National Planning Corporation

National Planning Corporation as of Sept. 30, 2011

Portfolio Holdings for National Planning Corporation

National Planning Corporation holds 425 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman Aggregate Bond (AGG) 28.4 $322M 2.9M 109.25
iShares Lehman MBS Bond Fund (MBB) 4.1 $47M 437k 107.11
iShares Barclays Credit Bond Fund (USIG) 3.3 $37M 342k 108.47
iShares Lehman 1-3 Year Treas.Bond (SHY) 3.0 $34M 398k 84.56
Vanguard Short-Term Bond ETF (BSV) 2.5 $28M 342k 81.33
Chevron Corporation (CVX) 2.2 $25M 239k 106.27
Annaly Capital Management 2.0 $23M 1.4M 16.39
Procter & Gamble Company (PG) 1.9 $22M 336k 65.38
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.9 $21M 407k 51.74
SPDR Gold Trust (GLD) 1.6 $19M 115k 160.96
Vanguard Intermediate-Term Bond ETF (BIV) 1.5 $17M 194k 86.40
iShares Barclays TIPS Bond Fund (TIP) 1.3 $15M 133k 114.59
Spdr Series Trust cmn (HYMB) 1.2 $14M 265k 51.80
Vanguard Growth ETF (VUG) 1.1 $13M 200k 62.59
Vanguard Value ETF (VTV) 1.1 $12M 233k 51.88
Vanguard Total Bond Market ETF (BND) 1.1 $12M 142k 83.20
Consumer Discretionary SPDR (XLY) 1.0 $12M 291k 39.91
iShares Dow Jones US Technology (IYW) 1.0 $12M 175k 65.97
SPDR Dow Jones Industrial Average ETF (DIA) 0.9 $10M 88k 119.03
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.8 $9.2M 89k 103.96
Vanguard Long-Term Bond ETF (BLV) 0.8 $9.1M 102k 89.72
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $8.9M 99k 90.22
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.7 $8.3M 343k 24.18
Yamana Gold 0.7 $7.7M 514k 15.06
Northgate Minerals 0.6 $7.1M 2.0M 3.55
PowerShares Hgh Yield Corporate Bnd 0.6 $7.1M 388k 18.26
Consumer Staples Select Sect. SPDR (XLP) 0.6 $7.0M 225k 31.27
Exxon Mobil Corporation (XOM) 0.5 $6.0M 75k 80.04
Silver Wheaton Corp 0.5 $5.9M 188k 31.32
Vanguard Short Term Corporate Bond ETF (VCSH) 0.5 $5.9M 76k 77.69
Central Fd Cda Ltd cl a 0.5 $5.5M 260k 21.32
PowerShares Intl. Dividend Achiev. 0.5 $5.6M 364k 15.30
Spdr S&p 500 Etf (SPY) 0.5 $5.3M 42k 125.57
Apple (AAPL) 0.4 $5.0M 12k 405.74
SPDR Barclays Capital High Yield B 0.4 $4.7M 119k 39.65
Health Care SPDR (XLV) 0.4 $4.7M 139k 33.65
CurrencyShares Australian Dollar Trust 0.4 $4.7M 45k 104.95
At&t (T) 0.4 $4.5M 155k 29.00
PIMCO High Income Fund (PHK) 0.4 $4.6M 372k 12.25
Industrial SPDR (XLI) 0.4 $4.4M 132k 33.21
PowerShares Dynamic Energy Sector 0.4 $4.4M 116k 38.27
Financial Select Sector SPDR (XLF) 0.4 $4.3M 319k 13.42
Enterprise Products Partners (EPD) 0.4 $4.2M 95k 44.16
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.4 $4.2M 38k 110.16
General Electric Company 0.4 $4.1M 247k 16.41
Endeavour Silver Corp (EXK) 0.3 $4.0M 406k 9.85
