Prospera Financial Services

Prospera Financial Services as of Dec. 31, 2015

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 300 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 20.6 $94M 4.0M 23.49
Powershares Etf Tr Ii s^p500 low vol 7.2 $33M 855k 38.57
PowerShares DWA Technical Ldrs Pf 6.6 $30M 723k 41.37
Apple (AAPL) 3.3 $15M 144k 105.26
iShares Lehman Aggregate Bond (AGG) 3.0 $14M 125k 108.01
Consumer Staples Select Sect. SPDR (XLP) 2.1 $9.5M 189k 50.49
SPDR Nuveen Barclays Capital Municpl Bnd 1.8 $8.1M 332k 24.38
SPDR Barclays Capital Inter Term (SPTI) 1.7 $7.7M 127k 60.19
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 1.7 $7.6M 249k 30.40
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 1.6 $7.5M 223k 33.43
Consumer Discretionary SPDR (XLY) 1.6 $7.2M 92k 78.16
Technology SPDR (XLK) 1.4 $6.5M 151k 42.83
At&t (T) 1.3 $5.9M 172k 34.41
iShares S&P US Pref Stock Idx Fnd (PFF) 1.2 $5.3M 138k 38.85
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.1 $5.2M 62k 84.36
Delta Air Lines (DAL) 1.1 $5.2M 103k 50.69
Altria (MO) 1.1 $4.8M 82k 58.21
iShares S&P 500 Index (IVV) 1.0 $4.4M 22k 204.89
American Airls (AAL) 0.9 $4.1M 96k 42.35
Vanguard Short-Term Bond ETF (BSV) 0.8 $3.7M 46k 79.58
PowerShares DWA Devld Markt Tech 0.7 $3.0M 127k 23.70
Claymore Etf gug blt2016 hy 0.7 $3.0M 114k 25.87
Netflix (NFLX) 0.6 $2.9M 25k 114.38
Industrial SPDR (XLI) 0.6 $2.8M 53k 53.01
PowerShares QQQ Trust, Series 1 0.6 $2.8M 25k 111.86
iShares iBoxx $ High Yid Corp Bond (HYG) 0.6 $2.8M 34k 80.57
Verizon Communications (VZ) 0.6 $2.8M 60k 46.22
Materials SPDR (XLB) 0.6 $2.7M 62k 43.43
Vanguard Mid-Cap Value ETF (VOE) 0.6 $2.7M 31k 85.96
Alerian Mlp Etf 0.6 $2.7M 221k 12.05
iShares Lehman Short Treasury Bond (SHV) 0.6 $2.7M 24k 110.21
PowerShares DWA Emerg Markts Tech 0.6 $2.5M 168k 14.95
Vanguard REIT ETF (VNQ) 0.5 $2.4M 30k 79.72
PowerShares Fin. Preferred Port. 0.5 $2.3M 122k 18.83
Claymore Etf gug blt2017 hy 0.5 $2.2M 89k 24.96
Exxon Mobil Corporation (XOM) 0.5 $2.1M 27k 77.96
Health Care SPDR (XLV) 0.5 $2.1M 29k 72.04
Amazon (AMZN) 0.5 $2.1M 3.1k 676.04
Microsoft Corporation (MSFT) 0.4 $1.9M 35k 55.47
Eli Lilly & Co. (LLY) 0.4 $1.8M 21k 84.26
Energy Transfer Partners 0.4 $1.8M 52k 33.73
Vanguard Small-Cap Value ETF (VBR) 0.4 $1.8M 18k 98.79
NuStar Energy (NS) 0.3 $1.6M 40k 40.09
Gilead Sciences (GILD) 0.3 $1.5M 15k 101.19
Goldcorp 0.3 $1.5M 129k 11.56
Spdr S&p 500 Etf (SPY) 0.3 $1.5M 7.1k 203.88
Nike (NKE) 0.3 $1.4M 23k 62.49
Global X Etf equity 0.3 $1.4M 72k 19.72
Johnson & Johnson (JNJ) 0.3 $1.4M 14k 102.71
Chevron Corporation (CVX) 0.3 $1.4M 15k 89.95
Blackstone 0.3 $1.3M 46k 29.24
Walt Disney Company (DIS) 0.3 $1.3M 13k 105.07
First Trust S&P REIT Index Fund (FRI) 0.3 $1.3M 60k 22.09
Plains All American Pipeline (PAA) 0.3 $1.3M 55k 23.10
Nuveen Quality Pref. Inc. Fund II 0.3 $1.3M 140k 9.11
Alphabet Inc Class C cs (GOOG) 0.3 $1.3M 1.7k 758.78
General Electric Company 0.3 $1.2M 39k 31.15
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.2M 21k 58.70
