Levin Capital Strategies as of Dec. 31, 2017
Portfolio Holdings for Levin Capital Strategies
Levin Capital Strategies holds 307 positions in its portfolio as reported in the December 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Pfizer (PFE) | 5.7 | $338M | 9.3M | 36.22 | |
| Citigroup (C) | 4.9 | $288M | 3.9M | 74.41 | |
| Dowdupont | 4.5 | $268M | 3.8M | 71.22 | |
| Nokia Corporation (NOK) | 4.3 | $255M | 55M | 4.66 | |
| Pinnacle Foods Inc De | 3.9 | $232M | 3.9M | 59.47 | |
| Intel Corporation (INTC) | 3.9 | $229M | 5.0M | 46.16 | |
| At&t (T) | 3.6 | $215M | 5.5M | 38.88 | |
| Occidental Petroleum Corporation (OXY) | 3.6 | $215M | 2.9M | 73.66 | |
| Eaton (ETN) | 3.5 | $209M | 2.6M | 79.01 | |
| Hess (HES) | 3.4 | $199M | 4.2M | 47.47 | |
| Apple (AAPL) | 3.1 | $186M | 1.1M | 169.23 | |
| TreeHouse Foods (THS) | 3.0 | $178M | 3.6M | 49.46 | |
| American International (AIG) | 2.8 | $163M | 2.7M | 59.58 | |
| Corning Incorporated (GLW) | 2.5 | $146M | 4.6M | 31.99 | |
| JPMorgan Chase & Co. (JPM) | 2.5 | $146M | 1.4M | 106.94 | |
| General Motors Company (GM) | 2.4 | $141M | 3.4M | 40.99 | |
| Huntington Bancshares Incorporated (HBAN) | 2.2 | $128M | 8.8M | 14.56 | |
| Walt Disney Company (DIS) | 2.0 | $120M | 1.1M | 107.51 | |
| Whirlpool Corporation (WHR) | 1.9 | $111M | 659k | 168.64 | |
| Chubb (CB) | 1.9 | $111M | 763k | 146.13 | |
| Allergan | 1.8 | $107M | 654k | 163.58 | |
| Bank of America Corporation (BAC) | 1.7 | $103M | 3.5M | 29.52 | |
| PG&E Corporation (PCG) | 1.6 | $92M | 2.1M | 44.83 | |
| Atkore Intl (ATKR) | 1.4 | $85M | 4.0M | 21.45 | |
| Morgan Stanley (MS) | 1.4 | $84M | 1.6M | 52.47 | |
| Summit Matls Inc cl a (SUM) | 1.4 | $84M | 2.7M | 31.44 | |
| Athene Holding Ltd Cl A | 1.4 | $82M | 1.6M | 51.71 | |
| Post Holdings Inc Common (POST) | 1.3 | $78M | 986k | 79.23 | |
| United Technologies Corporation | 1.3 | $75M | 585k | 127.57 | |
| Covanta Holding Corporation | 1.0 | $61M | 3.6M | 16.90 | |
| Johnson & Johnson (JNJ) | 1.0 | $61M | 435k | 139.72 | |
| American Axle & Manufact. Holdings (AXL) | 1.0 | $60M | 3.5M | 17.03 | |
| Cott Corp | 0.9 | $54M | 3.2M | 16.66 | |
| D Fluidigm Corp Del (LAB) | 0.9 | $54M | 9.2M | 5.89 | |
| Merck & Co (MRK) | 0.9 | $51M | 910k | 56.27 | |
| McDonald's Corporation (MCD) | 0.8 | $50M | 289k | 172.12 | |
| Microsoft Corporation (MSFT) | 0.8 | $48M | 559k | 85.54 | |
| Goodyear Tire & Rubber Company (GT) | 0.7 | $40M | 1.2M | 32.31 | |
| Bank of New York Mellon Corporation (BK) | 0.6 | $36M | 672k | 53.86 | |
| Lowe's Companies (LOW) | 0.6 | $34M | 365k | 92.94 | |
| General Electric Company | 0.5 | $28M | 1.6M | 17.45 | |