Caterpillar (CAT) 0.3 $3.8M 41k 91.67
Verizon Communications (VZ) 0.3 $3.6M 97k 36.86
Vanguard Europe Pacific ETF (VEA) 0.3 $3.6M 109k 33.35
International Business Machines (IBM) 0.3 $3.3M 18k 182.33
PowerShares QQQ Trust, Series 1 0.3 $3.4M 59k 58.51
iShares S&P 500 Index (IVV) 0.3 $3.3M 26k 125.93
Prospect Capital Corporation (PSEC) 0.3 $3.1M 326k 9.59
Utilities SPDR (XLU) 0.3 $3.2M 91k 34.71
SPDR S&P Dividend (SDY) 0.3 $3.0M 56k 53.29
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.3 $3.1M 50k 61.20
PowerShares Dynamic Pharmaceuticals 0.3 $2.9M 111k 26.30
Starbucks Corporation (SBUX) 0.2 $2.8M 66k 42.55
PIMCO Income Opportunity Fund 0.2 $2.8M 110k 25.93
Ford Motor Company (F) 0.2 $2.7M 216k 12.62
iShares S&P MidCap 400 Index (IJH) 0.2 $2.7M 31k 88.53
PowerShares DWA Technical Ldrs Pf 0.2 $2.7M 112k 24.08
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $2.6M 25k 103.65
Schwab U S Small Cap ETF (SCHA) 0.2 $2.6M 78k 32.91
Walgreen Company 0.2 $2.5M 73k 34.33
iShares Russell 2000 Index (IWM) 0.2 $2.5M 34k 73.48
U.S. Gold Corporation 0.2 $2.5M 585k 4.21
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $2.5M 22k 113.38
iShares Silver Trust (SLV) 0.2 $2.5M 82k 30.84
Marathon Oil Corporation (MRO) 0.2 $2.4M 92k 26.24
Kinder Morgan Energy Partners 0.2 $2.4M 31k 77.27
iShares S&P 500 Growth Index (IVW) 0.2 $2.4M 35k 68.06
WisdomTree LargeCap Dividend Fund (DLN) 0.2 $2.3M 49k 47.59
Johnson & Johnson (JNJ) 0.2 $2.2M 35k 64.37
Deluxe Corporation (DLX) 0.2 $2.2M 94k 23.88
Boise 0.2 $2.2M 376k 5.93
Market Vectors High Yield Muni. Ind 0.2 $2.3M 77k 29.79
First Majestic Silver Corp (AG) 0.2 $2.2M 135k 16.39
Consolidated Edison (ED) 0.2 $2.2M 36k 59.53
iShares Morningstar Large Value (ILCV) 0.2 $2.2M 37k 57.95
WisdomTree Dividend ex-Fin Fund (AIVL) 0.2 $2.0M 40k 50.75
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $2.0M 55k 36.99
McDonald's Corporation (MCD) 0.2 $1.9M 21k 92.14
Ishares Tr rus200 val idx (IWX) 0.2 $2.0M 73k 26.97
Citigroup (C) 0.2 $1.9M 61k 31.69
Microsoft Corporation (MSFT) 0.2 $1.8M 66k 27.16
ConocoPhillips (COP) 0.2 $1.9M 26k 72.11
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.8M 27k 66.89
Market Vectors Emerging Mkts Local ETF 0.2 $1.8M 70k 25.54
Atlantic Power Corporation 0.1 $1.7M 123k 14.04
SPDR Dow Jones Global Real Estate (RWO) 0.1 $1.7M 48k 35.80
Rydex S&P 500 Pure Growth ETF 0.1 $1.7M 38k 44.86
Investors Real Estate Trust 0.1 $1.6M 212k 7.40
iShares Dow Jones Select Dividend (DVY) 0.1 $1.5M 29k 52.32
Abbott Laboratories (ABT) 0.1 $1.4M 27k 53.11
United Parcel Service (UPS) 0.1 $1.5M 21k 70.91
Boeing Company (BA) 0.1 $1.4M 22k 64.52
Complete Production Services 0.1 $1.5M 46k 32.00
Seadrill 0.1 $1.4M 42k 33.77