iShares MSCI Belgium Investable Mkt (EWK) 0.3 $1.2M 68k 18.06
First Trust Cnsumer Stapl Alpha (FXG) 0.3 $1.2M 28k 44.47
iShares Russell 1000 Growth Index (IWF) 0.3 $1.2M 12k 99.47
Vanguard Utilities ETF (VPU) 0.3 $1.2M 13k 93.91
Prospect Capital Corporation (PSEC) 0.2 $1.2M 165k 6.98
Enterprise Products Partners (EPD) 0.2 $1.1M 43k 25.57
iShares Dow Jones U.S. Index Fund (IYY) 0.2 $1.1M 11k 101.94
Procter & Gamble Company (PG) 0.2 $1.1M 13k 79.41
Southern Company (SO) 0.2 $1.1M 23k 46.80
Calamos Convertible & Hi Income Fund (CHY) 0.2 $1.1M 102k 10.51
Abbvie (ABBV) 0.2 $1.0M 18k 59.25
Pepsi (PEP) 0.2 $990k 9.9k 99.97
iShares MSCI Switzerland Index Fund (EWL) 0.2 $996k 32k 31.05
Facebook Inc cl a (META) 0.2 $1.0M 9.7k 104.65
Powershares Etf Tr Ii dwa tctl sctr 0.2 $990k 39k 25.19
iShares Russell 1000 Value Index (IWD) 0.2 $963k 9.8k 97.86
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $955k 8.6k 110.72
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.2 $937k 40k 23.66
Wal-Mart Stores (WMT) 0.2 $900k 15k 61.29
Bristol Myers Squibb (BMY) 0.2 $898k 13k 68.82
Ishares Tr Phill Invstmrk (EPHE) 0.2 $896k 27k 33.72
SPDR Barclays Capital Convertible SecETF (CWB) 0.2 $934k 22k 43.27
First Tr Exchange Traded Fd dorsey wright (IFV) 0.2 $890k 50k 17.89
Vanguard Europe Pacific ETF (VEA) 0.2 $857k 23k 36.74
Vanguard Sht Term Govt Bond ETF (VGSH) 0.2 $867k 14k 60.75
Wells Fargo & Company (WFC) 0.2 $813k 15k 54.39
Trovagene 0.2 $823k 152k 5.40
Arrow Dow Jones Global Yield Etf etf (GYLD) 0.2 $829k 48k 17.15
Costco Wholesale Corporation (COST) 0.2 $786k 4.9k 161.50
Pfizer (PFE) 0.2 $762k 24k 32.27
United Parcel Service (UPS) 0.2 $782k 8.1k 96.25
Intel Corporation (INTC) 0.2 $774k 23k 34.44
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.2 $772k 23k 34.10
Tier Reit 0.2 $797k 54k 14.75
JPMorgan Chase & Co. (JPM) 0.2 $713k 11k 66.01
Starbucks Corporation (SBUX) 0.2 $745k 12k 60.01
Berkshire Hathaway (BRK.B) 0.1 $669k 5.1k 132.11
General Dynamics Corporation (GD) 0.1 $665k 4.8k 137.40
Barclays Bk Plc Ipsp croil etn 0.1 $674k 108k 6.23
iShares S&P India Nifty 50 Index Fund (INDY) 0.1 $692k 26k 27.18
Vanguard Emerging Markets ETF (VWO) 0.1 $683k 21k 32.71
SPDR S&P Dividend (SDY) 0.1 $672k 9.1k 73.52
SPDR Gold Trust (GLD) 0.1 $649k 6.4k 101.50
TAL International 0.1 $651k 41k 15.89
Rydex S&P Equal Weight ETF 0.1 $661k 8.6k 76.66
Vanguard High Dividend Yield ETF (VYM) 0.1 $646k 9.7k 66.76
First Trust Morningstar Divid Ledr (FDL) 0.1 $633k 27k 23.71
First Trust Health Care AlphaDEX (FXH) 0.1 $616k 10k 60.40
Duke Energy (DUK) 0.1 $617k 8.6k 71.40
BlackRock (BLK) 0.1 $593k 1.7k 340.41
Bank of America Corporation (BAC) 0.1 $598k 36k 16.84
SYSCO Corporation (SYY) 0.1 $611k 15k 40.99
V.F. Corporation (VFC) 0.1 $584k 9.4k 62.22
ConocoPhillips (COP) 0.1 $603k 13k 46.67
Philip Morris International (PM) 0.1 $574k 6.5k 87.83
Ishares Tr usa min vo (USMV) 0.1 $586k 14k 41.80
Phillips 66 (PSX) 0.1 $573k 7.0k 81.76
First Trust Iv Enhanced Short (FTSM) 0.1 $586k 9.8k 59.83
Alphabet Inc Class A cs (GOOGL) 0.1 $595k 765.00 777.78
Home Depot (HD) 0.1 $536k 4.1k 132.25