| Coca-Cola Company (KO) | 0.4 | $23M | 508k | 45.88 | |
| Nxp Semiconductors N V (NXPI) | 0.4 | $22M | 186k | 117.09 | |
| Northern Trust Corporation (NTRS) | 0.3 | $21M | 208k | 99.89 | |
| Golar Lng (GLNG) | 0.3 | $21M | 696k | 29.81 | |
| Vornado Realty Trust (VNO) | 0.3 | $20M | 261k | 78.18 | |
| Brookdale Senior Living (BKD) | 0.3 | $19M | 2.0M | 9.70 | |
| Diageo (DEO) | 0.3 | $18M | 126k | 146.03 | |
| KKR & Co | 0.3 | $18M | 861k | 21.06 | |
| Time Warner | 0.3 | $18M | 194k | 91.47 | |
| Forest City Realty Trust Inc Class A | 0.3 | $17M | 708k | 24.10 | |
| Caterpillar (CAT) | 0.2 | $15M | 92k | 157.58 | |
| International Business Machines (IBM) | 0.2 | $15M | 95k | 153.42 | |
| Becton, Dickinson and (BDX) | 0.2 | $14M | 63k | 214.05 | |
| Altaba | 0.2 | $14M | 193k | 69.85 | |
| Williams Companies (WMB) | 0.2 | $13M | 434k | 30.49 | |
| Loews Corporation (L) | 0.2 | $12M | 233k | 50.03 | |
| Monsanto Company | 0.2 | $12M | 99k | 116.78 | |
| Barrick Gold Corp (GOLD) | 0.2 | $11M | 750k | 14.47 | |
| Thermo Fisher Scientific (TMO) | 0.2 | $11M | 57k | 189.88 | |
| Textron (TXT) | 0.2 | $11M | 189k | 56.59 | |
| Alphabet Inc Class A cs (GOOGL) | 0.2 | $10M | 9.5k | 1053.38 | |
| Nanostring Technologies (NSTGQ) | 0.2 | $9.5M | 1.3M | 7.47 | |
| Oracle Corporation (ORCL) | 0.1 | $9.0M | 190k | 47.28 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $8.8M | 8.4k | 1046.45 | |
| Anadarko Petroleum Corporation | 0.1 | $8.1M | 150k | 53.64 | |
| Tejon Ranch Company (TRC) | 0.1 | $8.5M | 409k | 20.76 | |
| Milacron Holdings | 0.1 | $8.0M | 419k | 19.14 | |
| SPDR Gold Trust (GLD) | 0.1 | $7.8M | 63k | 123.66 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $6.9M | 85k | 81.39 | |
| Teck Resources Ltd cl b (TECK) | 0.1 | $7.1M | 273k | 26.17 | |
| Kinder Morgan (KMI) | 0.1 | $7.0M | 386k | 18.07 | |
| Kaman Corporation (KAMN) | 0.1 | $6.7M | 115k | 58.84 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $5.8M | 30k | 198.23 | |
| Pitney Bowes (PBI) | 0.1 | $5.9M | 523k | 11.18 | |
| Electrum Spl Acquisition Cor | 0.1 | $5.7M | 548k | 10.32 | |
| Dell Technologies Inc Class V equity | 0.1 | $5.8M | 71k | 81.28 | |
| Farmer Brothers (FARM) | 0.1 | $5.2M | 163k | 32.15 | |
| Realogy Hldgs (HOUS) | 0.1 | $5.3M | 201k | 26.50 | |
| Comcast Corporation (CMCSA) | 0.1 | $4.5M | 111k | 40.05 | |
| Blackstone | 0.1 | $4.9M | 152k | 32.02 | |
| Devon Energy Corporation (DVN) | 0.1 | $4.8M | 117k | 41.40 | |
| SL Green Realty | 0.1 | $4.9M | 49k | 100.94 | |
| Baxter International (BAX) | 0.1 | $3.9M | 60k | 64.63 | |
| Qualcomm (QCOM) | 0.1 | $4.2M | 65k | 64.02 | |
| Delta Air Lines (DAL) | 0.1 | $3.9M | 70k | 56.00 | |