Templeton Global Income Fund 0.1 $1.5M 155k 9.82
Provident Energy 0.1 $1.4M 155k 9.21
Cisco Systems (CSCO) 0.1 $1.4M 77k 17.69
Merck & Co (MRK) 0.1 $1.3M 40k 33.55
iShares S&P 500 Value Index (IVE) 0.1 $1.4M 24k 57.66
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $1.3M 22k 58.29
Jp Morgan Alerian Mlp Index 0.1 $1.4M 38k 36.93
iShares Morningstar Mid Core Index (IMCB) 0.1 $1.3M 16k 84.64
SPDR S&P Emerging Asia Pacific (GMF) 0.1 $1.4M 20k 71.38
Bank of America Corporation (BAC) 0.1 $1.3M 192k 6.76
Cummins (CMI) 0.1 $1.2M 13k 99.34
Intel Corporation (INTC) 0.1 $1.3M 51k 24.50
Huntsman Corporation (HUN) 0.1 $1.3M 115k 11.15
Kimber Res 0.1 $1.2M 913k 1.31
Minefinders 0.1 $1.2M 89k 13.93
iShares Russell 1000 Growth Index (IWF) 0.1 $1.2M 21k 58.44
iShares Russell 2000 Growth Index (IWO) 0.1 $1.2M 14k 84.18
Vanguard Emerging Markets ETF (VWO) 0.1 $1.2M 30k 41.15
Invesco Mortgage Capital 0.1 $1.2M 79k 15.26
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $1.3M 11k 119.86
Penn West Energy Trust 0.1 $1.2M 67k 17.89
Coca-Cola Company (KO) 0.1 $1.2M 17k 68.12
Teva Pharmaceutical Industries (TEVA) 0.1 $1.2M 29k 39.74
Transocean (RIG) 0.1 $1.1M 19k 55.71
Philip Morris International (PM) 0.1 $1.1M 16k 69.66
Oracle Corporation (ORCL) 0.1 $1.1M 34k 32.59
iShares Russell 1000 Index (IWB) 0.1 $1.2M 17k 69.25
Oneok Partners 0.1 $1.2M 24k 49.97
Pengrowth Energy Corp 0.1 $1.1M 108k 10.18
Pfizer (PFE) 0.1 $966k 50k 19.35
Altria (MO) 0.1 $1.0M 38k 27.33
iShares MSCI EAFE Index Fund (EFA) 0.1 $994k 19k 52.84
Freeport-McMoRan Copper & Gold (FCX) 0.1 $1.0M 26k 39.90
Silvercorp Metals (SVM) 0.1 $981k 102k 9.64
iShares Russell Midcap Index Fund (IWR) 0.1 $1.1M 11k 99.73
Pharmaceutical HOLDRs 0.1 $975k 14k 68.18
Terra Nitrogen Company 0.1 $1.0M 6.2k 162.27
Eaton Vance Short Duration Diversified I (EVG) 0.1 $1.0M 61k 16.48
PowerShares Dynamic Biotech &Genome 0.1 $1.0M 51k 20.38
Brigus Gold Corp 0.1 $1.1M 823k 1.29
Pimco Etf Tr bld amer bd 0.1 $1.1M 20k 53.18
Deere & Company (DE) 0.1 $852k 12k 73.89
Pepsi (PEP) 0.1 $925k 15k 61.80
Enbridge Energy Partners 0.1 $862k 29k 29.35
Aberdeen Asia-Pacific Income Fund 0.1 $942k 133k 7.11
iShares Cohen & Steers Realty Maj. (ICF) 0.1 $916k 13k 68.85
WisdomTree Emerging Markets Eq (DEM) 0.1 $929k 18k 52.70
Vanguard Total World Stock Idx (VT) 0.1 $901k 20k 45.09
Dominion Resources (D) 0.1 $750k 15k 51.49
Wells Fargo & Company (WFC) 0.1 $752k 28k 26.58
Occidental Petroleum Corporation (OXY) 0.1 $841k 9.6k 87.16
Schlumberger (SLB) 0.1 $809k 12k 69.75
Energy Select Sector SPDR (XLE) 0.1 $830k 12k 69.78
Omega Healthcare Investors (OHI) 0.1 $835k 46k 17.99
Penn Virginia Resource Partners 0.1 $764k 29k 26.79
Energy Transfer Partners 0.1 $751k 17k 44.03