Lockheed Martin Corporation (LMT) 0.1 $550k 2.5k 217.05
Invesco Insured Municipal Income Trust (IIM) 0.1 $554k 34k 16.25
Global X Fds glbl x mlp etf 0.1 $565k 54k 10.39
Powershares Etf Trust Ii 0.1 $568k 15k 37.62
Dominion Resources (D) 0.1 $482k 7.1k 67.57
3M Company (MMM) 0.1 $516k 3.4k 150.53
CVS Caremark Corporation (CVS) 0.1 $483k 4.9k 97.85
BB&T Corporation 0.1 $482k 13k 37.82
Schlumberger (SLB) 0.1 $518k 7.4k 69.71
United Technologies Corporation 0.1 $509k 5.3k 96.07
Lowe's Companies (LOW) 0.1 $480k 6.3k 75.99
iShares S&P MidCap 400 Index (IJH) 0.1 $510k 3.7k 139.42
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $517k 3.0k 174.07
Vanguard Consumer Discretionary ETF (VCR) 0.1 $506k 4.1k 122.64
PowerShares Dynamic Lg. Cap Value 0.1 $485k 17k 29.08
Powershares Senior Loan Portfo mf 0.1 $522k 23k 22.40
Fidelity msci hlth care i (FHLC) 0.1 $518k 15k 34.51
Coca-Cola Company (KO) 0.1 $478k 11k 42.93
McDonald's Corporation (MCD) 0.1 $460k 3.9k 118.07
Norfolk Southern (NSC) 0.1 $436k 5.1k 84.69
Biogen Idec (BIIB) 0.1 $467k 1.5k 306.43
HCP 0.1 $474k 12k 38.21
Vanguard Total Stock Market ETF (VTI) 0.1 $465k 4.5k 104.33
Vanguard Total Bond Market ETF (BND) 0.1 $437k 5.4k 80.67
Vanguard Extended Market ETF (VXF) 0.1 $449k 5.4k 83.86
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $465k 5.9k 78.96
Powershares Exchange 0.1 $460k 16k 28.62
Silver Bay Rlty Tr 0.1 $438k 28k 15.64
Vanguard S&p 500 Etf idx (VOO) 0.1 $453k 2.4k 186.80
Abbott Laboratories (ABT) 0.1 $402k 8.9k 44.95
Cisco Systems (CSCO) 0.1 $414k 15k 27.17
GlaxoSmithKline 0.1 $425k 11k 40.33
International Business Machines (IBM) 0.1 $403k 2.9k 137.68
UnitedHealth (UNH) 0.1 $403k 3.4k 117.77
Constellation Brands (STZ) 0.1 $388k 2.7k 142.33
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $405k 3.8k 105.50
iShares S&P SmallCap 600 Index (IJR) 0.1 $411k 3.7k 110.01
First Trust Financials AlphaDEX (FXO) 0.1 $394k 17k 23.18
First Trust Amex Biotech Index Fnd (FBT) 0.1 $390k 3.4k 113.14
Kraft Heinz (KHC) 0.1 $408k 5.6k 72.73
BP (BP) 0.1 $352k 11k 31.24
Kimberly-Clark Corporation (KMB) 0.1 $360k 2.8k 127.43
Reynolds American 0.1 $386k 8.4k 46.19
Boeing Company (BA) 0.1 $357k 2.5k 144.48
Danaher Corporation (DHR) 0.1 $348k 3.7k 93.00
Westar Energy 0.1 $359k 8.5k 42.36
Energy Transfer Equity (ET) 0.1 $358k 26k 13.75
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $365k 3.2k 114.13
Financial Select Sector SPDR (XLF) 0.1 $379k 16k 23.85
Huntington Bancshares Inc pfd conv ser a 0.1 $381k 279.00 1365.59
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $342k 2.8k 122.58
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $364k 4.4k 83.01
American Tower Reit (AMT) 0.1 $357k 3.7k 96.88
Newlink Genetics Corporation 0.1 $357k 9.8k 36.43
Mondelez Int (MDLZ) 0.1 $387k 8.6k 44.85
Pimco Dynamic Credit Income other 0.1 $379k 21k 18.05
Fireeye 0.1 $387k 19k 20.75
Tiptree Finl Inc cl a (TIPT) 0.1 $371k 60k 6.15
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $344k 6.9k 50.00
Gopro (GPRO) 0.1 $387k 22k 18.02