| Apollo Investment | 0.1 | $4.0M | 702k | 5.66 | |
| Bankunited (BKU) | 0.1 | $4.4M | 108k | 40.72 | |
| Acadia Healthcare (ACHC) | 0.1 | $4.3M | 132k | 32.63 | |
| Fuelcell Energy | 0.1 | $4.1M | 2.4M | 1.70 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.1 | $3.3M | 52k | 64.59 | |
| Omni (OMC) | 0.1 | $3.7M | 50k | 72.82 | |
| KapStone Paper and Packaging | 0.1 | $3.3M | 146k | 22.69 | |
| Novagold Resources Inc Cad (NG) | 0.1 | $3.7M | 938k | 3.93 | |
| Tpg Pace Energy Hldgs Corp unit 99/99/9999 | 0.1 | $3.8M | 367k | 10.25 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $3.0M | 36k | 83.63 | |
| FedEx Corporation (FDX) | 0.1 | $2.8M | 11k | 249.53 | |
| Capital Senior Living Corporation | 0.1 | $3.1M | 228k | 13.49 | |
| Alerian Mlp Etf | 0.1 | $2.8M | 261k | 10.79 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.1 | $3.0M | 30k | 101.56 | |
| Liberty Global Inc C | 0.1 | $2.7M | 81k | 33.85 | |
| Voya Financial (VOYA) | 0.1 | $3.0M | 61k | 49.47 | |
| Amber Road | 0.1 | $2.7M | 364k | 7.34 | |
| New Senior Inv Grp | 0.1 | $3.1M | 406k | 7.56 | |
| Cadence Bancorporation cl a | 0.1 | $3.0M | 112k | 27.12 | |
| New York Times Company (NYT) | 0.0 | $2.1M | 114k | 18.50 | |
| Armstrong World Industries (AWI) | 0.0 | $2.3M | 37k | 60.55 | |
| Cheniere Energy (LNG) | 0.0 | $2.5M | 47k | 53.83 | |
| Medtronic (MDT) | 0.0 | $2.1M | 26k | 80.74 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.0 | $2.4M | 61k | 39.65 | |
| Liberty Media Corp Delaware Com C Siriusxm | 0.0 | $2.1M | 53k | 39.65 | |
| Travelers Companies (TRV) | 0.0 | $1.8M | 13k | 135.63 | |
| Jack in the Box (JACK) | 0.0 | $1.6M | 16k | 98.14 | |
| Tiffany & Co. | 0.0 | $1.5M | 15k | 103.98 | |
| Aetna | 0.0 | $2.0M | 11k | 180.38 | |
| Weyerhaeuser Company (WY) | 0.0 | $1.6M | 46k | 35.26 | |
| Live Nation Entertainment (LYV) | 0.0 | $1.7M | 39k | 42.58 | |
| CNA Financial Corporation (CNA) | 0.0 | $1.9M | 36k | 53.05 | |
| Seagate Technology Com Stk | 0.0 | $1.8M | 43k | 41.85 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.0 | $1.6M | 16k | 102.00 | |
| Walker & Dunlop (WD) | 0.0 | $1.7M | 35k | 47.49 | |
| New York Reit | 0.0 | $1.6M | 418k | 3.93 | |
| NRG Energy (NRG) | 0.0 | $1.3M | 47k | 28.48 | |
| American Express Company (AXP) | 0.0 | $893k | 9.0k | 99.26 | |
| Canadian Natl Ry (CNI) | 0.0 | $1.3M | 16k | 82.50 | |
| Home Depot (HD) | 0.0 | $1.3M | 6.8k | 189.51 | |
| CBS Corporation | 0.0 | $1.4M | 24k | 58.99 | |
| Brookfield Asset Management | 0.0 | $914k | 21k | 43.52 | |
| Verizon Communications (VZ) | 0.0 | $1.0M | 19k | 52.95 | |
