimarket Income Trust (MMT) 0.0 $18k 3.0k 6.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $40k 2.3k 17.22
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $39k 4.9k 7.93
Nuveen Tax-Advantaged Dividend Growth 0.0 $30k 2.0k 14.71
WisdomTree Europe SmallCap Div (DFE) 0.0 $34k 622.00 54.66
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $25k 2.5k 9.85
Wisdomtree Tr intl hedge eqt (HEDJ) 0.0 $26k 491.00 52.95
Te Connectivity Ltd for (TEL) 0.0 $28k 434.00 64.52
American Tower Reit (AMT) 0.0 $37k 325.00 113.85
Express Scripts Holding 0.0 $31k 434.00 71.43
Pimco Total Return Etf totl (BOND) 0.0 $25k 230.00 108.70
Phillips 66 (PSX) 0.0 $48k 600.00 80.00
Duke Energy (DUK) 0.0 $25k 311.00 80.39
Mondelez Int (MDLZ) 0.0 $18k 404.00 44.55
Madison Covered Call Eq Strat (MCN) 0.0 $20k 2.6k 7.82
Allianzgi Nfj Divid Int Prem S cefs 0.0 $18k 1.4k 12.86
Zoetis Inc Cl A (ZTS) 0.0 $46k 875.00 52.57
Metropcs Communications (TMUS) 0.0 $32k 675.00 47.41
Intercontinental Exchange (ICE) 0.0 $24k 90.00 266.67
Qorvo (QRVO) 0.0 $21k 375.00 56.00
Paypal Holdings (PYPL) 0.0 $26k 625.00 41.60
Chubb (CB) 0.0 $49k 389.00 125.96
Under Armour Inc Cl C (UA) 0.0 $29k 859.00 33.76
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $32k 120.00 266.67
BP (BP) 0.0 $1.0k 20.00 50.00
iShares MSCI Emerging Markets Indx (EEM) 0.0 $15k 394.00 38.07
Blackstone 0.0 $13k 500.00 26.00
IAC/InterActive 0.0 $0 8.00 0.00
Dominion Resources (D) 0.0 $11k 152.00 72.37
FirstEnergy (FE) 0.0 $11k 333.00 33.03
J.C. Penney Company 0.0 $0 21.00 0.00
NetApp (NTAP) 0.0 $10k 290.00 34.48
T. Rowe Price (TROW) 0.0 $3.0k 50.00 60.00
Trimble Navigation (TRMB) 0.0 $11k 370.00 29.73
AFLAC Incorporated (AFL) 0.0 $7.0k 100.00 70.00
Dow Chemical Company 0.0 $16k 315.00 50.79
Nokia Corporation (NOK) 0.0 $5.0k 801.00 6.24
E.I. du Pont de Nemours & Company 0.0 $7.0k 100.00 70.00
CenturyLink 0.0 $4.0k 164.00 24.39
Becton, Dickinson and (BDX) 0.0 $4.0k 25.00 160.00
GlaxoSmithKline 0.0 $4.0k 100.00 40.00
Praxair 0.0 $8.0k 70.00 114.29
Telefonica (TEF) 0.0 $8.0k 781.00 10.24
United Technologies Corporation 0.0 $14k 137.00 102.19
American Electric Power Company (AEP) 0.0 $6.0k 100.00 60.00
Gilead Sciences (GILD) 0.0 $8.0k 100.00 80.00
USG Corporation 0.0 $0 2.00 0.00
Prudential Financial (PRU) 0.0 $14k 175.00 80.00
Deluxe Corporation (DLX) 0.0 $1.0k 8.00 125.00
United States Oil Fund 0.0 $13k 1.2k 10.83
ConAgra Foods (CAG) 0.0 $5.0k 116.00 43.10
Bce (BCE) 0.0 $8.0k 183.00 43.72
Frontier Communications 0.0 $2.0k 419.00 4.77
J.M. Smucker Company (SJM) 0.0 $9.0k 68.00 132.35
Sina Corporation 0.0 $8.0k 115.00 69.57
Vanguard Short-Term Bond ETF (BSV) 0.0 $15k 186.00 80.65
Marathon Oil Corporation (MRO) 0.0 $3.0k 200.00 15.00
Bank of the Ozarks 0.0 $2.0k 60.00 33.33
SPDR Gold Trust (GLD) 0.0 $0 1.00 0.00
Delta Air Lines (DAL) 0.0 $13k 340.00 38.24
salesforce (CRM) 0.0 $6.0k 80.00 75.00
StoneMor Partners 0.0 $5.0k 200.00 25.00
Perry Ellis International 0.0 $0 19.00 0.00
Bristow 0.0 $1.0k 36.00 27.78
Cheesecake Factory Incorporated (CAKE) 0.0 $5.0k 93.00 53.76
Navigators 0.0 $5.0k 50.00 100.00
Suburban Propane Partners (SPH) 0.0 $10k 300.00 33.33
Banco Santander (SAN) 0.0 $2.0k 345.00 5.80
ING Groep (ING) 0.0 $7.0k 583.00 12.01
Central Fd Cda Ltd cl a 0.0 $0 4.00 0.00