Alibaba Group Holding (BABA) 0.1 $349k 4.3k 81.33
Packaging Corporation of America (PKG) 0.1 $322k 5.1k 62.99
Comcast Corporation (CMCSA) 0.1 $313k 5.5k 56.42
FedEx Corporation (FDX) 0.1 $298k 2.0k 148.93
Brookfield Asset Management 0.1 $307k 9.8k 31.49
Automatic Data Processing (ADP) 0.1 $315k 3.7k 84.81
Merck & Co (MRK) 0.1 $334k 6.3k 52.86
Target Corporation (TGT) 0.1 $335k 4.6k 72.57
Ford Motor Company (F) 0.1 $302k 21k 14.11
Anheuser-Busch InBev NV (BUD) 0.1 $307k 2.5k 124.80
Visa (V) 0.1 $304k 3.9k 77.45
Under Armour (UAA) 0.1 $313k 3.9k 80.65
Seagate Technology Com Stk 0.1 $335k 9.1k 36.65
First Trust DJ Internet Index Fund (FDN) 0.1 $337k 4.5k 74.57
Liberty All-Star Equity Fund (USA) 0.1 $301k 56k 5.36
Mountain Province Diamonds (MPVDF) 0.1 $340k 119k 2.85
First Trust Large Cap GO Alpha Fnd (FTC) 0.1 $327k 6.8k 48.27
Kinder Morgan (KMI) 0.1 $335k 22k 14.93
Stag Industrial (STAG) 0.1 $303k 16k 18.48
Marathon Petroleum Corp (MPC) 0.1 $297k 5.7k 51.85
Powershares Etf Tr Ii em mrk low vol 0.1 $305k 15k 20.27
Hd Supply 0.1 $301k 10k 30.03
Market Vectors Junior Gold Min 0.1 $320k 17k 19.19
Chubb Corporation 0.1 $284k 2.1k 132.40
Waste Management (WM) 0.1 $256k 4.8k 53.31
Union Pacific Corporation (UNP) 0.1 $277k 3.5k 78.34
Everest Re Group (EG) 0.1 $261k 1.4k 183.03
Raytheon Company 0.1 $272k 2.2k 124.37
General Mills (GIS) 0.1 $292k 5.1k 57.72
Sanofi-Aventis SA (SNY) 0.1 $256k 6.0k 42.72
Accenture (ACN) 0.1 $266k 2.6k 104.31
ConAgra Foods (CAG) 0.1 $272k 6.4k 42.23
iShares Russell 2000 Index (IWM) 0.1 $276k 2.4k 112.70
Prosperity Bancshares (PB) 0.1 $263k 5.5k 47.82
iShares S&P 100 Index (OEF) 0.1 $251k 2.8k 91.17
iShares Dow Jones Select Dividend (DVY) 0.1 $278k 3.7k 75.14
ACADIA Pharmaceuticals (ACAD) 0.1 $260k 7.3k 35.62
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $281k 45k 6.24
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $279k 13k 22.05
Claymore Exchange-traded Fd gugg crp bd 2017 0.1 $262k 12k 22.49
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $289k 13k 21.75
Wisdomtree Tr intl hedge eqt (HEDJ) 0.1 $265k 4.9k 53.72
Wisdomtree Trust futre strat (WTMF) 0.1 $253k 6.1k 41.78
Express Scripts Holding 0.1 $276k 3.2k 87.56
Prospect Capital Corp note 0.1 $258k 258k 1.00
Doubleline Income Solutions (DSL) 0.1 $276k 17k 16.20
Columbia Ppty Tr 0.1 $274k 12k 23.46
Fidelity consmr staples (FSTA) 0.1 $290k 9.6k 30.23
Allergan 0.1 $265k 847.00 312.87
Ecolab (ECL) 0.1 $242k 2.1k 114.58
Sherwin-Williams Company (SHW) 0.1 $239k 919.00 260.07
Harris Corporation 0.1 $227k 2.6k 86.77
Nordstrom (JWN) 0.1 $225k 4.5k 49.83
United Rentals (URI) 0.1 $227k 3.1k 72.64
Nextera Energy (NEE) 0.1 $248k 2.4k 103.85
Clorox Company (CLX) 0.1 $213k 1.7k 126.71
Dr Pepper Snapple 0.1 $227k 2.4k 93.22
Pioneer Natural Resources (PXD) 0.1 $208k 1.7k 125.60
LSB Industries (LXU) 0.1 $210k 29k 7.25
Permian Basin Royalty Trust (PBT) 0.1 $219k 43k 5.06
Magellan Midstream Partners 0.1 $225k 3.3k 67.81
Federal Realty Inv. Trust 0.1 $234k 1.6k 145.89
iShares Russell Midcap Value Index (IWS) 0.1 $242k 3.5k 68.61