| Universal Health Services (UHS) | 0.0 | $1.0M | 9.0k | 113.32 | |
| Air Products & Chemicals (APD) | 0.0 | $1.3M | 7.7k | 164.09 | |
| Honeywell International (HON) | 0.0 | $1.2M | 7.8k | 153.33 | |
| Schlumberger (SLB) | 0.0 | $1.5M | 22k | 67.40 | |
| Alleghany Corporation | 0.0 | $1.2M | 2.1k | 596.30 | |
| Biogen Idec (BIIB) | 0.0 | $1.2M | 3.7k | 318.67 | |
| PPL Corporation (PPL) | 0.0 | $1.0M | 32k | 30.96 | |
| Amazon (AMZN) | 0.0 | $1.0M | 886.00 | 1169.30 | |
| Wynn Resorts (WYNN) | 0.0 | $1.1M | 6.6k | 168.57 | |
| Boardwalk Pipeline Partners | 0.0 | $1.3M | 104k | 12.91 | |
| Team | 0.0 | $902k | 61k | 14.89 | |
| Prologis (PLD) | 0.0 | $1.5M | 23k | 64.52 | |
| Facebook Inc cl a (META) | 0.0 | $1.2M | 7.1k | 176.43 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $968k | 181k | 5.36 | |
| Liberty Broadband Cl C (LBRDK) | 0.0 | $1.5M | 17k | 85.18 | |
| Planet Fitness Inc-cl A (PLNT) | 0.0 | $1.1M | 33k | 34.64 | |
| Seritage Growth Pptys Cl A (SRG) | 0.0 | $982k | 24k | 40.46 | |
| Ilg | 0.0 | $1.4M | 49k | 28.48 | |
| Liberty Ventures - Ser A | 0.0 | $888k | 16k | 54.24 | |
| Baker Hughes A Ge Company (BKR) | 0.0 | $1.1M | 34k | 31.63 | |
| Hess Midstream Partners Lp unit ltd pr int | 0.0 | $1.2M | 59k | 19.82 | |
| Simply Good Foods Co *w exp 07/07/202 | 0.0 | $1.1M | 294k | 3.89 | |
| Fgl Holdings | 0.0 | $1.1M | 106k | 10.07 | |
| BP (BP) | 0.0 | $606k | 14k | 42.03 | |
| Melco Crown Entertainment (MLCO) | 0.0 | $670k | 23k | 29.05 | |
| Genworth Financial (GNW) | 0.0 | $373k | 120k | 3.11 | |
| Fidelity National Information Services (FIS) | 0.0 | $565k | 6.0k | 94.17 | |
| Legg Mason | 0.0 | $817k | 20k | 41.97 | |
| Great Plains Energy Incorporated | 0.0 | $344k | 11k | 32.32 | |
| Bunge | 0.0 | $785k | 12k | 67.07 | |
| United Parcel Service (UPS) | 0.0 | $405k | 3.4k | 119.12 | |
| 3M Company (MMM) | 0.0 | $859k | 3.7k | 235.28 | |
| Cummins (CMI) | 0.0 | $723k | 4.1k | 176.56 | |
| Genuine Parts Company (GPC) | 0.0 | $408k | 4.3k | 95.04 | |
| Sealed Air (SEE) | 0.0 | $346k | 7.0k | 49.34 | |
| Wells Fargo & Company (WFC) | 0.0 | $493k | 8.1k | 60.63 | |
| Emerson Electric (EMR) | 0.0 | $499k | 7.2k | 69.64 | |
| Raytheon Company | 0.0 | $841k | 4.5k | 187.93 | |
| CVS Caremark Corporation (CVS) | 0.0 | $588k | 8.1k | 72.50 | |
| Yum! Brands (YUM) | 0.0 | $304k | 3.7k | 81.74 | |
| PerkinElmer (RVTY) | 0.0 | $614k | 8.4k | 73.10 | |
| Colgate-Palmolive Company (CL) | 0.0 | $431k | 5.7k | 75.49 | |
| DISH Network | 0.0 | $367k | 7.7k | 47.70 | |
| General Mills (GIS) | 0.0 | $432k | 7.3k | 59.26 | |
| Pepsi (PEP) | 0.0 | $448k | 3.7k | 119.88 | |
| Praxair | 0.0 | $737k | 4.8k | 154.64 | |