Ferrellgas Partners 0.1 $743k 35k 21.15
SPDR S&P Retail (XRT) 0.1 $766k 14k 53.85
iShares Russell 3000 Index (IWV) 0.1 $758k 10k 74.31
ING Prime Rate Trust 0.1 $775k 152k 5.11
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $806k 51k 15.88
iShares Morningstar Small Core Idx (ISCB) 0.1 $845k 10k 83.28
Vanguard Mega Cap 300 Index (MGC) 0.1 $828k 19k 42.80
JPMorgan Chase & Co. (JPM) 0.1 $727k 21k 34.48
Wal-Mart Stores (WMT) 0.1 $733k 13k 56.67
Bristol Myers Squibb (BMY) 0.1 $640k 20k 32.66
Fifth Street Finance 0.1 $678k 68k 9.92
Transcanada Corp 0.1 $661k 15k 43.76
Realty Income (O) 0.1 $670k 20k 33.69
Keegan Res 0.1 $720k 123k 5.83
iShares S&P MidCap 400 Growth (IJK) 0.1 $657k 6.5k 101.36
iShares Russell 2000 Value Index (IWN) 0.1 $690k 11k 65.45
Rydex S&P Equal Weight ETF 0.1 $681k 15k 46.44
Vanguard Total Stock Market ETF (VTI) 0.1 $644k 10k 64.14
iShares S&P SmallCap 600 Growth (IJT) 0.1 $698k 9.5k 73.11
Vanguard Small-Cap ETF (VB) 0.1 $637k 9.1k 70.15
PowerShares Emerging Markets Sovere 0.1 $644k 24k 27.03
First Trust/Four Corners SFRI Fund II (FCT) 0.1 $669k 49k 13.60
Towerstream Corporation 0.1 $664k 228k 2.92
Blackrock Muniyield Ariz 0.1 $692k 53k 13.18
Hyperdynamics Corp 0.1 $660k 132k 5.00
MFS Municipal Income Trust (MFM) 0.1 $703k 101k 6.95
Lehman Brothers First Trust IOF (NHS) 0.1 $729k 55k 13.23
Pioneer Municipal High Income Trust (MHI) 0.1 $648k 45k 14.30
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $679k 12k 57.55
BP (BP) 0.1 $557k 13k 42.11
EXCO Resources 0.1 $583k 48k 12.07
FedEx Corporation (FDX) 0.1 $578k 7.1k 81.53
Eli Lilly & Co. (LLY) 0.1 $600k 16k 38.13
3M Company (MMM) 0.1 $511k 6.3k 81.75
E.I. du Pont de Nemours & Company 0.1 $616k 13k 46.19
Potash Corp. Of Saskatchewan I 0.1 $554k 11k 50.48
United Technologies Corporation 0.1 $545k 7.1k 76.45
Vodafone 0.1 $612k 22k 28.28
WellPoint 0.1 $573k 8.4k 68.19
Exelon Corporation (EXC) 0.1 $564k 13k 42.97
Goldcorp 0.1 $528k 11k 46.40
Edison International (EIX) 0.1 $533k 14k 39.48
BP Prudhoe Bay Royalty Trust (BPPTU) 0.1 $584k 5.5k 106.71
Vector (VGR) 0.1 $622k 35k 17.83
Kinross Gold Corp (KGC) 0.1 $538k 38k 14.03
Exeter Res Corp 0.1 $518k 148k 3.50
Chimera Investment Corporation 0.1 $534k 178k 2.99
AGIC Convertible & Income Fund 0.1 $536k 61k 8.80
Alerian Mlp Etf 0.1 $593k 37k 15.97
Gabelli Global Gold, Natural Res &Income 0.1 $620k 40k 15.38
iShares Russell 3000 Value Index (IUSV) 0.1 $588k 7.1k 82.61
Vanguard REIT ETF (VNQ) 0.1 $534k 9.5k 56.48
CurrencyShares Swiss Franc Trust 0.1 $573k 5.1k 112.24
WisdomTree Equity Income Fund (DHS) 0.1 $530k 13k 41.34
Cheniere Energy Partners (CQP) 0.1 $574k 37k 15.53
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $604k 77k 7.90