iShares Russell 3000 Index (IWV) 0.1 $244k 2.0k 120.26
Bank Of America Corporation preferred (BAC.PL) 0.1 $206k 188.00 1095.74
iShares Russell Midcap Growth Idx. (IWP) 0.1 $223k 2.4k 91.77
iShares S&P SmallCap 600 Growth (IJT) 0.1 $226k 1.8k 124.45
Vanguard Dividend Appreciation ETF (VIG) 0.1 $236k 3.0k 77.89
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $216k 2.0k 107.14
iShares Barclays TIPS Bond Fund (TIP) 0.1 $214k 2.0k 109.63
SPDR Barclays Capital High Yield B 0.1 $236k 7.0k 33.87
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $217k 17k 12.76
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $236k 2.3k 100.60
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.1 $207k 6.6k 31.60
iShares 2016 S&P AMT-Free Mun Ser ETF 0.1 $212k 8.0k 26.50
Ishares Tr 2017 s^p amtfr 0.1 $219k 8.0k 27.38
Claymore Exchange Trd Fd Tr gug bull2018 e 0.1 $245k 12k 21.03
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $229k 13k 18.35
Vodafone Group New Adr F (VOD) 0.1 $227k 7.0k 32.30
Corning Incorporated (GLW) 0.0 $191k 11k 18.28
Transocean (RIG) 0.0 $179k 14k 12.39
Electronic Arts (EA) 0.0 $201k 2.9k 68.84
PPL Corporation (PPL) 0.0 $201k 5.9k 34.10
Gladstone Capital Corporation (GLAD) 0.0 $161k 22k 7.32
Energy Select Sector SPDR (XLE) 0.0 $200k 3.3k 60.42
MetLife (MET) 0.0 $202k 4.2k 48.19
CenterState Banks 0.0 $205k 13k 15.62
Iamgold Corp (IAG) 0.0 $196k 138k 1.42
American Water Works (AWK) 0.0 $205k 3.4k 59.66
SPDR S&P MidCap 400 ETF (MDY) 0.0 $205k 806.00 254.34
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $198k 16k 12.77
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $162k 15k 10.52
BlackRock Global Energy & Resources Trus (BGR) 0.0 $190k 15k 12.54
Eaton (ETN) 0.0 $200k 3.8k 51.99
Ishares S&p Amt-free Municipal 0.0 $204k 8.0k 25.50
I Shares 2019 Etf 0.0 $205k 8.0k 25.62
Ishares 2020 Amt-free Muni Bond Etf 0.0 $204k 8.0k 25.50
Global Net Lease 0.0 $183k 23k 7.93
Ishares Tr ibonds dec 21 0.0 $204k 8.0k 25.50
Staples 0.0 $140k 15k 9.45
Freeport-McMoRan Copper & Gold (FCX) 0.0 $135k 20k 6.78
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $145k 16k 9.15
Astrotech 0.0 $123k 80k 1.53
New York Mortgage Trust 0.0 $128k 24k 5.32
Exchange Traded Concepts Tr york hiinc m 0.0 $124k 27k 4.68
Sunedison 0.0 $137k 27k 5.07
Voya Prime Rate Trust sh ben int 0.0 $127k 25k 5.06
Contravir Pharma 0.0 $140k 91k 1.54
Alcoa 0.0 $105k 11k 9.85
Research Frontiers (REFR) 0.0 $73k 14k 5.18
MFS Charter Income Trust (MCR) 0.0 $108k 14k 7.61
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $92k 20k 4.68
Royce Micro Capital Trust (RMT) 0.0 $93k 13k 7.26
BlackRock Debt Strategies Fund 0.0 $108k 32k 3.37
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $105k 26k 4.02
Mitek Systems (MITK) 0.0 $78k 19k 4.14
Atlas Resource Partners 0.0 $81k 79k 1.03
Chesapeake Energy Corporation 0.0 $46k 10k 4.51
Vanguard Natural Resources 0.0 $43k 15k 2.97
Sirius Xm Holdings (SIRI) 0.0 $46k 11k 4.07
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $16k 30k 0.53
Ares Capital Corp 5.125 2016 conv 0.0 $18k 18k 1.00