| Procter & Gamble Company (PG) | 0.0 | $829k | 9.0k | 91.86 | |
| Unilever | 0.0 | $527k | 9.4k | 56.27 | |
| UnitedHealth (UNH) | 0.0 | $862k | 3.9k | 220.52 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $594k | 8.5k | 70.30 | |
| Murphy Oil Corporation (MUR) | 0.0 | $314k | 10k | 31.00 | |
| Anheuser-Busch InBev NV (BUD) | 0.0 | $446k | 4.0k | 111.50 | |
| Visa (V) | 0.0 | $329k | 2.9k | 114.04 | |
| Regal Entertainment | 0.0 | $616k | 27k | 23.02 | |
| Discovery Communications | 0.0 | $488k | 23k | 21.15 | |
| Dr Pepper Snapple | 0.0 | $337k | 3.5k | 97.12 | |
| AvalonBay Communities (AVB) | 0.0 | $660k | 3.7k | 178.38 | |
| Marathon Oil Corporation (MRO) | 0.0 | $457k | 27k | 16.93 | |
| Goldcorp | 0.0 | $511k | 40k | 12.78 | |
| Brinker International (EAT) | 0.0 | $348k | 9.0k | 38.86 | |
| Illumina (ILMN) | 0.0 | $655k | 3.0k | 218.33 | |
| Vail Resorts (MTN) | 0.0 | $682k | 3.2k | 212.46 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.0 | $352k | 1.6k | 223.92 | |
| Flowserve Corporation (FLS) | 0.0 | $359k | 8.5k | 42.10 | |
| Cray | 0.0 | $365k | 15k | 24.20 | |
| Macerich Company (MAC) | 0.0 | $393k | 6.0k | 65.61 | |
| Ball Corporation (BALL) | 0.0 | $492k | 13k | 37.85 | |
| Bank Of America Corporation warrant | 0.0 | $439k | 25k | 17.56 | |
| SPDR KBW Bank (KBE) | 0.0 | $312k | 6.6k | 47.27 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.0 | $602k | 11k | 54.70 | |
| Hldgs (UAL) | 0.0 | $307k | 4.6k | 67.46 | |
| Industries N shs - a - (LYB) | 0.0 | $387k | 3.5k | 110.45 | |
| Howard Hughes | 0.0 | $354k | 2.7k | 131.11 | |
| O'reilly Automotive (ORLY) | 0.0 | $427k | 1.8k | 240.43 | |
| General American Investors (GAM) | 0.0 | $814k | 24k | 34.40 | |
| Sodastream International | 0.0 | $457k | 6.5k | 70.31 | |
| American Intl Group | 0.0 | $491k | 27k | 18.12 | |
| American Tower Reit (AMT) | 0.0 | $763k | 5.4k | 142.62 | |
| Wmi Holdings | 0.0 | $600k | 706k | 0.85 | |
| Bright Horizons Fam Sol In D (BFAM) | 0.0 | $670k | 7.1k | 93.97 | |
| Liberty Global Inc Com Ser A | 0.0 | $859k | 24k | 35.83 | |
| Fox News | 0.0 | $712k | 21k | 34.11 | |
| Aramark Hldgs (ARMK) | 0.0 | $641k | 15k | 42.73 | |
| Flexion Therapeutics | 0.0 | $576k | 23k | 25.04 | |
| Fnf (FNF) | 0.0 | $499k | 13k | 39.24 | |
| Liberty Broadband Corporation (LBRDA) | 0.0 | $565k | 6.6k | 85.06 | |
| Lamar Advertising Co-a (LAMR) | 0.0 | $589k | 7.9k | 74.22 | |
| Hrg | 0.0 | $640k | 38k | 16.94 | |
| Nomad Foods (NOMD) | 0.0 | $854k | 51k | 16.92 | |
| Paypal Holdings (PYPL) | 0.0 | $613k | 8.3k | 73.62 | |
| Liberty Global | 0.0 | $324k | 16k | 19.87 | |
| Lumentum Hldgs (LITE) | 0.0 | $831k | 17k | 48.88 | |