iShares Dow Jones US Home Const. (ITB) 0.0 $6.0k 200.00 30.00
American International (AIG) 0.0 $0 5.00 0.00
Financial Select Sector SPDR (XLF) 0.0 $3.0k 142.00 21.13
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $6.0k 33.00 181.82
iShares MSCI Taiwan Index 0.0 $3.0k 185.00 16.22
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $10k 400.00 25.00
Alerian Mlp Etf 0.0 $6.0k 500.00 12.00
Eaton Vance Short Duration Diversified I (EVG) 0.0 $14k 1.0k 14.00
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $10k 375.00 26.67
General Motors Company (GM) 0.0 $3.0k 98.00 30.61
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $3.0k 35.00 85.71
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.0 $13k 468.00 27.78
Kayne Anderson Energy Total Return Fund 0.0 $6.0k 500.00 12.00
PowerShares Emerging Markets Sovere 0.0 $5.0k 176.00 28.41
Nuveen Muni Value Fund (NUV) 0.0 $12k 1.2k 10.25
America First Tax Exempt Investors 0.0 $6.0k 1.0k 6.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $9.0k 983.00 9.16
Pimco Municipal Income Fund II (PML) 0.0 $7.0k 500.00 14.00
Putnam High Income Securities Fund 0.0 $6.0k 767.00 7.82
Targa Res Corp (TRGP) 0.0 $7.0k 144.00 48.61
Blackrock Health Sciences Trust (BME) 0.0 $7.0k 200.00 35.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $5.0k 300.00 16.67
Nuveen Select Tax Free Incom Portfolio 2 0.0 $6.0k 398.00 15.08
PowerShrs CEF Income Cmpst Prtfl 0.0 $14k 615.00 22.76
Putnam Managed Municipal Income Trust (PMM) 0.0 $12k 1.5k 7.89
Nuveen Ohio Quality Income M 0.0 $9.0k 559.00 16.10
First Trust/Aberdeen Global Opportunity 0.0 $999.530000 109.00 9.17
BlackRock MuniYield Insured Investment 0.0 $15k 1.0k 15.00
Ascena Retail 0.0 $9.0k 1.6k 5.62
American Intl Group 0.0 $0 3.00 0.00
Kinder Morgan (KMI) 0.0 $16k 705.00 22.70
General Mtrs Co *w exp 07/10/201 0.0 $1.0k 47.00 21.28
Marathon Petroleum Corp (MPC) 0.0 $8.0k 200.00 40.00
First Trust Strategic 0.0 $14k 1.1k 12.44
Carlyle Group 0.0 $1.0k 72.00 13.89
Ishares Inc core msci emkt (IEMG) 0.0 $7.0k 152.00 46.05
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.0 $9.0k 163.00 55.21
Pacific Ethanol 0.0 $0 2.00 0.00
Mallinckrodt Pub 0.0 $4.0k 54.00 74.07
Sprint 0.0 $4.0k 627.00 6.38
Tonix Pharmaceuticls 0.0 $7.0k 10k 0.70
Sirius Xm Holdings (SIRI) 0.0 $2.0k 500.00 4.00
American Airls (AAL) 0.0 $3.0k 72.00 41.67
Clifton Ban 0.0 $16k 1.1k 14.86
Pentair cs (PNR) 0.0 $7.0k 103.00 67.96
Cdk Global Inc equities 0.0 $11k 189.00 58.20
Halyard Health 0.0 $999.920000 29.00 34.48
Shake Shack Inc cl a (SHAK) 0.0 $3.0k 84.00 35.71
Chemours (CC) 0.0 $0 20.00 0.00
Cushing Energy Income 0.0 $999.580000 106.00 9.43
Willis Towers Watson (WTW) 0.0 $5.0k 37.00 135.14
Real Estate Select Sect Spdr (XLRE) 0.0 $999.970000 19.00 52.63
Liberty Media Corp Del Com Ser 0.0 $0 12.00 0.00
Jpm Em Local Currency Bond Etf 0.0 $4.0k 195.00 20.51
Liberty Media Corp Delaware Com A Braves Grp 0.0 $0 5.00 0.00
Liberty Media Corp Delaware Com A Siriusxm 0.0 $2.0k 50.00 40.00
Form Hldgs 0.0 $0 100.00 0.00
Twilio Inc cl a (TWLO) 0.0 $4.0k 57.00 70.18
Lightbridge Corporation 0.0 $1.0k 663.00 1.51
Dell Technologies Inc Class V equity 0.0 $999.960000 12.00 83.33
Johnson Controls International Plc equity (JCI) 0.0 $14k 297.00 47.14
Ashland (ASH) 0.0 $2.0k 18.00 111.11