Sprott Physical Gold Trust (PHYS) 0.1 $541k 37k 14.50
Berkshire Hathaway (BRK.B) 0.0 $410k 5.3k 77.13
Duke Energy Corporation 0.0 $493k 24k 20.17
BE Aerospace 0.0 $446k 12k 37.02
CenturyLink 0.0 $408k 12k 34.82
Health Care REIT 0.0 $429k 8.5k 50.53
Colgate-Palmolive Company (CL) 0.0 $463k 5.1k 90.75
American Electric Power Company (AEP) 0.0 $414k 11k 39.25
iShares Russell 1000 Value Index (IWD) 0.0 $492k 7.8k 62.98
Lowe's Companies (LOW) 0.0 $433k 20k 21.78
Clorox Company (CLX) 0.0 $418k 6.2k 67.70
USG Corporation 0.0 $499k 52k 9.63
Plains All American Pipeline (PAA) 0.0 $400k 6.1k 65.39
Teekay Offshore Partners 0.0 $441k 17k 26.07
Anworth Mortgage Asset Corporation 0.0 $424k 66k 6.40
Sabine Royalty Trust (SBR) 0.0 $459k 6.9k 66.77
LTC Properties (LTC) 0.0 $470k 17k 27.86
Oil Service HOLDRs 0.0 $468k 3.6k 130.00
Market Vectors Gold Miners ETF 0.0 $400k 7.0k 57.40
Weatherford International Lt reg 0.0 $480k 32k 14.96
Templeton Dragon Fund (TDF) 0.0 $399k 16k 25.25
Vanguard Dividend Appreciation ETF (VIG) 0.0 $458k 8.6k 53.22
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $475k 32k 14.74
DNP Select Income Fund (DNP) 0.0 $457k 42k 10.77
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $489k 35k 13.99
PowerShares Preferred Portfolio 0.0 $498k 36k 14.02
Piedmont Office Realty Trust (PDM) 0.0 $424k 25k 17.05
PIMCO Corporate Opportunity Fund (PTY) 0.0 $468k 28k 17.03
Vanguard Utilities ETF (VPU) 0.0 $482k 6.5k 74.01
iShares Russell 3000 Growth Index (IUSG) 0.0 $506k 11k 47.60
Nuveen Quality Pref. Inc. Fund II 0.0 $474k 60k 7.93
Pimco Income Strategy Fund (PFL) 0.0 $491k 48k 10.32
SPDR Morgan Stanley Technology (XNTK) 0.0 $436k 6.8k 63.84
Rydex S&P MidCap 400 Pure Growth ETF 0.0 $446k 5.5k 81.57
SPDR S&P International Dividend (DWX) 0.0 $448k 9.1k 49.45
Etfs Precious Metals Basket phys pm bskt 0.0 $430k 4.6k 93.48
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.0 $420k 13k 33.34
Petroleo Brasileiro SA (PBR) 0.0 $303k 13k 24.14
iShares MSCI Emerging Markets Indx (EEM) 0.0 $373k 9.3k 40.04
Goldman Sachs (GS) 0.0 $286k 2.8k 102.58
U.S. Bancorp (USB) 0.0 $344k 13k 25.65
Blackstone 0.0 $312k 22k 14.06
CSX Corporation (CSX) 0.0 $344k 16k 21.89
Home Depot (HD) 0.0 $304k 8.4k 36.39
Ameren Corporation (AEE) 0.0 $344k 11k 31.84
Core Laboratories 0.0 $370k 3.7k 101.37
Hawaiian Electric Industries (HE) 0.0 $361k 14k 25.69
Kraft Foods 0.0 $388k 11k 36.17
Public Storage (PSA) 0.0 $295k 2.4k 123.59
Dow Chemical Company 0.0 $393k 14k 27.94
Emerson Electric (EMR) 0.0 $307k 6.5k 47.31
Alcoa 0.0 $344k 32k 10.61
General Mills (GIS) 0.0 $340k 8.6k 39.32
Hewlett-Packard Company 0.0 $371k 14k 25.97
Royal Dutch Shell 0.0 $396k 5.6k 70.92