| Liberty Media Corp Series C Li | 0.0 | $450k | 13k | 34.19 | |
| Pulse Biosciences (PLSE) | 0.0 | $354k | 15k | 23.60 | |
| Landcadia Hldgs Inc cl a | 0.0 | $379k | 38k | 9.93 | |
| Sutherland Asset Management reit | 0.0 | $352k | 23k | 15.17 | |
| Yum China Holdings (YUMC) | 0.0 | $385k | 9.6k | 40.07 | |
| Saban Cap Acquisition | 0.0 | $666k | 67k | 9.91 | |
| Gty Technology Holdings Inc cl a | 0.0 | $579k | 58k | 9.94 | |
| Energy Transfer Partners | 0.0 | $731k | 41k | 17.93 | |
| Vantage Energy Acquisition unit 04/12/2024 | 0.0 | $631k | 62k | 10.19 | |
| Jbg Smith Properties (JBGS) | 0.0 | $358k | 10k | 34.71 | |
| Federal Str Acquisition Corp unit 99/99/9999 | 0.0 | $868k | 85k | 10.25 | |
| Industrea Acquisition Corp unit 07/21/2024 | 0.0 | $366k | 36k | 10.05 | |
| Haymaker Acquisition unit 10/19/2022 | 0.0 | $495k | 50k | 9.90 | |
| Golar Lng Ltd 1/27.5 Call call | 0.0 | $333k | 1.2k | 275.21 | |
| Goldman Sachs (GS) | 0.0 | $255k | 1.0k | 255.00 | |
| Leucadia National | 0.0 | $265k | 10k | 26.50 | |
| U.S. Bancorp (USB) | 0.0 | $204k | 3.8k | 53.68 | |
| Kohl's Corporation (KSS) | 0.0 | $221k | 4.1k | 54.27 | |
| Mattel (MAT) | 0.0 | $274k | 18k | 15.39 | |
| Noble Energy | 0.0 | $219k | 7.5k | 29.20 | |
| Watsco, Incorporated (WSO) | 0.0 | $255k | 1.5k | 170.00 | |
| International Paper Company (IP) | 0.0 | $232k | 4.0k | 58.00 | |
| Hanesbrands (HBI) | 0.0 | $210k | 10k | 20.90 | |
| Laboratory Corp. of America Holdings (LH) | 0.0 | $239k | 1.5k | 159.33 | |
| Las Vegas Sands (LVS) | 0.0 | $250k | 3.6k | 69.44 | |
| Crane | 0.0 | $208k | 2.3k | 89.23 | |
| ConocoPhillips (COP) | 0.0 | $265k | 4.8k | 54.96 | |
| Deere & Company (DE) | 0.0 | $268k | 1.7k | 156.73 | |
| American Electric Power Company (AEP) | 0.0 | $203k | 2.8k | 73.63 | |
| Marriott International (MAR) | 0.0 | $267k | 2.0k | 135.67 | |
| GATX Corporation (GATX) | 0.0 | $290k | 4.7k | 62.21 | |
| Axis Capital Holdings (AXS) | 0.0 | $226k | 4.5k | 50.37 | |
| Entercom Communications | 0.0 | $268k | 25k | 10.81 | |
| Brooks Automation (AZTA) | 0.0 | $226k | 9.5k | 23.90 | |
| Jones Lang LaSalle Incorporated (JLL) | 0.0 | $223k | 1.5k | 148.67 | |
| Loral Space & Communications | 0.0 | $264k | 6.0k | 44.00 | |
| Maxwell Technologies | 0.0 | $161k | 28k | 5.75 | |
| Great Lakes Dredge & Dock Corporation (GLDD) | 0.0 | $112k | 21k | 5.39 | |
| VeriFone Systems | 0.0 | $198k | 11k | 17.70 | |
| Monotype Imaging Holdings | 0.0 | $205k | 8.5k | 24.12 | |
| AK Steel Holding Corporation | 0.0 | $85k | 15k | 5.67 | |
| Allete (ALE) | 0.0 | $215k | 2.9k | 74.50 | |
| National Fuel Gas (NFG) | 0.0 | $213k | 3.9k | 54.95 | |
| Albemarle Corporation (ALB) | 0.0 | $224k | 1.8k | 128.00 | |
| CBS Corporation | 0.0 | $275k | 4.6k | 59.74 | |
| Oclaro | 0.0 | $168k | 25k | 6.72 | |
| Templeton Dragon Fund (TDF) | 0.0 | $290k | 14k | 21.48 | |
| SPECTRUM BRANDS Hldgs | 0.0 | $290k | 2.6k | 112.45 | |
| Destination Maternity Corporation | 0.0 | $52k | 17k | 2.98 | |
| Crystal Rock Holdings | 0.0 | $121k | 146k | 0.83 | |
| Western Asset Global High Income Fnd (EHI) | 0.0 | $186k | 18k | 10.22 | |
| Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) | 0.0 | $126k | 11k | 11.38 | |
| Dreyfus High Yield Strategies Fund | 0.0 | $100k | 30k | 3.33 | |
| Cbre Group Inc Cl A (CBRE) | 0.0 | $239k | 5.5k | 43.35 | |
| Silver Spring Networks | 0.0 | $244k | 15k | 16.27 | |
| Channeladvisor | 0.0 | $265k | 30k | 8.98 | |
| Bioamber | 0.0 | $7.1k | 17k | 0.42 | |
| Murphy Usa (MUSA) | 0.0 | $203k | 2.5k | 80.17 | |
| Fireeye | 0.0 | $199k | 14k | 14.21 | |
| Navigator Holdings Ltd Com Stk (NVGS) | 0.0 | $108k | 11k | 9.82 | |
| Alibaba Group Holding (BABA) | 0.0 | $230k | 1.3k | 172.16 | |
| Aurinia Pharmaceuticals (AUPH) | 0.0 | $45k | 10k | 4.50 | |
| Walgreen Boots Alliance (WBA) | 0.0 | $261k | 3.6k | 72.50 | |
| Hp (HPQ) | 0.0 | $263k | 13k | 21.01 | |
| Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $270k | 675k | 0.40 | |
| Avangrid (AGR) | 0.0 | $269k | 5.3k | 50.67 | |
| Liberty Media Corp Del Com Ser | 0.0 | $208k | 6.4k | 32.69 | |
| Johnson Controls International Plc equity (JCI) | 0.0 | $209k | 5.5k | 38.19 | |
| Commercehub Inc Com Ser A | 0.0 | $214k | 9.8k | 21.94 | |
| Alcoa (AA) | 0.0 | $226k | 4.2k | 53.78 | |
| Landcadia Hldgs Inc *w exp 06/01/202 | 0.0 | $27k | 39k | 0.69 | |
| Pavmed Inc *w exp 01/29/202 | 0.0 | $42k | 67k | 0.62 | |
| Noveliontherapeuti.. | 0.0 | $158k | 51k | 3.12 | |
| Ggp | 0.0 | $215k | 9.2k | 23.37 | |
| Saban Cap Acquisition Corp *w exp 09/21/202 | 0.0 | $43k | 35k | 1.24 | |
| Gty Technology Holdings Inc w exp 99/99/999 | 0.0 | $27k | 20k | 1.35 | |
| R1 Rcm | 0.0 | $44k | 10k | 4.37 | |
| Matlin & Partners Acquisitio cl a | 0.0 | $270k | 28k | 9.77 | |
| Silver Run Acquisition *w exp 03/28/202 | 0.0 | $73k | 49k | 1.49 | |
| Matlin & Partners Acquisitio *w exp 03/15/202 | 0.0 | $12k | 29k | 0.42 | |
| Simply Good Foods (SMPL) | 0.0 | $157k | 11k | 14.27 | |
| Pensare Acquisition Corp | 0.0 | $290k | 30k | 9.67 | |
| Pensare Acquisition Corp *w exp 07/27/202 | 0.0 | $7.9k | 15k | 0.53 | |
| Pensare Acquisition Corp right | 0.0 | $15k | 30k | 0.50 | |
| Willscot Corp *w exp 09/10/202 | 0.0 | $46k | 32k | 1.43 | |
| Fgl Holdings Warrants warrants | 0.0 | $97k | 63k | 1.55 |