Royal Dutch Shell 0.0 $349k 4.8k 72.65
Qualcomm (QCOM) 0.0 $306k 5.7k 53.72
Buckeye Partners 0.0 $337k 5.1k 66.59
Whole Foods Market 0.0 $339k 4.6k 73.44
AvalonBay Communities (AVB) 0.0 $358k 2.8k 126.32
Linn Energy 0.0 $321k 8.3k 38.79
PPL Corporation (PPL) 0.0 $367k 13k 29.12
Public Service Enterprise (PEG) 0.0 $327k 9.6k 34.23
Sempra Energy (SRE) 0.0 $300k 5.5k 54.61
NuStar Energy 0.0 $327k 5.9k 55.69
Dendreon Corporation 0.0 $351k 33k 10.54
Greenbrier Companies (GBX) 0.0 $378k 21k 17.93
Senior Housing Properties Trust 0.0 $386k 17k 22.57
Quaterra Resources 0.0 $371k 417k 0.89
iShares MSCI Brazil Index (EWZ) 0.0 $382k 6.3k 60.20
SPDR S&P MidCap 400 ETF (MDY) 0.0 $325k 2.0k 160.10
American Capital Agency 0.0 $345k 12k 28.55
Putnam Master Int. Income (PIM) 0.0 $321k 63k 5.12
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $312k 7.2k 43.32
AllianceBernstein Global Hgh Incm (AWF) 0.0 $303k 21k 14.23
First Trust Large Cap Core Alp Fnd (FEX) 0.0 $321k 12k 27.53
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $340k 5.0k 68.52
Sun Communities (SUI) 0.0 $283k 7.4k 38.45
PowerShares Fin. Preferred Port. 0.0 $375k 22k 16.78
Vanguard Extended Market ETF (VXF) 0.0 $362k 6.9k 52.43
New America High Income Fund I 0.0 $336k 34k 9.83
SPDR DJ Wilshire REIT (RWR) 0.0 $380k 6.1k 62.81
Vanguard Consumer Discretionary ETF (VCR) 0.0 $357k 5.5k 64.44
iShares MSCI BRIC Index Fund (BKF) 0.0 $304k 7.8k 38.83
iShares Russell Microcap Index (IWC) 0.0 $392k 8.9k 44.23
iShares Dow Jones US Energy Sector (IYE) 0.0 $347k 8.8k 39.63
iShares S&P Global Technology Sect. (IXN) 0.0 $321k 5.2k 61.45
John Hancock Pref. Income Fund II (HPF) 0.0 $313k 15k 21.11
Enerplus Corp 0.0 $386k 14k 28.30
Nuveen Insured Municipal Opp. Fund 0.0 $330k 23k 14.11
Pimco Income Strategy Fund II (PFN) 0.0 $339k 38k 8.93
MFS Multimarket Income Trust (MMT) 0.0 $351k 53k 6.61
Nuveen Municipal Advantage Fund 0.0 $288k 21k 13.73
PIMCO Corporate Income Fund (PCN) 0.0 $315k 20k 15.44
Western Asset Premier Bond Fund (WEA) 0.0 $285k 18k 15.83
Nuveen Insured Quality Muncipal Fund 0.0 $294k 21k 14.13
BlackRock Insured Municipal Income Trust (BYM) 0.0 $315k 22k 14.48
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $296k 3.6k 83.08
First Trust Energy AlphaDEX (FXN) 0.0 $294k 15k 20.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $295k 9.8k 30.02
Baytex Energy Corp (BTE) 0.0 $295k 5.6k 53.15
Companhia de Bebidas das Americas 0.0 $228k 6.8k 33.63
American Express Company (AXP) 0.0 $265k 5.3k 49.71
Costco Wholesale Corporation (COST) 0.0 $278k 3.3k 83.66
FirstEnergy (FE) 0.0 $232k 5.1k 45.54
Eaton Corporation 0.0 $212k 4.8k 44.12
Kimberly-Clark Corporation (KMB) 0.0 $274k 3.9k 69.42
Paychex (PAYX) 0.0 $244k 8.4k 29.16
Reynolds American 0.0 $221k 5.6k 39.55
Union Pacific Corporation (UNP) 0.0 $210k 2.2k 96.55
Progress Energy 0.0 $201k 3.8k 52.32
GlaxoSmithKline 0.0 $254k 5.8k 44.09
Halliburton Company (HAL) 0.0 $257k 7.2k 35.78
Hess (HES) 0.0 $200k 3.4k 59.65
Target Corporation (TGT) 0.0 $245k 4.5k 53.87
EOG Resources (EOG) 0.0 $249k 2.7k 91.78
Visa (V) 0.0 $204k 2.2k 92.81
Frontier Communications 0.0 $171k 29k 5.87
Chesapeake Energy Corporation 0.0 $206k 7.2k 28.52
Toyota Motor Corporation (TM) 0.0 $205k 3.0k 69.14
American Capital 0.0 $231k 32k 7.22
Enbridge (ENB) 0.0 $271k 7.7k 35.19
iShares MSCI Japan Index 0.0 $263k 27k 9.80
AmeriGas Partners 0.0 $282k 6.2k 45.84
Navios Maritime Partners 0.0 $231k 14k 16.52
Terex Corporation (TEX) 0.0 $235k 16k 14.97
AK Steel Holding Corporation 0.0 $251k 29k 8.59
Capstead Mortgage Corporation 0.0 $260k 22k 11.98
Golden Star Cad 0.0 $188k 88k 2.14
National Grid 0.0 $243k 4.9k 50.10
Silver Standard Res 0.0 $207k 12k 17.28
Titanium Metals Corporation 0.0 $235k 14k 16.39
Arena Pharmaceuticals 0.0 $212k 149k 1.42
Healthcare Services (HCSG) 0.0 $263k 15k 17.68
Magellan Midstream Partners 0.0 $221k 3.4k 64.17
Healthsouth 0.0 $191k 11k 17.81
BioMed Realty Trust 0.0 $199k 11k 17.99
Technology SPDR (XLK) 0.0 $262k 10k 25.81
Rayonier (RYN) 0.0 $258k 6.2k 41.51
iShares Russell Midcap Value Index (IWS) 0.0 $254k 5.9k 43.09
iShares Dow Jones US Basic Mater. (IYM) 0.0 $276k 4.1k 66.75
Inland Real Estate Corporation 0.0 $273k 36k 7.53
iShares Dow Jones US Tele (IYZ) 0.0 $235k 11k 21.51
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $237k 2.3k 105.33
American Select Portfolio 0.0 $261k 27k 9.67
Claymore/BNY Mellon BRIC 0.0 $208k 5.5k 37.94
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $180k 17k 10.34
First Trust Tech AlphaDEX Fnd (FXL) 0.0 $281k 14k 20.81
Franklin Templeton (FTF) 0.0 $264k 21k 12.80
ING Global Equity Divid.&Premium Opp-ETF 0.0 $201k 20k 10.00
iShares Brclys Intrdte Gov/Crt Bd (GVI) 0.0 $260k 2.3k 110.92
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $222k 2.1k 105.71
Putnam Premier Income Trust (PPT) 0.0 $221k 40k 5.57
iShares Morningstar Large Growth (ILCG) 0.0 $279k 4.2k 67.04
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $245k 6.2k 39.37
General Mtrs Co jr pfd cnv srb 0.0 $243k 6.1k 40.03
iShares MSCI Germany Index Fund (EWG) 0.0 $268k 13k 21.27
PowerShares DB Agriculture Fund 0.0 $259k 8.4k 30.90
ETFS Gold Trust 0.0 $208k 1.3k 163.14
GREENHAVEN Continuous Commodity Indx Fnd 0.0 $210k 6.5k 32.37
iShares Dow Jones US Healthcare (IYH) 0.0 $278k 4.0k 69.52
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.0 $237k 2.2k 108.07
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $207k 15k 13.73
DWS Multi Market Income Trust (KMM) 0.0 $242k 24k 10.00
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $248k 23k 10.64
Brazil Infrastructure Index Fund 0.0 $216k 9.9k 21.86
First Trust Amex Biotech Index Fnd (FBT) 0.0 $227k 6.3k 35.75
Nuveen Munpl Markt Opp Fund 0.0 $198k 15k 12.91
Pimco CA Muni. Income Fund II (PCK) 0.0 $235k 25k 9.36
Pioneer High Income Trust 0.0 $171k 10k 16.89
PowerShares Dynamic Lg. Cap Value 0.0 $208k 11k 18.94
PowerShrs CEF Income Cmpst Prtfl 0.0 $216k 9.0k 24.00
SPDR Barclays Capital TIPS (SPIP) 0.0 $234k 4.1k 56.80
Nuveen Premium Income Municipal Fund 0.0 $246k 18k 13.76
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $207k 16k 12.78
Nuveen Performance Plus Municipal Fund 0.0 $252k 18k 14.43
Nuveen Investment Quality Munl Fund 0.0 $198k 14k 14.51
Global X Fds glb x uranium 0.0 $177k 19k 9.25
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.0 $205k 5.4k 37.78
First Trust Health Care AlphaDEX (FXH) 0.0 $218k 8.1k 27.05
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $282k 19k 14.67
Cbre Clarion Global Real Estat re (IGR) 0.0 $256k 35k 7.24
First Tr Exch Trd Alphadex mega cap alpha 0.0 $252k 14k 18.00
Phoenix Companies 0.0 $61k 46k 1.33
Franklin Street Properties (FSP) 0.0 $132k 10k 12.80
Dynex Capital 0.0 $127k 14k 8.99
MFS Intermediate Income Trust (MIN) 0.0 $132k 21k 6.36
BioCryst Pharmaceuticals (BCRX) 0.0 $99k 33k 3.00
Apollo Investment 0.0 $88k 11k 8.00
Midway Gold Corp 0.0 $120k 56k 2.14
Paramount Gold and Silver 0.0 $136k 51k 2.67
Tanzanian Royalty Expl Corp 0.0 $110k 30k 3.67
International Tower Hill Mines (THM) 0.0 $70k 14k 5.00
AllianceBernstein Income Fund 0.0 $162k 21k 7.73
Calamos Strategic Total Return Fund (CSQ) 0.0 $154k 18k 8.51
Blackrock Fl Rate Ome Stra I 0.0 $135k 11k 12.16
Credit Suisse High Yield Bond Fund (DHY) 0.0 $135k 45k 3.00
Eaton Vance Senior Income Trust (EVF) 0.0 $108k 17k 6.43
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $78k 18k 4.24
Nuveen Fltng Rte Incm Opp 0.0 $126k 12k 10.91
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $161k 10k 15.84
Nuveen Mult Curr St Gv Incm 0.0 $152k 11k 13.55
Alpine Total Dynamic Dividend Fund 0.0 $93k 20k 4.75
BlackRock Corporate High Yield Fund 0.0 $69k 10k 6.76
PIMCO Strategic Global Government Fund (RCS) 0.0 $165k 15k 11.28
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $153k 12k 12.75
BlackRock High Yield Trust 0.0 $78k 12k 6.50
Uranerz Energy Corporation Cmn 0.0 $95k 48k 2.00
Medley Capital Corporation 0.0 $112k 11k 10.00
Resource Capital 0.0 $56k 11k 5.05
Sirius XM Radio 0.0 $43k 24k 1.83
Oilsands Quest 0.0 $5.9k 37k 0.16
A123 Systems 0.0 $51k 14k 3.59
Nuveen Tax Adv Fltg Rate Fun 0.0 $24k 12k 2.05